Abstract
Introduction: During embryonic development, the trachea emerges from an area of the foregut, which is often referred to as “anterior” or “common” foregut tube or simply foregut. To explain this process of differentiation, four competing models exist to date. The outgrowth and watershed models propose a foregut that remains constant in length. In the outgrowth model, the trachea buds off and elongates from the foregut, while in the watershed model, a mesenchymal wedge splits the growing foregut into the trachea and esophagus. In contrast, the septation model proposes a cranial splitting and thus a shortening of the “common” foregut tube into the trachea and esophagus by an emerging septum. Finally, the splitting and extension model describes an interaction of cranial splitting of the foregut and simultaneous caudal tracheal and esophageal growth.
Methods: Here we examine the development of the undifferentiated foregut by micro computed tomography, which allows precise measurements.
Results: Our results show that this area of the foregut transforms into the larynx, a process, which is independent from tracheal and esophageal development.
Discussion: These observations are only consistent with the outgrowth model.
Introduction
In the foregut a region exists, which leads to the development of the pharynx, larynx, trachea, and esophagus. The present study will particularly focus on the early tracheal, esophageal and laryngeal development in the area, which was frequently called “anterior” or “common” foregut tube or just foregut in previous studies (; ; ; ; ). It is believed that disturbances during this differentiation process may lead to common congenital disabilities in humans, such as esophageal atresia (; ; ). Hence, the embryology of the foregut has been extensively studied. The earliest descriptions date back to 1885 and 1912 by investigating human specimens (; ; ). Over the past decades, foregut development has been restudied using different animal models, such as mice, rats, chicken and xenopus (; ; ; ; ). However, the respective conclusions vary to such an extent that consensus on the morphogenesis of the foregut to form the ventral trachea and dorsal esophagus has not been reached yet. Today, already four models have been described of how the trachea emerges from the foregut (Figure 1). In the so-called “outgrowth” model the trachea buds off and elongates from the foregut (). The “watershed” model describes a mesenchymal septum, serving like a wedge, which lies at the junction of the foregut and the emerging lung buds, forcing the foregut to grow separately into the trachea and esophagus (). None of these models involve shortening of the foregut. In contrast, the “septation” (initially separation) model postulates a developing septum, which emerges at the lung buds and grows rostral, thereby separating the foregut into the trachea and esophagus (; ; ; ; ). The latest postulated model consists of a combination of separation and thus shortening of the foregut and lengthening of the trachea and esophagus. Hence the name “splitting and extension/elongation” model (; ).
FIGURE 1
Most of these models are based on histological examinations from normally developed specimens (
Surprisingly, a great variety in the description of the examined foregut areas was observed in the cited literature, which makes it difficult for the reader and researcher to properly understand what is discussed. For practical purposes, we divided the early foregut by a borderline, the “tracheoesophageal” (TE) bifurcation point, which is characterized by Zaw Tun as the primitive pharyngeal floor. At the same time, in other studies, it is referred to “separation point,” “wedge,” “saddle” or “tracheoesophageal sulcus” (
FIGURE 2

Representation of our definition of the foregut compartments. (A) Schematic drawing of a sagittal plane of the foregut in rat embryos at day 11 and 12. UC, Upper compartment; IC, Intermediate compartment; LC, Lower compartment; VF, Ventral fold; DF, Dorsal fold; P1-4, Pharyngeal pouches; LB, Lung bud; E, Esophagus; St, Stomach; L, larynx; H, Hypopharynx; Tr, Trachea. (B) Representative sagittal plane of reconstructions of rat embryos with enlarged area of interest.
Quoting a recent review; “to determine the most accurate model, quantifying changes to the lengths of the trachea, esophagus and common undivided foregut is important” (
Results
In rat embryos, the lung buds formed at embryonic day (ED) 11 as ventral protrusions from the tracheoesophageal region of the foregut cranial of and in direct contact with the developing stomach (Figure 3). This fold caused by the lung buds marks the TE bifurcation and thus the starting point of tracheal development. 130 µm caudally of the lung bud the liver primordium formed another ventral bud from the developing stomach (Figure 3). At ED 12, a small portion of the trachea and esophagus has developed, and the liver primordium has differentiated into liver. In rats, it takes only one more day to form a distinct portion of the trachea and esophagus. Thus, we took samples every quarter day for a better resolution, referring to it as ED 12.25, ED 12.5 and ED 12.75. We analyzed the morphology and morphometry at these time points of the intermediate foregut compartment and the trachea and esophagus.
FIGURE 3

Morphological growth dynamics of the intermediate compartment of the foregut, the trachea and esophagus from ED 11 to ED 12,75. (A) The caudal, ventrocranial and dorsocranial measurement points for the intermediate compartment. (B) Rat embryos with a virtually broached foregut to scale. (C) Sagittal view on virtually excised foreguts including the trachea, esophagus and stomach. (D) Front-left view on the whole excised foreguts. The horizontal red lines indicate the height of the ventrocranial end of the intermediate compartment to the TE bifurcation point (distance ∼410 µm), while the white line shows the dorsocranial end of the TE foregut. Light green: Intermediate foregut compartment, blue: Trachea, yellow: Esophagus, purple: Lung, dark green: Upper foregut compartment (Pharyngeal foregut), dark gray (C,D): Stomach.
Morphologically, the TE bifurcation point defined the caudal border of this intermediate compartment. Additionally, we found a cranial border, which can be identified by a dorsal and ventral epithelial fold, connected by lateral folds. The dorsal fold was located in the area between the 3rd and 4th somites, the ventral fold approximately at the area of the 4th pharyngeal pouch (Supplementary Figures S1–S5). From ED 11 to ED 12.75, these folds converged by a dorsal movement of the ventrocranial fold (Figures 3A, B), thereby narrowing the foregut in this region and forming the cranial entrance from the pharynx into the developing larynx—hypopharynx (Figures 3C, D). The dorsal wall of the pharynx also folded into dorsal direction in this period (Figure 3). At around ED 12.5 the differentiation of the intermediate compartment of the foregut into the larynx (ventral) and hypopharynx (dorsal) was visible by lateral mesenchymal thickening, which continued over time. Our measurements supported these observations. The most ventrocranial point of the intermediate compartment remained at a constant distance of 410,5 µm (±3.8 µm) to the TE bifurcation point from ED 11 to ED 12.75, but moved in dorsal direction, thereby narrowing the pharynx—larynx transition zone from 281.8 µm (±4.8 µm) to 74.9 µm (±13.6 µm). The most dorsocranial point of the intermediate compartment increased its length linear from 282.5 µm (±11.9 µm) at ED 11–369.1 µm (±20.1 µm) at ED 12.75 (Figure 4A). The object volume increased linear from 7.8 µm (±1.1 µm) to 22.1 µm (±0.6 µm) (Figure 4B). However, the luminal volume (total volume minus object volume) decreased from 1.69 µm (±1.1 µm) at ED 11 to 0.37 µm (±0.13 µm) at ED12.5 and increased after that to 1.09 µm (±0.47 µm) at ED 13 (Figure 4C).
FIGURE 4

Morphometrical growth dynamics of the intermediate compartment, trachea and esophagus. (A) Length measurements of the intermediate compartment of the foregut (Solid green line: TE bifurcation to the most ventrocranial point; p = 0.9757. Dashed dark green line: TE bifurcation to the most dorsocranial point; p < 0.0001. Dottet light green line: Distance from the most ventrocranial to the most dorsocranial point; p < 0.0001). (B) Object volumes of the intermediate compartment of the foregut; p < 0.0001. (C) Luminal volumes of the intermediate compartment of the foregut. (D) Length measurements of the trachea (blue line) and esophagus (orange line); both p < 0.0001.
The trachea increased its length from 199.3 µm (±37.8 µm) at ED 11–680.4 µm (±75.1 µm) at ED 12.75 and the esophagus from 285.8 µm (±63.1 µm) to 1185 µm (±82.8 µm) respectively, while both growth curves are linear (Figure 4D).
A mesenchymal wedge at the site of the initial lung bud fold could not be observed. Although cells are present at this location, they do not form a solid structure but rather soft tissue, in contrast to the well-defined trachea and esophagus (Supplementary Figures S1–S5; Supplemental Videos S1–S5).
To complete the analysis over time, we measured the growth patterns until ED 21, 1-day prior to birth (Figure 5A). From ED 11 to ED 21 the intermediate compartment (later larynx/hypopharynx) length continuously triples from around 350 μm–910.5 µm (±18.7 µm) (Figure 5C). The trachea increased its length linear until ED 21 from 205.3 µm (±66.7 µm) to 5979.8 µm (±213.3 µm) (Figure 5B), while its diameter exponentially increased from 88.4 µm (±13 µm) to 709 µm (±21.4 µm) (Figure 5D). From ED 12 to ED 21 the esophagus length increased linearly from 285.8 µm (±63.1 µm) to 11,019.8 µm (±260.4 µm) (Figure 5B) and the diameter from 43.1 µm (±8.4 µm) to 496 µm (±16.8 µm) (Figure 5D). The growth dynamics of the esophageal diameter could be linear or slightly exponential. The tracheal and esophageal object volumes increased exponentially from ED 12 to ED 20, from 0.7 (±0.06 µm) to 1167.87 (±133.28 µm) and 1.21 (±0.08 µm) to 1614.87 (±61.15 µm) respectively, roughly doubling every day, while from ED 20 to ED 21, their growth slows down (Figure 5E).
FIGURE 5

Growth dynamics of the intermediate compartment/ larynx, trachea and esophagus from ED11 to ED21. (A) Representative reconstructions showing the growth of the larynx, trachea, esophagus and stomach over time; p < 0.0001. Light green: Larynx - hypopharynx, blue: Trachea, yellow: Esophagus, dark gray: Stomach, (B) Measured lengths of trachea (blue line) and esophagus (orange line) over time; p < 0.0001. (C) Measured lengths of the larynx (light green line) over time; p < 0.0001. (D) Measured diameter of trachea (blue line) and esophagus (orange line) over time; p < 0.0001. (E) Measured object volumes of trachea (blue line) and esophagus (orange line) over time; p < 0.0001.
Of note, the measured distances and volumes are not meant to be understood as absolute values, as the critical point drying process comes with a shrinkage of the whole embryo. Therefore, the measured lengths of fresh and wet samples may differ, but the proportions of samples of different ages are preserved and consistent.
Discussion
In the earliest descriptions of the developing foregut from 1885 and 1912, the authors believed that the trachea develops by separation of a “common” foregut. Here, a mesenchymal fold formed by the lung bud ascends cranially, dividing the foregut into the trachea and esophagus (
To emphasize this, the first investigations were carried out in human specimens. Usually, a maximum of 1-2 specimens have been investigated per age group, as those samples were and are still rare. Some of the first drawings by Wilhelm His from 1885 suggest a likewise constant length or in his perspective a shrinkage of the foregut by “the separation of the respiratory tube [,which] progresses from below upwards” (translation of the original German text by google translate (
More recent studies have established another modified version of the septation model by adding a simultaneous extension of the trachea and esophagus, thereby combining separation and growth. In 2015 Que “[…] shows a rostral translocation of a saddle-like structure that splits the anterior foregut into the trachea and esophagus” obtained by ex vivo “live-imaging of actively separating E (D) 9.5 […] (mouse) foregut […]. Meanwhile, the extension of the trachea and esophagus is observed as the saddle-like structure moves up, suggesting a co-existence of splitting and extension” (
Other studies used staining of the thyroid transcription factor 1, also known as NK2 homeobox 1 (Nkx2.1) to focus on the respiratory development at the TE bifurcation point, concluding that the absolute length of the stained foregut region shrinks (
For the cranial end of the intermediate compartment of the foregut, e.g., the 4th pharyngeal pouch was used in previous studies (
Our volumetric measurements of the intermediate compartment showed an increasing object volume over time, indicating tissue growth in this area, while the lumen in that region is decreasing until ED 12.5. Thereafter, the lumen increased again. Morphologically, these changes were caused by mesenchymal tissue growth ventral and lateral of the intermediate foregut epithelium, thus reducing the lumen of this area to a small slit-like structure. The result of this process of differentiation is the formation of the early larynx—hypopharynx. In previous studies, measurements of the developing fetal larynx showed a 2-3 fold increase in height until birth, depending on the time interval (
This leads us to the first main conclusion. The intermediate compartment of the foregut that we have defined, which was formerly called the “anterior” or “common” foregut tube, is not the area where the trachea and esophagus are divided by any process of separation or septation, but rather the area of the primordium of the early larynx—hypopharynx, as Zaw Tun has already stated. The trachea and esophagus grow independent from the processes in this intermediate compartment.
This leaves us with the outgrowth (
Overall, our results support the outgrowth model, or to be precise, most of Zaw-Tun’s work (
However, we can only measure lengths and volumes making it hard to distinguish between push and stretching. For instance, the trachea of the ex vivo cultivated mouse foregut showed relatively normal morphology. In contrast, the thickened and shortened shape of the esophagus from the study of Que et al. indicates that it might be under tension inside the organism (
This brings us to the second point that, according to the outgrowth model, the failure of tracheal growth should be the primary cause of esophageal atresia and TE fistula. We believe that this conclusion is highly speculative as observations in cases of tracheal and/or esophageal malformations show (
Material and methods
Ethics and animal housing
Animal care and experimental procedures were approved by the institutional review board (state directorate Saxony, Referat 25, veterinary and food monitoring, Braustraße 2, 04,107 Leipzig. Proposals: T14/15, T44/16, T13/18). This study neither involve wild animals nor samples collected from the field. Animals were housed at the Medical Experimental Center of the University of Leipzig in rooms with a controlled temperature (22°C), humidity (55%), and 12 h light–dark cycle. Food and water were supplied ad libitum.
Sample preparation
The sample preparation and subsequent scanning process have been described previously (
Micro-CT scanning
Each rat embryo was analyzed using SkyScan 1172-100-50 (Bruker microCT, Kontich, Belgium). All samples were scanned with 40 kV and 250 μA without filter. The voxel size ranged from 2.04 to 7.63 μm, depending on the specimen size. Images were reconstructed with the scanner software (NRecon 1.7.0.4; Bruker) and converted to a bitmap-file-format.
Segmentation
The segmentation of embryonic structures was performed by CTAnalyzer (CTAn®, Version 1.16.1.0; Bruker). The structures were manually segmented by generating a series of regions of interest (ROIs) around the embryonic structure to extract the information.
Used landmarks of investigated structures
We analyzed the morphology and measured the lengths and volumes of the developing trachea, esophagus and the intermediate compartment of the foregut. The lengths and volumes of the developing trachea was measured from the TE bifurcation point to the bronchial bifurcation point. The lengths and volumes of the esophagus was measured from the TE bifurcation point to the area of the later emerging diaphragm. For the intermediate compartment, we measured the distances from the TE bifurcation point to the most ventrocranial and most dorsocranial point, and the distance between these points (Figure 2A, Supplementary Figures S1–S5). The alignment of the embryos for measurement are illustrated in the Supplementary Figures S6–S10. Additionally, we measured the object volumes of the developing intermediate compartment. From ED13 onwards, we measured the respective length of the larynx/hypopharynx region from the TE bifurcation point to the pharynx transition zone to complete the measurements over time.
Statistics and reproducibility
After data segmentation (CT Analyzer, Bruker microCT), the 3D viewing software CTvox® (Bruker microCT) was used to produce volume rendering and virtual sections for graphical illustrations and videos. Results are expressed as single data points ± standard deviation (SD). For comparison of lengths and volumes over time, one-way analysis of variance (ANOVA) with Bonferroni post hoc tests was used. Graphs were designed with GraphPad Prism (La Jolla, CA, United States), p-values were calculated with the software SPSS (Version 26, IBM®, Armonk, NY, United States) and considered significant when <0.05. The datasets used in this study are openly available under Publissio ZB MED Information Centre of Life Science at https://doi.org/10.4126/FRL01-006424446.
Statements
Data availability statement
The datasets presented in this study can be found in online repositories. The names of the repository/repositories and accession number (s) can be found below: https://doi.org/10.4126/FRL01-006424446.
Ethics statement
The animal study was reviewed and approved by State directorate Saxony, Referat 25, Veterinary and food monitoring, Braustraße 2, 04107 Leipzig. Proposals: T14/15, T44/16, T13/18.
Author contributions
RM and DK contributed to conception and design of the study. MG, NH, and LB acquired and analyzed the data. MG, DK and RM interpreted the data. MG performed the statistical analysis. MG wrote the first draft of the manuscript. All authors contributed to manuscript revision, read, and approved the submitted version.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fcell.2023.1092753/full#supplementary-material
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Summary
Keywords
foregut development, micro computed tomography, μCT, embryology, tracheal development, esophageal development
Citation
Ginzel M, Huber N, Bauer L, Kluth D and Metzger R (2023) Development of the foregut and the formation of the trachea and esophagus in rat embryos. A symphony of confusion. Front. Cell Dev. Biol. 11:1092753. doi: 10.3389/fcell.2023.1092753
Received
08 November 2022
Accepted
23 January 2023
Published
07 February 2023
Volume
11 - 2023
Edited by
Philippa Francis-West, King’s College London, United Kingdom
Reviewed by
Paul Tam, The University of Hong Kong, Hong Kong SAR, China
Yuta Takase, Suntory Foundation for Life Sciences, Japan
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Copyright
© 2023 Ginzel, Huber, Bauer, Kluth and Metzger.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Marco Ginzel, m.ginzel@salk.at
This article was submitted to Morphogenesis and Patterning, a section of the journal Frontiers in Cell and Developmental Biology
Disclaimer
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.