Abstract
Marine Heatwaves (MHWs) are ocean extreme events, characterized by anomalously high temperatures, which can have significant ecological impacts. The Northeast U.S. continental shelf is of great economical importance as it is home to a highly productive ecosystem. Local warming rates exceed the global average and the region experienced multiple MHWs in the last decade with severe consequences for regional fisheries. Due to the lack of subsurface observations, the depth-extent of MHWs is not well-known, which hampers the assessment of impacts on pelagic and benthic ecosystems. This study utilizes a global ocean circulation model with a high-resolution (1/20°) nest in the Atlantic to investigate the depth structure of MHWs and associated drivers on the Northeast U.S. continental shelf. It is shown that MHWs exhibit varying spatial extents, with some only occurring at depth. The highest intensities are found around 100 m depth with temperatures exceeding the climatological mean by up to 7°C, while surface intensities are typically smaller (around 3°C). Distinct vertical structures are associated with different spatial MHW patterns and drivers. Investigation of the co-variability of temperature and salinity reveals that over 80% of MHWs at depth (>50 m) coincide with extreme salinity anomalies. Two case studies provide insight into opposing MHW patterns at the surface and at depth, being forced by anomalous air-sea heat fluxes and Gulf Stream warm core ring interaction, respectively. The results highlight the importance of local ocean dynamics and the need to realistically represent them in climate models.
1. Introduction
Marine Heatwaves (MHWs) are characterized by extreme ocean temperatures, defined as discrete, prolonged and anomalously warm events (Hobday et al., ). MHWs can have extensive impacts on marine ecosystems and ultimately socio-economics, by causing mass mortality of marine species and even sea-birds (Mills et al., 2013; Short et al., 2015; Jones et al., ) or species redistribution (Smale et al., 2019; Wernberg, 2020), which can influence fisheries and local economics (Mills et al., 2013). These impacts are likely to become worse with ongoing global warming: an increase of MHW frequency (34%) and duration (17%) over the last century (1925–2016) was shown (Oliver et al., 2018, 2021), a trend that is projected to continue during the twenty-first century (Oliver et al., 2019). In order to improve our predictive skills and adaptation management, it is crucial to understand the physical characteristics and drivers of MHWs, as well as their potential impacts.
The Northwest Atlantic, in particular the Northeast U.S. continental shelf, is among the fastest warming regions in the world (Figure 1; Wu et al., 2012; Forsyth et al., ; Saba et al., 2016). This exposes the region to an increased risk of occurrence of MHWs and accumulative thermal stress on the marine ecosystem. MHWs in the recent decade have already provided us with a taste of their impacts, even leading to international tensions as observed in 2012, when a record MHW in spring lead to early and intense landings of American lobster (Homarus americanus), causing an oversupply on the market and a breakdown of the supply chain (Mills et al., 2013). Lobster is the region's highest value fishery, however other fisheries were also impacted such as Atlantic Cod (Gardus morhua), longfin squid [Doryteuthis (Amerigo) pealeii] and blue crabs (Callinectes sapidus), in particular in the Gulf of Main (Mills et al., 2013; Pershing et al., 2015, 2018). After another strong MHW in 2016 (Perez et al., 2021) that lead to similar landings, there is evidence that the lobster industry was able to make successful adaptions to the supply chain based on their previous experience (Pershing et al., 2018).
Figure 1
It has been shown that globally the mean increase in temperatures drives MHW trends, however in western boundary regions, changes in variance also plays an important role due to highly complex ocean dynamics (Oliver et al., 2021). The warm and salty Gulf Stream flows poleward as the western boundary current of the North Atlantic subtropical gyre (Figure 1). After separating at Cape Hatteras at approximately 30°N, the Gulf Stream turns into a free flowing current and begins to meander, which leads to the formation of Warm Core Rings (WCRs) along its northern edge. WCRs are anticyclonic mesoscale eddies that propagate westward toward the U.S. coast and the adjacent continental shelf, advecting warm and salty waters into this region (Fratantoni and Pickart,
The Shelfbreak Jet flows equatorward above the shelfbreak as an extension of the Labrador Current, transporting cooler and fresher water from the Labrador Sea toward Cape Hatteras (Flagg et al.,
MHW formation can occur as an effect of atmosphere-ocean interactions as well as of advective processes (Oliver et al., 2021). It has been shown that the record MHW in this region in 2012 was primarily driven by atmospheric jet stream variability in 2012, where an anomalously northward position lead to an increased heatflux into the ocean (Chen et al.,
The current study utilizes a high resolution (1/20° nest), eddy-resolving global ocean model to investigate the depth structure of MHWs on the southern northeast U.S. continental shelf, comprising Georges Bank and the Middle Atlantic Bight (Figure 1). The model's skill in resolving the regional circulation is investigated for two simulations with different resolutions, one eddy-permitting (1/4°) and one eddy-resolving (nest of 1/20°) (Section 3.1). The hydrography of the shelf region in the eddy-resolving simulation is briefly described (Section 3.2). MHW events are detected throughout the whole water column and then examined for their depth structure (Section 3.3). MHW metrics (duration and intensities), are analyzed across depth and salinity extremes are detected as well to investigate connected processes and potential drivers followed by the seasonal distribution of MHW metrics (Section 3.4). Finally, two case studies of different types of MHWs are presented for a more detailed investigation regarding the depth structures of temperature and salinity anomalies as well as their spatio-temporal distribution (Section 3.5) followed by a discussion (Section 4).
2. Data and Methods
2.1. Model Description
This study analyzes two hindcast simulations from the NEMO (Nucleus for European Modeling of the Ocean, v3.6, Madec, 2016) ocean and sea-ice model, performed by GEOMAR, Helmholtz Center for Ocean Research Kiel, Germany. It runs on a global tripolar ORCA025 grid with an eddy-permitting horizontal resolution of 1/4° and 46 geopotential z-levels of varying thickness from 6 m at the surface to 250 m at depth. Bottom topography is interpolated from 1-min Gridded Global Relief Data ETOPO1 (Amante and Eakins,
2.1.1. ORCA025 and VIKINGX20
The global ORCA025 simulation serves as a standalone model and reference case to demonstrate the importance of explicitly resolving mesoscale dynamics in the region of interest. The latter is achieved by embedding a regional high-resolution (1/20°) nest, VIKING20X, covering the Atlantic from 33.5°S to 65°N. Two-way nesting ensures live updates between global host and nest models during runtime. The nest receives boundary conditions from the lower resolution global host model, while the latter receives updates from the nested model prior to every time step. While horizontal grid resolution differs, vertical z-levels are maintained. VIKING20X is an updated configuration of VIKING20, which has been shown to reproduce dynamics like the North Atlantic Current or the Deep Western Boundary Current in the North Atlantic well (Mertens et al., 2014; Breckenfelder et al.,
Specifically, the experiments ORCA025-JRA-OMIP and VIKING20X-JRA-OMIP (both cycle 1) of Biastoch et al. (
2.2. Observations
Daily Optimum Interpolation Sea Surface Temperature (OISST, version 2.1) data, provided by the U.S. National Oceanic and Atmospheric Administration (NOAA), is used for model validation and detection of surface MHWs. It is based on numerous types of observations which are then combined and interpolated on a regular global grid with a resolution of 1/4°. Measurement platforms are satellites, ships, buoys and Argo floats. Bias adjustments of satellites and ships is performed with reference to buoys (Reynolds et al., 2007; Banzon et al.,
Monthly mean absolute dynamic topography [Sea Surface Height (SSH) above geoid], available from January 1993 through May 2019, is used for validation of the large-scale ocean circulation in the model. The product is produced on a global grid of 1/4° by the Copernicus Marine Environment Monitoring Service (CMEMS), which uses a data unification and altimeter combination system to create daily sea level products based on satellite measurements (Rosmorduc et al., 2015).
Sea Surface Salinity (SSS) from the Soil Moisture and Ocean Salinity (SMOS) satellite mission is used for the large scale validation as well. The data spans from January 2010 to December 2019 in 4-day time steps. It is available on a 1/4° global grid by the Centre Aval de Traitement des Données SMOS (CATDS) (downstream SMOS data processing center) which corrected the data for systematic biases (Boutin et al.,
For validation of the cross-shelf temperature and velocity depth structure this study utilizes a unique long-term dataset along a transect between Port Elizabeth, New Jersey and Bermuda. The Container Motored Vessel CMV Oleander operates on a weekly basis since 1977, where temperature profiles are recorded with an expendable bathythermographs (XBTs) along the way. A vessel mounted ADCP was added to the CMV in late 1992, generating velocity profiles. This study uses a gridded dataset (Forsyth,
2.3. Marine Heatwave Detection
The original definition by Hobday et al. (
MHW detection is performed over three ecoboxes defined by Chen et al. (
3. Results
3.1. Validation
The mean structure of surface temperature, salinity and SSH in ORCA025, VIKING20X compared to satellite observations reflects the models good skill in representing the large-scale circulation robustly (Figure 2). However, important differences appear along the shelfbreak and especially around Cape Hatteras (separation point) and the Grand Banks. The strongest gradients of sea surface height and more specifically the 25 cm isoline mark the Gulf Stream position (Andres,
Figure 2

Surface Validation; differences between SST (A,B), SSS (D,E), and SSH (G,H) of ORCA025 (A,D,G) and VIKING20X (B,E,H) to the Observations and absolute mean Observations [OISST (C), SMOS (F), and CMEMS (I)] for the overlapping data periods from 1982 to 2019, 2010 to 2019, and 1993 to 2019, respectively; dashed lines indicate isobaths at 100, 500, and 2,000 m depth, each panel shows the CMEMS 0.25m SSH contour line for reference.
Some caveats in VIKING20X to mention are a weaker and slightly more southerly located SSH gradient across the Gulf Stream when compared to observations (Figure 2H), likely associated with a slightly smaller volume transport. The recirculation gyre in the Slope Sea off the MAB and south of Georges Bank seems to be less pronounced in the modeled SSH field. Furthermore, there is a negative surface salinity bias in VIKING20X compared to observations (Figure 2E); this is particularly pronounced along the coast, indicating that these differences may arise from differences in river runoff. Temperatures in VIKING20X depict a cold bias in the Slope Sea and on the shelf (Figure 2B). While these caveats exist, they should not have a great impact on our analysis in terms of variability. Furthermore, the improved location, in particular the separation point, of the Gulf Stream in VIKING20X compared to ORCA025 is they key for our analysis, as it greatly impacts the hydrographic representation of our focus region, the southern shelf as we will show next.
The unique long-term dataset along the Oleander line allows a cross-section validation (Figure 3). In ORCA025, warm Gulf Stream waters dominate the shelf and slope region, due to the too northerly separation point; also reflected in the broad northeastward flow over the shelfbreak and slope. Furthermore, no cold pool is found on the shelf in ORCA025 (Figure 3A). The cold water pool, characterized by temperatures below 10°C, consists of remnants of winter water being mixed downward due to surface cooling (Forsyth et al.,
Figure 3

Subsurface validation; mean temperatures (A–C) and along shelf velocities (D–F) for ORCA025 (A,D), VIKING20X (B,E), and Observations from the Oleander Line (C,F) for the overlapping data periods from 1982–2016 to 1994–2018, respectively; velocities are positive in the north-east-direction, distance starts at Ambrose Lighthouse in New York Bay.
For further validation with respect to MHWs, surface events were detected in the temperature field of the shelf region (see ecoboxes 1–3 in Figure 1) and the total number of MHW days and the average mean intensity per year are compared between the two simulations and OISST for the overlapping time period (Figures 4A,B). As expected the higher resolution model produces much more realistic results in particular in the last decade, where the record years of 2012 (Chen et al.,
Figure 4

MHW metrics in simulations and observations; total MHW days per year (A), average mean intensity per year (B) and SST anomalies (30 day rolling window) based on the whole period for ORCA025, VIKING20X and OISST in gray, black and red, respectively for the overlapping data period from 1982-2019 (timeperiod also used as baseline for MHW detection); correlation values of the simulations to the observations are shown in (C). All metrics are based on spatially averaged temperatures over the three ecoboxes.
Overall, VIKING20X has proven to successfully reproduce key oceanographic features in the region, highlighting the importance of spatial resolution in order to resolve mesoscale ocean dynamics. Despite small differences in detected MHWs, the overall temperature structure and variability agrees well with observations, making the model suitable for our analyses.
3.2. Mean Shelf Hydrography and Trends
Considering the VIKING20X model's skillful performance in our study region, we now focus solely on this model to investigate MHWs across the entire water column on the continental shelf (<200 m). First, spatial mean seasonal profiles of modeled temperature, salinity and density over the shelf region and associated standard deviations (Figures 5A–C) are briefly analyzed to provide information on the hydrographic setting of the shelf. Note that due to the bathymetry of the shelf, upper layers (<75 m) include more data points and are more representative of shallower shoreward waters while deeper layers represent water at the shelfbreak. Although temperature generally decreases with depth, it reveals a distinct multi-layer structure with maximum temperatures at the surface, a local minimum at the bottom of the thermocline between 50 and 70 m and a subsurface maximum around 125 m depth. Salinity increases by 3.5 psu from the surface to 200 m depth with a thick halocline between approximately 50–125 m. Standard deviations for both temperature and salinity are highest at the surface and decrease with depth. Temperature and salinity profiles reflect a stable density structure. While the vertical structure is very similar between the individual ecoboxes (not shown), a distinct warming and salinification from Georges Bank to the southern MAB is in agreement with the large scale conditions and is not relevant as our analysis focuses on anomalies. The mean profiles highlight the subsurface influence of warm and saline slope/Gulf Stream water over the shelfbreak.
Figure 5

Shelf hydrography; seasonal and horizontal averages and standard deviations for temperature (A), salinity (B), and density (C) and mixed layer depth (A–C) plus spatial mean seasonal temperature (D), salinity (E), and density (F) trends over the shelf region (ecoboxes, see Figure 1) for the time period from 1982 to 2019; crosses in (D) mark the observed surface temperature trends, thick lines indicate significance on the 95% level.
There are pronounced seasonal differences in the shelf profiles of all three properties. Temperature (Figure 5A) is most stratified in summer and least in winter. Weak stratification throughout winter leads to the overall coldest temperatures during spring. The remnants of the cold temperatures that remain at depth while the surface warms and becomes more stratified in the following summer, are known as cold pool, which plays an important role in the seasonal variation of physical properties on the shelf (Sha et al., 2015; Chen et al.,
Temperature, salinity and density trends over the period from 1982 to 2019 vary over depth (Figures 5D–F). Temperature shows a linear warming of around 0.3°C per decade at the surface, which increases with depth to a trend of up to 0.9°C per decade below 120 m. These trends also change per season, especially at the surface where they are largest in fall. The significance of these trends varies depending on depth and season; winter temperature trends are significant throughout the water column, while the larger fall trend is significant in the upper layer, likely representing the shallower shelf. The seasonality of the simulated trends at the surface agrees with the satellite observations, however, there are biases of around +0.05°C in summer and fall and around –0.1°C in winter and spring. Salinity shows a similar depth structure with a salinification of around 0.03 psu per decade at the surface and up to 0.2 psu per decade at depth. These trends at depth and especially salinity are consistent with recent studies showing a northward shift of the Gulf Stream and increase of WCR interacting with the shelf (Saba et al., 2016; Gawarkiewicz et al.,
3.3. Temporal Variability and Depth Structure of MHWs
Horizontal mean temperature and salinity anomalies across the shelf region are used to investigate MHWs, their temporal variability throughout the water column and associated salinity deviations (Figure 6). Varying depth structures are found with some MHWs being surface trapped, some occurring entirely subsurface and others extending over the full depth of the shelf. It should be noted that MHW thresholds are varying for each depth, as climatologies are derived for each z-level separately. Anomalies at depth, both positive and negative, are significantly larger than at the surface with up to ±7°C and 2 psu for temperature and salinity respectively and are centered around 100m depth. These temperature anomalies are in agreement with values observed during an advective MHW in the MAB in 2017 (Gawarkiewicz et al.,
Figure 6

MHW Detection with depth; spatial mean temperature (A) and salinity anomalies (B) over depth and time for the shelf region (ecoboxes, see Figure 1); black contour lines indicate MHW state.
Salinity shows generally the same structure as temperature, in particular at depth. This covariance is consistent with the subsurface intrusions of slope water, while surface events show lower coherence with salinity (will be demonstrated more clearly in sections 3.4 and 3.5). This indicates different drivers of MHWs at different depth levels. For example air-sea interaction is more likely to impact the surface layers, as was shown for the record MHW on the shelf in 2012 (Chen et al.,
Both temperature and salinity show coherent multidecadal variability of warm and saline vs. cold and fresh periods. MHW occurrence seems to follow this variability, in particular below the surface layer, meaning that long and intense MHWs mostly appear in the warm periods. Marine cold-spells (MCS) occur more frequently in the cold periods though they exhibit similar depth structures (Supplementary Figure S1). This suggests that decadal to multidecadal variability may play an important role in modulating the region's background hydrography through, for example, the diversion of fresh and cold Labrador Sea water (Holliday et al.,
3.4. Statistical MHW Analysis
As a more quantitative approach we examine statistics of typical MHW metrics (duration, mean and maximum intensity) and their vertical distributions (Figure 7). This analysis provides relevant new information as to the drivers at depth, as well as for the assessment of ecosystem and fisheries impacts. The largest number of MHWs is found at the surface, however these events are also on average shorter than events at depth (Figures 7A,G) and have intensities (mean and maximum) around 2°C. The longest event in the surface layer lasts around 200 days. The number of events decreases within the upper 30 m, remains roughly constant up to 150 m depth, but increases again below. While the majority of subsurface events lasts less than 100 days, there are multiple events with a duration between 200 to 400 days. The distribution of MCSs is very similar with the highest intensities of down to –7°C at around 150 m depth (Supplementary Figure S2). Most events again occur at the surface, but only show durations of more than 100 days beneath. One difference worth mentioning is that the number of MCS events does not increase again below 150 m.
Figure 7

MHW metrics with depth; distribution of MHW duration (D), mean intensity (E) and maximum intensity (F) with depth for each detected MHW during 1960–2019, averaged across the shelf (ecoboxes, see Figure 1); (A–C) show the distribution for each metric in the color for each depth as in (D–F); (G) shows the total count of MHWs for each depth.
These distributions do not account for vertical coherence of MHWs. However, the long events seem to span across the majority of the water column and are limited to the prolonged warm phases (Figure 6). This indicates a modulation of the region's background state on longer time scales which becomes more or less favorable for MHW generation. The surface layer is generally more influenced by air-sea forcing varying on a shorter synoptic timescale, explaining the shorter duration but higher frequency of events. A synoptic event passing through may decrease the SST for more than two consecutive days (interrupting the MHW), while subsurface anomalies remain above the threshold. Hence multiple surface MHWs may occur during a prolonged subsurface MHW. Alternatively, in the presence of strong stratification during summer, short-term increases in surface heat flux can induce a MHW, which is then terminated by a change in air-sea forcing.
For ecological purposes surface events may not be as relevant as temperature anomalies at depth. Mean and maximum intensities mostly vary around 1–3°C in the upper layers (Figures 7E,F), while a maximum at 100 m depth is associated with anomalies ranging between 3.5 and 7.0 °C. Below 100m depth, intensities decrease again, but remain higher than the surface values. Thus, the thermal stress associated with a MHW at depth can be substantially higher. The number of detected events increases in the two lower levels, which can be explained by the mechanism that drives these subsurface anomalies (as shown in the results and discussion). Ultimately, it will be important to assess the relevance of short (order of days) vs. long (order of months) MHWs, also in relation to their frequency. It may not just be the long MHWs that are most devastating but also multiple consecutive short events, where the temperature drops just below the threshold in between can still exert considerable thermal stress on the ecosystem over an extended period of time. However, this is rather speculative and warrants further investigation in future studies.
Investigating the co-variability of temperature and salinity can give further insight into MHW drivers and water masses involved (Figure 8A). Both, temperature and salinity have competing effects on density and thus on the shelf stratification as well as lateral density gradients, which are dynamically important. Salinity extremes are detected using the 90th (10th) percentile to be consistent with the MHW (MCS) definition. More than 80% of MHWs below roughly 75 m depth co-occurred with a positive salinity extreme, again supporting the influence of warm and salty slope/Gulf stream waters at depth. The percentage of co-occurrence decreases gradually toward the surface to about 40%, where additional processes become relevant. The overall distribution of temperature and salinity anomalies (Figure 8B) shows a connection between warm and salty vs. cold and fresh anomalies, especially in the extreme values associated. At the surface, MHWs also occur in conjunction with fresh anomalies, which might be attributed to a shoaling of the mixed layer due to anomalous surface freshwater input. The symmetry at depth suggests once more the strong influence of off-shelf waters at mid-depth; shelf processes alone are unable to produce such strong anomalies and, as noted already, the conditions at depth are representative of the outer shelf. The cold and fresh extremes, which co-occur at depth up to 80% of the time as well, may be generated by a period of anomalously reduced WCR interaction or internal variations of the shelf advection and associated water mass properties. However, the quantification of WCR impact on the shelf and connectivity to large-scale climate variability is ongoing research (Gangopadhyay et al.,
Figure 8

Co-variability of heat and salinity extremes and general anomalies; percentage of MHW (MCS) days coinciding with a saline (fresh) extreme for each depth level (A) [salinity extreme detection with the same mechanism as for MHWs (MCSs)]; temperature-salinity-plot for anomalies (B) for all the data; MHW (positive temperature anomalies) and MCS (negative temperature anomalies) points are colored by their depth; note that MHW and MCS points can overlay gray points with large anomalies, though they are not detected as extremes given the season and/or depth.
To assess seasonal differences in MHW occurrence, the average number of MHW days throughout the simulation are derived for each season (Figure 9). Besides providing more information on forcing mechanisms, seasonality can be of particular importance for the ecosystem. For example, at what life stages organisms experience temperature anomalies or where migrating species reside/spawn during a specific time of year can determine an MHW's ecological impact. Note that the seasonally varying climatology is used for MHW detection. Therefore, the warmer summer temperatures themselves do not favor MHW occurrence. The largest variability is seen in the upper layers (<75 m), which is likely driven by seasonal changes in stratification and halocline depth (cf. Figure 5C). Most surface layer (<30 m) MHW days occur during summer. The local maximum is located right beneath the shallow mixed layer, which could be due to wind events mixing the warm surface waters deeper into the thermocline. MHW days during the shoulder seasons in March-May and September-October are likely connected to changes in timing of the stratification build-up after winter or the destratification process in fall. Furthermore, the maximum number of MHW days is found just below the surface, which, as mentioned earlier, is likely due to the increased SST variability driven by surface fluxes. The deeper layers seem to experience less seasonal variations in terms of MHW days. However, intensities at depth are largest in the fall (SON) agreeing with previous findings of increased WCR births in summer (Zhai et al., 2008; Gangopadhyay et al.,
Figure 9

Seasonal distribution of total MHW days (A) and mean intensity per season (B) with depth (averaged over ecoboxes, see Figure 1); markers on the right indicate depth levels of the model. Acronyms for seasons are: December, January, and February (DJF), March, April, and May (MAM), June, July, and August (JJA), and September, October, and November (SON).
3.5. Case Studies: Different MHW Types
Our analysis suggests that different drivers may be responsible for MHWs at different depth levels. As explained above, we distinguish the upper layer extending from the surface to about 30 m depth (representing the average MLD) from the lower layer from below 75 m downward, associated with the geometry of the shelf. In order to gain a more mechanistic understanding of the drivers of the different types of MHWs, i.e., the surface and subsurface, we now present two case studies and will also investigate the spatial structure over the shelf by introducing a new metric.
In 2002, multiple MHW events confined to the upper layers (<50 m) were detected between February and October. In contrast, January to October 2014 was characterized by a prolonged and almost entirely subsurface MHW. A new metric is introduced to visualize the 3D spatial extent of a MHW: the percentage of the water column in MHW state throughout the analyzed period (Figure 10). Note, this does not provide information as to which parts of the water column are in MHW state. Furthermore, one has to keep in mind, that the shelf deepens offshore, hence a surface MHW may occupy the whole water column in the shallower part of the shelf but will be associated with a smaller fraction over the deeper part. Nevertheless, this new metric provides a novel way to analyze the 3D structure of MHWs and together with Hovmoeller plots of the box-averaged temperature, salinity and density anomalies (Figures 11, 12), this is informative for the overall spatio-temporal structure and evolution of a MHW.
Figure 10

Vertical MHW fraction of events in 2002 (A) and 2014 (B); temporal and depth-weighted mean of MHW occurrence; dashed lines indicate isobaths for 50, 200, and 2,000 m depth. Note that only data within the red outline (ecoboxes) is used here.
Figure 11

2002 MHW characteristics; time series of net downward surface heat flux (A) and hovmoeller plots for temperature (B), salinity (C), and density (D) anomalies with depth over time for 2002; (A) contains the heat flux from the current year and the heat flux climatological values; light and dark blue line (B–D) show mixed layer depth from climatology and in 2002; labeled contour lines in (D) show absolute densities, stippling indicates MHW state; 10 day rolling window for heatflux and mixed layer depth time series. Values displayed represent an average over the shelf (ecoboxes, see Figure 1).
Figure 12

2014 MHW characteristics; time series of net downward surface heat flux (A) and hovmoeller plots for temperature (B), salinity (C), and density (D) anomalies with depth over time for 2014; (A) contains the heat flux from the current year and the heat flux climatological values; light and dark blue line (B–D) show mixed layer depth from climatology and in 2014; labeled contour lines in (D) show absolute densities, stippling indicates MHW state; 10 day rolling window for heatflux and mixed layer depth time series. Values displayed represent an average over the shelf (ecoboxes, see Figure 1).
Both events have distinctly different spatial structures. The MHW in 2002 mostly affects the central MAB as well as the eastern Georges Bank (Figure 10A). Furthermore, it is focused on the shallower shelf (inshore of the 70 m isobath) without a signature along the shelfbreak. In some shallow regions, the whole water column experiences MHW conditions. The temporal evolution of the distribution (Supplementary Figure S4 and Video S1) shows that the MHW started on the coast, then extends offshore, but never reached the shelfbreak. The Hovmoeller plot and downward heat flux timeseries suggest that the onset of the MHW was driven by a prolonged period of anomalously positive heat flux into the ocean (reduced heat loss), with a stronger peak between December 2001 and January 2002. As reference, the heat flux anomaly is almost double compared to the onset of the 2012 event. Positive anomalies last until April 2002 intensifying surface temperatures anomalies (up to 2°C) and likely maintaining the MHW. Salinity anomalies are slightly positive around 0.5 psu and the upper 70 m of the water column generally depicts a negative density anomaly, while the lower layer shows a positive density anomaly, indicative of an overall increased stratification. The MLD does not show a shoaling signal, though this can be attributed to the spatial averaging. Monthly maps of MLD anomalies (not shown) reflect a shoaling over the shallower shelf region where the MHW is formed. From roughly March to June the surface layer drops in and out of MHW state multiple times while the subsurface layer remains in MHW state. As mentioned earlier, the shallow mixed layer in summer is likely more modulated by air sea heat fluxes, which fluctuate around the climatological mean during that time. The second half of the summer (June onward) is still characterized by positive temperature anomalies, however MHW state is only entered sporadically. In Mid-November, the anomalies start decaying at the surface and slightly deepen in conjunction with the onset of negative heat fluxes, which also drives a gradual destratification. While being beyond the scope of this study, the process and timing of seasonal destratification and associated drivers, such as an increase in storm frequency, likely play an important role for the decay of MHWs, in particular for those confined to the surface layer.
The year 2014 experienced a MHW with a very different spacial structure, compared to 2002. The entire shelfbreak and outer shelf are impacted while the shallower, shoreward region is mostly unaffected, in particular in the southern MAB (Figure 10B). Furthermore, not the entire water column is in MHW state, which also stands out in the Hovmoeller plot. Temperature anomalies are highest around 100 m depth with magnitudes as high as 6°C, and anomalies around 5°C persisting throughout the entire time between Dec 2013 and Oct 2014. Positive anomalies are found in the whole water column throughout the period, however the upper layer is not in MHW state until June when the MHW extends to the base of the shallow mixed layer. Typically the summer surface warming begins and climatological heat fluxes are at their maximum. Surface heat fluxes in the preceding winter season mostly stay below or close to the climatological mean, suggesting that this MHW is of oceanic origin. Salinity has a very similar structure with anomalies reaching up to 2 psu at depth, again indicating the influence of warm and saline Slope/Gulf Stream waters. The monthly evolution of the velocity field and vertical MHW fraction for the upper 500 m show a WCR forming in Oct 2013. The WCR impinges on the shelfbreak in Jan/Feb 2014 creating a warm anomaly that is advected southwestward along the shelfbreak (Supplementary Figures S5 and Video S2). From July onward, new positive anomalies appear upstream at Georges Bank which again propagate southward but also intrude further onto the shelf, which could drive the observed expansion into shallower depth of the MHW during that time. In October, the MHW state in the upper layer ends, associated with anomalous surface heat loss, likely driven by the seasonal changes; that is, a cooling atmosphere and increased surface wind stress during fall. At depth (~ 100 m) the MHW ends in October. Indeed looking at the spatial distribution (Supplementary Figure S5) the WCR reached the southern MAB at that time and has diminished visibly.
The two presented MHW types are summarized in a schematic (Figure 13), highlighting the relative roles of air-sea heat fluxes and the WCR interaction with the shelf, driving surface and subsurface MHWs, respectively. While the case-studies highlight “pure” forms of these different MHW types, there are likely many events where both processes contribute, which should be a subject of future research.
Figure 13

Schematic of the two dominating MHW structures and related drivers in the region; shown are 3D fields of temperature and salinity anomalies with shaded MHW state, surface arrows indicate velocities.
4. Discussion and Conclusions
The Northeast U.S. continental shelf is among the fastest warming regions in the global ocean (Saba et al., 2016). Consequently, it experienced multiple MHWs over the last decade (e.g., Chen et al.,
Limited subsurface observations hinder a full 3D assessment of MHWs and their evolution temporally and spatially over the slope and shelf region. Yet, that is crucial in order to address their potential consequences, in particular for pelagic and benthic fish species and organisms. Here, climate and ocean models can serve as a valuable tool, however the complexity of the region's circulation and bathymetry requires high spatial and vertical resolution. As a result, typical climate models are too coarse and show large biases in the Northwest Atlantic, largely associated with a Gulf Stream separation too far north (Wang et al., 2014; Saba et al., 2016). Our model comparison confirms this and highlights the need of high-resolution simulations. The presented state-of-the-art high resolution ocean model at 1/20° spatial and daily temporal resolution has proven successful in resolving the region's circulation and hydrography accurately.
This study is by no means aiming to provide detailed insights into shelfbreak dynamics, which likely requires spatial resolutions on the order of 1 km and more dedicated regional modeling approaches (e.g., Chen et al.,
We present a first comprehensive picture of traditional MHW metrics across depths in the MAB and Georges Bank region and provide a novel metric to combine the spatial and vertical extent of a MHW. We find that intensities are considerably greater at depth, typically ranging between 4 and 6°C and maximum intensities of up to 7°C, while surface intensities range between 1 and 3°C. The majority of events lasts shorter than 30 days. Particularly at the surface, events tend to be shorter but also more frequent, which is likely because of the direct influence of air-sea forcing which varies on a shorter synoptic timescale. Across all depths, we find events lasting longer than 100 days with maximum duration of 400 days. To be able to fully assess impacts on the ecosystem and the role of, for example, short and intense versus long and less intense events (but potentially high cumulative heat flux), one has to understand species' sensitivities to thermal stress. While it has been shown that the mean warming on the shelf has caused a northward or offshore shift of many marine species (e.g., Nye et al., 2009; Pinsky et al., 2013), the impacts of temperature extreme events may be more complex to assess. Most species have an upper (and lower) thermal tolerance threshold for example the American Lobster (Homarus americanus) prefers temperatures below 18°C and shows signs of biological stress above 20°C (Dove et al.,
The seasonal analysis presented here (Figure 9) shows that the upper layer (<30 m) experiences more MHW days in summer and fall, with the fewest MHW days in winter. This is likely associated with the mean temperature trend being largest in fall, while trends in other seasons are not significant (see Figure 5D and Kleisner et al.,
Two presented case-studies elaborate further on different types of MHWs found on the Northeast U.S. continental shelf which are associated with the geometry of the shelf and different forcing mechanisms. Even though SST is generally a good proxy for thermal conditions in shallow waters, seasonal stratification and lateral differences in current flow can drive a decoupling of surface and bottom temperatures, in particular in deeper parts of the shelf. Thus, it is important to distinguish different types of MHWs and understand drivers across depth to fully assess impacts on pelagic and benthic organisms. A series of surface intensified MHWs in 2002 (Figure 11) was associated with anomalous surface heat flux into the ocean, the process that is suggested to be responsible for the onset of about 50% of observed surface MHWs (Schlegel et al., 2021) in this region. Our spatial analysis (Figure 10A) shows that the 2002 MHW occupied a large part of the water column on the inner shelf, shoreward of the 70 m isobath while the shelfbreak was not affected. In the deeper troughs the vertical MHW fraction is reduced, indicating that the deeper levels here are generally not in MHW state. In contrast in 2013–2014 a pure subsurface MHW is associated with temperature and salinity maxima at about 100 m depth and our results suggest that these are driven by intrusions of warm and saline slope water along the shelfbreak which are then advected southward via the shelfbreak jet; a WCR is found to impinge on the continental shelf during that time. Furthermore, we find that below approximately 75 m depth over 80% of MHW days coincide with positive salinity extremes. It has been shown previously that these interactions frequently impact the shelf's hydrography and can cause large cross-shelf heat and salt-fluxes and mid-depth intrusions (Gawarkiewicz et al.,
Based on the time evolution of spatially averaged temperature and salinity anomalies in Figure 6, our results suggest that subsurface MHWs only occur during prolonged warm phases of the shelf. These are likely associated with multidecadal variability of the Northwest Atlantic. Based in SSH observations, it has been shown that a recent northward shift of the Gulf Stream in 2008 lead to an abrupt warming of the Northwest Atlantic Shelf due to a reduction of cold and fresh water supply via the Labrador Current near the Tail of Grand Banks (Neto et al., 2021). The temperature shift in the MAB occurred toward the end of 2011 (Figure 3 therein; Neto et al., 2021), which is in good agreement with the modeled variability and also marks the beginning of the onset of frequent and long subsurface MHWs, in conjunction with strong positive salinity anomalies, in the recent decade. Simultaneously, Holliday et al. (
Although the modeled variability agrees well with existing studies, it should be noted that the presented simulations started from a resting ocean (i.e., no spin-up). Therefore, the first 20–30 years should be treated with caution, in particular for absolute values or trends, while the general variability seems realistic as discussed above. The shallow shelf region can be expected to adjust within a few years which is why we chose to analyze the full time period, which allowed us to address the role of long-term variability but also provided us with more data points for the MHW statistics. All statistics were also performed with data only from 1980 onward, however we did not find any notable changes in the vertical distributions, which gives additional confidence in our results. Various studies have shown an accelerated warming on the Northeast U.S. continental shelf in the recent decade (e.g., Saba et al., 2016; Chen et al.,
Funding
This work was supported by a DAAD RISE Worldwide fellowship (to HG), a Feodor-Lynen Fellowship by the Alexander von Humboldt Foundation and the WHOI Postdoctoral Scholar program (to SR), and the James E. and Barbara V. Moltz Fellowship for Climate-Related Research (to CU). Franziska Schwarzkopf performed the integration of the OGCM simulations, which was performed on the Earth System Modeling Project (ESM) partition of the supercomputer JUWELS at the Jülich Supercomputing Centre (JSC).
Publisher's Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Statements
Data availability statement
Publicly available datasets were analyzed in this study. This data can be found here: NOAA High Resolution SST data v2.1 provided by the NOAA/OAR/ESRL PSL, Boulder, Colorado, USA, from their website at https://psl.noaa.gov/data/gridded/data.noaa.oisst.v2.highres.html. The XBT data product, gridded and monthly averaged from 1977 to 2018, is available at https://doi.org/10.5281/zenodo.3967332, the raw CMV Oleander data is available at http://oleander.bios.edu/data/. Global ocean gridded L4 sea surface heights, which is made available by E.U. Copernicus Marine Service (CMEMS) and can be downloaded under https://resources.marine.copernicus.eu/?option5com_csw&task5results?option5com_csw&view5details&product_id5SEALEVEL_GLO_PHY_L4_REP_OBSERVATIONS_008_047. The SMOS L3_DEBIAS_LOCEAN_v5 Sea Surface Salinity maps have been produced by LOCEAN/IPSL (UMR CNRS/SU/IRD/MNHN) laboratory and are available at https://www.seanoe.org/data/00417/52804/. The MHW detection algorithm was originally written by Eric C. J. Oliver (https://github.com/ecjoliver/marineHeatWaves). The adapted code used here by Paola Petrelli can be found at https://zenodo.org/record/5112733#.YdYKVVlOmF4. For reproducibility of all results, code (jupyter notebooks) and data required to produce the figures are made available through a THREDDS server at GEOMAR at https://hdl.handle.net/20.500.12085/b61b44fe-f4c8-4834-9c7f-91a5a9363b25.
Author contributions
HG and SR led the paper equally and wrote and structured the manuscript. HG performed all the analyses under guidance of SR. All authors discussed the analyses and provided comments to the text.
Acknowledgments
The authors are thankful to Paola Petrelli for her support of the MHW detection code. Discussions with Glen Gawarkiewicz and Paula Fratantoni are greatly appreciated. The authors would also like to thank both reviewers for their time and constructive comments.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fclim.2022.857937/full#supplementary-material
Video S1Monthly mean modeled surface velocities and vertical MHW fraction for the upper 500 m for each month during the MHW in 2002, the black line indicates the 200m isobath.
Video S2Monthly mean modeled surface velocities and vertical MHW fraction for the upper 500 m for each month during the MHW in 2014, the black line indicates the 200m isobath.
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Summary
Keywords
marine heatwaves, Northeast U.S. continental shelf, ecosystem impacts, subsurface marine heatwaves, Gulf Stream warm core rings
Citation
Großelindemann H, Ryan S, Ummenhofer CC, Martin T and Biastoch A (2022) Marine Heatwaves and Their Depth Structures on the Northeast U.S. Continental Shelf. Front. Clim. 4:857937. doi: 10.3389/fclim.2022.857937
Received
19 January 2022
Accepted
25 April 2022
Published
15 June 2022
Volume
4 - 2022
Edited by
Swadhin Kumar Behera, Japan Agency for Marine-Earth Science and Technology (JAMSTEC), Japan
Reviewed by
Robert William Schlegel, Institut de la Mer de Villefranche (IMEV), France; Toru Miyama, Japan Agency for Marine-Earth Science and Technology, Japan
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© 2022 Großelindemann, Ryan, Ummenhofer, Martin and Biastoch.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Hendrik Großelindemann hgrosselindemann@gmail.comSvenja Ryan svenja.ryan@gmail.com
†These authors have contributed equally to this work and share first authorship
This article was submitted to Climate, Ecology and People, a section of the journal Frontiers in Climate
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