ORIGINAL RESEARCH article
Brain tissue oxygenation and cerebral metabolic patterns in focal and diffuse traumatic brain injury
- Section of Neurosurgery, Department of Neuroscience, Uppsala University, Uppsala, Sweden
Introduction: Neurointensive care of traumatic brain injury (TBI) patients is currently based on intracranial pressure (ICP) and cerebral perfusion pressure (CPP) targeted protocols. There are reasons to believe that knowledge of brain tissue oxygenation (BtipO2) would add information with the potential of improving patient outcome. The aim of this study was to examine BtipO2 and cerebral metabolism using the Neurovent-PTO probe and cerebral microdialysis (MD) in TBI patients.
Methods: Twenty-three severe TBI patients with monitoring of physiological parameters, ICP, CPP, BtipO2, and MD for biomarkers of energy metabolism (glucose, lactate, and pyruvate) and cellular distress (glutamate, glycerol) were included. Patients were grouped according to injury type (focal/diffuse) and placement of the Neurovent-PTO probe and MD catheter (injured/non-injured hemisphere).
Results: We observed different patterns in BtipO2 and MD biomarkers in diffuse and focal injury where placement of the probe also influenced the results (ipsilateral/contralateral). In all groups, despite fairly normal levels of ICP and CPP, increased MD levels of glutamate, glycerol, or the L/P ratio were observed at BtipO2 <5 mmHg, indicating increased vulnerability of the brain at this level.
Conclusion: Monitoring of BtipO2 adds important information in addition to traditional ICP and CPP surveillance. Because of the different metabolic responses to very low BtipO2 in the individual patient groups we submit that brain tissue oximetry is a complementary tool rather than an alternative to MD monitoring.
Traumatic brain injury (TBI) remains a major cause of morbidity and mortality (1, 2). The management of TBI patients is largely based on intracranial pressure (ICP) and cerebral perfusion pressure (CPP) targeted treatment protocols in order to prevent secondary brain injury and to improve patient outcome (3–7). Cerebral hypoxia and ischemia frequently occur after severe head injury (8–10) and are major factors causing secondary brain injury (11, 12). The occurrence and duration of both entities are negatively correlated with patient outcome (12–14). Multi-modality monitoring of brain tissue oxygenation (BtipO2) and cerebral metabolism [e.g., with microdialysis (MD)], provides information for early detection of brain ischemia and could possibly be used to avoid secondary ischemic brain injury (15). In the last decades, extensive amount of research has been done regarding cerebral MD and Clark-type electrochemical BtipO2 monitors (16, 17). Recently, a new fiber optic probe (Neurovent-PTO, NV) was introduced. The device has a great clinical advantage of measuring BtipO2, ICP and brain temperature, simultaneously in a single probe. The clinical experience of the new NV probe is not extensively reported and its potential benefits and limitations needs to be further explored. We also need further knowledge to understand the clinical significance of low BtipO2 levels. We have previously reported the accuracy and stability of the NV probe in vitro (18) and defined the BtipO2 threshold level of ischemia (19) in a standardized pig brain death model (20). To our knowledge, however, there is no published study clarifying the relation of BtipO2 and cerebral metabolism using the new NV probe and cerebral MD in TBI patients. Therefore, the aim of the present study was to examine the cerebral metabolism and cerebral oxygen levels with MD and the new NV probe. The secondary objective was to determine if the response pattern differed depending on type of injury and probe localization.
Materials and Methods
Patient Material and Neurointensive Care
This study included 23 patients (21 men and 2 women) with severe TBI [including cerebral contusions, diffuse axonal injury (DAI), and extracerebral hematomas]. Mean age was 46 years (range 16–82). All patients were admitted to the neurointensive care unit (NICU) at the Uppsala University Hospital between year 2008 and 2012. Patients with Glasgow Coma Scale of ≤8 (not obeying commands or worse) at the NICU were included. CT scans were performed in all patients. All patients received continuous propofol infusion 1–4 mg/kg/h (Propofol-Lipuro®, B Braun Melsungen AG, Melsungen, Germany) as sedation and morphine as analgesia, 1–3 mg intermittently (Morfin Meda®, Meda, Sollentuna, Sweden). In all patients, advanced multiparameter neuromonitoring was applied for ICP, CPP, BtipO2, and for cerebral metabolism. The BtipO2 and MD probes were inserted into the brain as soon as possible after the injury or if a patient deteriorated during the stay in NICU (see below). The treatment was based on ICP and CPP guided protocols (ICP <20 mmHg; CPP >60 mmHg) including mild hyperventilation (PaCO2 30–35 mmHg) and head elevation to 30°. Normoventilation was applied as soon as possible. Mass lesions were removed when indicated. High ICP was controlled with hyperventilation, cerebrospinal fluid drainage, barbiturate coma treatment (Pentothal Natrium, Abbott Laboratories, IL, USA), and decompressive craniectomy in an escalated manner.
Brain Tissue Oximetry
A multiparameter Neurovent-PTO® (NV) probe (Raumedic, Munchberg, Germany) for continuous measurements of ICP, BtipO2, and brain temperature was inserted via a burr hole usually in the right frontal lobe. The probes were placed in the left frontal lobe in cases when hemicraniectomy or evacuation of mass lesion was indicated on that side.
A MD catheter [71 High Cut-Off Brain Microdialysis Catheter, M Dialysis AB (formerly CMA Microdialysis) Solna, Sweden] was placed through a separate burr hole in close proximity to the NV probe. The MD catheter was connected to a microinjection pump (106 MD Pump, M Dialysis AB) and perfused with Perfusion Fluid CNS (M Dialysis AB) with a flow rate of 0.3 μL/min. The MD samples were collected in 1-h intervals and analyzed for lactate, pyruvate, glucose, glutamate, and glycerol with enzymatic techniques using a bedside analyzer (CMA 600, CMA Microdialysis, Solna, Sweden). The analyzers were automatically calibrated when started as well as every sixth hour using standard calibration solutions from the manufacturer. The total imprecision (coefficient of variation) of the analyzed method was <10% for all analytes. In all patients, the first 6 h of the monitoring time was excluded due to the time needed for the measurement stabilization of the BtipO2 probe. The time periods with barbiturate induced coma were excluded from this study. Bold line on Y-axis (Figures 1–3) shows the tentative normal MD values based on Reinstrup et al. (21) and Schulz et al. (22). No correction for relative recovery (extraction efficiency) was made.
Figure 1. Focal injury and contralateral probe location. ICP (A), CPP (B), glutamate (C), glycerol (D), L/P ratio (E), and glucose (F) at different BtipO2 levels in TBI patients with focal injury and probe (MD and NV) placement on the contralateral side from the injury (non-injured hemisphere). Bold line on Y-axis shows tentative normal MD values based on Reinstrup et al. (21) and Schulz et al. (22). All values are expressed as mean ± SD. *Denotes a statistically significant difference (p < 0.05) compared to each of the higher BtipO2 levels (Mann–Whitney U test).
Figure 2. Focal injury and ipsilateral probe location. ICP (A), CPP (B), glutamate (C), glycerol (D), L/P ratio (E), and glucose (F) at different BtipO2 levels in TBI patients with focal injury and probe (MD and NV) placement on the ipsilateral side from the injury (injured hemisphere). Bold line on Y-axis shows tentative normal MD values based on Reinstrup et al. (21) and Schulz et al. (22). All values are expressed as mean ± SD. *Denotes a statistically significant difference (p < 0.05) compared to each of the higher BtipO2 levels (Mann–Whitney U test).
Figure 3. Diffuse injury and probe location on the right side. ICP (A), CPP (B), glutamate (C), glycerol (D), L/P ratio (E), and glucose (F) at different BtipO2 levels. TBI patients with diffuse axonal injury and probe (MD and NV) placements in the right frontal hemisphere. Bold line on Y-axis shows tentative normal MD values based on Reinstrup et al. (21) and Schulz et al. (22). All values are expressed as mean ± SD. *Denotes a statistically significant difference (p < 0.05) compared to each of the higher BtipO2 levels (Mann–Whitney U test).
Classification of Type of Injury and Probe Placement
The type of injury was classified as focal (extra cerebral hematomas or contusions) or as DAI (Table 1). The patient group with focal lesions was subdivided into two groups based on probe placement: ipsilateral (injured hemisphere) and contralateral (non-injured hemisphere).
Table 1. Traumatic brain injury patients investigated: type of injury, NV probe, and MD catheter location.
Data Collection and Statistical Methods
Intracranial pressure, CPP, MD, BtipO2, and physiological data (heart rate, arterial blood pressure, and peripheral oxygen saturation) were acquired and processed using the Odin software for multi-modality monitoring in the NICU, developed at Uppsala University and Edinburgh University (23). The trend data were stored in a minute by minute time format. Artifacts, which mainly occurred during the probe recalibration or nursing interventions, were manually removed from the datasets. For the correlative MD data analysis, the continuous data of BtipO2 and CPP were averaged for 1-h intervals to match the MD sampling periods taking the 17 min time lag owing to MD catheter dead space into account. Statistical analyses and graphical views were done using Statistica 10.0 for Windows (StatSoft Inc., Tulsa, OK, USA). All data were evaluated for normal distribution and did not meet the assumptions for parametric analysis. Therefore a non-parametric analysis was performed using Kruskal–Wallis analysis of variance (ANOVA) on the full set of evaluated BtipO2 levels and MD data, and if this was significant, Mann–Whitney U test was used to determine at which levels of BtipO2 there were significant differences (ICP, CPP, and MD). Results were considered significant if p < 0.05. The data are presented as mean values ± standard deviation (SD).
The regional ethical review board in Uppsala has approved this study for human research. Informed consent to participate in the study was obtained for all patients from the nearest kin.
The BtipO2 and MD probes were inserted 35 ± 23 h (mean ± SD) after the injury. The mean duration of the BtipO2 was 199 h (range 13–496 h). Table 2 and Figures 1–3 summarizes the measurements of ICP, CPP, and MD values (L/P ratio, glutamate, glycerol, glucose) at different BtipO2 levels for all patient groups. The results are presented divided in focal (with ipsilateral or contralateral measurements) and diffuse injury.
Focal Brain Injury and Probe Placement on the Contralateral Side
ICP, CPP, and BtipO2
During monitoring ICP mean values ranged between 12 and 17 mmHg and CPP was in the range 70–90 mmHg at BtipO2 levels of ≥10 mmHg. When BtipO2 decreased below 10 mmHg ICP was significantly higher (21.0 ± 3.2 mmHg) and CPP was significantly lower (61.4 ± 6.1 mmHg) (p < 0.01) (Table 2; Figures 1A,B).
MD-glutamate and BtipO2
In this group of patients, MD-glutamate was around 3–9 μmol/L at BtipO2 levels higher than 5 mmHg (Table 2; Figure 1C). When BtipO2 was below 5 mmHg we observed a significant (p < 0.05) increase of MD-glutamate (15.8 ± 6.7 μmol/L).
MD-glycerol and BtipO2
Similarly, in all patients in this group MD-glycerol was 44–66 μmol/L when BtipO2 was >10 mmHg. BtipO2 5–10 mmHg was accompanied with a slight increase of MD-glycerol to 97.5 ± 134.9 μmol/L (Table 2; Figure 1D). A significant increase of MD-glycerol to 291.3 ± 144.5 (p < 0.01) was observed at very low oxygen levels ( <5 mmHg).
MD–L/P ratio and BtipO2
The MD–L/P ratio remained stable and within the normal levels (mean range 16–19) when BtipO2 was >5 mmHg. The MD–L/P ratio was significantly increased to 24.4 ± 3.0 (p < 0.01) at BtipO2 levels below 5 mmHg (Table 2; Figure 1E).
MD-glucose and BtipO2
Focal Brain Injury and Probe Placement on the Ipsilateral Side
ICP, CPP, and BtipO2
Table 2 and Figure 2A show the ICP corresponding to different BtipO2 levels in patients with a focal injury and probe placement in the ipsilateral side. Mean ICP was within the normal levels, between 12 and 17 mmHg for all levels of BtipO2. The lowest mean ICP (12.5 ± 6.1 mmHg) was seen at the highest BtipO2 levels ( ≥40 mmHg), but the differences were not statistically significant.
The mean CPP values with BtipO2 levels below 10 mmHg were significantly p < 0.05) lower than mean CPP at BtipO2 >10 mmHg (Table 2; Figure 2B). When the BtipO2 levels were between 5 and 10 mmHg, the mean CPP was 68.8 ± 11.4 mmHg. And at the BtipO2 level below 5 mmHg the mean CPP was 65.5 ± 12.0 mmHg. At BtipO2 levels above 10 mmHg the CPP levels were stable and somewhat high (mean range 78–82 mmHg).
MD-glutamate and BtipO2
The mean MD-glutamate concentration ranged between 5 and 8 μmol/L at BtipO2 above 10 mmHg. A slight but not significant increase in MD-glutamate concentration was observed at levels of BtipO2 5–10 mmHg (Table 2; Figure 2C). A drop of BtipO2 below 5 mmHg resulted in a significant increase (p < 0.05) of MD-glutamate concentration (14.8 ± 11.4 μmol/L).
MD-glycerol and MD–L/P ratio
Mean MD-glucose levels were 2.1 ± 0.4 mmol/L at the highest BtipO2 pressure and had a stepwise decreasing trend to 1.5 ± 0.5 mmol/L at BtipO2 levels 0–5 mmHg (Table 2; Figure 2F). This difference did not reach statistical significance.
Diffuse Axonal Injury
ICP, CPP, and BtipO2
In patients with DAI, mean ICP ranged from 11 to 15 mmHg when BtipO2 levels were >5 mmHg (Table 2; Figure 3A). At the level of BtipO2 below 5 mmHg the mean ICP was even lower (6.6 ± 4.7 mmHg) but not statistically significant. At all BtipO2 levels CPP remained within normal levels ranging from 72 to 82 mmHg (Table 2; Figure 3B). No correlation was found between CPP and BtipO2 levels.
MD-glutamate and BtipO2
MD-glutamate was abnormally high in all patients within this group (Figure 3C). It was significantly higher (78.2 ± 73.9 μmol/L; p < 0.05) when BtipO2 level was <5 mmHg (compared to BtipO2 ≥5 mmHg) (Table 2; Figure 3C). At BtipO2 levels of ≥5 mmHg the mean MD-glutamate concentrations had no significant correlation with BtipO2 and varied between 17.0 and 45.1 μmol/L.
MD-glycerol and BtipO2
MD–L/P ratio and BtipO2
MD-glucose and BtipO2
Table 2 and Figure 3F shows the MD-glucose concentrations in relation to different BtipO2 levels. MD-glucose remained normal at all BtipO2 levels and varied between 1.8 and 2.5 mmol. Differences in MD-glucose levels did not reach statistical significance.
We found that there were different response patterns of BtipO2 and cerebral metabolism depending on the injury type and probe localization which will be discussed in the following sections. Monitoring of BtipO2 in TBI patients is of considerable clinical interest, but the exact threshold level of ischemia has been difficult to establish despite progress on methodological issues. Measurements of BtipO2 using the recently introduced NV probes have shown to be safe and reliable in several experiments (18–20, 24). In a pre-clinical study, we found that impaired cerebral metabolism determined according to intracerebral MD levels occurred at a BtipO2 level below 10 mmHg using the new NV probe (19). However, to our knowledge, there are no previously published clinical studies using NV probes together with MD in order to relate cerebral metabolism with critical BtipO2 levels in TBI patients. Therefore, the objective of this investigation was to study BtipO2 and cerebral metabolism at different levels of ICP and CPP in patients with focal and diffuse TBI using the new NV probe.
Brain Tissue Oxygenation and Intracranial Dynamics
Results from our previous pre-clinical study showed a simultaneous decrease of CPP and BtipO2 during a gradual increase of the ICP (19). There was also a threshold level of impaired cerebral metabolism observed at BtipO2 <10 mmHg. In the present study, we found a significant correlation between low BtipO2 values ( <10 mmHg) and increased ICP (mean range 19–21 mmHg) or decreased CPP (mean 61 mmHg) in TBI patients with focal injury and the probe placed in the un-injured hemisphere (Figure 1; Table 2). In patients with focal injury and probe placement in the ipsilateral hemisphere, periods with BtipO2 <10 mmHg showed significantly lower CPP but there was no relation to ICP (Figure 2; Table 2). In patients with diffuse injury periods with BtipO2 <5 mmHg tended to be associated with lower ICP but there was no relation to CPP. Thus, the type of injury and probe placement appear to be factors determining the relation between BtipO2 and ICP and CPP, respectively.
The L/P ratio is a balance between lactate and pyruvate reflecting the state of cerebral oxidative metabolism and is known as a sensitive marker of cerebral ischemia (25–28). MD–L/P ratio was recently reported to be an independent positive predictor of poor outcome in a large cohort of TBI patients (29). Normal MD–L/P ratio values have been reported previously as approximately 15–20 (21, 22, 30, 31). Prior studies have used different L/P ratio threshold levels of cerebral ischemia ranging from 25 to 40 (17, 19, 32, 33). Results from a study of focal TBI revealed that the L/P ratio values are higher in the tissue “at-risk” (ipsilateral side) compared to “normal” tissue (contralateral side) (32). Similarly, in the current study L/P ratio seemed to be higher at all BtipO2 levels in TBI patients with focal injury and when probes were placed in the ipsilateral side and also in DAI patients. However, a decrease of BtipO2 to very low levels ( <5 mmHg) resulted in a significant increase of L/P ratio only in patients with focal brain injury and when probes were placed in contralateral side but not in the ipsilateral side (Figures 1E and 2E). Thus, a somewhat provocative assumption appeared that in the case of injured tissue in which the L/P ratio is already elevated, very low BtipO2 levels do not lead to even higher L/P ratios. In relatively un-injured tissue (contralateral side) with a normal L/P ratio, however, very low BtipO2 levels do lead to increases in the L/P ratio. Further studies with increased number of patients are needed to support this hypothesis.
Glutamate is the main excitatory transmitter of the central nervous system. In a healthy brain it is actively taken up by neurons and astrocytes after it is released in the synaptic cleft. A significant increase in interstitial glutamate indicates impaired cerebral energy metabolism and impending cell damage (34). Increased brain interstitial MD-glutamate has been reported earlier in TBI (17, 35–40).
MD-glutamate basal concentration in humans ranges between 5 and 15 μmol/L (21, 22). A clinical BtipO2 TBI study identified MD-glutamate as the most sensitive and early marker of cerebral ischemia (15). In that study, a significant increase of MD-glutamate was observed at BtipO2 level below 10 mmHg. A positive correlation has been demonstrated in TBI patients between high levels of MD-glutamate and increased ICP and poor outcome (41). Increased MD-glutamate levels have also been reported in TBI patients mostly with CPP below 70 mmHg (37). In that study, the authors also found patients with high MD-glutamate and CPP above 70 mmHg. In addition, they did not specify the location of the probe and the type of the injury which could explain potentially different pathophysiological processes. The effect of MD catheter location has also been studied in TBI patients with focal injury, and higher MD-glutamate concentrations were found in the most injured brain hemisphere (42).
In the present study in patients with focal TBI, we observed that MD-glutamate increased significantly irrespective of the placement of the probe when BtipO2 decreased to extremely low ( <5 mmHg) levels. DAI patients appeared to have higher MD-glutamate levels than patients with a focal injury, but even in this group a decrease of BtipO2 to <5 mmHg was associated with significantly higher glutamate levels (Figure 3C), illustrating the energy dependence of the astrocytic glutamate-glutamine cycle capacity to clear interstitial glutamate (34). The overall high MD-glutamate concentration observed in diffuse injury could be explained by massive neuronal cell damage occurring in DAI and most likely originating from intracellular stores that leak into the extra-cellular space as the neuronal membrane loses its structural integrity (43).
Glycerol is one of the end products in cell membrane phospholipid degradation. It can be used as a marker of phospholipid degradation in cerebral ischemia (44). Experimental and clinical studies have shown significant increases of MD-glycerol during cerebral ischemia (44–46). Normal cerebral MD-glycerol levels have been reported previously from patients during wakefulness, anesthesia, and neurosurgical procedures (21). Clausen et al. reported increased glycerol levels when BtipO2 decreased below 10 mmHg (47). We have recently shown in a pre-clinical study that the interstitial MD-glycerol concentration increases when CPP or BtipO2 decrease (19). In the present study under similar conditions (focal TBI on the contralateral side), periods with low CPP and BtipO2 significantly correlated with increased MD-glycerol levels. However, we did not see any correlation of BtipO2 and MD-glycerol levels in the more injured hemisphere (ipsi) or in DAI patients. These results are similar to those for L/P ratio in that relatively un-injured tissue seemed to be more sensitive to decreased BtipO2 than injured tissue. It is unclear which factors are responsible for the heterogeneity of the MD-glycerol levels between hemispheres in focal TBI and between focal TBI and DAI patients. Based on recent validation data implicating MD-glycerol as a biomarker of oxidative stress we submit that this may be an important additional factor to consider (48).
In a clinical situation BtipO2 may be influenced by parameters such as cerebral metabolism, cerebral blood flow, oxygen diffusion, sedation, hyperventilation, low inspired oxygen, ICP and CPP changes, age, trauma severity, and other traumatic changes in the cellular environment. It is obvious that the interpretation of BtipO2 needs to be carefully considered, preferably together with other parameters such as MD and cerebral blood flow assessments. The thresholds may vary in different patients. However, in all three patient groups analyzed very low BtipO2 levels <5 mmHg were accompanied by increases in either the MD–L/P ratio, MD-glutamate or MD-glycerol, indicating an increased vulnerability of the brain at this level of oxygen despite fairly normal levels of ICP and CPP. Thus, BtipO2 monitoring adds valuable information about the brain vulnerability not disclosed by routine ICP and CPP surveillance. However, very low BtipO2 levels <5 mmHg were associated with different response patterns for biomarkers of energy metabolism (MD-glucose, MD–L/P ratio) and cellular distress (MD-glutamate, MD-glycerol) suggesting that BtipO2 monitoring is a complement to MD monitoring rather than an alternative.
Limitations of the Study and Future Direction of Research
A number of limitations of this study should be recognized. First, the limited number of patients did not permit multivariate statistical analysis comparing other factors such as carbon dioxide partial pressure (pCO2), sedation, and inspired oxygen concentration. Second, we could not address the dependence of oxygen metabolism, oxygen extraction fraction, and cerebral blood flow including auto-regulation. Third, brain temperature data were not analyzed in this paper for technical reasons. Future TBI studies are needed to explore how episodes of low or high BtipO2 levels are correlated with hyperventilation, sedation, changes in inspired oxygen concentration, blood pressure, cerebral auto-regulation, cerebral blood flow, and oxygen metabolism as well as outcome. To gather a sufficient number of patients a multi-center study may be needed.
We observed different patterns of changes in BtipO2 and cerebral MD biomarker patterns in focal and diffuse TBI patients. The placement of the probe in focal injury did also influence the results. However, despite fairly normal levels of ICP and CPP in all groups, increased cerebral MD levels of glutamate, glycerol, or the lactate/pyruvate ratio were observed at BtipO2 <5 mmHg, indicating increased vulnerability of the brain at this critical level of tissue oxygenation.
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Inger Ståhl Myllyaho is acknowledged for excellent laboratory assistance. Financial support: the study was supported by The Swedish Research Council, Swedish Brain Foundation, Selander Foundation, Åhlén Foundation, and funds from the Uppsala University Hospital.
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Keywords: brain tissue oxygenation, cerebral metabolism, traumatic brain injury, cerebral ischemia, Neurovent-PTO
Citation: Purins K, Lewén A, Hillered L, Howells T and Enblad P (2014) Brain tissue oxygenation and cerebral metabolic patterns in focal and diffuse traumatic brain injury. Front. Neurol. 5:64. doi: 10.3389/fneur.2014.00064
Received: 10 March 2014; Accepted: 15 April 2014;
Published online: 01 May 2014.
Edited by:Cameron Bass, Duke University, USA
Reviewed by:Harvey Pollard, Uniformed Services University of the Health Sciences, USA
Bruce G. Lyeth, University of California Davis, USA
Copyright: © 2014 Purins, Lewén, Hillered, Howells and Enblad. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Karlis Purins, Department of Neuroscience, Section of Neurosurgery, Uppsala University Hospital, Uppsala University, Uppsala SE-751 85, Sweden e-mail: email@example.com