Abstract
For decades, the corticofugal descending projections have been anatomically well described but their functional role remains a puzzling question. In this review, we will first describe the contributions of neuronal networks in representing communication sounds in various types of degraded acoustic conditions from the cochlear nucleus to the primary and secondary auditory cortex. In such situations, the discrimination abilities of collicular and thalamic neurons are clearly better than those of cortical neurons although the latter remain very little affected by degraded acoustic conditions. Second, we will report the functional effects resulting from activating or inactivating corticofugal projections on functional properties of subcortical neurons. In general, modest effects have been observed in anesthetized and in awake, passively listening, animals. In contrast, in behavioral tasks including challenging conditions, behavioral performance was severely reduced by removing or transiently silencing the corticofugal descending projections. This suggests that the discriminative abilities of subcortical neurons may be sufficient in many acoustic situations. It is only in particularly challenging situations, either due to the task difficulties and/or to the degraded acoustic conditions that the corticofugal descending connections bring additional abilities. Here, we propose that it is both the top-down influences from the prefrontal cortex, and those from the neuromodulatory systems, which allow the cortical descending projections to impact behavioral performance in reshaping the functional circuitry of subcortical structures. We aim at proposing potential scenarios to explain how, and under which circumstances, these projections impact on subcortical processing and on behavioral responses.
Introduction
The auditory cortex has been viewed as the ultimate step in processing the rich acoustic stream constantly reaching our ears and also as a key structure in cognitive tasks involving auditory stimuli (Weinberger and Diamond, 1987; ; Weinberger, 2004; Ohl and Scheich, 2005; ). Indeed, the plasticity of auditory cortex network has been described in many situations ranging from frequency discrimination (; ; , ) or spatial discrimination tasks (Lee and Middlebrooks, 2011; Wood et al., 2019) to pitch extraction (), attentional tasks (Otazu et al., 2009), selective attention (Wittekindt et al., 2014), and predictive coding (Malmierca et al., 2015).
Besides its role in cognitive functions, several recent studies performed on different species have promoted the idea that auditory cortex is also a key structure in building noise-invariant representations of communication sounds (Narayan et al., 2007; , ; Rabinowitz et al., 2013; Schneider and Woolley, 2013; Mesgarani et al., 2014; Ni et al., 2017; ; ; Town et al., 2018; Souffi et al., 2020). For example, the cortical responses to conspecific vocalizations, and their discriminations by cortical neurons were largely preserved during various types of acoustic alterations performed in the spectral and temporal domain (Souffi et al., 2020).
In this review, we propose new roles of descending cortical projections reaching the auditory thalamus and the inferior colliculus. These two subcortical structures receive the dominant part of the corticofugal inputs and had been explored in a large number of species and under different listening conditions. Therefore, we will focus on the specific effects mediated by those circuits without forgetting that the effects of the cortical descending projections can also modify earlier relay stations. We will describe studies from different animal species (mice, rats, guinea pigs, ferrets, bats, and birds). While the descending cortical projections in the auditory system are potentially equivalent in all species, the frontal circuitry could strongly vary between species making generalization of results more difficult.
In the present review, we will first describe the extent to which cortical neurons robustly code the representation of target stimuli in acoustically challenging conditions. Next, we will examine data suggesting that noise-invariant representations do also exist in subcortical auditory structures. In the last sections of the review, we will point out that, despite numerous experiments which aimed at describing the influence of corticofugal connections at the thalamic and collicular level, it is only the use of cell-targeted activation/inactivation methodologies combined with behavioral tasks that have recently unraveled whether the auditory cortex impacts on subcortical processing in challenging conditions.
Evidence for Noise-Invariant Representations in Auditory Cortex
Our ears are constantly bombarded by a complex sound mixture, which generates challenging acoustic conditions for speech understanding. These degraded acoustic conditions can be the presence of reverberations, for example created by the shape, size, and objects in the room in closed spaces, the presence of concomitant sound sources with the particular case of the “cocktail party” noise where a target source has to be segregated from other competing sounds (e.g., see Narayan et al., 2007) but also particular environmental conditions that can attenuate specific frequencies from the signal spectra (Mesgarani et al., 2014; ; ). All these factors lead to difficulties in perceiving target sounds such as speech, communication sounds and music in normal-hearing subjects, but cause even more difficulties for subjects with mild to moderate hearing loss, and are very penalizing for subjects with cochlear implants, a neuroprosthetic device which restores hearing in people suffering from profound deafness. Note also that for patients with cochlear implants, the descending cortical projections to the thalamus and to the inferior colliculus are preserved but the indirect cortical modulation to the auditory periphery is lacking.
Understanding what are the spectro-temporal acoustic cues used by human subjects necessary for auditory perception in challenging conditions and the neuronal mechanisms allowing the auditory system to extract relevant cues for discriminating sounds in those acoustic conditions are major aims in psychoacoustic and auditory neuroscience.
Over the last two decades, most of the studies describing the physiological consequences of adding noise on the neuronal responses to target stimuli have been performed at the level of the primary auditory cortex (A1). In their initial study, Nagarajan et al. (2002) reported that white noise addition reduced auditory responses to conspecific communication sounds (marmoset calls) only at a 0 dB signal to noise ratio (SNR), the lowest SNR tested. This study also pointed out that cortical neurons are particularly robust to spectral degradations since there was little change in evoked responses at presentation of vocoded vocalizations [an artificial signal-processing distortion that remove the spectral content and the frequency modulation (FM) cues but partially preserved the amplitude modulation (AM) cues], even in response to only 2-band vocoded vocalizations. In contrast, temporal-envelope degradations strongly reduced the evoked firing rate and the neural synchronization to the vocalization envelope. Importantly, bandpass filtering the vocalizations between 2-30 Hz did not reduce the firing rate and neural synchronization to the vocalization envelope. Similarly, subsequent studies did not find much alterations of cortical responses for speech-like sounds presented in noise: for example, Shetake et al. (2011) in rats did not find significant reduction in neural discrimination using an index of neuronal population performance at a +12 dB SNR; the neural performance fell close to the chance level only at −12 dB SNR, the lowest SNR tested. In the field L in birds (homologous to primary auditory cortex), the neural discrimination performance was maintained down to a +5 dB SNR (Narayan et al., 2007).
Recent studies in guinea pigs have confirmed that the responses of auditory cortex neurons are particularly resistant to spectral degradations of communication sounds (such as vocoded vocalizations, e.g., Souffi et al., 2020), even in the presence of masking noise (). At the level of small cortical populations (2–16 simultaneous recordings), the ability to discriminate between conspecific vocalizations remained almost intact despite strong spectral alterations (; Souffi et al., 2020).
However, analyzing in more detail the responses of individual recordings across several signal-to-noise ratios revealed strikingly different categories (Ni et al., 2017: marmoset; Souffi et al., 2021: guinea pigs), which ranged from neuronal responses robust to noise and specific to target stimuli, to neuronal responses sensitive to noise and specific to masking noises. In fact, the initial results of in the cat primary auditory cortex have already pointed out that some cortical neurons can be more specific to the background noise than to the actual communication sounds. In addition, context seems to be important too, and neurons assigned to a particular category can change category depending on the type of noise, indicating that different types of masking noise activate different subpopulations of neurons in the auditory cortex and subcortical auditory structures (Ni et al., 2017; Souffi et al., 2021).
Several hypotheses have been formulated to account for the performance of auditory cortex neurons in detecting target stimuli in masking noise. For example, it was proposed that noise tolerance is correlated with adaptation to the stimulus statistics, which is more pronounced at the cortical than at the subcortical level in ferrets (Rabinowitz et al., 2013). A dynamic model of synaptic depression was also suggested as a potential mechanism for robust speech representation in the human auditory cortex (Mesgarani et al., 2014). Alternatively, a simple feedforward inhibition circuit operating in a sparse coding scheme was viewed as a mechanism to explain background-invariant responses detected for a population of neurons in the zebra finch secondary auditory cortex (Schneider and Woolley, 2013).
As we will see below, it is important to determine whether these mechanisms only operate at cortical level or whether they are general mechanisms operating at all the levels of the central auditory system.
Subcortical Implications in Building Noise-Invariant Representations
Compared with the large literature focused on the auditory cortex, only a few studies have described the resistance to noise of subcortical neurons. Nonetheless, a direct comparison between the consequences of acoustic degradation in different structures is the most straightforward way for dissecting where invariant representations emerged. At the thalamic level, a massive reduction in firing rate and temporal reliability of evoked responses was reported in rats during the noise condition when target stimuli and background noise were at the same intensity level (0 dB SNR, Martin et al., 2004). In the avian auditory system, Schneider and Woolley (2013) described the emergence of noise-invariant responses for a subset of cells (the broad spike cells) of a secondary auditory area (area NCM), whereas neurons in the field L and the mesencephalicus lateralis dorsalis (homologous of the primary auditory cortex and inferior colliculus, respectively) show background-corrupted responses. They proposed that a sparse coding scheme (in the sense that neurons show less driven response to the same stimulus and respond only to a small subset of the stimuli) operating within the area NCM allows the emergence of this noise-invariant representation. Note that, in rats, such a sparse representation already exists as early as A1 ().
Noise-invariant representations were also reported in A1 of anesthetized ferrets (Rabinowitz et al., 2013). This study suggested a progressive emergence of noise-invariant responses from the auditory nerve to the inferior colliculus (IC) and to A1, and proposed the adaptation to the noise statistics as a key mechanism to account for the noise-invariant representation in A1. However, Lohse et al. (2020) in mice have recently challenged this view. Indeed, they showed that collicular, thalamic and cortical neurons display similar contrast gain control with the slowest time constants in A1 and importantly, the silencing of auditory cortex, did not affect the contrast gain control capacity of neurons in the inferior colliculus or in the medial geniculate body (MGB). Previous studies have already shown adaptation to stimulus intensity of subcortical neurons. First, adaptations of IC neurons to the average stimulus intensity, stimulus variance and bimodality have already been described in guinea pigs with a temporal decay of about 160 ms at 75 dB sound pressure level (SPL, , ). Second, adaptation to the noise statistics shifted the temporal modulation function (TMF) of IC neurons to slower modulations, sometimes transforming band-pass TMF to low pass TMF in about 200 ms of noise presentation (gerbils: Lesica and Grothe, 2008).
In fact, Nelken et al. (1999) in cats have previously shown that the addition of low intensity sounds interrupts the phase locking of A1 neurons to the envelope of slowly fluctuating noise (about 10 Hz). This phenomenon has been called “locking suppression.” Moreover, the high sensitivity of this suppression, occurring at intensities lower than the neuron’s threshold (at −15 or −35 dB SNR), seems to be a marked phenomenon at the cortical level, present for only about half of the neurons of the MGB and absent at the level of the IC. The conclusion is that, although the detection of pure tones in fluctuating noise is possible from the IC, the segregation between the representation of sound as a perceptual object separate from noise is more explicit/complete at the cortical level. It should be noted that intracellular recordings did not reveal a particular role of cortical inhibition in the phenomenon of “locking suppression,” it is already detected in the excitatory inputs received by cortical neurons (cats: Las et al., 2005; rats: ).
From recordings obtained in anesthetized guinea pigs in the cochlear nucleus, inferior colliculus, auditory thalamus, A1 and a non-primary auditory cortex, Souffi et al. (2020) reported that higher discrimination performance and more accurate representations in degraded acoustic conditions (presence of masking noise or vocoding) were found in IC and MGB; cortical representations, although less accurate as the subcortical ones, were barely affected under these degraded conditions (Figure 1, modified from Souffi et al., 2020). Furthermore, when neuronal responses in noise were classified among a continuum in five categories from the most robust to noise (signal-like responses) to the most sensitive to noise (masker-like responses, representing accurately the masking noise), it was found, in two noise types, that these categories were distributed in the whole auditory system, with higher proportions of robust responses in inferior colliculus and thalamus (Figure 2, modified from Souffi et al., 2021). In addition, the responses to the signal alone and to the noise alone allowed the assignment of a given recording to one of five categories to be predicted up to 70%. A link between inferior colliculus activity and behavior was pointed out in two studies showing that a tone-versus-noise discrimination task modulates the neuronal activity as early as the inferior colliculus (Slee and David, 2015; Shaheen et al., 2020). In the first one in ferrets, it was found that in the active condition, collicular responses to reference sounds were mostly suppressed and this effect was frequency-dependent with lower suppression when the target frequency was away to the Best Frequency (BF) of the neuron than when was closer. The second study quantified the neuronal discriminability in a tone-masking noise task (0 dB SNR) of IC neurons in marmoset (non-lemniscal IC: dorsal and external cortices, and lemniscal IC: central nucleus) and indicated that non-lemniscal IC neurons enhanced their neuronal discriminability in active condition whereas lemniscal IC neurons did not.
FIGURE 1
FIGURE 2
All the results together suggest that noise-invariant representations emerge very early in the auditory system under conditions of anesthetized or awake passive listening, without necessarily the involvement of cortical activity (Lohse et al., 2020).
Effects of the Corticofugal Descending Projections
A myriad of anatomical studies have described in great detail the corticofugal projections originating from auditory cortex reaching the different subcortical relays (for reviews see Winer, 2006; Winer and Lee, 2007; Malmierca and Ryugo, 2011), but only a limited set of studies have reported the physiological effects of these projections. In this review, we focus on the descending cortical projections to the thalamus and the inferior colliculus but it should be kept in mind that descending cortical projections have been anatomically described in the dorsal cochlear nucleus (). Also, the activity of the auditory nerve and the cochlea could be modulated via the olivocochlear neurons (; for reviews: Terreros and Delano, 2015; ) that receive direct projections from the auditory cortex (rats: Mulders and Robertson, 2000; ; guinea pig: ; ) and the inferior colliculus (Thompson and Thompson, 1993).
For the purpose of the present review, it is particularly important to distinguish the conditions during which these effects have been reported. Some of these studies performed in anesthetized animals have either activated or inactivated auditory cortex neurons and looked for the physiological consequences on the neuronal responses collected in subcortical auditory structures. Other studies, performed in awake behaving animals, have looked at the consequence of silencing the auditory cortex on the animal behavioral performance.
Auditory Cortical Manipulations in Anesthetized Animals
The rational of the electrophysiological experiments performed in anesthetized animals was simply to record in subcortical structures during either inactivation or electrical activation of the auditory cortex. The initial topography of the corticocollicular pathway has been described in cats by combining recordings in the primary auditory cortex (A1), the anterior auditory field (AAF) and the secondary auditory cortex (AII) with anterograde (3H∗Leucine) tracer injections and showing labeled terminals in IC, including the central nucleus where the changes in position of the labeling agreed with the tonotopic axes of the central nucleus of the IC (CNIC) and the tuning frequency of the neurons recorded at the injection sites. The glutamatergic nature of this pathway was suggested by after ablation of the auditory cortex in guinea pigs and determination of the uptake and release of radioactive Aspartate in the inferior colliculus. Initial experiments in cats have silenced the entire auditory cortex by cooling and have reported both excitatory and inhibitory effects on responses of auditory thalamus neurons (Ryugo and Weinberger, 1976) and in the inferior colliculus. In many cases, “On” responses were unaffected whereas long latencies responses were largely reduced (see also in rats, ). A study in cats sampling neurons in the different MGB anatomical subdivisions (Villa et al., 1991) revealed that the increases in signal-to-noise ratio (evoked divided by spontaneous firing rate) often result from a larger decrease in spontaneous than in evoked activity. Subsequent studies using pharmacological inactivation of auditory cortex by muscimol (a long-lasting GABAA agonist) or lidocaine (a local anesthetic acting on sodium channels), have reported that cortical inactivation reduced auditory responses in the ventral tonotopic lemniscal division of MGB (MGv) and in the inferior colliculus with a larger (60 vs. 34%) and faster (11 vs. 31 min) reduction for thalamic neurons than for collicular neurons (mustached bat, Zhang and Suga, 1997; Zhang et al., 1997). The effects of stimulating or blocking the activity of the auditory cortex while recording collicular neurons have been studied in different species. For example, Syka and Popelar (1984) in rats showed that most IC neurons, mainly located in the dorsal and caudal IC, reacted with a short excitation (3–15 ms) followed by inhibition lasting 30–150 ms or just inhibition after electrical stimulation of the auditory cortex (bipolar electrodes, single pulses, duration 0.2 ms, current 0.2–1.5 mA). Similar approach was used by Torterolo et al. (1998) with electrical stimulation in the guinea pig auditory cortex while recordings were performed in the IC neurons, observing differential effects on spontaneous and driven activity and different latencies depending on whether the recording was ipsilateral or contralateral to the stimulated cortex. Jen et al. (1998) recorded neurons in the CNIC of the big brown bat while blocking with lidocaine or electrically stimulating the auditory cortex. They showed corticofugal facilitation or inhibition, with longer latencies with inhibition. The cortical effect was most effective when it was combined with sounds of low intensity. The effects of phasic electrical stimulation of auditory cortex have pointed out the view that cortico-thalamic projections have an excitatory influence on thalamic activity. In guinea pigs, auditory cortex stimulation facilitated tone-evoked responses for more than 2/3 of the MGv neurons, especially when the BFs of the cortical and thalamic recordings were similar (). Surprisingly, a similar cortical activation tended to induce inhibitory effects in the non-lemniscal divisions of the auditory thalamus (), potentially due to the activation of GABAergic neurons from the thalamic reticular nucleus () or from the IC (cats: Winer et al., 1996). Subsequent intracellular studies have confirmed this differential effect: depolarizations of MGB neurons in guinea pigs were only observed in the lemniscal division whereas hyperpolarizations were only observed in non-lemniscal MGB neurons (Yu et al., 2004). These changes in membrane polarizations contribute to a differential change in the acoustic responses of MGB cells (Xiong et al., 2004). In addition, they also pointed out that stimulation of the auditory cortex can modulate evoked responses in the auditory sector of the reticular nucleus and also promote a more tonic mode of discharge (Xu et al., 2007). It was speculated that the systematic selectivity of facilitation and inhibition over the lemniscal and non-lemniscal MGB is related to the attention shift within the auditory modality and across the sensory modalities (Yu et al., 2004).
The techniques used in these initial studies had obvious limitations. Besides the risks of non-specific effects (such as lowering the blood temperature during cortical cooling), the main consequence of global inactivation of the whole auditory cortex is removing its input onto corticofugal targets, including MGB and IC cells, but also onto higher cortical areas. Likewise, cortical electrical stimulation can trigger neuronal discharge in subcortical cells by both orthodromic and antidromic activation. In addition, global electrical activation or chemical inactivation obviously affects all descending projections originating from the auditory cortex, not only those reaching the subcortical structure under investigation (the MGB or the inferior colliculus). To circumvent these limitations, optogenetic tools have been used in most recent studies, to transiently silence, or activate, auditory cortex neurons in anesthetized and awake animal.
Modulation of Cortical Projections by Optogenetic Techniques
As described in the first part of this review, some studies have suggested that there was a difference in neuronal adaptation to noise between cortical and subcortical structures (Rabinowitz et al., 2013). A more recent study in mice (Lohse et al., 2020) has reported that the contrast gain control was robust in A1, MGv and CNIC. In these experiments, the degree of adaptation to high (40 dB) or low (20 dB) contrast to dynamic random chords (DRC) was evaluated in MGv and CNIC during the silencing of cortical neurons (by activating inhibitory GABA interneurons). The contrast gain control was unchanged during cortical silencing both in anesthetized and awake mice at collicular level and in anesthetized animals at thalamic level, which clearly points out that subcortical neurons can exhibit contrast adaptation via intrinsic, cortical-independent mechanisms. Interestingly, cortical silencing had no effect on the shape of the spectro-temporal receptive fields (STRFs, i.e., BF value, spectral and temporal bandwidth, value of the largest weight in the kernel) both in MGv and CNIC. When the cortex was silenced, it is also interesting to note that (i) the reliability of responses to DRC was even increased in the MGv and in the CNIC of awake mice and that (ii) subcortical neurons were better described by a linear model than when the cortex was normally operating, as if the cortical inputs decrease the reliability and the linearity of MGv and CNIC neurons. Interestingly, in anesthetized or awake passively listening animals, the corticofugal projections did not contribute to the contrast adaptation observed in the MGv and CNIC.
However, and as it is the case with cortical cooling, one can consider that silencing the whole auditory cortex does not mimic a physiological situation. The corticofugal projections are topographically organized: Anterograde tracing studies have shown that the location of the terminal fields in the CNIC varies topographically with the location of the injection sites in A1 (rats: Saldaña et al., 1996; gerbils: ; ferrets: , Figure 3A). Injecting tracers at two locations in ferret A1, where neurons were tuned to different frequencies, produced two distinct bands of labeling in the CNIC, suggesting that the A1-CNIC projection links neurons in both structures with similar frequency tuning (). This has been confirmed physiologically in the guinea pig by positioning multi-site probes along the tonotopic axes of A1 and the CNIC (Lim and Anderson, 2007). Thus, the activation or inactivation of projections coming from specific cortical frequency bands would shed light about the direct action of A1 neurons on CNIC cells sharing similar tuning properties and reaching similar frequency regions in MGv or CNIC. In addition and regarding A1-MGv projections, in ferrets have demonstrated mistuning sensitivity in MGv neurons and that feedback from A1 to MGv is required for the normal ability of animals to detect a mistuned harmonic within a complex sound. These studies confirmed the point-to-point connections between the auditory cortex and the subcortical auditory structures.
FIGURE 3
In a recent experiment in mice using a combination of cortico-anterograde and collicular retrograde viral transfection, it was possible to achieve viral specific transfection of only cortico-collicular neurons (
The main question that can be raised is whether the cortico-feedback projections only exert a strong influence behaving, actively listening, animals. To answer this question, it was necessary to train animals in behavioral tasks and determine the impact of temporary suppression of cortical feedback on behavioral performance.
Inactivating Specific Auditory Cortex Projections During Challenging Behavioral Tasks
One of the earliest studies that explored the behavioral consequences of suppressing the corticofugal inputs used Elvax implants to release chronically Muscimol, a GABAa agonist (Smith et al., 2004). Ferrets bilaterally implanted with muscimol-Elvax over A1 were trained in a sound localization task with short (40 ms) or long (100–1,000 ms) tone bursts. The implanted animals initially displayed lower correct sound localization during the first sessions, but they improved over time and finally reached the same performance as the control animals. Comparing the silencing of primary and non-primary cortical areas (or making lesions of these areas) induced modest but significant deficits in sound localization and pointed out that the largest deficits were when silencing primary auditory cortex (Nodal et al., 2010, 2012).
In such experiments, the global silencing of the cortex was suppressing all cortical activity not only the feedback to the subcortical structures. To address the question of how cortico-collicular projections impact behavioral responses, two different techniques have been used in the same animal model. First,
Second, silencing auditory cortex neurons (by light stimulation of neurons expressing the proton pump ArchT) during sound presentations in an azimuthal sound-localization task did not impair the initial animals’ behavioral performance (
FIGURE 4

Summary of corticofugal projections to auditory nuclei. Corticofugal projections to the nucleus reticularis thalamic, auditory thalamus and Sagulum are ipsilateral whereas projections to the inferior colliculus, superior olivary complex and cochlear nucleus are bilateral although predominantly from the same side. Modified from Winer (1992) and Malmierca et al. (2015). The details of these corticofugal projections are described in the following papers:
An additional surprising finding was observed when the same ear was occluded for a second time in control animals that had previously adapted to the unilateral hearing loss. A much smaller initial deficit was observed when the ear was replugged than when the animals first experienced an earplug. Furthermore, most of the control ferrets achieved their maximum score by ∼day 5 and remained at around that level until the end of the second period of monaural occlusion. In contrast, the ArchT animals (that had previously shown impaired adaptation when cortical activity was suppressed) re-tested with the occluded ear but without silencing the auditory cortex did not show a better adaptation than during the first earplug. Despite a normal activity in the auditory cortex, these animals adapted at the same rate as that observed during the first period of monaural deprivation when A1 was inactivated, and significantly more slowly than the control animals during their first period of monaural occlusion. Thus, optogenetic suppression of cortical activity not only impairs auditory spatial learning, but also results in less effective adaptation when the active auditory cortex is subsequently challenged by monaural occlusion. When the auditory cortex was again inactivated on these animals, their performance was exactly the same as with the cortex intact, suggesting that the limited capacity of these animals to adapt to the second period of monaural occlusion no longer appears to be dependent on the activity of A1 (Figure 6 of
Both examples show the relevance of the auditory cortex and of the cortico-collicular projections in actively listening animals performing challenging behavior tasks.
Deciphering the Mechanisms Underlying the Corticofugal Effects
Corticofugal projections are particular abundant in the auditory system (Figure 4; Winer, 2006). An important concept that has been proposed for understanding the functional role of corticofugal projections within the thalamo-cortical sensory systems is the distinction between “driver” and “modulator” inputs (Sherman and Guillery, 1998, 2002;
From the previous section, it seems that the crucial point that needs to be explored is how a cortical input projecting on IC cells (or MGv cells) which is, in some contexts, a modulator that modestly affects the functional properties of IC cells in awake passive animals (
Here, we consider that in anesthetized animals and in awake animals that are not engaged in a behavioral challenging task, the corticofugal descending projections are only parts of the synaptic excitatory inputs reaching thalamic and collicular cells. In contrast, we would like to propose that the auditory corticofugal projections play an essential role during active listening associated to challenging behavioral tasks, under the dual control of neuromodulatory systems and the frontal cortical areas.
Neuromodulation in the Auditory Cortex
The most obvious factor that can change the way auditory stimuli are processed in awake animals between “passive” vs. “actively listening” conditions is the involvement of the neuromodulatory systems. Among them, the noradrenergic, dopaminergic and cholinergic systems have long been implicated in behavioral situations and cognitive functions (noradrenergic: Sara, 2009; dopaminergic: Seamans and Yang, 2004; Wise, 2004; Schultz, 2016; Ott and Nieder, 2019; cholinergic: Sarter et al., 2005; Lin et al., 2015). Two main properties should be considered about these neuromodulatory systems.
First, all brain nuclei at the origin of these neuromodulators are engaged, at different degrees, in cognitive functions. For example, neurons in the locus coeruleus (LC), the cortical source of noradrenaline (NA), are responsive to stimuli of any modality associated with reinforcements (Sara and Segal, 1991;
Needless to say, these three neuromodulatory systems do not work independently of each others, they all work in concert for controlling the state of cortical arousal and allowing cognitive performance. In fact, both in cortical and subcortical structures, non-synaptic interactions occurring at the presynaptic level are common and lead to subtle regulations of the excitatory and inhibitory transmission by a synergy between neuromodulators (reviewed in Vizi and Lábos, 1991; Vizi et al., 2010; Sperlágh and Vizi, 2011).
More importantly, these three neuromodulators drastically modify the processing of acoustic stimuli in the auditory cortex, and more generally, in the entire auditory system. For example, in guinea pigs, iontophoretic applications of NA increase the sharpness of tuning of auditory cortex neurons (Manunta and Edeline, 1997, 1998, 1999) and the neuronal discrimination performance between conspecific vocalizations (
Although not historically considered major modulators of cortical processing, neuropeptides and neurohormones are now considered as such. For example, growing evidence suggests that oxytocin (OT) acts to enhance the salience of socially relevant sensory inputs and is important for parental behavior and social cognition. This peptide is synthesized in the paraventricular nucleus and supraoptic nucleus of the hypothalamus and binds to a G protein–coupled receptor with a single isoform (
Similar to oxytocin, orexins (Orexin A and B) are neuropeptides that profusely innervate the brain, including the deep layers of the neocortex (Marcus et al., 2001), and modulate the action of other classic neuromodulators (Peyron et al., 1998; but see
These studies indicate that in addition to the classical neuromodulators, oxytocin and orexins are also key actors to modulate the action of the cortical descending pathways.
Implications of the Frontal Areas in Attentional Processes During Active Auditory Listening
Attention is vital to achieve goals in constantly changing sensory environments. Frontal areas have long been suspected to play an important role in attentional processes. In primates, the auditory cortex projects and receives influence of higher order areas in the frontal cortex (
To go further,
In primates, very few studies have investigated frontal cortical activity in various auditory behaviors to reveal the specific cognitive functions as decision making or reward value, associated with the network frontal cortex-auditory cortex. Tsunada et al. (2019) recorded neural activity from the ventrolateral prefrontal cortex (vlPFC) in two monkeys in a frequency discrimination task where they have to determine whether the tone bursts were predominantly “‘low frequency”’ or “‘high frequency.” They showed that post-decision vlPFC activity encodes the key features of the previous completed decision process that are used to generate the next one. Electrical microstimulation at vlPFC sites affected the monkeys’ choices on the subsequent, but not the current, trial confirming that vlPFC activity is related to the encoding of the past trials and also informative in subsequent trials (for review,
Recently,
But does the activity in frontal areas provide enough excitatory inputs to drive auditory cortical neurons? Some studies used targeted-stimulation methodologies for demonstrating the relationships between neuronal activity in the frontal cortex and its effect in the auditory cortex in mice (Winkowski et al., 2013, 2018). First, the authors investigated the orbitofrontal cortex (OFC) stimulation on the neuronal activity in A1 using two-photon calcium imaging technique in mice (Winkowski et al., 2013). They found a diversity of effects, but often after pairing a particular frequency with the electric stimulation of OFC, the best frequency of A1 neurons in layers II/III changed with a response enhancement near the particular frequency used. Their results suggest that OFC activation could regulate neuronal activity within A1. Optogenetic activation of the mouse OFC in an area where neurons respond to sounds, activate A1 neurons and current source density (CSD) analysis revealed current sinks in layer I and layer IV, providing activation to both pyramidal cells and interneurons (Winkowski et al., 2018).
Last, in a recent study, Olthof et al. (2019) described in adult rats, that the inferior colliculus, receives dense descending projections not only, from the auditory cortex, but also from the visual, somatosensory, motor, and prefrontal areas suggesting that the inferior colliculus can also integrate information coming from higher cortical areas.
Possible Scenarios
Based on the recent findings presented above, we propose that one of the fundamental roles of the frontal cortical areas and the neuromodulatory systems is to increase the efficacy that the cortical descending pathways exert on the subcortical structures when an animal is performing a challenging complex auditory task (Figure 5).
FIGURE 5

Potential scenarios involving frontal projections and neuromodulators as key factors to increase the impact of the cortical descending projections on the thalamus and the inferior colliculus. (A) In anesthetized animals, or in awake passively listening animals performing easy auditory tasks, there is no or little activation of the frontal areas and of the neuromodulatory systems (symbolized by the shaded arrows). As a consequence, the descending projections from auditory cortex have a negligible effect on the processing of acoustic information by subcortical auditory structures (MGB and IC). (B) In awake actively listening animals performing challenging tasks, there is a strong activation of the frontal cortical areas and neuromodulatory systems (symbolized by the solid green lines). This activation sends a strong input to modulate the activity of the auditory cortex, which in turn, reshape the subcortical network (MGB and IC) thus allowing to perform successfully during this task.
In anesthetized or awake passive conditions, or during basic auditory tasks, the descending projections from auditory cortex to subcortical structures are probably not necessary: in those cases, when the level of attention is absent (under anesthesia) or low (under passive listening), the frontal cortex and the neuromodulatory systems send no or little information to the cortical auditory areas. Under these conditions, the descending cortical inputs represent only a fraction of the excitatory inputs that subcortical neurons can use to build robust representations of the auditory scene. In contrast, when the task becomes challenging and the attentional level increases, the frontal areas and neuromodulatory systems are strongly activated (Humans:
Two possibilities can be envisioned for the emergence of the behavioral meaning at the subcortical level. Either the cortical descending inputs allow subcortical structures to generate more robust representations by plasticity mechanisms operating in the subcortical networks.
Alternatively, cortical input maximally account for the information already present at the subcortical level to perform the behaviorally challenging task. Collecting subcortical electrophysiological recordings during these challenging tasks with and without suppressing the descending cortical projections is probably the only way to determine which of these two assumptions is valid.
It is important to determine what are the relative contributions of the inputs from the frontal areas and from the neuromodulators. For example, data in humans suggest that subjects with a polymorphism of the choline transporter gene that is thought to limit choline transport capacity (Ile89Val variant of the choline transporter gene SLC5A7, rs1013940) do not show a robust activation of the right prefrontal cortex (Brodmann’s areas 9) during challenging attentional tasks, whereas control subjects do (
This dual control allows the auditory cortex to instruct subcortical structures about the meaning of each stimulus, its relationships with rewards, and the exact nature of the behavioral/motor response that need to be applied at the occurrence of a given stimulus in a particular environment. Although speculative, this scenario should be tested in future experiments.
Publisher’s Note
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Statements
Author contributions
SS and J-ME wrote the initial draft of the review. VMB and FRN revised the manuscript for important intellectual content and approved all aspects of the review. SS, VMB, and FRN designed the figures of the review. All authors contributed to the article and approved the submitted version.
Funding
FRN and VMB were supported by Wellcome Trust (WT108369/Z/2015/Z) and RNID funding (S52_Bajo). J-ME was supported by grants from the French Agence Nationale de la Recherche (ANR) (ANR-14-CE30-0019-01). SS was supported by the Fondation pour la Recherche Médicale (FRM) grant number ECO20160736099 and by the Entendre Foundation.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
auditory processing, corticofugal projections, inferior colliculus, degraded acoustic conditions, neuromodulation, frontal cortex, auditory plasticity, active listening
Citation
Souffi S, Nodal FR, Bajo VM and Edeline J-M (2021) When and How Does the Auditory Cortex Influence Subcortical Auditory Structures? New Insights About the Roles of Descending Cortical Projections. Front. Neurosci. 15:690223. doi: 10.3389/fnins.2021.690223
Received
02 April 2021
Accepted
14 June 2021
Published
03 August 2021
Volume
15 - 2021
Edited by
Erika Skoe, University of Connecticut, United States
Reviewed by
Josef Syka, Institute of Experimental Medicine (ASCR), Czechia; Paul Hinckley Delano, University of Chile, Chile
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© 2021 Souffi, Nodal, Bajo and Edeline.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Jean-Marc Edeline, jean-marc.edeline@u-psud.fr
This article was submitted to Auditory Cognitive Neuroscience, a section of the journal Frontiers in Neuroscience
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