Characterizing autism spectrum disorders by key biochemical pathways
- 1Solomon H. Snyder Department of Neuroscience, Johns Hopkins University School of Medicine, Baltimore, MD, USA
- 2Department of Biological Chemistry, Johns Hopkins University School of Medicine, Baltimore, MD, USA
The genetic and phenotypic heterogeneity of autism spectrum disorders (ASD) presents a substantial challenge for diagnosis, classification, research, and treatment. Investigations into the underlying molecular etiology of ASD have often yielded mixed and at times opposing findings. Defining the molecular and biochemical underpinnings of heterogeneity in ASD is crucial to our understanding of the pathophysiological development of the disorder, and has the potential to assist in diagnosis and the rational design of clinical trials. In this review, we propose that genetically diverse forms of ASD may be usefully parsed into entities resulting from converse patterns of growth regulation at the molecular level, which lead to the correlates of general synaptic and neural overgrowth or undergrowth. Abnormal brain growth during development is a characteristic feature that has been observed both in children with autism and in mouse models of autism. We review evidence from syndromic and non-syndromic ASD to suggest that entities currently classified as autism may fundamentally differ by underlying pro- or anti-growth abnormalities in key biochemical pathways, giving rise to either excessive or reduced synaptic connectivity in affected brain regions. We posit that this classification strategy has the potential not only to aid research efforts, but also to ultimately facilitate early diagnosis and direct appropriate therapeutic interventions.
Autism spectrum disorders (ASD) are a group of neurodevelopmental disorders frequently characterized by impairments in social interactions, difficulties with language and communication, and the presence of repetitive, perseverative behaviors (Abrahams and Geschwind, 2008; Zoghbi and Bear, 2012). While ASD are generally highly heritable and can be defined by symptoms in core areas, there exists significant heterogeneity in genetics, phenotypes, clinical presentation, and associated comorbidities (Persico and Bourgeron, 2006). Recent advances have identified hundreds of genetic risk factors, including common and rare genetic variants, which can increase the likelihood of ASD (Ronemus et al., 2014). Many autism susceptibility genes are known to have important roles in brain development, with functions ranging from synaptic transmission to RNA processing and neurogenesis (Gilman et al., 2011; O'Roak et al., 2012; De Rubeis et al., 2014). However, the plethora of genetic targets has highlighted the need for the ASD research community to understand whether genes implicated in ASD may converge on common cellular and developmental processes that can ultimately disrupt functions of brain circuits mediating language, cognition, and social behavior.
Attempts have been previously made to stratify ASD patients into smaller, more homogeneous subgroups by utilizing specific genetic signatures (Bernier et al., 2014) or behavioral and clinical endophenotypes (Spence et al., 2006; Eapen and Clarke, 2014). However, these strategies face difficulty encompassing the genetic and phenotypic heterogeneity of ASD, and may not assist in the identification of common neurobiological pathways underlying disease. In this review, we propose that genetically diverse forms of ASD may be usefully parsed into entities resulting generally from either synaptic and neural overgrowth or undergrowth, and the corresponding alterations in key biochemical pathways supporting these phenotypes. We review recent studies in patients and mouse models of ASD indicating convergence toward these two fundamental biological processes among genetically diverse causes of autism. We also discuss potential molecular signaling pathways that may contribute to these general alterations in growth and neural connectivity in ASD. The review primarily emphasizes data reported from earlier developmental stages to maintain a focus on alterations that are potentially causal, rather than secondary results of ASD pathology.
We propose that stratifying ASD based on readouts of over- or under-growth is an informative approach for establishing a more homogeneous sample. This will facilitate future research into the mechanisms underlying autism pathogenesis. This approach also has the potential to enable autism risk assessment, accelerate progress in pre-clinical research and clinical trials to facilitate an individualized approach to treatment, and avoid the discarding of potentially useful therapeutic strategies. Figure 1 organizes over- and under-growth phenotypes seen in ASD models and patients, and pairs reviews and primary literature examining these phenotypes.
Figure 1. Model depicting a proposed classification of different subtypes of ASD based on correlates of growth state. Neural overgrowth and undergrowth phenotypes have been associated with aberrant regulation of growth control pathways in autism spectrum disorders. Characteristic overgrowth and undergrowth phenotypes can be observed consistently from molecular to cellular and network levels. (A) Upregulation of pro-growth pathways can lead to: macrocephaly (Courchesne et al., 2003, 2007) aberrant overconnectivity of neuronal networks (Meikle et al., 2007; Keown et al., 2013; Supekar et al., 2013) increased survival and proliferation at the cellular level (Castrén et al., 2005; Callan et al., 2010) increased synaptic growth at the subcellular level (Irwin et al., 2001; Jaworski et al., 2005; Kwon et al., 2006; Tang et al., 2014), excessive protein synthesis (Osterweil et al., 2013; Santini et al., 2013) and/or a selective protein synthesis program enhancing production of growth-promoting proteins. (B) In contrast, hypoactive growth pathways lead to microcephaly, (Bronicki et al., 2015; Van Bon et al., 2015) underconnectivity of neuronal networks (Assaf et al., 2010; Anderson, 2014) decreased survival and proliferation at the cellular level (Yufune et al., 2015), decreased synaptic growth at the subcellular level (Cheng et al., 2014), decreased protein synthesis (Li et al., 2013; Tian et al., 2015) and/or a protein synthesis program that does not promote growth. These example phenotypes of undergrowth and overgrowth can be used as readouts for categorization of growth status in autism spectrum disorders.
Brain Growth, Structure, and Connectivity in ASD
One of the earliest indications of aberrant brain growth during development in ASD came from measurements of head circumference among infants and young children with autism. Head circumference is posited as a reliable proxy for relative brain size during early postnatal ages (Bartholomeusz et al., 2002). These studies have provided important initial evidence for the presence of both over- and under-growth in ASD. Many studies have shown head circumference to be abnormally enlarged in children with ASD around the age of symptomatic diagnosis (Courchesne et al., 2003, 2007). A study examining 126 autistic children (2–16 years of age) reported a higher than expected incidence of both macrocephaly and microcephaly (Fombonne et al., 1999).
Reciprocal changes in growth as grossly measured by head size have also emerged as characteristic features of an increasing number of syndromic and non-syndromic forms of ASD. For example, de novo mutations in the dual-specificity tyrosine-(Y)-phosphorylation-regulated kinase 1 A (DYRK1A) gene are associated with a type of syndromic ASD and intellectual disability that presents with microcephaly (Bronicki et al., 2015; Van Bon et al., 2015). Conversely, macrocephaly has been shown to occur in a subset of ASD patients harboring disruptive mutations in the ASD-linked chromodomain helicase DNA binding protein 8 (Chd8) gene or deletions in 17q12 (Moreno-De-Luca et al., 2010; Bernier et al., 2014). This phenotype is further discussed in the context of specific, genetically defined causes of ASD later in this review. It is important to note that this early pathology of dysregulated brain growth tends to normalize later in childhood and adolescence, highlighting the necessity to focus on alterations that occur during the critical periods of prenatal and early postnatal development in ASD.
The application of neuroimaging methods to the study of ASD has provided unprecedented insights into the structure and intrinsic connectivity patterns of brain regions involved in complex social behavior and cognition. Due to technical constraints, previous assessments of functional brain connectivity in ASD were limited to task-based activation studies in adults with high-functioning autism, with relatively small sample sizes and varied methodologies (reviewed in Müller et al., 2011; Vissers et al., 2012). Brain changes observed in adulthood, however, may not reflect primary aberrations and may not generalize to children with severe low-functioning autism. Notably, it is now also understood that lowered task-based activation in fMRI could reflect cognitive performance deficits, rather than an intrinsic property of brain function. Recent studies have provided some clarification by taking advantage of technical advancements in imaging and analysis to conduct resting-state fMRI (R-fMRI) studies in younger ASD subject populations in order to provide a more accurate model of the developmental origins of the disease. These studies are useful for an initial assessment of the feasibility of categorizing ASD by over- or under-growth.
Supekar et al. (2013) and Keown et al. (2013) focused their R-fMRI analyses to young children and adolescents with ASD (7–14 years) to show increased long-range and short-range intrinsic connectivity across multiple brain regions. Moreover, the degree of functional hyperconnectivity was positively correlated with severity of social and repetitive behavioral symptoms (Keown et al., 2013; Supekar et al., 2013). Conversely, decreased functional connectivity has been observed in long-range interhemispheric projections and default mode networks that typically exhibit greater activity under resting conditions as opposed to tasks that require significant attention (Assaf et al., 2010; Anderson et al., 2011; Anderson, 2014). In certain cases, decreased functional connectivity has been inversely correlated to severity of core behavioral deficits in ASD (Assaf et al., 2010). Collectively, the fact that reciprocal changes in the intrinsic functional architecture of the brain may result in phenotypic outcomes associated with ASD supports the involvement of both under- and over-growth mechanisms in ASD pathophysiology.
Recent work by Ellegood et al. has shown that mouse models of ASD may be clustered in broad categories of brain under- and over-connectivity, providing further support for parsing the heterogeneity of ASD using this approach (Ellegood et al., 2015). In patients, the majority of existing structural and neuroimaging studies have focused on delineating the effects of age on intrinsic connectivity patterns. As a result, while this approach holds promise, we must await further work in order to assess whether different genetic causes of autism may also classify into over- or under-growth based on structural and functional measures of brain connectivity.
Molecular Readouts of Growth
Mounting evidence has highlighted key growth signaling pathways that are frequently perturbed in patients with ASD as well as mouse models of autism. This section will cover these key molecular readouts of growth in autism, including dysregulated growth factor, mammalian target of rapamycin (mTOR), and extracellular signal-regulated kinase (ERK1/2) signaling. Characterizing how the regulators and downstream correlates of these growth pathways are dysregulated in ASD will allow us to better classify forms of autism into broad, but more homogeneous subtypes. This knowledge will be valuable for (i) diagnosis of under- or over-growth phenotypic subtypes of ASD, (ii) selection of homogeneous patient populations for more rigorously controlled studies, and (iii) a potential biomarker that can be used to potentially assess efficacy of clinical trials. We propose that broadly stratifying patient populations in terms of under- or over-growth phenotypes based on the following signaling pathways would facilitate mechanistic and therapeutic insights into ASD, without necessitating an impractical fine categorization by precise genetic etiology.
Growth Factor Signaling
Neurotrophins, such as nerve growth factor (NGF) and brain-derived neurotrophic factor (BDNF) were first identified as target-derived survival factors. However, growing body of evidence has indicated that neurotrophins regulate many aspects of neuronal structure and function, including neurodevelopment, differentiation, morphogenesis, and synaptic plasticity (Poo, 2001; Reichardt, 2006). Subsequent research over the past half century has revealed the existence of other canonical neurotrophins, including neurotrophin-3 (NT-3), and neurotrophin-4 (NT-4). Each of the four mammalian neurotrophins binds to and activates one or more of the three members of the tropomyosin-related kinase (Trk) family of receptor tyrosine kinases (TrkA, TrkB, and TrkC), leading to subsequent activation of phosphatidylinositol 3-kinase (PI3K), phospholipase C (PLC), ERK1/2, and mTOR signaling (Chao et al., 2006; Reichardt, 2006). Additionally, appropriate control of neurotrophin signaling at multiple regulatory levels (epigenetic, transcriptional, post-transcriptional, and post-translational) is critical to physiological functions, such as cell fate decisions, axon growth, and dendritic growth and pruning, and overall neuronal network connectivity (Reichardt, 2006; Park and Poo, 2013). Genetic knockout strategies and pharmacological interventions reveal that many growth regulatory effects of neurotrophins depend upon Trk signaling pathways and subsequent activation of downstream cellular cascades (Reichardt, 2006; Park and Poo, 2013). Consistent with their potent roles as regulators of neuronal proliferation, survival, differentiation, and morphogenesis, dysregulated neurotrophin signaling has been implicated in neurodegenerative disorders, such as Alzheimer's and Huntington's disease, and also psychiatric disorders, including depression, substance abuse, as well as autism (Tsai, 2005; Chao et al., 2006; Martinowich et al., 2007; Nishimura et al., 2007; Gadow et al., 2009; Sadakata and Furuichi, 2009).
Other trophic factors, such as glial-derived neurotrophic factor (GDNF), vascular endothelial growth factor (VEGF), and ciliary neurotrophic factor (CNTF), as well as insulin-like growth factor (IGF) also induce pro-growth signaling pathways. Like BDNF, NGF, NT-3, and NT-4, these additional trophic factors also signal through receptor tyrosine kinases to elicit downstream signaling cascades that promote growth in a variety of tissues, including neurons (Junger and Junger, 1998; Ferrara et al., 2003; Chao et al., 2006; Reichardt, 2006; Laviola et al., 2007). Dysregulation in these trophic factors has been documented in ASD, and extensive work in neurodegenerative disorders has characterized their trophic and pro-survival effects in the brain, including in motor neuron atrophy (IGF and CNTF), neuropathies of the peripheral nervous system (NGF and NT-3), Alzheimer's disease (NGF, BDNF, IGF), diabetic retinopathy (CNTF, BDNF), Huntington's disease (BDNF, NT-3, NT-4), Parkinson's disease (BDNF, GDNF), and amyotrophic lateral sclerosis (VEGF and IGF) (Hefti, 1994; Dawbarn and Allen, 2003; Gasparini and Xu, 2003; Zuccato and Cattaneo, 2009; Weissmiller and Wu, 2012; Ola et al., 2013; Keifer et al., 2014). The pronounced pro-growth and proliferative effects of these neurotrophins and their downstream effectors, such as mTOR and ERK1/2, make dysregulation in trophic factor cascades excellent readouts for stratification of ASD into generally overgrowth or undergrowth entities.
mTOR is a highly conserved and ubiquitously expressed serine/threonine kinase that serves as an important regulator of cellular growth, metabolism, and survival in both developmental and disease states across a variety of tissue types. mTOR functions in two heteromeric and functionally distinct protein complexes, mTORC1 and mTORC2, which are embedded into complex signaling networks. In the brain, mTOR integrates inputs from a range of extracellular sources, including growth factors, guidance cues, and nutrients (Takei and Nawa, 2014).
mTOR regulates many processes that are essential for growth by serving as a nexus for controlling protein synthesis, energy homeostasis, metabolism and actin cytoskeletal dynamics. Studies of tumorigenesis strongly implicate mTOR activity as a correlate of growth and metabolic status. Many familial cancer syndromes result from mutations in genes encoding upstream proteins that influence mTOR activation, including Tsc1/2, PTEN, and neurofibromatosis type I (NF1) (Yuan and Cantley, 2008). Dysregulation of genes in this pathway has also been linked to multiple disease conditions, including ASD, type II diabetes, obesity, and neurodegeneration (Zoncu et al., 2011; Laplante and Sabatini, 2012; Takei and Nawa, 2014).
Importantly, bidirectional changes in mTOR signaling have also been shown to result in opposing downstream effects on neuronal growth and morphogenesis. In mice, ablation of mTOR or associated components that regulate mTORC1/2 assembly and signaling leads to embryonic lethality (Guertin et al., 2006; Shiota et al., 2006). Conditional deletion of both mTORC1 and mTORC2 in neural progenitors of the developing CNS can cause microcephaly due to an overall decrease in neuronal number and size as a result of reduced neuronal progenitor proliferation and suppressed differentiation of cortical neurons (Cloëtta et al., 2013; Thomanetz et al., 2013; Ka et al., 2014). Conversely, enhanced mTOR signaling following inactivation of upstream negative regulators (PTEN and TSC1/2), or constitutive activation of positive regulators (PI3K, Akt, and Ras), has been associated with macrocephaly, neuronal hypertrophy, and increased soma size and dendritic complexity of hippocampal neurons (Jaworski et al., 2005; Kwon et al., 2006). These effects of mTOR activation on neuronal and dendritic morphogenesis requires novel protein synthesis (Jaworski et al., 2005).
mTOR-mediated regulation of protein translation has garnered much interest in the field of ASD research. Substrates of mTOR that are critically involved in the translation initiation machinery, such as p70 ribosomal S6 kinase 1 (S6K1) and the eukaryotic translation initiation factor 4E-binding proteins (4E-BPs), are emerging as key players in autism pathogenesis (Klann and Dever, 2004). Phosphorylation of S6K1 by mTORC1 promotes ribosomal biogenesis, translational initiation, and elongation through a variety of effectors (Ma and Blenis, 2009). Mice harboring a genetic deletion of S6K1 are significantly smaller than wild-type counterparts. Certain protein synthesis-dependent forms of synaptic plasticity which may represent correlates of growth in adulthood, such as mGluR-LTD, have been associated with increased phosphorylation and activation of S6K1 (Antion et al., 2008).
Unphosphorylated 4E-BP2 inhibits cap-dependent protein synthesis by sequestering the translation initiation factor eIF4E. Phosphorylation of 4E-BP2 by mTORC1 leads to its dissociation from eIF4E, thereby de-repressing its cap-binding activity and enabling formation of the eIF4F translation initiation complex. Deletion of 4E-BP2 or overexpression of eIF4E in vivo leads to increased eIF4F complex formation, facilitated protein synthesis-dependent long-term synaptic plasticity, elevated dendritic spine density, and behavioral abnormalities reminiscent of ASD (Banko et al., 2005, 2006; Gkogkas et al., 2013; Santini et al., 2013).
Taken together, bidirectional changes in mTOR signaling lead to opposite effects on protein synthesis, metabolism, and growth. Therefore, measuring activity levels of mTOR or downstream effectors of this cascade may serve as reliable indicators of altered pro- or anti-growth states in the brain.
ERK1/2 are paralogous members of the MAPK signaling cascade with well-characterized roles in regulating growth at cellular and organismal levels. The canonical MAPK/ERK pathway transduces signals from cell surface receptors to the nucleus through sequential phosphorylation steps. This pathway is responsive to growth factors, chemokines, oxidative stress, and cytokines (Lu et al., 2005; Byts et al., 2006; Samuels et al., 2009; Hsieh et al., 2010). The ERK1/2 signaling cascade has important roles in cellular proliferation, differentiation, and apoptosis (Murphy and Blenis, 2006). In the nervous system, activation of this pathway generally promotes excitation and is involved in activity-dependent plasticity, long-term potentiation (LTP), long term depression (LTD) and memory formation (Satoh et al., 2011). Downstream targets of ERK1/2 signaling in neurons govern processes such as dendritic spine stabilization, modulation of ion changes and receptor insertion (Sweatt, 2004).
Recent genome-wide association studies (GWAS) and analysis of copy number variations (CNV) have identified an enrichment of MAPK/ERK signaling components in patients with autism (Pinto et al., 2010). Furthermore, ERK1/2 activation is required for the formation and stabilization of dendritic spines (Wu et al., 2001; Goldin and Segal, 2003) and activation of ERK1/2 by growth factors has well-characterized functions in regulating cell proliferation in the CNS (Sweatt, 2004; Samuels et al., 2009). ERK1/2 plays a critical role in corticogenesis through regulation of the cell cycle in proliferation of neural progenitor cells. While both ERK1 and ERK2 are expressed highly in the adult brain, ERK2 levels are higher than ERK1 (Samuels et al., 2009). Additionally, only loss of ERK2 results in early embryonic lethality in mouse models primarily through a failure of normal placental and trophoblast development (Samuels et al., 2009). Conditional knockout of ERK2 during the height of cortical neurogenesis results in a decrease in neuron number and subsequent increases in astrocyte number in the murine cortex. This decrease reflects alterations in growth and proliferation by a reduction in the number of cell divisions in intermediate progenitor cells leading to decreased cortical thickness (Samuels et al., 2008).
The strongest evidence implicating disruption of ERK1/2 signaling in ASD comes from a number of single gene mutations that are associated with autism including Tuberous sclerosis, Fragile X syndrome, 16p11.2 (discussed in future sections in this review) and NF1 all ultimately leading to activation of ERK1/2. NF1 is a GTPase-activating protein (GAP) for Ras, an upstream activator of ERK1/2. Mutations in NF1 cause neurofibromatosis type 1, an autosomal inherited disorder with a high frequency of hyper-proliferative schwannoma cancers. More than 50% of individuals with mutations in NF1 also have cognitive impairments and recent studies report a significant increase in the incidence of ASD in NF1 patients (Marui et al., 2004). In addition to the numerous monogenic forms of autism implicating ERK1/2 activity in disease pathophysiology, the inbred mouse strain BTBR, a model of non-syndromic autism, shows an increase in phospho-ERK1/2 levels in the pre-frontal cortex (Faridar et al., 2014).
ERK1/2 is a critical regulator of development and alterations in ERK1/2 activity, either increased active phospho-ERK1/2 or decreased phospho-ERK1/2, have been associated with autistic features (Wang et al., 2012; Yufune et al., 2015). Interestingly, a recent study conducted in mice suggests that there may be a critical window for alterations in ERK1/2 activity to lead to the development of ASD. The authors find that blockade of ERK1/2 signaling through administration of the MEK inhibitor SL327 at postnatal day 6 leads to adult mice exhibiting common autistic behavioral phenotypes, such as deficits in social interaction, as well as increased apoptosis in the forebrain (Yufune et al., 2015). However, inhibition of ERK1/2 at postnatal day 14 did not lead to the development of autistic behaviors in these mice, suggesting a critical window in development for regulation of ERK1/2 activity. Collectively, strong evidence from multiple biological settings links ERK1/2 pathways to the regulation of growth states, including proliferation and excitation.
Characterization of Genetically Defined Models of ASD Based on Growth Readouts
This section reviews ASD of known genetic cause and the mouse models of these ASD with reference to growth pathway correlates (Table 1). The presented mouse models recapitulate many phenotypes of human ASD, including dysregulation of neuronal growth and development, synaptic transmission, neuronal connectivity, and behavior. Although each mouse model does not perfectly genocopy the human genetic variants that predispose individuals to ASD, they present valuable resources for mechanistic investigations into the genetic pathways underlying aberrant neuronal growth. Moreover, given that several of these models involve copy number variants (CNVs) as well as deletions and duplications of a given chromosomal locus, these models provide insights into how gain or loss-of-function can impact the spectrum of neuronal growth phenotypes inherent in patients with ASD. Mouse models of ASD of known genetic etiology will be informative for diagnosis and future clinical studies that target pathways of cellular growth that are dysregulated in individuals with ASD.
Table 1. Classification of well-established monogenic and copy number variant models of ASD based on correlates of neuronal growth and connectivity.
Monogenic Models of ASD
Fragile X Syndrome
Fragile X syndrome (FXS) is the most common inherited cause of ASD and intellectual disability, affecting approximately 1 in 4000 males and 1 in 8000 females worldwide (Peprah, 2012). Accounting for 2–6% of all cases of autism, FXS is a neurodevelopmental disorder that is associated with an expansion in a CGG trinucleotide repeat element in the 5′ UTR of the Fragile X Mental Retardation 1 (FMR1) gene. The mutation leads to hypermethylation of the locus and transcriptional silencing of FMR1, which subsequently leads to a loss of production of its downstream gene product, Fragile X Mental Retardation Protein (FMRP) (Penagarikano et al., 2007). FMRP is localized in the soma and dendrites of neurons, where it functions predominantly to suppress the translation of a subset of mRNAs (Penagarikano et al., 2007). The anatomical, synaptic, and molecular features of FXS have made this monogenic disorder a classic model of developmental overgrowth in ASD.
FXS patients display intellectual disability and cognitive impairments, developmental delay and physical features consistent with overgrowth, such as macrocephaly, elongated facial morphology, and enlarged ears (Chudley and Hagerman, 1987). Additional growth deficits include an increase in body weight in a subset of FXS patients (Nowicki et al., 2007) and macroorchidism, or enlarged testicles, in males following the onset of puberty (Chudley and Hagerman, 1987). In postmortem brain tissue isolated from FXS patients, studies have found an overall increase in dendritic spine density as well as more immature spine morphology (Irwin et al., 2001). FXS patients and mouse models deficient in FMRP also display hallmarks of brain morphology and function found in other genetic causes of autism defined by overgrowth. These include an early overabundance of synapses, brain hyperconnectivity, and excessive basal and activity-responsive neuronal protein synthesis (Dölen et al., 2007; Gibson et al., 2008; Pan et al., 2010).
In the central nervous system and the testis, two tissues in which FMRP is known to be highly expressed (Penagarikano et al., 2007), loss of FMRP function causes gross morphological abnormalities. For example, children with FXS and mice deficient in FMRP display significantly increased hippocampal volume (Kates et al., 1997; Shi et al., 2012). Specifically, structural MRI methods show an increase in hippocampal volume from P18–30 in Fmr1 KO mice (Shi et al., 2012). Another well-described and reproducible growth defect observed in patients and mouse models of FXS is macroorchidism. Fmr1 KO mice display an elevation in testes weight that has been linked to increased proliferation of supporting Sertoli cells during embryonic development (Slegtenhorst-Eegdeman et al., 1998; Dölen et al., 2007).
Accumulating reports further indicate a critical role for FMRP function in the proper control of developmental timing. FMRP deficiency leads to temporal delays in many developmental settings, including the perinatal critical period for barrel cortex plasticity (Harlow et al., 2010) and the switch in polarity of GABA signals from depolarizing to hyperpolarizing (He et al., 2014). Loss of FMRP also causes increased proliferation and abnormal differentiation of neural stem and progenitor cells (Castrén et al., 2005; Callan et al., 2010).
Abnormalities in dendritic spines are thought to be a central feature of FXS, but the precise nature of the defect is still controversial. Although there are several reports of altered spine density and morphology in the Fmr1 KO mouse model, the observed alterations appear to vary considerably depending on the culture/staining methods, developmental age, brain region, and mouse background strain (He and Portera-Cailliau, 2013). More recent studies using in vivo two-photon microscopy to image dendritic spine dynamics in intact neocortex from Fmr1 KO mice have revealed specific defects in spine turnover and maturation that reflect a pro-growth state during development. Cortical pyramidal neurons display abnormally high rates of spine turnover and delayed stabilization of spines during early postnatal development, coinciding with the critical period for spine formation and plasticity in the neocortex (Cruz-Martín et al., 2010; Pan et al., 2010).
At the functional level, Fmr1 KO mice exhibit network hyperexcitability and an imbalance between excitation and inhibition in neural circuits (Gibson et al., 2008; Gonçalves et al., 2013). While excessive neuronal growth and delayed synaptic maturation during critical periods for experience-dependent plasticity in the brain can influence the wiring and functional integrity of neural circuits, the exact outcome of such changes are likely mediated in a cell type-specific manner. Therefore, future studies need to examine molecular readouts of growth in different cell types in the brain, and in the context of specific functional circuits.
Several studies using neuronal and peripheral tissues from FXS patients and Fmr1 KO mice have investigated ERK1/2 phosphorylation status. Although results from these studies have shown some discrepant findings, possibly due to the labile nature of ERK1/2 phosphorylation, a number of reports have shown elevated basal phospho-ERK1/2 (pERK1/2) levels in brain tissues from Fmr1 KO mice and FXS patients (Michalon et al., 2012; Wang et al., 2012). Inhibition of the ERK1/2 pathway normalizes excessive hippocampal protein synthesis and also alleviates certain behavioral abnormalities observed in Fmr1 KO mice, including audiogenic seizure susceptibility (Wang et al., 2012; Osterweil et al., 2013). Further, a phase I clinical trial of the Ras-ERK1/2 inhibitor, lovastatin, conducted by Dr. Francois Corbin's group showed significant behavioral improvements in FXS patients (Çaku et al., 2014).
In addition to hyperactive ERK1/2, another critical molecular player that may contribute to pro-growth phenotypes in FXS is dysregulated mTOR signaling. Although most analyses so far have been conducted at older ages, elevated levels of phospho-AKT, phospho-S6K, and active phospho-eIF4E have been detected in brain tissue and peripheral blood lymphocytes from FXS patients (Hoeffer et al., 2012). Similar hyperactivation of several upstream and downstream components of the mTOR cascade have been observed in brains of Fmr1 KO mice (Sharma et al., 2010). Additionally, deletion of S6K in Fmr1 KO mice rescues exaggerated hippocampal protein translation, aberrant dendritic spine morphology and macroorchidism (Bhattacharya et al., 2012). Normalizing elevated levels of PI3K enhancer (PIKE), the upstream activator of PI3K-Akt-mTOR signaling, in Fmr1 KO mice also normalizes dendritic spine density and network hyperexcitability (Gross et al., 2015).
Hyperactivation of the ERK1/2 and mTOR pathways in FXS has been generally linked to excessive global protein synthesis in the brain. Auerbach et al. elegantly demonstrated that restoring the optimal balance of intracellular signaling and downstream protein synthesis may reverse synaptic and behavioral defects in mouse models of FXS and TSC (Auerbach et al., 2011; Bhakar et al., 2012). Changes in protein synthesis have become a focal point in the study of ASD, and are one of multiple key cellular readouts for growth state. It is worth noting, however, that global upregulation or downregulation of mRNA translation may not directly result in overgrowth or undergrowth phenotypes, which are likely to depend upon the identity of the affected mRNAs. For example, an overgrowth phenotype might also be achieved by an alteration in the specificity of protein synthesis to increase translation of pro-growth genes without any change in total protein synthesis. The regulation of gene target selectivity in translation may also play a role in the contribution of altered protein synthesis to pro- or anti-growth phenotypes observed in subtypes of ASD.
There is also evidence supporting dysregulation of upstream activators of the ERK1/2 and mTOR pathways in autism, including BDNF signaling through the TrkB receptor (Maija Castrén and Castrén, 2014). TrkB mRNA has been identified as a target for translational suppression by FMRP (Darnell et al., 2011). While it is clear that BDNF/TrkB signaling is altered in FXS, the precise effects of FMRP loss on spatiotemporal expression patterns or activity of BDNF and the TrkB receptors are currently unknown. Elevated catalytic TrkB expression has been observed in undifferentiated neural progenitor cells from Fmr1 KO mice (Louhivuori et al., 2011). BDNF expression in the hippocampus varies with age in Fmr1 KO mice, with levels significantly higher than wild-type controls at 2 months of age (Uutela et al., 2012). However, alterations in BDNF expression appear to differ by brain region (Louhivuori et al., 2011). Since BDNF is known to establish pro-growth programs of gene expression that are important for neuronal proliferation and morphogenesis, elevations in BDNF signaling may significantly contribute to hypertrophic phenotypes observed in FXS (Poo, 2001; Reichardt, 2006).
Another line of evidence pointing to upregulated BDNF signaling in FXS comes from recent studies demonstrating aberrant increases in matrix metalloprotease-9 (MMP9) levels in brains of FXS patients and Fmr1 KO mice (Gkogkas et al., 2014). Elevated protein levels of MMP9 have also been detected in plasma and amniotic fluid derived from FXS and ASD patients (Dziembowska et al., 2013; Leigh et al., 2013). MMP9 is a protease that can cleave pro-BDNF to mature BDNF in the hippocampus (Mizoguchi et al., 2011) and developing neuromuscular junction (Je et al., 2012). Two studies demonstrated that genetic and pharmacological reduction of MMP9 levels ameliorates FXS-associated anatomical and behavioral abnormalities (Gkogkas et al., 2014; Sidhu et al., 2014). Treatment with a tetracycline derivative, minocycline, ameliorates enhanced MMP9 levels and significantly improves behavioral performance in Fmr1 KO mice (Bilousova et al., 2009). In clinical trials, treatment of FXS children and adults with minocycline has been found to be well-tolerated and results in significant behavioral improvements, as measured by the Clinical Global Impression Scale and ABC-C Irritability Subscale (Paribello et al., 2010; Leigh et al., 2013). Further, clinical responses to minocycline are correlated with changes in plasma MMP9 levels (Dziembowska et al., 2013). Together, these findings point to a potential involvement of the BDNF/MMP9 axis in FXS pathogenesis that would be worth exploring in future studies.
Collectively, work by several groups indicates that hyperactive ERK1/2, mTOR, and BDNF pathways may contribute to neuronal protein synthesis, growth, and connectivity defects in FXS. Therefore, the molecular and biochemical signatures of FXS are in accordance with its categorization as an overgrowth form of ASD.
Tuberous sclerosis (TSC) is a neurodevelopmental disorder that is caused by autosomal dominant mutations in the TSC1 or TSC2 tumor suppressor genes, which function as negative regulators of the mTOR signaling cascade. Loss of TSC1/2 function which enhances cell growth and promotes dysregulated metabolism leads to non-malignant tumor formation in the skin, brain, and other organs (Curatolo et al., 2008). Importantly, almost 50% of individuals with TSC also meet criteria for diagnosis of ASD or intellectual disability (Curatolo et al., 2008; Jeste et al., 2008). Most commonly used mouse models of TSC, such as mice harboring heterozygous genetic deletions of Tsc1 or Tsc2, exhibit phenotypes that recapitulate aspects of the human disease, including synaptic dysfunctions, deficits in learning and memory, and impaired social interactions (Goorden et al., 2007; Ehninger et al., 2008; Sato et al., 2012; Tang et al., 2014).
Homozygous deletion of Tsc1 in postnatal forebrain neurons using CaMKII-CRE Tsc1flox/flox mice leads either to lethality or severe brain enlargement and neuronal hypertrophy in animals surviving to 3 months of age (Ehninger et al., 2008). Initial studies characterizing the function of TSC1/TSC2 complexes in the brain identified important roles in regulating neuronal growth and neural network homeostasis. In particular, complete in vivo loss of Tsc1 in post-mitotic neurons induces ectopic axon formation (Choi et al., 2008), enlarged and dysplastic neuronal morphology (Meikle et al., 2007), and network hyperexcitability due to weakened functional synaptic inhibition (Bateup et al., 2013). Recent work has also demonstrated that Tsc1 and P20-P30 Tsc2 deficient mice display reduced pruning of dendritic spines during a critical period in development, giving rise to increased spine density at later postnatal ages. Tang et al. attributed the observed failure of developmental spine pruning in mouse models of TSC to a deficit in mTOR-dependent macroautophagy (Tang et al., 2014).
Importantly, many of the aforementioned hypertrophic phenotypes of TSC loss-of-function are ameliorated by treatment with the mTORC1 inhibitor, rapamycin, suggesting that hyperactive mTOR signaling plays a critical role in neural overgrowth and hyperconnectivity defects in TSC. For most studies conducted, rescue of synaptic or behavioral abnormalities has been most successful if rapamycin is administered chronically beginning at early postnatal ages. This further supports the possibility that early mTOR hyperactivation may be the primary insult that triggers downstream effects on neuronal growth, development, and excitability. Although mTOR signaling appears to be persistently increased following TSC1/2 deficiency, secondary pathways may be engaged to maintain synaptic and behavioral defects into adulthood. Therefore, it remains to be assessed whether synaptic overgrowth and associated dysfunctions may be reversed by mTOR inhibition later in adulthood.
In accordance with known functions of mTOR in the regulation of mRNA translation, hyperactivation of this pathway would be expected to enhance global protein synthesis. Unexpectedly, adult Tsc2 haploinsufficient mice exhibit basal suppression of hippocampal protein synthesis (Auerbach et al., 2011). While examination of mRNA translation at early postnatal ages is required, the reported reduction in basal protein synthesis in adult Tsc2 deficient mice could reflect the tight homeostatic regulation of mTOR signaling. Work in non-neuronal systems has found that long-term hyperactivation of mTOR can evoke compensatory downregulation of upstream signaling factors through an inhibitory feedback loop (Hay, 2005). For example, murine embryonic fibroblast cultures derived from Tsc2 null mice exhibit increased mTOR activation, but reduced upstream PI3K-Akt signaling (Zhang et al., 2003). The contribution of developmental and homeostatic changes in growth pathway readouts further underscore the importance of focusing on early developmental ages for the classification of ASD subtypes.
Recent studies have also demonstrated that TSC1/2 may interact with the MAPK/ERK signaling cascade. This relationship was first appreciated in clinical studies which revealed that components of the ERK1/2 pathway are constitutively activated in TSC-associated brain lesions and tumor cell lines (Govindarajan et al., 2003; Ma et al., 2005, 2007). Upregulated ERK1/2 signaling has been observed in the ΔRG model of TSC, which recapitulates human deletion mutations that disrupt TSC1/2 complex function by interfering with Tsc2 GAP activity (Chévere-Torres et al., 2012). The authors of the same study reported no differences in ERK1/2 phosphorylation in hippocampi from Tsc1 (CamKII-CRE Tsc1+/fl) and Tsc2 (CamKII-CRE Tsc2fl/fl) mutant mice as compared to wild-type controls. However, this experiment was performed in adult animals where compensatory changes could have occurred, and therefore, more thorough analysis of phospho-ERK1/2 levels throughout development may be required.
TSC2 has, itself, also been implicated as a direct target of ERK1/2 kinase activity, wherein phosphorylation of TSC2 by ERK1/2 results in dissociation of the TSC1/2 tumor suppressor complex and subsequent disinhibition of mTOR-dependent effects on growth, proliferation, and protein synthesis (Ma et al., 2005). Although these studies were conducted in the context of tumorigenesis, this mechanism may be conserved in the nervous system as well. The fact that TSC1/2 serves as an important node of cross-talk and convergence between the ERK1/2 and mTOR signaling cascades might explain how changes in components of both pathways can produce a dysregulated growth state in many syndromic and non-syndromic forms of ASD. Based on the aforementioned phenotypes resulting from mutations in the TSC tumor suppressor, we propose that ASD patients with TSC loss-of-function represent an example characterized by neuronal overgrowth phenotypes.
Phosphate and Tensin Homolog (PTEN)
The tumor suppressor gene PTEN is a dual protein and lipid phosphatase critical for modulating cellular growth, proliferation and survival. PTEN is a major inhibitor of the highly conserved PI3K-Akt signaling pathways, and regulates diverse cellular processes, including metabolism, survival, proliferation, growth, and motility (Worby and Dixon, 2014). The tumor suppressor functions of PTEN have been most thoroughly described in the context of cancers, such as those of the skin, endometrium, prostate and central nervous system (Chalhoub and Baker, 2009). Mounting evidence has documented a role for PTEN in disorders of nervous system function, including ataxia (Backman et al., 2001), seizures (Backman et al., 2001), mental retardation (Varga et al., 2009; McBride et al., 2010), and autism (Varga et al., 2009; Zhou and Parada, 2012). Individuals with germline PTEN mutations are not only prone to cancer, but many of these individuals are also at risk of developing autism with comorbid macrocephaly (Butler et al., 2005; Clipperton-Allen and Page, 2014).
To better understand the cellular and molecular mechanisms by which dysregulated PTEN signaling may predispose individuals to macrocephaly and ASD, multiple groups have genetically engineered PTEN-deficient mice. These studies have shown that mice lacking PTEN in differentiated neurons exhibit macrocephaly, regional hypertrophy, increased soma, dendritic and axonal growth, ectopic axons and dendrites, and increased spine density (Backman et al., 2001; Kwon et al., 2001; Greer and Wynshaw-Boris, 2006; Fraser et al., 2008; Amiri et al., 2012). Additionally, these mice display classic autism-related behavioral abnormalities including impaired social interaction, learning deficits, hypersensitivity to acoustic stimuli, increased seizure susceptibility, and exaggerated anxiety-like behaviors (Kwon et al., 2006). Additionally, loss of PTEN in adult hippocampal stem cell populations was shown to accelerate stem cell proliferation rates and activate PI3K/AKT/mTOR/GSK3B signaling pathways to promote a pro-growth phenotype. Neurons differentiated from these stem cells exhibit dendritic and axonal hypertrophy (Amiri et al., 2012), consistent with PTEN's role as a suppressor of growth in multiple systems. Many of the neuronal hypertrophic phenotypes and behavioral abnormalities associated with loss of PTEN can be rescued by pharmacological inhibition of downstream mTOR signaling with rapamycin, but surprisingly not by loss of S6K1, a downstream effector of ERK1/2 (Kwon et al., 2003; Chalhoub et al., 2006; Zhou et al., 2009). Thus, future research is required to determine the precise mechanisms by which rapamycin-mediated inhibition of mTOR is able to rescue the pro-growth phenotypes observed in PTEN deficient neurons.
Methyl-CpG-binding protein (MeCP2) is a regulator of gene expression which is present in cells throughout the body, but is particularly abundant in the brain. MeCP2 provides an interesting case in which the available evidence indicates that loss of MeCP2 (Rett Syndrome) can produce an “undergrowth” entity, while excess MeCP2 (MeCP2 duplication syndrome) conversely results in a presentation consistent with underlying “overgrowth.” Rett Syndrome (RTT), in 95% of cases, is caused by loss-of-function mutations in the X-linked MeCP2 and is predominately seen in females (around 1/10,000 live births) as these mutations in males lead to perinatal lethality (Amir et al., 1999). Behaviorally, children with Rett syndrome display some core features of autism, including repetitive behaviors and poor communication skills. MeCP2 duplication syndrome, which is caused by duplication of the MeCP2 gene, presents with intellectual disability, seizures, motor dysfunction, developmental delay and autistic behavior (Ramocki et al., 2010).
Patients with Rett Syndrome appear to develop normally until 6–18 months of life and then exhibit dramatic motor/autonomic deterioration, and deceleration of head growth with microcephaly evident by the second year of life. MeCP2 plays a role in synaptic maturation and pruning in development as well as the maintenance of dendritic arbors in adulthood (Schüle et al., 2008; Matijevic et al., 2009; McGraw et al., 2011; Baj et al., 2014). Characterization of postmortem brain tissue obtained from patients with RTT found a 12–34% reduction in brain weight and volume. There is a decrease in hippocampal spine density, decreased dendritic branching, reduction in neuronal size, and reduced white matter volume. However, there is no obvious degeneration present in RTT brains suggestive of MeCP2's role in regulation of postnatal neuronal growth and not in neurodegeneration (Reiss et al., 1993; Jellinger, 2003). A number of these phenotypes are recapitulated in the male Mecp2-null mice which display normal development until 3–8 weeks of age but begin a sharp decline, exhibiting tremors, difficulty in locomotion and hypotonia. While there are no obvious structural abnormalities present in the MeCP2 null mice, their brains are reduced in size and have a smaller, denser composition of neurons as compared to wild-type controls. While male MeCP2 null mice often die within 6–10 weeks, female heterozygotes remain viable until 4–6 months and at this point begin to exhibit RTT-like symptoms (Guy et al., 2001; Ricceri et al., 2008; Chen et al., 2013). In an additional mouse model of RTT, a truncation of MeCP2 at amino acid 308 (MeCP2308/Y) leads to a less severe progression of neurological phenotypes but also mirrors deficits found in RTT patients. Due to the rare occurrence of MeCP2 duplication syndrome, very little analysis on the morphology of post-mortem brain tissue has been reported; however, some evidence suggests macrocephaly in patients with MeCP2 duplication syndrome (Lugtenberg et al., 2009). The MeCP2 duplication mouse model (2-fold overexpression of human MeCP2) displays an initial enhancement of synaptic plasticity and motor and contextual learning. At around 20 weeks of age, however, these transgenic mice develop seizures and motor deficits and eventually die around 1 year of age (Collins et al., 2004; Luikenhuis et al., 2004). While there are conflicting reports about the effects of MeCP2 overexpression on synaptic density, there is some evidence to suggest that MeCP2 duplication leads to an increased density of excitatory synapses (Zhou et al., 2006; Chao et al., 2007; Chapleau and Pozzo-Miller, 2012). Misexpression of MeCP2 is also associated with other neuropsychiatric disorders ranging from intellectual disability, schizophrenia, Angelman-like syndrome and autism (Chahrour and Zoghbi, 2007).
MeCP2 plays a complex role in regulating the gene expression of multiple growth control pathways, and the cellular outcomes downstream of these genes. Current research, which is detailed in other reviews (Cheng and Qiu, 2014), has shown that MeCP2 can regulate transcription both as a transcriptional repressor, as well as a transcriptional activator through CREB1 recruitment (Chahrour and Zoghbi, 2007). Induced neurons (IN) have been used recently to show that MeCP2-deficiency particularly reduces the levels of activity-dependent neuronal genes which are important for the promotion of growth and plasticity (Li et al., 2013), including BDNF and IGF1 (Castro et al., 2014). In vitro MeCP2 has been shown to bind the BDNF promoter region and repress its transcription when the neuron is not active. Following neuronal activity, MeCP2 is phosphorylated at serine 421 and removed from the promoter region, allowing for transcription of BDNF to occur (Chen et al., 2003; Martinowich et al., 2003; Zhou et al., 2006). The story in vivo, however, is more complex. In the MeCP2 -/y mice, Chang et al., discovered that overall BDNF levels are reduced, most likely due to reduced cortical activity present in the MeCP2 -/y brain (Dani et al., 2005; Chang et al., 2006). Importantly, the authors demonstrated that increasing expression of BDNF within the forebrain of MeCP2 -/y mice rescues motor function and increases lifespan, suggesting an important functional interaction between this neurotrophic factor and MeCP2. In accordance with this result, loss of MeCP2 has also been reported to depress levels of activated pERK1/2, and activation of the Ras-ERK1/2 pathway by MeCP2 to be required for the promotion of neuronal differentiation by MeCP2 (Sweatt, 2004). MeCP2-deficiency is also reported to lower ribosomal RNA levels and to reduce protein synthesis (Li et al., 2013) consistent with an undergrowth phenotype. Interestingly, recent work provides evidence that MeCP2 interacts with DGCR8, a component of nuclear microRNA (miRNA) processing, and leads to suppression of pri-miRNA processing (Cheng et al., 2014). Effects on miRNA biogenesis could provide an additional regulatory mechanism by which loss of MeCP2 alters not only the quantity, but also the specificity of protein synthesis. Collectively, the cellular and molecular signature of Rett syndrome is consistent with its classification as an undergrowth type ASD, while MeCP2 duplication syndrome is more appropriately categorized as an overgrowth phenotype based on available data.
Autism Susceptibility Candidate 2
The autism susceptibility candidate 2 (AUTS2) was initially suspected to be associated with ASD found in a pair of monozygotic twins which had a de novo balanced translocation which disrupted the AUTS2 locus (Sultana et al., 2002). It has been reported that a subset of patients harboring deletions within exonic regions of AUTS2 present with a short stature, facial dysmorphism, and microcephaly (Beunders et al., 2013). Given these phenotypes, AUTS2 mutations are thought to lead to predominately “undergrowth” phenotypes. Since the initial identification of the AUTS2 locus, there have been over 30 additional individuals with cognitive disorders ranging from ASD to epilepsy, attention deficit disorder, intellectual disability and developmental delay harboring disruptions in both the coding and noncoding regions of the AUTS2 locus (Kalscheuer et al., 2007; Bakkaloglu et al., 2008; Glessner et al., 2009a; Elia et al., 2010; Pinto et al., 2010; Ben-David et al., 2011). Given that alteration of AUTS2 levels results in a myriad of neuronal deficits, it is not surprising that AUTS2 is highly expressed in developing brain regions important for higher order cognitive functions.
The function of AUTS2 had preliminarily been explored in the model system Danio rerio while the recent development of a mouse loss-of-function model has begun to elucidate the function of the AUTS2 gene product. The function of AUTS2 has been recently addressed in animal models of perturbation in AUTS2. In zebrafish, reductions of AUTS2 by morpholinos knockdown results in microcephaly, reduced mobility and decreases in the number of neurons (Beunders et al., 2013; Oksenberg and Ahituv, 2013). The Auts2 KO mouse model also results in reduction in size and these mice also display developmental delays, motor deficits, and altered communications as assayed by pup ultrasonic vocalizations (USVs) (Gao et al., 2014). This microcephaly phenotype is also observed in mice and human patients with AUTS2 disruptions suggesting a critical role for AUTS2 in neurodevelopment and growth (Beunders et al., 2013).
Previous research has shown AUTS2 to be highly expressed in neurons. The cytoplasmic pool of AUTS2 has been shown to regulate neurite outgrowth and migration through the regulation of the Rho family of GTPases (Hori et al., 2014). Bidirectional alterations of AUTS2 levels in cortical neurons lead to opposing phenotypes in neurite growth. Cortical neurons which have shRNA knockdown of AUTS2 (introduced through in utero electroporation at E15.5 and cultured to DIV 2-6) display decreases in dendrite length and branch number whereas overexpression in primary hippocampal neurons (at DIV 4) leads to increase in neurite elongation (Hori et al., 2014). Nuclear populations of AUTS2 have been shown to play a role in regulation of chromatin dynamics through its interaction with PRC1, highlighting its potential role in regulation of transcription (Gao et al., 2014). One interesting finding from Gao et al. hints at a potential interaction between AUTS2 and signaling pathways involved in growth. The authors find that AUTS2 binds to the promoter regions of factors implicated in growth including TSC2, IGFR, and k-Ras as seen through a ChIP-seq performed in mouse brains. This is suggestive of a mechanism by which disruption of AUTS2 could lead to disruption of neuronal growth and the “undergrowth” phenotype described in human patients and animal models of AUTS2 mutations. While current research has started to address the function of AUTS2 in neuronal growth and development, much work needs to be done to determine the molecular mechanism by which AUTS2 leads to the pathogenesis of autism.
Copy Number Variant Models of ASD
16p11.2 Copy Number Variation
CNV at the human chromosome 16p11.2 locus is among the most common risk variants associated with ASD, accounting for approximately 0.5–1% of all cases (Malhotra and Sebat, 2012). In fact, duplications and deletions in this ~600 kB region of 16p11.2 have been linked to a number of neurodevelopmental and psychiatric conditions, including intellectual disability, schizophrenia, epilepsy, bipolar disorder, and obesity (Weiss et al., 2008; McCarthy et al., 2009; Shinawi et al., 2010; Walters et al., 2010; Zufferey et al., 2012). Several reports indicate that reciprocal phenotypes occur as a result of deletion or duplication of the approximately 27 protein-coding genes found in the affected region. Therefore, 16p11.2 CNVs present a unique model to explore the effects of altered dosage of genes within this region on underlying growth pathway correlates.
In humans, there is accumulating evidence supporting the presence of pro-growth phenotypes in deletion carriers and anti-growth features in duplication carriers. For instance, 16p11.2 microdeletion is linked to macrocephaly, whereas duplication of this locus has been associated with microcephaly (Shinawi et al., 2010). A recent study comparing global brain differences between child carriers of 16p11.2 deletion (8.1 ± 3 years) and duplication (7.8 ± 5 years) identified a strong dose-dependent influence of CNV on brain volume. In deletion carriers, global measures of gray and white matter volume, along with volumes of certain subcortical structures such as the thalamus, were found to be significantly elevated as compared to typically developing controls. In contrast, these measures were altered in the opposite direction in the case of duplication carriers (Qureshi et al., 2014).
CNVs at 16p11.2 also confer highly penetrant and opposing effects on body mass index (BMI). Parallel to the effects observed with head size, deletion of this region often results in early-onset obesity, while duplication is associated with significantly reduced postnatal body weight and BMI (Jacquemont et al., 2011). Importantly, a study that analyzed the co-occurrence of head size and BMI phenotypes observed a higher incidence of the 16p11.2 deletion among cohorts ascertained for both developmental delay and obesity (2.9%), as opposed to cohorts assessed for either outcome alone (0.6 and 0.4%, respectively) (Walters et al., 2010). A potential avenue for future investigation in mouse model systems is to test the involvement of common molecular pathways in both neuronal and somatic growth defects in 16p11.2 CNVs.
In order to systematically assess the effects of this CNV on development and behavior, two independent groups, Horev et al. and Portmann et al., utilized chromosome engineering approaches to develop mutant mouse models harboring deletion (df/+) and/or duplication (dp/+) of the conserved syntenic region on chromosome 7 (Horev et al., 2011; Portmann et al., 2014). Characterization of adult df/+ and dp/+ mutants has revealed dose-dependent effects on expression of most genes within the engineered interval, as well as opposing phenotypes in certain neuroanatomical measures, including mild reciprocal volumetric changes across multiple brain regions in adulthood (Horev et al., 2011).
However, currently available mouse models of 16p11.2 CNVs may not accurately recapitulate head and body size phenotypes observed in human carriers. Despite expected changes in expression of genes in the deleted interval, df/+mutants display decreases in postnatal body weight (Portmann et al., 2014; Pucilowska et al., 2015) and mild reductions in overall brain volume that persist into adulthood (Horev et al., 2011; Portmann et al., 2014; Pucilowska et al., 2015). Therefore, more detailed phenotypic characterization of 16p11.2 CNV mouse models is required in order to pinpoint the cause for this discrepancy.
The gene, MAPK3, which encodes ERK1 is located within the 16p11.2 region and has garnered interest with respect to molecular phenotypes associated with this CNV. However, there have been conflicting reports on the effect of 16p11.2 deletion, and consequent ERK1 deficiency, on overall ERK1/2 activity. When ERK1/2 activity is measured as a ratio of phosphorylated to total ERK1/2 levels, studies have reported contradicting findings. One group observed decreases in ERK1/2 activity, which were correlated with decreased overall protein synthesis (Tian et al., 2015). On the other hand, Pucilowska et al., found a paradoxical upregulation of ERK1/2 activation (Pucilowska et al., 2015). Inconsistencies in reports may necessitate the use of ERK1/2 reporters to accurately assay ERK1/2 catalytic function in mouse models of 16p11.2 CNVs. Elucidating ERK1/2 pathway readouts in 16p11.2 CNVs is further complicated by the fact that a gene known to function as a negative regulator of ERK1/2, known as major vault protein (MVP), is also found within the 16p11.2 locus (Liang et al., 2010). Therefore, further studies need to be conducted in order to ascertain the impact of 16p11.2 CNVs on readouts of ERK1/2 activity.
22q11.2 Copy Number Variation
Several reports have described the co-occurrence of autism in subjects with chromosome 22 abnormalities including trisomy 22, translocation 20/22, 22q11.2 deletion, 22q11.2 duplication, ring chromosome 22, and 22q13.3 deletion (Mukaddes and Herguner, 2007). In 22q11.2 microdeletion (22q11.2DS; velocardiofacial syndrome, Digeorge syndrome), a syndrome characterized by either a 1.5 or 3 megabasepair deletion of 22q11, roughly one third of individuals develop a form of schizophrenia and a smaller fraction (~10–20%) display developmental delays and learning disabilities characteristic of autism. In addition to microdeletion at the 22q11.2 locus, genome-wide assays for copy number variants have also identified significant enrichment of 22q11.2 duplication in unrelated ASD patients (Marshall et al., 2008; Glessner et al., 2009b).
Although neuroimaging studies of patients with 22q11.2DS report a wide range of abnormalities in both brain structure and function, which are consistent with neuronal undergrowth phenotypes, the literature remains relatively inconsistent regarding differences in specific neuronal regions or structures. Thus, direct correlations between these structural changes and behavior are unable to be made at this time. These different conclusions may be due to the use of different protocols for measuring or normalizing volumes in studies that should be replicated with larger cohorts (Karayiorgou et al., 2010). However, in a meta-review on 22q11.2DS, when Karayiorgou et al. examined those findings that have been replicated by at least two independent research groups in at least two separate and independent studies, they observed a pattern of neuroanatomical abnormalities associated with undergrowth phenotypes in patients with 22q11.2DS, both with and without psychosis (Karayiorgou et al., 2010). These changes include larger ventricles, reduced brain size, and volumetric reductions of parietal lobes, hippocampus, cerebellum, reduced cortical thickness, and lateral cortical thinning (Xu et al., 2010; Drew et al., 2011a). Recent data modeling the 22q11.2 deletion in rodents has revealed that a significant number of these anatomical findings from 22q11.2 patients, including impaired circuitry and reduced regional volumes of brain structures that are critical to autism, are reliably recapitulated in the brains of mice modeling this human disorder (Sigurdsson et al., 2010; Drew et al., 2011a; Ellegood et al., 2014).
The 22q11.2DS mouse displays neuronal undergrowth, dysregulated synaptic plasticity, and impaired neuronal circuit formation, which are associated with abnormal behavioral outcomes (Karayiorgou et al., 2010; Drew et al., 2011b; Ellegood et al., 2014); however, the precise genetic mechanisms underlying this phenotype remain unknown. This region of human chromosome 22q11 contains 16 protein coding genes, many of which have been shown to regulate cellular growth and proliferation, such as TBX1, RTN4R, and ZDHHC8 (Yagi et al., 2003; Mukai et al., 2008; Borrie et al., 2012); however, for the purposes of this review, we will focus on another gene found within this locus, DGCR8, since deletion of DGCR8 in mouse models has revealed neuronal undergrowth that is able to be rescued by enhanced trophic signaling.
DGCR8 positively regulates the maturation of miRNAs, a recently discovered class of small, highly evolutionarily conserved regulatory RNAs, which inhibit the translation of near-complementary target mRNAs (Han et al., 2006). Individuals with hemizygous expression of DGCR8, as found in 22q11.2 deletion patients, would thus have impaired miRNA biogenesis and reduced inhibition of target protein synthesis, while those with 22q11.2 microduplication will have increased DGCR8 gene dosage (Xu et al., 2010). In mice with DGCR8 haploinsufficiency, there is reduced basal dendritic complexity (fewer branch points, less intersections, and decreased overall dendritic length), decreased hippocampal neurogenesis, and significant cognitive and behavioral deficits, consistent with the neuronal undergrowth phenotype present in individuals with 22q11.2 microdeletion (Schofield et al., 2011; Ouchi et al., 2013). Although it remains unknown as to whether or not these neuronal growth deficits and behavioral abnormalities are a direct consequence of reduced miRNA levels and enhanced translation of these miRNA target genes, subsequent experiments revealed that many of these deficits can indeed be rescued by exogenous application of insulin-like growth factor 2 (Igf2), a gene that is reduced in DGCR8-deficient animals by an unknown mechanism (Ouchi et al., 2013). It should also be noted that while expression of a phosphomimetic DGCR8 (which mimics phosphorylation by kinases such as MAPK/ERK) induces a pro-growth miRNA signature in a heterologous cell line (Herbert et al., 2013), it remains unknown whether or not the phosphorylation status of DGCR8 could serve as a diagnostic biomarker for cases of autism characterized by aberrant growth.
Relevance for Future Clinical Research and Trials
A compelling avenue of investigation is to design therapeutics that effectively target pathways controlling neuronal growth in ASD. Recent studies have allowed us to make significant progress in understanding the nature of neuronal growth defects in ASD. It remains a significant question in the field as to whether growth defects are causal to the development and pathogenesis of ASD. There are two lines of evidence that suggest that this may be the case (i) growth abnormalities emerge early in the pathogenesis of the disease, and (ii) manipulations and interventions that target growth-related pathways not only ameliorate growth defects but also lead to improvements in behavior.
For therapies to yield maximal success, the initial identification and design should consider whether the form of ASD being treated could be generally classified as overgrowth or undergrowth. This sub-classification of growth phenotypes in ASD is critical as the same drug is unlikely to be effective under both circumstances. Aside from obvious growth defects such as macrocephaly and microcephaly, more subtle growth phenotypes might prove to be difficult to diagnose early in development. Ultimately, development of a biomarker that serves as a readout for growth status in ASD would be necessary in order to facilitate early detection and proper intervention. Possible development of biomarkers could include components of growth pathways highlighted in this review, such as ERK1/2, mTOR, and neurotrophic factors.
Relevance for Future Research Efforts
Proper growth of functional neural circuits requires highly orchestrated control of intracellular signaling cascades and gene expression. These changes in neuronal growth depend upon the specific composition of gene regulatory networks present not only within each cell type, but within subcellular regions of a given neuron that give rise to the various neuronal processes, such as axons, dendrites, and spines, structures that are often dysregulated in forms of autism characterized by over- or undergrowth. Although CRE-driver lines have been highly informative for our understanding of cell type specific changes in behavior, gene expression, patterns of neuronal growth, and connectivity across various brain regions between wild-type mice and disease models, development of CRE-drivers requires a priori knowledge of the specific gene expression patterns unique to each cell type. Even within cells identified by such a CRE-driver system, there exists considerable heterogeneity in terms of gene expression. Each of the human brain's billions of neurons is unique not only in terms of its activity signature but also within the complex three-dimensional spatial environment of the brain that permits unique connectivity for each neuron. For these reasons, we predict that future single cell analyses of gene expression across ensembles of cells from wild-type controls and disease models will transform our understanding of these highly complex cells and gain better mechanistic insights into the signaling pathways that underlie over- or under-growth phenotypes in ASD.
Many large-scale ASD studies have now been conducted, which have included mixed patient populations, with variations in multiple critical factors including age, diagnosis, and symptom severity. However, it has remained difficult to extract meaningful conclusions from these studies, in part, since molecular changes are likely to be different among forms of ASD with differing underlying etiologies. Identifying common molecular pathways that are dysregulated among various genetic causes of ASD is an important step in effectively stratifying ASD into endophenotypes from which therapeutic responses can be more readily anticipated. Shrinking the heterogeneity of the disorder would also make the study of ASD more tractable, allowing investigations in monogenic mouse models to be more appropriately applied to other genetic forms of ASD. Utilizing overgrowth and undergrowth phenotypes (Figure 1) as a basis for this stratification is useful since these phenotypes are present across multiple genetic causes of ASD and occur early in the development of disease.
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
This work was supported by the Braude Foundation, the March of Dimes Foundation, the Simons Foundation Autism Research Initiative, and NIH MH098016 (to MKM); by FRAXA Research Foundation (postdoctoral fellowship to CKT); and by National Science Foundation Graduate Research Fellowships (to JLS and DLP).
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Keywords: autism spectrum disorders (ASD), neurotrophic factors, mTOR pathway, ERK signaling, MAP kinase signaling system, protein synthesis
Citation: Subramanian M, Timmerman CK, Schwartz JL, Pham DL and Meffert MK (2015) Characterizing autism spectrum disorders by key biochemical pathways. Front. Neurosci. 9:313. doi: 10.3389/fnins.2015.00313
Received: 30 May 2015; Accepted: 20 August 2015;
Published: 24 September 2015.
Edited by:Mustafa Sahin, Boston Children's Hospital, USA
Reviewed by:Eric Klann, New York University, USA
Emily Osterweil, University of Edinburgh, UK
Francois Corbin, Université de Sherbrooke, Canada
Copyright © 2015 Subramanian, Timmerman, Schwartz, Pham and Meffert. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Mollie K. Meffert, Department of Biological Chemistry, The Johns Hopkins University School of Medicine, 413 Physiology Building, 725 N Wolfe Street, Baltimore, MD 21205, USA, firstname.lastname@example.org