- 1Department of Surgery, Washington University School of Medicine, St. Louis, MO, United States
- 2Alvin J. Siteman Cancer Center at Barnes-Jewish Hospital, Washington University School of Medicine, St. Louis, MO, United States
Dendritic cells (DCs) play a central role in the orchestration of effective T cell responses against tumors. However, their functional behavior is context-dependent. DC type, transcriptional program, location, intratumoral factors, and inflammatory milieu all impact DCs with regard to promoting or inhibiting tumor immunity. The following review introduces important facets of DC function, and how subset and phenotype can affect the interplay of DCs with other factors in the tumor microenvironment. It will also discuss how current cancer treatment relies on DC function, and survey the myriad ways with which immune therapy can more directly harness DCs to enact antitumor cytotoxicity.
Introduction
Harnessing the immune system to treat malignancies has become a powerful tool in cancer therapy, with an explosion of FDA-approved immunotherapies in recent years. As primary mediators of cytotoxic activity against tumors, CD8 T cells are the focus of current treatments such as immune checkpoint inhibition (1), CAR-T cell therapies (2), and cancer vaccines (3). The generation of effective CD8 T cell responses, however, is a complex process involving multiple components of the immune system.
Dendritic cells (DCs) play a central role in the orchestration of effective CD8 T cell responses against tumors (4, 5). At the most fundamental level, T cell-mediated anticancer immune responses center around antigen presentation by DCs. This process starts with DC capture of tumor-derived antigens, which are intracellularly loaded onto MHC molecules. These peptide MHC complexes (pMHC) are then transported to the cell surface to prime and activate effector T cells within the tumor-draining lymph node. Whereas antigen loading onto MHC class I molecules on DCs primes CD8 T cells, presentation of antigens by MHC class II molecules can prime CD4 T helper (Th) cells. “CD4 help,” particularly by activated effector memory Th1 cells, enhances priming of CD8 T cells through CD40 signaling on DCs (6, 7). This interaction, in turn, promotes cross-presentation (8), trafficking of T cells to the tumor, and induction of effector function and memory formation (9). Within the tumor microenvironment (TME), cytotoxic T cells recognize their cognate antigen on tumor cells, which ultimately leads to cancer cell death. The subsequent release of tumor antigens and uptake by antigen-presenting cells restarts what is referred to as the “cancer immunity cycle.”
The centrality of DCs in tumor immunity is demonstrated in pre-clinical models where DCs are found to be critical to T cell based immunotherapies (10, 11). In humans, intratumoral dendritic cells are associated with favorable clinical benefit, whereas DC dysfunction is associated with poor survival (12–14). Yet, whereas the importance of DCs in tumor immunity is increasingly evident, the biology of DCs is still not completely understood. DC functional behavior is context-dependent, as DC type, transcriptional program, location, intratumoral factors, and inflammatory milieu all impact whether DCs promote or inhibit an effective T cell response. The following review introduces key facets of DC function, and how subset and phenotype can affect the interplay of DCs with other cells in the tumor microenvironment. Subsequent discussion will consider how current cancer treatment relies on DC function, and survey the myriad ways with which immune therapy can more directly harness DCs to enact antitumor cytotoxicity. Of note, while there is increasing evidence that DCs can be used to target humoral responses (15), B cell or antibody-based therapies are beyond the scope of this review.
DC antigen presentation and T-cell priming
Given the integral role of dendritic cells in inducing tumor T cell immunity, the method in which DCs acquire and present tumor antigens to T cells is of special interest. Classically, exogenous antigens are taken up by DCs and processed for MHC class II presentation. However, some exogenous antigens are shuttled into the MHC class I presentation pathway in a specialized process known as cross-presentation. Highlighting the importance of this pathway in tumor immunity is the loss of WDFY4, a BEACH-domain containing protein essential for cross-presentation in conventional DCs, which results in failure to both prime CD8 T cells and reject tumor in preclinical models (16).
Another method by which DCs can acquire and present tumor-derived antigens by MHC-I is MHC-dressing (formerly known as “cross-dressing”). MHC-dressing is the process by which a dendritic cell acquires an intact peptide MHC complex (pMHC) from a neighboring cell. pMHC-I transfer can occur both between dendritic cells (17) and, in cancer, between tumor cells and dendritic cells (18, 19). MHC-dressing in preclinical models has been found to be an effective way to induce tumor immunity independently of cross-presentation (18–21). In fact, in the setting of low levels of antigen, MHC-dressing may even be more efficient than cross-priming (20).
Of note, the DC that acquires and processes a tumor antigen may not be the same DC that eventually primes the tumor-specific T cell in the lymph node. Several mechanisms of antigen transfer between different types of DCs have been proposed, including cross-presentation of phagocytosed donor DC fragments, MHC-dressing, and synaptic transfer of antigen-laden vesicles (22). In cases in which direct DC-T cell interaction is either limited due to low cell density or ineffective due to downregulated antigen presentation, antigen transfer between migratory DCs and lymph node resident DCs has been shown to enhance, amplify, and even salvage CD8 T cell activation (23, 24). Moreover, successful T cell activation by traditional monocyte-derived DC vaccines relies heavily on antigen transfer to endogenous DCs (25, 26), although recent preclinical evidence suggests that a DC vaccine consisting of conventional type I dendritic cells (cDC1), may theoretically overcome this requirement by directly engaging host T cells (10).
Boosting tumor cytotoxic T lymphocyte (CTL) activity is key in tumor immune therapy, and therefore MHC-I-mediated antigen presentation is the primary focus. Yet, CD4 T cell help initiated by pMHC-II complexes is critical in promoting effector and memory CD8 T cell responses (7, 17, 27). Conversely, CD8 T cells primed in the absence of CD4 help are functionally impaired, abrogating tumor control (28). While direct CD4 T cell activation through pMHC-II on tumor cells can be effective in select settings (29, 30), DCs are central to mediating CD4 help. Moreover, cell surface MHC-II expression by tumor cells is often downregulated. DCs, after MHC-II engagement with CD4 T cells, are licensed to enable CD8 effector programs via costimulatory and cytokine signals (7, 31). The utility of directly leveraging DC-mediated CD4 help is evidenced to some degree in stage 3 melanoma patients, a small fraction of whom were found to have detectable circulating tumor antigen-specific CD8 T cells after DC vaccination with both MHC-I- and II-restricted epitopes but not with MHC-I-restricted epitopes alone (32).
Dendritic cell subtypes
Dendritic cells can be divided into subtypes based on function and phenotypic markers. Initially, conventional DCs (cDCs) were distinguished from plasmacytoid DCs (pDCs) based on their ability to directly present antigens to T cells (33). More recently, understanding of transcription factors driving DC differentiation in mice has further reinforced the divisions of DCs and is continually being refined with the advent of new technologies such as single-cell RNA sequencing (34, 35). Broadly speaking, DCs are divided into three main subsets: Type I and II conventional DCs (cDCs) and plasmacytoid DCs (pDCs). These three subsets function collectively to drive adaptive immune responses.
In humans, DC development begins in the bone marrow from hematopoietic stem cells (HSCs) (36). Granulocyte, monocyte, and DC progenitor (GMDPs) gives rise to monocyte and DC progenitors (MDPs) which can give rise to all DC subsets. MDPs lose the ability to differentiate into monocytes when they become common DC progenitors (CDPs). CDPs can either differentiate into plasmacytoid DCs (pDCs) or a circulating pre-conventional DC (pre-cDC) progenitor capable of becoming either type I or II cDCs.
Type I conventional dendritic cells
In mice, cDC1s are known as BATF3-dependent DCs due to their reliance on a complexing of transcription factors BATF3 and IRF8 to induce AP1-IRF composite elements (AICE)-dependent auto-activation of IRF8 expression. A high IRF8/low IRF4 state then drives gene expression of cDC1-specific genes (37). cDC1s express surface markers XCR1, CLEC9A, CADM1, BTLA, and CD26 across species (38). Most commonly, they are identified by CD8α (lymphoid organ resident) or CD103 (peripheral tissue resident) in mice, and CD141 (BDCA-3) in humans (39, 40). cDC1s are a rare subset of cells in human blood and lymphoid tissues representing <0.01% of CD45 cells, although analysis of deceased transplant donors suggest large variation among individuals (41).
Despite their rarity, cDC1s play an integral role in tumor immunity. BATF3-deficient (Batf3-/-) mice, the first murine model devoid of cDC1s, are unable to reject even highly immunogenic tumors and do not respond to immune checkpoint blockade or adoptive T cell transfer (42). While monocyte-derived DCs (moDCs) can also perform cross-presentation in vitro, indirect evidence suggests that cross-presentation by cDC1s is required for T cell priming against tumors in vivo. Cross-presentation by moDCs operate under a distinct BATF3-independent transcriptional program (43). MoDCs also do not require BATF3 for their development. This suggests that moDCs and their cross-presentation are not affected in Batf3-/- mice and are insufficient for tumor rejection. Later transgenic murine models confirm that in vivo tumor antigen cross-presentation is performed by cDC1s. A model lacking MHC-I only on cDC1s, but not other subsets, could not reject tumors (31). Furthermore, deletion of WDFY4, a vesicular trafficking gene required for cross-presentation by cDC1s, but not moDCs, abrogated tumor rejection (16). In a cDC1 deficient mouse model, only vaccination with cDC1 (not other DC subsets) leads to tumor regression (10). Taken together, cross-presentation of tumor antigens by cDC1s is a necessary step for mounting T cell-mediated tumor immunity. Analysis of the Cancer Genome Atlas reveals that cDC1 populations correlate with improved survival in a wide range of malignancies (44).
Type II conventional dendritic cells
cDC2s are identified by surface markers CD11b, CD1c, and SIRPα (CD172α) in mice and humans, and are driven by low levels of IRF8 and IRF4 transcription factors (38). This low level of IRF8 and IRF4 is sufficient to activate the ETS-IRF composite elements (EICE)-dependent program which leads to expression of common cDC genes, but not the cDC1 specific AICE-dependent program (45–47). Given their robust MHC-II antigen presentation capability, cDC2s were originally believed to be responsible for priming CD4 T cells to help in CD8 T cell activation and priming. Primed CD4 T cells subsequently interact with cDC1s via MHC-II molecules, and, through activation of CD40, enhance priming of CD8 T cells (48, 49).
Recent studies in knockout murine models, however, has called this paradigm into question. First, deletion of MHC-II molecules on cDC1s impaired tumor rejection, consistent with the need for interaction of CD4 T cells and cDC1s to effectively prime CD8 T cells. However, lack of MHC-II on cDC1s also reduced CD4 T cell responses. When MHC-II molecules were exclusively expressed on cDC1s, CD4 T cell priming was unaffected (31). Thus, cDC1s are sufficient for priming of CD4 T cells to then license cDC1s to enhance CD8 T cell responses (Figure 1).
Figure 1 cDC1s are critical to generation of anti-tumor immunity by CD8 T cells. 1) cDC1s are responsible for priming CD8 T cells through B7/CD28 signaling, 2) cross-presentation of exogenous antigens on MHC class I molecules to CD8 T cells, and 3) recruitment of CD4 T cell help and licensing of cDC1 through CD40L/CD40 signaling.
Heterogeneity of cDC2s is still incompletely understood. Recently, single cell analysis revealed two distinct subpopulations of human cDC2s referred to as DC2 and DC3 (50). Like all conventional DCs, DC3 activate CD8 T cells, but is especially potent in inducing CD8+ CD103+ tissue-resident memory T cells (TRM) and correlated with TRM accumulation in breast cancer (51). These findings suggest the DC3 subset may play an important role in tumor immunity.
Plasmacytoid DCs
pDCs histologically resemble plasma cells with eccentric nuclei and prominent endoplasmic reticulum. They are known for the ability to secrete inflammatory cytokines such as type I interferon, IL-6, and TNF-α (38). They retain GMDP markers such as CD123 and CD45RA. pDCs are essential mediators of anti-viral immunity, but their role in tumor immunity is less defined (52). Mouse models suggest that tumor associated pDCs may induce tumor immunity when co-administered with TLR7 ligand (53, 54). Clinical data is equivocal in the effect of pDCs on outcomes, although recent high dimensional analysis reveal heterogeneity within what is defined as pDC populations, suggesting variable outcomes could be attributed to different subset populations (55).
Monocyte-derived DCs
moDCs differentiate from monocytes under inflammatory conditions and represent a heterogeneous group of cells. Since human monocytes express CD11c and MHC-II, it is difficult to distinguish them from true dendritic cells. Dendritic cell surface markers such as CD1c, CD1a, FcεR1, and expression of IRF4 and ZBTB46 help distinguish moDCs from macrophage-like cells (38). Current models suggest moDCs are found primarily at sites of inflammation and have limited migration potential to lymph nodes (56). There was much excitement around applications to immunotherapy given the ability to generate moDCs in vitro with GM-CSF and IL-4 culture and maturation through LPS or PGE2 stimulation (57), however translation to clinical therapy has had limited success. The intrinsic lack of biological potency compared to the other types of DCs is believed to be the reason for the disappointing performance of moDC-based cancer immunotherapy (58).
The role of DC in the tumor microenvironment
For DCs to mediate effective tumor immunity, they have to be able to infiltrate and remain functional within the immunosuppressive tumor microenvironment. Within the tumor, NK cells are likely major producers of cDC1 chemoattractants CCL4, CCL5, XCL1, and XCL2 (44, 59, 60) and FLT3L (59). On the contrary, tumor β-catenin signaling disrupts cDC1 recruitment in melanoma (60, 61), and tumor production of factors such as IL-10, IL-6, TGF-β, and PGE2 suppresses DC function and maturation (62). When functional, cDC1 produce T cell chemoattractants CXCL9 and CXCL10 (63, 64) as well as IL-12, which drives CD8 T cell effector function (65, 66).
High cDC1 gene signatures, conserved across various solid human tumors (67), is correlated with greater tumor T-cell infiltration (59, 68) and with improved patient response to immune therapy and survival (44, 59, 68). Conversely, in pancreatic ductal adenocarcinoma (PDAC), decreased intratumoral cDC1 numbers are linked to poor immune therapy responsiveness, decreased T-cell priming, and depressed tumor control (69, 70). The few cDC1 that are present in PDAC may, in fact, be tolerogenic. A recent Human Tumor Atlas Network study of 83 PDAC samples across 31 patients found that both cDC1 and cDC2 strongly expressed pro-tumorigenic genes involved in hypoxia and angiogenesis (71). Similarly, dysfunctional cDCs, termed “mregDC,” possess a unique immunoregulatory program upon uptake of tumor antigens and seem to preferentially engage with exhausted, antigen-experienced CD4 T cells (72). mregDC1s in particular are characterized by upregulation of IL4-R expression, that, when targeted with antagonistic antibody, significantly improves IL-12 production and subsequent CTL responses (73).
Given the unique ability of cDC1 to cross-present tumor antigens to CD8 T cells as well as their ability to engage CD4 T cells, they are regarded as the primary DC subset that orchestrates antitumor T cell responses. However, cDC2 have been shown to be a critical driver of tumor immunity in certain contexts. In one preclinical cDC1 diphtheria toxin receptor (DTR) knockout model, intratumoral regulatory T cell (Treg) depletion enhanced cDC2 migration to the tumor-draining lymph node and reversed dysfunction, leading to productive priming and activation of effector CD4 T cells. This step was required for subsequent tumor infiltration and rejection, highlighting that the interaction between Tregs and cDC2s can lead to suppression of tumor immunity (74). Moreover, certain cDC2s, upon acquiring an interferon-stimulating gene (ISG) activation state (ISG+ DCs), are able to MHC-dress with tumor-derived pMHC-1, stimulate CD8 T cells ex vivo, and drive tumor control even in the absence of cDC1 (75). Conversely, in the presence of high levels of IL-6 and PGE2, intratumoral cDC2s can also be driven toward a pro-tumor phenotype characterized by CD14 expression, upregulation of markers usually associated with tumor-associated macrophages (TAMs), and impaired antigen processing and presentation (76–78).
Similar to that of cDC2s, the role of pDCs in the TME is complex and still poorly understood. Depending on their activation state, they can suppress or promote antitumor immune responses. OX40+ pDC in head and neck squamous cell cancer (HNSCC) and IRF7+ pDC in colon cancer have been associated with increased survival (79, 80), whereas high tumor infiltration of IFN-α-deficient pDC across multiple cancers has been associated with aggressive disease and poor survival (81–83). One proposed mechanism is that tumor-derived TGF-β and other TME suppressive factors suppress IFN-α production by pDC and foster pDC-Treg engagement (83). ICOS-L and IDO expression by pDC then promote Treg proliferation and a subsequently immunosuppressive TME (83–86).
In DCs, metabolism is closely linked to maturation signaling and is therefore a key driver of DC activation or tolerogenicity within the tumor microenvironment. In general, differences in regulation of glycolysis and OXPHOS programs are associated with anti- or pro- inflammatory DC phenotypes. In immature DCs, the AMP-activated kinase (AMPK)/mammalian target of rapamycin (mTOR) axis is suggested to play a crucial role in this balance. AMPK promotes oxidative metabolism and antagonizes mTOR, which upregulates glycolytic pathways after TLR signaling. As AMPK negatively regulates DC activation, its downstream effects include decreased expression of co-stimulatory molecules, reduced CD8 priming capacity, and loss of tumor control (87–89). In moDC, tolerogenic DCs with maturation-resistant phenotypes tend to favor glycolytic pathways whereas CD86+ mature populations tend to favor aerobic OXPHOS, as illustrated by lower p-mTOR:p-AMK ratio (90).
Fatty acid metabolism can also affect DC activation state, in that intracellular lipid accumulation as a response to tumor-derived factors has an inverse effect on DC cross-presentation. One possible mechanism of lipid-dependent DC suppression is that oxidized lipids bind to and inactivate chaperone protein HSP70, leading to accumulation of pMHC in lysosomes instead of on the cell surface (91, 92). Both inhibition of lipid uptake and reduction of fatty acid synthesis in dendritic cells can improve DC (and subsequent T cell) function, even leading to improved vaccine-mediated tumor control in murine tumor models (93). Further intricacies of the relationship between DC metabolism and activation state is expertly discussed elsewhere (94–96).
Although the above summary is not exhaustive, it does shed light on the many receptors, axes, and pathways that are potential targets for cancer immune therapy. Given that DC biology, including subtypes, activation states, and cell-cell interactions, is convoluted, any immune therapy targeting DCs will need to be context-informed. The following sections discuss the past, current, and possible future DC-based immune therapies (Figure 2) with a prospective lens, taking what we have learned toward the future—even while acknowledging that the current understanding of DCs is imperfect.
Figure 2 DCs for cancer immunotherapy. DCs are critical to the generation of CD8 T cell anti-tumor activity and may thus be harnessed for therapy. Panel descriptions from right to left: Adoptive Transfer - Given their rarity, DCs may be adoptively transferred after ex vivo generation. MoDCs and cDC2s or pDCs may be generated from leukapheresis product or peripheral blood, respectively. cDC1s can be derived ex vivo from CD34 HSCs or fibroblasts (iDCs) to sufficient quantities. Ex vivo derived DCs may be pulsed with tumor antigen peptides, DNA, or RNA. Targeted Vaccines - Cancer vaccines using mRNA, DNA, or adenoviral platforms may be targeted towards cDC1s by encoding targeting sequences such as XCL1 or by modifying surface proteins in the adenovirus by attachment of antibodies, e.g. single domain antibodies (sdAb). In vivo expansion - The quantity of DCs and their activation status in patients may be enhanced through administration of Flt3L or CD40. Biomaterials - Biomaterials, such as injectable mesoporous silica rods (MSRs), may be used to recruit cDC1s to an area of interest, such as site of vaccination.
Role of DCs in existing cancer therapies
Chemotherapy and radiation therapy enhance tumor immunity that is DC dependent
Chemotherapy and radiation therapy are important cancer treatment modalities. While these modalities were not designed as immunotherapies, the immune system is critical to their overall effectiveness. Chemotherapy and radiation therapy generate tumor immunity predominantly through induction of DC mediated immunogenic cell death (ICD) of tumor cells (97, 98) (Figure 3). After insult by cytotoxic agents, DAMPs such as calreticulin (CRT), HSP70 and HSP90, HMGB1, and ATP are released. Within 1 hour, CRT translocates from the ER to the cell surface, acting as an “eat me” signal and binding to CD91 on the DC cell membrane. CRT-CD91 interaction is necessary for antigen cross-presentation to CTLs (99). CRT expression has been found to correlate with clinical outcome in non-small cell lung cancer and is associated with higher tumor infiltration of mDCs and effector memory T cell subsets (100).
Figure 3 Chemotherapy and radiation therapy induces dendritic cell mediated immunogenic cell death. Immunogenic cell death starts with translocation of calreticulin (CRT) to the cell surface which attracts DCs. This is followed by migration of HSP70 to the cell surface and release of HSP90 and HMGB1. HSP70 interacts with CD40 to induce DC maturation. HSP90 and HMGB1 binding to TLR4 activates downstream pro-inflammatory pathways leading to cross-presentation and recruitment of CD4 help.
Twelve hours after insult, molecular chaperones HSP70 and HSP90 appear on the cell surface of dying cells. HSP70 interacts with CD40 on DCs, causing upregulation of CD86 and further increase in CD40 expression, which are co-stimulatory signals for CD8 T cells (101, 102). Furthermore, HSP70 stimulates TLR4 on DCs and activates downstream pro-inflammatory pathways (103). HSP90 binding with CD91 facilitates cross-presentation and leads to DC activation and upregulation of CD80, CD83, and CD86 which are associated with DC maturation (104). In late-stage ICD, necrotic cells release HMGB1 and ATP. Binding of extracellular HMGB1 to TLR4 induces efficient cross-presentation by DCs (105). Binding of ATP to P2X7 receptor on DCs leads to secretion of IL-1β necessary for promoting IFN-γ producing CD8 T cells.
Checkpoint inhibitors and DCs
Immune checkpoint therapy (ICT) is one of the great success stories of modern cancer immunotherapy. The greatest successes have been achieved targeting PD-1/PD-L1 and CTLA-4. Tumor cells escape cancer immunosurveillance through activation of immune checkpoint pathways (106). Monoclonal antibodies and molecules interrupting these inhibitory pathways help to reinvigorate tumor immunity and has translated to clinical success in numerous solid and hematologic malignancies (107). While the focus of immune checkpoint inhibitors has been on T cells, many of the checkpoint receptors have ligands on antigen presenting cells including DCs. While there are numerous immune checkpoint receptors and ligands, we will focus our discussion on the PD-L1-PD1 and CTLA-4 pathways which have FDA approved therapies.
Programmed death-1 (PD-1) is a hallmark of T cell exhaustion, a dysfunctional phenotype arising from chronic antigenic and inflammatory stimulation. While PD-L1 signaling arises predominantly from tumor-associated macrophages, PD-L1 on DCs is an important regulator of tumor immunity, and PD-L1-PD-1 signaling restricts T-cell responses during cross-presentation (108). Intravital real-time imaging with single cell RNA sequencing analysis demonstrates that the full tumor effect of anti-PD-1 requires T cell and DC crosstalk and DC-derived IL-12 (65). Furthermore, neoadjuvant anti-PD-1 therapy has been shown to induce both T cell and cDC1 activation in glioblastoma (109).
Cytotoxic T-lymphocyte-associated protein-4 (CTLA-4) is another crucial negative regulator of T-cell function. Mature DCs have been shown to express high intracellular levels of CTLA-4; secretion of CTLA-4 via microvesicles downregulates CD80/CD86 on bystander DC through competitive binding, resulting in downstream inhibitory implications for T cell function (110). It has also been observed that binding of CTLA-4 on MoDCs by agonist antibodies enhances IL-10 secretion, thus decreasing T cell proliferation (111).
DC vaccines (adoptive transfer)
The last three decades have seen a precipitous increase in the number of clinical trials featuring DC vaccines. The majority are autologous and monocyte-derived, with some variation in subtype in recent years as outlined below. In general, tumor antigens are introduced to patient DCs ex vivo prior to adoptive transfer. With the trend toward personalized vaccines, tumor neoantigens are increasingly used (Table 1).
Monocyte-derived (moDC)
In 2010, Sipuleucel-T (Provenge) became the first and to date only dendritic cell therapy approved by the U.S. Food and Drug Administration (117). It was authorized for the treatment of asymptomatic metastatic castration-resistant prostate cancer. The therapy involves treating patient-derived moDCs with a chimeric protein of PAP (a prostate specific antigen) and GM-CSF (118). In the phase III IMPACT trial of the therapy, an improvement in median survival of 4.1 months (21.7 vs. 25.8 months) was observed in the treatment group compared to standard therapy, although there was no difference in time to progression by PSA levels (119). The performance of Sipleucel-T as a monotherapy ultimately was never widely adopted due to high cost for limited benefit. It is however currently being investigated for use as combination therapy with checkpoint blockade, chemotherapy, radiation, and cryoablation (120, 121). Again, clinical benefit has been unclear. In the VIABLE trial, despite promising immune efficacy demonstrated in phase I/II trials, autologous moDC vaccination in combination with docetaxel had no survival or progression-free survival in metastatic prostate cancer patients upon phase III evaluation (122).
In the more than a decade since Sipuleucel-T, numerous clinical trials of cancer DC therapies of various forms have been registered. These include ex vivo generated DCs transfected with mRNA (123) or pulsed with peptides encoding tumor antigens (124), DCs fused with patient derived tumor cells (125), or tumor cells modified to secrete DC stimulating cytokines (GVAX) (126). While most trials demonstrate an overall survival benefit, therapies often fail to demonstrate a clear tumor response, leaving room for therapeutic optimization (127). For example, moDCs have shown success when combined with other therapeutic modalities such as immune checkpoint blockade. In a phase II advanced stage melanoma trial, mRNA electroporated moDCs plus ipilimumab had a 38% tumor response rate with 8 out of 15 responders demonstrating response beyond a median of 36 months (128). Furthermore, moDC vaccinations may be more effective in the adjuvant setting after surgery with minimal residual tumor rather than in the setting of metastatic disease (129, 130).
A key limitation to these therapies may be the predominance of moDCs instead of other types of DCs. The choice of moDCs is one of convenience since they are generated with relative ease through culturing patient bone marrow or blood-derived myeloid cells with GM-CSF and IL-4. As mentioned previously, however, compared to “natural” conventional DCs in particular, moDCs are innately less potent in antigen cross-presentation and induction of CD8 T cell responses (58). Furthermore, they lack migration potential, which may mitigate their ability to induce in vivo immune responses (131). To address these shortcomings, one study introduced a monocyte-derived DC culture protocol that used TNF-α, IL-1b, Poly-ICLC, IFN-α, and IFN-γ to mature “alpha-type-1-polarized-DC” (alphaDC1) that exhibit superior migratory potential and secrete high levels of IL-12 (132), although reproducibility and scalability of this method has been called into question (133). In-human trial data is limited and in disparate settings, with alphaDC1 showing some antitumor efficacy in a few recurrent malignant glioma patients but no objective clinical efficacy in patients with malignant peritoneal disease (134, 135). Of note, both these trials utilized intranodal alphaDC1 vaccination, whereas an ongoing trial NCT05127824 in non-metastatic clear cell renal cell carcinoma utilizes intradermal injection, which will be a test of the purported increased migratory capacity of alphaDC1.
cDC2 and plasmacytoid DC vaccines
In response to inconsistent clinical efficacy, requirement of extensive ex vivo culture periods, and relatively inefficient antitumor T cell induction, the next era of dendritic cell vaccines has moved toward cDC2 and plasmacytoid DC vaccines. In the last decade, several trials have evaluated autologous pDC and cDC2 vaccines in metastatic melanoma patients, as well as in combination (both pDC and cDC2 vaccination) for stage 3 melanoma and prostate cancer (136). Individually and together, pDC and cDC2 are able to induce antigen-specific T cell responses in phase II trials (136–139). However, interim results from a subsequent phase III trial (NCT02993315) evaluating combination pDC and cDC2 therapy in stage 3 melanoma demonstrated no improvement in 2-year RFS over placebo (140). A considerable benefit of these vaccines was that pDC and cDC2 isolated from the patient’s peripheral blood only needed to be cultured overnight, enabling high-throughput production. However, as long-term clinical efficacy remains to be seen, there is apparent room for optimization. A proposed mechanism impeding full efficacy for cDC2 vaccines is the presence of soluble factors in the TME such as IL-6 and M-CSF that convert cDC2s to a tolerogenic state upon arrival (141). One group has taken an antigen-agnostic approach that bypasses both ex vivo culture and need for tumor infiltration by injecting unpulsed cDC2 intratumorally. This method has been attempted in two phase 1 trials of advanced melanoma (NCT03747744) and various advanced solid tumors (NCT03707808) with the most durable tumor response seen in melanoma (142, 143). An obvious challenge to intratumoral injection is feasibility in visceral tumors, and, despite partial and even complete tumor response seen in some melanoma patients, the majority of patients still progressed (143).
The potential for cDC1 vaccines
Despite overwhelming acknowledgement of the superiority of cDC1 for priming CTLs, cDC1 vaccine therapy remains nascent. The phase 1 trial (NCT03747744) highlighted above utilizing intratumoral DC injections also evaluated a combined cDC2 and cDC1 arm. One out of six patients experienced a partial tumor response. Notably, after leukapheresis, the cDC1 yield was ten-fold lower on average than the cDC2 yield, and purity was merely 5.8% (143). Herein lies the challenge, for relative scarcity of cDC1 has precluded in-human utility of a cDC1 vaccine. Yet, recognizing the potential for cDC1-mediated antitumor immunity, recent efforts toward ex vivo generation remain undeterred (Table 2).
Protocols have been developed to generate CD141+/CLEC9A+ DCs from CD34+ progenitor cells isolated from human cord blood or bone marrow. These are permissive cultures featuring cytokines such as FLT3L and SCF in combination with GM-CSF, IL-3, IL-4, IL-6, TPO, and other cytokines. There are typically 2 phases in such protocols, including an “expansion” phase, to expand pluripotent progenitors, and a “differentiation” phase to allow differentiation of those progenitors into various lineages of dendritic cells, including cDC1s (144–148). Ex vivo generated cDC1s resemble natural cDC1s in their gene expression profile and in their phenotype by their response to TLR3 signaling by PolyIC and increased IL-12 production after T cell stimulation through CD40, IL-4, GM-CSF, or IFN-γ (144). Although these strategies are successful in generating cells that resemble cDC1s in genotype and phenotype, quantity remains a barrier. Lee et al. reports that per thousand CD34+ progenitor input, ex vivo differentiation yields a mere 0.2–0.3 CD141+ cDCs (147).
Another approach to generate cDC1s is instructive, rather than permissive. Rosa et al. demonstrated that fibroblasts could be reprogrammed into induced DCs (iDCs) that behave like cDC1s. They found for human and mouse fibroblasts, transcription factors PU.1, IRF8, and BATF3 transfected via lentiviral vectors were sufficient for reprogramming. These iDCs functionally have increased CD40 and CD86 expression and secrete IL-12 after TLR stimulation like native cDC1s and also demonstrate similar single-cell transcriptomes. As in cytokine culture, quantity remains a barrier for translation, with only 0.6% and 0.2% of human embryonic and dermal fibroblasts reprogrammed respectively (149).
DC activation and expansion in vivo
Whereas DC vaccines often rely on ex vivo manipulation, other DC-based strategies strive to leverage agents that expand or activate DCs in vivo. Below are two key therapies that have been recently explored.
FLT3L expansion
FLT3/FLT3L is an essential pathway in the early development of dendritic cells. FLT3L administration resulted in strong expansion of cDC1s in mice (150). This was associated with increased proliferation of tumor specific CD8 T cells in tumor draining lymph nodes (151). Of note, FLT3L administration has been shown to inhibit tumor growth in fibrosarcoma (152), breast (153), melanoma, and lymphoma cancer models (154). Hegde et al. demonstrated that PDACs have a paucity of cDCs and increasing cDC number through FLT3L treatment restored immune responses to cancer antigens, inhibited tumor growth, reversed fibrosis, and sensitized tumors to radiation therapy (69).
FLT3L therapy has been tested in multiple clinical trials in the last two decades. FLT3L as a monotherapy tends to increase circulating DCs without objective clinical response (155, 156). As an adjuvant to vaccine, it has mixed effects. With a HER-2/neu peptide vaccine, FLT3L administration for 14 days was not able to elicit any T cell proliferation, but it may have led to an increase in frequency of precursor IFN-γ+ HER2-specific T cells (157). However, with a DC-targeted anti-DEC205-NY-ESO-1 vaccine, FLT3L administration was associated with activation and proliferation of circulating effector T cells as well as NK cells and DCs (158). Most recently, a combination of adenoviral vectors Ad-hCMV-TK “Ad-TK” and Ad-hCMV-FLT3L used to treat glioma patients was able to induce a significant influx of intratumoral CD8 T cells and pDCs, a finding not seen in prior studies using only Ad-TK (159). Regarding toxicity, while generally found to be tolerable in small safety studies, FLT3L has been associated with adverse effects ranging from local inflammation of the skin to lymphoproliferative disorders in severe cases (160). FLT3L therefore remains a promising therapy as an adjuvant, but will need close attention to tolerability in larger studies.
CD40 activation
CD40 agonism is an attractive way to enhance and/or replace T cell help and drive both CD8 T cell responses (8, 161) and T-cell mediated tumor immunity (162–164). While CD40 agonism broadly activates a variety of hematopoietic cell types that include B cells and macrophages, its activation of DCs, in particular cDC1s, plays an essential role in tumor immunity as illustrated by abrogation of tumor control in murine Batf3-/- models (162, 165). In a small percentage of malignancies, direct cytotoxicity from CD40 ligation on tumor cells (166, 167) creates a “vaccine effect” in which tumor antigens are released and subsequently acquired and cross-presented by intratumoral APCs. On the other hand, in tumors that feature low CD40 expression, fail to express strong antigens, or are characterized by poor immune infiltrate, CD40 agonist therapy has shown promise as an adjunct to multiple cancer therapies, including radiation, irreversible electroporation, neoantigen vaccine, chemotherapy, FLT3L, and checkpoint blockade (69, 162, 168–171). Furthermore, in multiple anti-PDL-1 resistant murine tumors with poor T-cell infiltrate, a combination of FLT3L, radiation, polyIC, and CD40 agonist was able to reverse anti-PDL-1 resistance, induce tumor regression, and establish antitumor memory (169).
With the success in preclinical models, there are now multiple clinical trials testing CD40 agonism as monotherapy or in combination with other cancer therapies. Current trials with immune therapy take advantage of CD40 agonism in different ways, such as an adenoviral vector vaccine encoding TAA MUC1 and CD40-ligand in multiple advanced adenocarcinomas (172), or TriMixDC-Mel-IPI, a monocyte-derived dendritic cell encoding multiple melanoma TAAs as well as CD70, CD40 ligand, and TLR4 (173). The more traditional approach to CD40 agonism is by administering CD40 agonistic antibodies, of which there are several different variations (174). In a phase II trial of metastatic melanoma patients who had progressed on checkpoint blockade, the combination of sotigalimumab (APX005M CD40 agonist antibody) and nivolumab was able to induce long-lasting clinical tumor response in a subset of patients (175). On the contrary, in the PRINCE II trial, sotigalimumab with gemcitabine/nab-paclitaxel and/or nivolumab in metastatic pancreas cancer showed little clinical benefit. In this trial, those who did have some survival benefit in the sotigalimumab/chemotherapy arm were shown to have higher pre-treatment frequencies of cross-presenting dendritic cells and Tbet+ CD4 Th1 cells, indicating possible utility for biomarker use in treating these patients with similar therapy (176). Of note, agonistic antibodies are reported in several trials to have significant systemic side effects, including cytokine release syndrome and hepatotoxicity (174); the next generation of CD40 agonistic antibodies will need to bypass systemic toxicity, with some methods already being explored including local administration or engineered tumor-specific antibodies (177).
A potent activator of dendritic cells, CD40 agonism is a reasonable adjunct to multiple cancer therapies. Its antitumor activity is clear in a multitude of preclinical studies and it has been shown to produce modest clinical benefit in certain patient populations. In a strongly immunosuppressive TME, CD40 agonism will be more likely to succeed with a cytotoxic agent (i.e. chemotherapy or radiation), an expansion/infiltration agent (i.e. FLT3L), and/or tolerogenic reversal (i.e. checkpoint blockade).
DC targeting
Cancer vaccines using tumor associated antigens and neoantigens have risen to prominence, utilizing an array of vaccine platforms such as DNA, mRNA, peptides, and viral vectors with many ongoing clinical trials (clinicaltrials.gov). Given the variety of DCs, heterogeneity among subsets, and context-dependent activation states even within each subset, strategies to target tumor antigens to DCs of interest, particularly cDC1, are gaining popularity. Especially with the challenges of generating enough cDC1s ex vivo, targeting and activating cDC1s in vivo is an attractive strategy with great translational potential. Vaccines encoding tumor antigens targeted towards cDC1s in mice have shown increased T cell responses against the encoded antigens. Most targeting strategies rely on the unique surface markers of cDC1s for targeting such as XCR1 and CLEC9A (178–180). For instance, adenovirus vaccine platforms may be modified to replace its native fiber with CD40L (181) or single domain antibodies for CLEC9A or XCR1 to specifically infect cDC1s (182, 183). Furthermore, DNA and RNA vaccines may encode XCL1 chemokine so its protein products will be delivered to XCR1+ DCs (41, 184). Similarly, peptide vaccination of OVA synthetic long peptide (SLP) fused with XCL1 led to greater tumor control of B16-OVA melanoma tumors with higher CD8 T cell tumor infiltration (185).
Biomaterials may be used to enhance DC targeting. An alternative to targeting natural receptors on DCs is to introduce artificial targets. This has the advantage of producing DCs with a significantly greater density of chemical tags available for targeting (186). An example of such a strategy is the use of unnatural sugars. These sugars are endocytosed and metabolized by DCs and byproducts are subsequently presented as unique glycoproteins and glycolipids on the cell membrane (187). T cells, proteins, and cytokines can subsequently be targeted towards these unique chemical tags. Biomaterials may also be used as scaffolds to recruit DCs to areas of interest. Mesoporous silica rods (MSRs), for example, that self-assemble upon subcutaneous injection carrying immunomodulatory agents have been shown to increase efficacy of vaccines through recruitment of conventional dendritic cells in mice (188, 189). Recruitment of DCs via a stabilized XCL1 has shown similar results (178).
Conclusion
Being key mediators of CD8 T cell responses, dendritic cells have tremendous potential for cancer immunotherapy. To date however, the performance of DC-based therapies has been limited. Improved understanding of the immunobiology of dendritic cells reveals a heterogeneous group of cells with subsets having unique functions (38). Previous therapies have focused on using moDCs given their relative abundance. While capable of cross-presenting antigens in vitro, they possess restricted migration ability and are less potent at priming and activating CD8 T cells compared to other DC subsets, limiting their effectiveness in vivo (56, 58). Alternatively, autologous pDC and cDC2 therapies are a feasible approach to DC vaccination with quick turnaround time after leukapheresis and isolation (136), but each subset is poorly understood and can be driven into protumor states, which may preclude clinical efficacy.
Among natural DCs, cDC1s have been identified as the key mediators of CTL immunity because they effectively cross-present tumor antigens. Pre-clinical studies suggest the utilization of cDC1s for cancer immunotherapy may be much more rewarding compared to the previous generation of moDC therapies. However, one fundamental roadblock to effective utilization of cDC1s is generating sufficient quantities of cells. A currently ongoing phase I/II trial in stage III ovarian cancer (NCT05773859) may give us further insight into feasibility. Meanwhile, this challenge may be overcome through various strategies such as in vivo expansion or in vivo targeting, as delineated above.
The efficacy of any DC therapy will likely need to be through a highly tailored approach to both patient and disease. For example, DC vaccination is suggested to best benefit patients with both low tumor burden and low tumor mutational burden (190). Additionally, there is growing reliance on tumor-specific biomarkers to predict not only response to DC therapy but choice of adjunct therapy, whether it be chemotherapy, radiation, and/or immune therapy (191). Ultimately, understanding the intrinsic nuances of the TME is crucial to identifying barriers to immune activation and will dictate target DC subset and phenotype, as well as therapeutic platform, route of administration, timing, and synergy of combinatorial treatment.
Author contributions
MC: Writing – original draft, Writing – review & editing. FZ: Writing – original draft, Writing – review & editing. SG: Writing – review & editing. WG: Writing – review & editing.
Funding
The author(s) declare financial support was received for the research, authorship, and/or publication of this article. This work was funded by the NCI at the NIH (R01CA240983), the Washington University SPORE in Pancreatic Cancer (P50 CA272213), the Washington University School of Medicine Surgical Oncology Basic Science and Translational Research Training Program NCI grant to MC and FZ (T32 CA009621), the Foundation for Barnes-Jewish Hospital (for SG), and a gift from the 1440 Foundation to WG.
Acknowledgments
We wish to acknowledge the support of the Alvin J. Siteman Cancer Center. Figures were created with BioRender.com.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
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Keywords: dendritic cell (DC), dendritic cell vaccine, dendritic cell subtypes, cancer immune therapy, cancer vaccination, tumor neoantigen, dendritic cell targeting, antigen presentation
Citation: Chen MY, Zhang F, Goedegebuure SP and Gillanders WE (2024) Dendritic cell subsets and implications for cancer immunotherapy. Front. Immunol. 15:1393451. doi: 10.3389/fimmu.2024.1393451
Received: 29 February 2024; Accepted: 22 May 2024;
Published: 05 June 2024.
Edited by:
Megan Ruhland, Oregon Health and Science University, United StatesCopyright © 2024 Chen, Zhang, Goedegebuure and Gillanders. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: William E. Gillanders, Z2lsbGFuZGVyc3dAd3VzdGwuZWR1
†These authors have contributed equally to this work and share first authorship