Abstract
While extracellular somatic action potentials from freely moving rats have been well characterized, axonal activity has not. We have recently reported extracellular tetrode recordings of short duration waveforms (SDWs) with an average peak-trough duration less than 172 μs. These waveforms have significantly shorter duration than somatic action potentials and tend to be triphasic. The present review discusses further data that suggests SDWs are representative of axonal activity, how this characterization allows for more accurate classification of somatic activity and could serve as a means of exploring signal integration in neural circuits. The review also discusses how axons may function as more than neural cables and the implications this may have for axonal information processing. While the technical challenges necessary for the exploration of axonal processes in functional neural circuits during behavior are impressive, preliminary evidence suggests that the in vivo study of axons is attainable. The resulting theoretical implications for systems level function make refinement of this approach a necessary goal toward developing a more complete understanding of the processes underlying learning, memory and attention as well as the pathological states underlying mental illness and epilepsy.
Introduction
The in vivo firing properties of extracellularly recorded hippocampal pyramidal cells and interneurons have been well characterized (Ranck, ; Fox and Ranck, , ; Henze et al., ). Reliable identification of these cell types was essential for the experiments confirming their role in the underpinnings of spatial cognition as well as attention (Kentros et al., ; Muzzio et al., ; Fenton et al., ) and in the generation of network oscillations (Kamondi et al., ; Penttonen et al., ; Buzsaki, ; Colgin and Moser, ). Normal neural function and therefore properly ordered cognition, requires the faithful propagation of somatic action potentials between neurons and their downstream targets along axons (Swadlow et al., ; Womelsdorf and Fries, 2007; Kleen et al., ; Singer, ; Zalesky et al., 2011).
Great strides have been made in the diffusion weighted imaging of axonal processes (Basser and Pierpaoli, ), the visualization of axonal projections and anatomical connectivity (Chung et al., ), as well as in vitro studies examining the details of signal propagation in invertebrate (Bucher and Goaillard, ; Ballo et al., ) and mammalian axons (Kole et al., ; Shu et al., ; Yang et al., 2013; Xia et al., 2014). These in vitro studies have shown that axons are more than merely reliable conduits for ordered signal propagation and may be directly involved in complex information processing (Debanne, ; Bucher and Goaillard, ; Bakkum et al., ), contribute to high frequency network oscillations (Traub et al., 2003a,b; Gloveli et al., ; Dugladze et al., ) and possess intrinsic breaking mechanisms that can potentially halt seizure propagation (Meeks et al., ). However, the in vivo recording of axonal activity in freely moving animals has received little attention since early microelectrode recordings were developed (Amassian et al., ; Cooper et al., ).
While axonal activity has commonly been deemed inaccessible by standard in vivo recording probes, recent data provides a range of waveform properties that allow for more accurate classification of putative axonal activity in freely moving animals (Robbins et al., ). The present review describes the parameters of in vivo extracellular recordings of short duration waveform (SDW) activity as well as further technical justification for why these waveforms are representative of the propagation of action potentials along axons. The review also discusses how the definition of SDWs and their secondary waveform properties serve to better clarify the boundaries between different classes of extracellularly recorded unit types, particularly putative axons and interneurons. The ability to correctly identify and reliably record axonal activity provides a means of interrogating neural circuits and understanding signal integration between disparate brain regions. Examples of this are discussed with regard to the brain's “space circuit” as well as thalamocortical projections in the generation of specific oscillatory rhythms in cortex. In addition, axonal processes are reviewed that modify activity in neural circuits and may ultimately suggest a complex role for axons in information processing through influencing signal propagation and local field oscillations. Finally, several future directions are suggested regarding possible experiments and the technical challenges that must be overcome in order to bridge the gap between in vitro and in vivo recording methodologies. Furthering this approach will allow for the more systematic interrogation of axonal action potentials toward larger questions of the role of axons in cognitive and pathological processes in freely moving animals.
Are short duration spikes representative of axonal activity?
Robbins et al. () demonstrated that it is possible to monitor axonal activity in white and gray matter and to simultaneously record ensembles of cells and axons using conventional tetrodes in awake, freely moving rats. Robbins et al. also proposed that SDWs represent the propagation of action potentials along axons and described three common electrophysiological features of SDWs: The primary feature, as indicated by the name given to these units, is that they are significantly brief. SDWs have a mean peak-trough duration of 172 μs. A secondary feature exhibited by SDWs is that they tend to be triphasic (a brief hyperpolarization phase, a longer-duration depolarization phase, and another brief hyperploarization phase). Both of these features have been associated with extracellular recordings of action potentials in axons in vitro (Raastad and Shepherd, ; Kole et al., ; Bakkum et al., ). Recording from cultured neurons on an electrode microarray, Bakkum et al. () noted that the waveforms of propagating action potentials at different sites along the same axon were largely triphasic, with a notable positive first phase, or biphasic. The authors speculate that this subtle difference in waveform shape could be due to differences in morphology and the variation of ion channels at each recording site.
With regard to spike duration, Kole et al. () found a significant and progressive decrease in the duration of action potentials from the soma through the extent of the axon in layer 5 pyramidal cells. The half-width of the action potential decreased as the patch recording sites moved from the soma (503 ± 7.4 μs), to the most distal region of the axon initial segment (290 ± 18.8 μs). Finally, intracellular patch recordings from the cut end of distal axons, or axon blebs (Hu and Shu, ), up to 720 micrometers from the axon hillock had the shortest half-width (266 ± 8.5 μs). The first order derivative of intracellular axon bleb values match the duration of extracellularly recorded SDWs shown in Robbins et al further suggest that SDWs are not somatic action potentials and are likely representative of action potential propagation along axons. With regard to the mechanism by which somatic action potential duration is compressed during signal transmission from the soma, Kole et al. () propose that Kv1 channels strategically positioned in the axon initial segment decrease the duration of the axonal action potential waveform and allow for the integration of slow subthreshold signals. In this manner the Kv1 channels are able to control the presynaptic action potential waveform and synaptic coupling in local circuits.
The Robbins et al. description of axonal activity also matches that of classic fiber tract recordings using 3 μm diameter tungsten wires set in micropipettes. With regard to recordings of brief units, Mountcastle preferred to refer to putative cortical stellate neuron waveforms as “thin spikes” due to the uncertainty that they may have been thalamocortical fibers (Mountcastle et al., ). Both Amassian et al. () and Cooper et al. () reported recordings of brief, triphasic action potentials approximately 130 μs in duration in a variety of species (cat, squirrel, monkey) and recording locations (optic tract, geniculostriate fibers in the visual cortex, pons and medulla, and also the cuneate nucleus). The triphasic waveform shape of putative axonal recording is common to these descriptions of axonal recordings as well as descriptions of SDWs in white matter tracts in Robbins et al. As described in Figure 1, the triphasic waveform shape arises when a propagating action potential is elicited near the recording electrode. At this point of initiation, local current will flow into the axon and provide a current sink, while the point where the current exits provides a current source. Relative to a distant ground or reference electrode, the sink generates the negative potential while the source generates the positive potential. As the propagating action potential passes the stationary electrode, the location of sinks and sources will change with time and alternate between a source, a sink and return to a source. The electrode will therefore record a triphasic waveform composed of a positive potential, a negative potential and a final positive potential representing the movement of current flow in and out of the axon during the duration of the action potential (Johnston and Wu, ).
Figure 1
KEY CONCEPT 1
Electrical activity recorded from putative axons differs from somatic activity by its waveform shape that is characteristically brief and tends to be triphasic. Short duration waveforms (SDWs) may represent the propagation of action potentials from a somatic source.
It is still unknown as to how the presence or absence of myelination along axons at the point of contact with the electrode might affect waveform shape (Robbins et al.,
In agreement with descriptions of SDWs in Robbins et al. early reports of axonal action potentials also reported that the amplitude and shape of axonal recordings were stable for at least for up to 24 h (Amassian et al.,
The third defining feature, in the case of tetrode recordings, is that the activity of SDWs generally appears to be restricted to a single wire and is therefore suggestive of a much smaller source area as compared to activity recorded in the area of the soma. However, this feature may be region dependent. It has been reported that in the ventrobasal thalamus, within a reasonably small volume of neuropil (<20 μm), close to 100 terminals of the same axon branch emanating from the thalamic reticular nucleus can be present. Since the terminal clusters fire together close in time, it is predicted to generate a large enough extracellular field response that can be recorded along several contact points of the same silicon recording probe (Bartho et al.,
Robbins et al. (
Figure 2

Pharmacological separation of axonal activity from somatic activity using the GABAa agonist Muscimol. (A) Somatic action potentials and axonal activity were simultaneously on the same tetrode. (B) Somatic action potentials were inactivated over time as muscimol diffused through the hippocampus. As axons tend to have a sparse density of GABAa receptors, axonal activity persisted while simultaneously recorded cells on the same tetrode were inactivated (Adapted with permission from Ramón y Cajal,
An experiment with a similar logic aimed toward separating somatic and axonal action potentials was recently shown by Bartho et al. (
Figure 3

Further evidence of short duration spikes as originating from the propagation of action potentials along axons. (A) Spike waveforms of 8 different units along the 8 recording sites of a silicon probe (Left). Kainic acid is focally injected into the ventrobasal thalamus, in the vicinity of the recording probe. As kainic acid selectively lesions the soma and leaves axonal projections intact, somatic actional potentials are absent from the recording, leaving only axonal activity in the same recording space (middle) and absence of spindle modulation in the corresponding autocorellograms. NeuN staining exhibits lesioning of thalamocortical cells in the ventrobasal thalamus (gray arrowheads) in the vicinity of the recording site (Red arrowheads) (Right). (B) Camera lucida drawing of a juxtacellularly recorded and labeled reticular neuron (spike shown in red) with simultaneous extracellular recording of its axonal arbor in the ventrobasal thalamus (traces from 8 recording sites are shown between dashed lines). Juxtacellularly recorded action potentials from the soma were time-locked with probe recordings from the axons with a conduction delay of less than 0.5 ms (Adapted with permission from Bartho et al.,
KEY CONCEPT 2
The ability to record axons using tetrodes and silicon probes has been suggested through the use of: (1) Exploiting pharmacodynamic differences between putative axons and soma. (2) The use of excitotoxic drugs that selectively lesion the soma while leaving axonal projections intact. (3) Simultaneous juxtacellular recording of the somatic source with extracellular recordings of a distal axonal arbor.
Classification of interneuron vs. axon
As previously mentioned, the electrophysiological parameters of hippocampal pyramidal cells and interneurons have been well characterized (Ranck,
These properties of neuronal cell types are part of the essential tool kit for neuroscientists who perform in vivo electrophysiology as without visual access to the tissue at the tip of the electrode or silicon probes, there is a need to infer the identity of each cell type. As mentioned in Robbins et al. (
While the distinction between axon and interneuron peak-trough duration may be sufficiently problematic, there is data that indicates variability of spike duration in pyramidal tract neurons (PTNs) in primate motor cortex. Pyramidal neurons with large soma tend to have larger axons with faster conduction velocity that ultimately leads to shorter spike durations that range from 0.15 to 0.45 ms (Vigneswaran et al., 2011). While this study is important as it shows how underlying physiology can create variability in waveform features within macaque cortex, it also points out how these duration values overlap with those reported for putative inhibitory interneurons as well as putative axons recorded from rodents (Fox and Ranck,
One example of a recent advance toward disambiguating excitatory and inhibitory neurons, as well as putative axons, involved not only taking spike duration into account but to also utilize comparisons of hyperpolarization periods before and after the depolarization period. In an effort to decode circuit operations in the medial prefrontal cortex during behavior, Insel and Barnes (
Figure 4

Using waveform shape distributions to cluster excitatory, inhibitory and putative axonal activity in the medial prefrontal cortex. (A) Scatterplot of waveform distribution that plots peak-trough width against half amplitude width. Each data point represents an individual cell waveform that is color coded to reflect its pre-hyperpolarization and post-hyperpolarization ratio. The use of secondary waveform features in conjunction with spike duration allows for the reliable separation of 3 distinct clusters of excitatory and inhibitory neurons as well as putative axons. Inhibitory neurons tend to exhibit a larger half amplitude width as well as a lower pre-hyperpolarization/post-hyperpolarization ratio (shown in blue) when compared to putative axons. (B) Average waveform for all units in each cluster; excitatory neurons are shown in red, inhibitory neurons are in black, putative axonal activity is shown in blue. Average waveform of putative axons strongly resembles those described in Robbins et al. (
Understanding signal integration through axonal activity
Robbins et al. (
Figure 5

Exploring neural circuits through the in vivo extracellular recording of axonal activity. (A) Firing rate maps of 3 axons recorded in the alveus layer of the hippocampus display grid firing patterns (Top Row). Each axon appears to be organized by local theta oscillations (Middle Row) as spike activity advances from late to early phases of the local theta cycle as the animal passes through each grid vertex. The overlay of 60 spikes as well as the average waveform for each axon is displayed for each wire (Bottom Row) (Adapted from Robbins et al.,
In another case of the convergence of spatial information in the hippocampus, the firing of putative axonal activity in hippocampus has been shown to possess head direction properties (Leutgeb et al.,
As both Leutgeb et al. (
A final example of the convergence of 2 different streams of information, between local cells and their contact with local axons can be seen in Bartho et al. (
KEY CONCEPT 3
Spikes that propagate along fibers of passage represent the movement of information between distal brain regions and serve as an illustration of neural circuits underlying network processes in the brain.
Beyond somatocentrism: are axons more than just cables?
Harkening back to the beginning of modern neuroscience, Cajal first defined the axon as a long process devoted to the faithful transmission of neuronal information from the soma to the nerve terminal (Ramón y Cajal,
Perhaps the most robust mechanism that has been proposed as a mechanism of putative information processing in the axon is that of propagation fidelity between the soma and the distal axon (Meeks et al.,
Considering that spike propagation in most cases involves interactions between various ionic conductances exhibiting gating properties with several different time constants, which are also affected by summating pump currents or intracellular calcium dynamics, it is probable that most axons will also exhibit a sort of short-term hysteresis with regard to conduction velocity (Bucher and Goaillard,
Apart from the effects of recent activity on the temporal fidelity of action potential propagation from proximal to distal sites along the axon, there may also be a strong influence of neuromodulators on the waveform shape of propagating axonal action potentials (Yang et al., 2013). Through simultaneous whole-cell recording at the soma and axon blebs in layer 5 pyramidal neurons in rat prefrontal cortex, Yang et al. have shown that the spike duration of axonal action potentials increases significantly following exposure to D1 receptor dopamine agonists. The study also found the effects of dopamine agonists on axonal action potential waveforms in axons that were disconnected from the soma, suggesting that there are dopamine receptors on the axon trunk that could have modulatory effects on axonal potassium channels. The broadening of axonal action potential waveforms may enhance synaptic transmission and provide a potential mechanism for presynaptic membrane potential-dependent communication between neurons (Yang et al., 2013). Ultimately, this mechanism may fine tune the neuronal and circuit activity in the prefrontal cortex and imply a further role for dopamine in both neural coding schemes and attentional processes (Nieoullon,
It remains to be seen whether or not dopaminergic neuromodulation of fibers of passage may underlie attention-related rate firing phenomena found in hippocampal pyramidal neurons. One such example of this is overdispersion, or the inherent variability of place cell firing in rats (Fenton et al.,
Finally, the morphological properties of axons imbue them with a prodigious influence over network properties in the hippocampus (Gloveli et al.,
During pathological network states, such as during epileptiform activity, all action potentials exhibited an earlier onset in the proximal axon than the soma. The timing of epileptiform spikes was consistent with the generation of ectopic action potentials in axonal compartments approximately 45 μm from the soma (Shu et al.,
KEY CONCEPT 4
Axons are more than cables. Intrinsic axonal properties in combination with local neuromodulators control the level of conduction fidelity between soma and terminal region of the axon and have implications for coding mechanisms in the brain. Axonal processes also allow for the synchronization of disparate brain regions and rhythmicity. These processes are fundamental for normal cognition and understanding mental illness and diseases such as epilepsy.
Bridging the gap
Convergent evidence from different studies suggest the recording of axonal activity from freely moving animals is not only possible (Robbins et al.,
Before we can pursue such studies, how do we bridge the gap between the levels of complex functioning networks available in in vivo recording in freely moving animals and the level of control and detail available in in vitro recordings? One notion is to carry out in vitro recording studies using similar materials to those used in in vivo experiments such as low impedance micro-wire, as there has been no systematic, in depth study relating morphologically identified axons to recordings from different types of electrodes. Such a study could link the two methodologies and be carried out with existing slice techniques. This would allow for the determination of many different parameters required for the successful isolation of axonal activity such as electrode diameter and impedance levels. With the benefit of visual guidance, the effects of the electrodes point of contact along axonal regions identified as myelinated or unmyelinated might also be determined.
Beyond the use of standard sharp electrodes, laser excitation of voltage sensitive dyes has shown to allow for the in vitro measurement of membrane potential transients in submicrometer spatial resolution and sub-millisecond temporal resolution. Data resulting from use of this technique also shows compression of the action potential duration between the soma, axon initial segment and distal axon (Popovic et al.,
There is also a need for systematic computational study with regard to extracellular recordings from different varieties of unmyelinated and myelinated axons.
As so little data is available about the biophysical properties of axonal membranes, internal resistivity and channel distribution, carrying out such simulation studies remain a complex undertaking. While already representing a wide range of parameters (Segev and Schneidman,
While immensely challenging, overcoming these obstacles will allow for greater understanding of the role axons play in the greater gestalt of coding mechanisms in the brain. By moving beyond somatocentrism in neuroscience we may develop a more complete understanding of network properties underlying learning, memory and attention as well as the pathological states underlying mental illness and epilepsy.
Conflict of interest statement
The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Statements
Funding
Sponsorship by NINDS grants R01NS073083 and R01HD057563.
Acknowledgments
Thanks to Dr. James B. Rank Jr., Dr. Steven Fox and Dr. Gregory Holmes for encouraging my interest in axonal activity. Thanks to Ashlee Robbins, Willie Curry, Sophie Sakkaki and the Frontiers assigned reviewers for their helpful comments on early versions of the manuscript. Special thanks to Dr. Nathan Insel for providing Figure 4 and for asking the right questions at the right time.
Conflict of interest
The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Jeremy M. Barry is a member of the Epilepsy Cognition and Development group in the department of Neurological Sciences at the University of Vermont. His focus concerns the cognitive co-morbidities that frequently accompany epilepsy in the young. He completed his PhD with Robert Muller at SUNY Downstate, his postdoctoral work with Andre Fenton and Todd Sacktor at the Furchgott Center of SUNY Downstate and a Fellowship with Gregory Holmes at Dartmouth Medical Center. He currently resides in Vermont and enjoys its abundance of Kale.
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Summary
Keywords
axonal activity, in vivo electrophysiology, hippocampus, neural conduction, circuits and systems
Citation
Barry JM (2015) Axonal activity in vivo: technical considerations and implications for the exploration of neural circuits in freely moving animals. Front. Neurosci. 9:153. doi: 10.3389/fnins.2015.00153
Received
27 August 2014
Accepted
15 April 2015
Published
06 May 2015
Volume
9 - 2015
Edited by
Idan Segev, The Hebrew University of Jerusalem, Israel
Reviewed by
Maarten H. P. Kole, Netherlands Institute for Neuroscience, Netherlands; Hiroyuki Miyamoto, RIKEN Brain Science Institute, Japan
Copyright
© 2015 Barry.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: jeremy.barry@dartmouth.edu
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