The Intriguing Role of Interleukin 13 in the Pathophysiology of Asthma
- 1Department of Public Health, University of Naples Federico II, Naples, Italy
- 2Azienda Ospedaliera Ospedali dei Colli, Monaldi Hospital Pharmacy, Naples, Italy
- 3Department of Translational Medical Sciences and Center for Basic and Clinical Immunology Research (CISI), University of Naples Federico II, Naples, Italy
- 4WAO Center of Excellence, University of Naples Federico II, Naples, Italy
- 5College of Medical and Dental Sciences, Institute of Inflammation and Ageing, University of Birmingham, Birmingham, United Kingdom
- 6Immunodeficiency Centre for Wales, University Hospital of Wales, Cardiff, United Kingdom
- 7Personalized Medicine, Asthma, and Allergy, Humanitas Clinical and Research Center, IRCCS, Milan, Italy
- 8Department of Biomedical Sciences, Humanitas University, Milan, Italy
- 9Institute of Experimental Endocrinology and Oncology “G. Salvatore” (IEOS), National Research Council (CNR), Naples, Italy
- 10Allergy and Clinical Immunology, Imperial College, National Heart and Lung Institute, London, United Kingdom
Approximately 5–10% of asthmatic patients worldwide suffer from severe asthma. Experimental and clinical studies have demonstrated that IL-13 is an important cytokine in chronic airways inflammation. IL-13 is involved in Th2 inflammation and has been identified as a possible therapeutic target in the treatment of asthma. Two different human monoclonal antibodies (mAbs) anti-IL-13 (tralokinumab and lebrikizumab) block binding and signaling of IL-13 to its receptors, IL-13Rα1 and IL-13Rα2. Several randomized, double-blind, placebo-controlled multicenter studies have evaluated the safety and efficacy of tralokinumab and lebrikizumab in the treatment of adult patients with severe asthma, but all have failed to meet their primary endpoints. No serious adverse events related to the treatment with these anti-IL-13 mAbs have been reported in these studies. These negative clinical results contrast with positive findings from blocking IL-13 signaling in experimental models of asthma, raising doubts about the transferrable value of some models. Interestingly, dupilumab, a mAb which blocks both IL-4 and IL-13 signaling reduces exacerbation rates and improves lung function in severe asthmatics. These results suggest that IL-4 and IL-13 share some, but not all functional activities in airway inflammation. Tralokinumab might show efficacy in a highly selected cohort of asthmatics characterized by overexpression of IL-13.
Bronchial asthma is a chronic inflammatory disorder of the airways characterized by reversible airflow obstruction, bronchial hyperreactivity (BHR), mucus overproduction, angiogenesis, and airway remodeling (Detoraki et al., 2010; Holgate et al., 2015). Asthma is a common disorder resulting in substantial morbidity, healthcare expenditure, and death (Lang and Polansky 1994; Lange et al., 1996). Worldwide, up to 300 million people are affected by asthma, making it one of the most common chronic diseases (World Health Organization. Global surveillance, prevention, and control of chronic respiratory diseases. http://www.who.int/gard/publications/GARD/2007) and approximately 250,000 people die from asthma each year (Lozano et al., 2012). In the majority of patients, asthma can be controlled by combinations of inhaled glucocorticoids (ICS), short- or long-acting ß2-adrenergic agonists (LABA), long-acting muscarinic antagonists, and leukotriene receptor antagonists, according to the Global Initiative for Asthma (GINA) guidelines (GINA http://www.ginasthma.org/pdf). However, in approximately 15% of patients, the disease is refractory to conventional treatments (Chachi et al., 2013; Chachi et al., 2017) and results in hospital admissions due to severe exarcerbations (Sekiya et al., 2016; Kerkhof et al., 2018).
As with many chronic inflammatory diseases, clinicians now realize that the traditional classification of asthma has been an oversimplification (Marone et al., 2005). Different asthma phenotypes, each with distinct pathophysiology, are now being defined as asthma endotypes (Wenzel 2012; Fahy 2015; Hinks et al., 2016; Terl et al., 2017). The heterogeneity of different forms of asthma reflects the involvement of different immune cell populations and inflammatory mediators (Bagnasco et al., 2017; Varricchi et al., 2017; Marone et al., 2019). Asthma can be classified according to two major endotypes: “T2-high” asthma is characterized by increased levels of type 2 inflammation mainly mediated by mast cells, eosinophils, basophils, T-helper 2 cells, group 2 innate lymphoid cells (ILC2s), and immunoglobulin E (IgE)-producing B cells (Fahy, 2015). Patients with T2-high asthma have eosinophilia and other signs of type 2 inflammation including high levels of IL-4 and IL-13 (Fahy, 2015; Kaur and Chupp, 2019). Increased blood and sputum levels of eosinophils, serum IgE, and the fraction of exhaled nitric oxide (FeNO) have been associated with the mechanisms of T2-high asthma (Gandhi et al., 2017; Robinson et al., 2017). Another feature is the high expression of the prostaglandin D2 receptor chemoattractant receptor-homologous molecule (CRTH2) on Th2 lymphocytes (Cosmi et al., 2000; Marone et al., 2019). “T2-low” asthma is less well characterized and may include several different endotypes (Wenzel, 2012; Choy et al., 2015; Fahy, 2015; Pepper et al., 2017). It has been suggested that Th1 and Th17 pathways and neurogenic inflammation may be involved (Ricciardolo et al., 2017; Samitas et al., 2017).
Levels of IgE, blood eosinophils and FeNO can be useful to guide the selection of monoclonal antibodies (mAbs) in the treatment of different forms of severe uncontrolled asthma. For example, several studies have demonstrated the safety and efficacy of mAbs blocking IL-5 (i.e., mepolizumab and reslizumab) for treatment of patients with severe eosinophilic asthma (Bel et al., 2014; Ortega et al., 2014; Bjermer et al., 2016; Khatri et al., 2019). Benralizumab, a mAb against IL-5Rα, expressed on the surface of human eosinophils (Varricchi et al., 2018a), is particularly effective in patients with severe asthma with high blood eosinophils (FitzGerald et al., 2016; FitzGerald et al., 2018). Because IgE and the high affinity receptor for IgE (FcεRI) play a central role in atopic asthma (Varricchi et al., 2018d; Borriello et al., 2019; Varricchi et al., 2019), a mAb anti-IgE (omalizumab) is indicated for the treatment of patients (aged ≥ 12 years) with moderate-to-severe uncontrolled allergic asthma (Samitas et al., 2015; Hew et al., 2016). Serum concentrations of IgE are used to guide this treatment.
IL-4 and IL-13 were among the first identified cytokines orchestrating Th2 inflammation (Macchia et al., 2015; McCormick and Heller 2015; Bagnasco et al., 2016). IL-4 and IL-13 are potent mediators of type 2 inflammation with both overlapping and distinct functions. Pascolizumab, a mAb selectively blocking IL-4, failed to produce positive effects (Hart et al., 2002). Two mAbs blocking IL-13 (i.e., anrukinzumab, lebrikizumab) have shown marginal effects in the treatment of asthmatic patients (Corren et al., 2011; Gauvreau et al., 2011; Hanania et al., 2015; Bagnasco et al., 2016; Hanania et al., 2016). Another mAb anti-IL-13 (i.e., tralokinumab, AstraZeneca) failed to reduce asthma exacerbation rate in severe uncontrolled asthmatics (Piper et al., 2013; Brightling et al., 2015; Panettieri et al., 2018; Russell et al., 2018). Considering the individual relevance of IL-4 and IL-13 in the pathogenesis of asthma, these results are surprising and intriguing. A simplistic explanation is that individual blockade of IL-4 or IL-13 is insufficient to inhibit the complex orchestration of allergic inflammation and clinical consequences in severe asthma. This hypothesis is indirectly supported by the efficacy of dupilumab, which inhibits both IL-4 and IL-13 signaling mediated by IL-4Rα, in patients with severe uncontrolled asthma (Castro et al., 2018; Rabe et al., 2018).
In this review we analyze the biological and immunological effects of IL-13 in the context of experimental models of asthma and in asthmatic patients. Despite promising findings in several experimental models of allergic inflammation, the results of multicenter studies evaluating the efficacy of anti-IL-13 mAbs in patients with asthma were surprisingly negative. Possible explanations of these discrepancies are discussed.
Biological and Immunological Effects of Interleukin 13
IL-13 is a pleiotropic cytokine originally cloned from activated human T-lymphocytes (Minty et al., 1993). The human IL13 gene is located on chromosome 5q31-33 in the cluster of genes encoding IL-4, IL-3, IL-5, IL-9, and granulocyte-macrophage colony-stimulating factor (GM-CSF). The gene encoding IL-13 is upstream of the IL4 gene, leading to the speculation that these genes arose as a duplication event during evolution. However, IL-13 has only 25% homology with IL-4 thus explaining why these cytokines share some, but not all functional properties. IL-13 can be produced by stimulated Th2 cells (de Vries 1998), B lymphocytes (Hajoui et al., 2004), CD8+ cells (Dakhama et al., 2013), type 2 ILCs (Jia et al., 2016), alveolar macrophages (Hancock et al., 1998), human mast cells (Fushimi et al., 1998), and basophils (Ochensberger et al., 1996; Redrup et al., 1998; Borriello et al., 2015).
Figure 1 schematically illustrates the complex receptor system which mediates the signaling of IL-4 and IL-13. The IL-4Rα subunit is a component of both the type I and type II receptors. Type I receptors are composed of the IL-4Rα subunit complexed with common γ chain (γc); this receptor binds to IL-4 and is expressed on cells of hematopoietic stem cell origin. The type II receptor complex consists of IL-4Rα partnering with IL-13Rα1 and is found on many non-hematopoietic cells, such as bronchial epithelial cells, smooth muscle cells, fibroblasts, and keratinocytes (Akaiwa et al., 2001). IL-4 signals through both the type I and type II receptor complexes whereas IL-13 signals only through the type II complex, because IL-13 binds to IL-13Rα1, whereas IL-4 primarily binds to IL-4Rα (McKenzie et al., 1999). In addition, the two cytokines have different functions and signaling. IL-4Rα, γc, and IL-13Rα1 all contain proline rich regions that can bind the Janus kinases JAK1, JAK2, JAK3, and TYK2. In hematopoietic cells that express γc and the associated JAK3, IL-4 binding to type I receptor results in the activation of JAK1, JAK2, and JAK3 (Hershey, 2003; Bhattacharjee et al., 2013). IL-4 and IL-13 binding to type II receptor activate JAK1, JAK2, and TYK2. Activation of JAKs results in phosphorylation of cytoplasmic tyrosines leading to the recruitment of STAT6 to the receptor, followed by its phosphorylation and activation. The activation of STAT6 is the primary signaling event in the response to IL-4 or IL-13 (Cao et al., 2016). In certain experimental conditions STAT1 and STAT3 can also be activated by both IL-4 and IL-13 (Wang et al., 2004; Bhattacharjee et al., 2013; Pham et al., 2019). The cytoplasmic domain of human IL-13Rα1 contains two tyrosine residues, which might serve as docking sites for STAT3 (Hershey, 2003). Phosphorylated STAT6 and STAT3 monomers dimerize and then translocate to the nucleus, bind to specific DNA elements to regulate transcription (Bhattacharjee et al., 2013).
Figure 1 Schematic representation of the three receptors that bind IL-4, IL-13, or both. Type I receptor is composed of the IL-4Rα subunit complexed with common γc. This receptor, expressed on hematopoietic cells, binds to IL-4. Ligand binding by type I receptor complex leads to activation of Janus family kinases (JAK1, JAK2, and JAK3) and subsequent phosphorylation of signal transducer and activator transcription 6 (STAT6). Type II receptor consists of IL-4Rα complexed with IL-13Rα1 and is found in many non-hematopoietic cells (e.g., bronchial epithelial cells, smooth muscle cells, fibroblasts, keratinocytes). Ligand binding type II receptor complex leads to activation of JAK1, JAK2, and tyrosine kinase 2 (TYK2) and subsequent phosphorylation of STAT6 and STAT3. Activation of JAKs leads to the recruitment of STATs to the receptors, followed by STAT phosphorylation and dimerization. Activated STAT dimers translocate to the nucleus, bind specific DNA elements, and initiate activation of downstream genes. IL-4 signals through both type I and type II receptors, whereas IL-13 signals only through type II receptor. IL-13 also binds to a third IL-13Rα2 receptor whose functions are largely unknown. Under certain circumstances, IL-13 signaling through IL-13Rα2 results in phosphorylation of ERK1/2 in a STAT6-independent manner and the formation of the dimeric transcription factor AP-1. Phosporylated AP-1 translocates to the nucleus and bind to specific DNA elements.
LaPorte and collaborators have examined in detail the molecular and structural basis of the IL-4/IL-13 receptor system (LaPorte et al., 2008). They demonstrated that IL-4 first binds to IL-4Rα to form a binary complex which then binds to the γc to form the functional ternary complex (type I receptor). IL-4 and IL-13 can also bind with high affinity to IL-4Rα and IL-13Rα1, respectively (type II receptor). The authors also compared the kinetics and potency of IL-4 and IL-13 signaling. IL-4 induced tyrosine phosphorylation of STAT6 more rapidly and more potently than IL-13. The latter observation was supported by previous experiments on cultured airway smooth muscle cells (Laporte et al., 2001). IL-4 is a central mediator for Th2 cell polarization, initiation of IgE synthesis, and recruitment of eosinophils (Chatila, 2004; Wynn, 2015). Although IL-13 has some redundancy in these effects, this cytokine has additional roles in mediating goblet cell hyperplasia, airway smooth muscle contractility, collagen deposition, and fibrosis (Gour and Wills-Karp 2015).
There is a distinct IL-13Rα2 subunit, to which only IL-13 binds (Chen et al., 2009). Initially this receptor was considered a decoy receptor (Ingram and Kraft, 2012) involved in removing IL-13 by internalization (Wood et al., 2003; Lupardus et al., 2010; Kasaian et al., 2011). Although the IL-13Rα2 lacks canonical JAK-STAT signaling activity (Kawakami et al., 2001), this hypothesis has come into question because several studies have shown that, under certain circumstances, IL-13Rα2 can mediate IL-13 signaling (Fichtner-Feigl et al., 2006; Fujisawa et al., 2009; He et al., 2013). In human airways, it was found that IL-13Rα2 is involved in IL-13 signaling through the transcription factor activator protein-1 (AP-1) to induce the activation of TGF-β (Fichtner-Feigl et al., 2006). Recently, it has been demonstrated that IL-13 induced phosphorylation of ERK1/2 and the downstream activation of AP-1-related genes in human nasal epithelial cells (Liu et al., 2018). The authors proposed that engagement of IL-13Rα2 by IL-13 activates mitogen-activated protein ERK1/2 pathway and downstream AP-1-related gene C-JUN.
Figure 2 shows schematically that IL-13 is produced by several immune cells and has many diverse functions on a wide variety of cell types relevant to the pathogenesis of allergic disorders. IL-13 can be produced by activated ILC2 (Shimokawa et al., 2017; Wallrapp et al., 2018), Th2 cells (Finkelman et al., 2004; Wynn, 2015), mast cells (Burd et al., 1995; Fushimi et al., 1998; Varricchi et al., 2019), macrophages (Hancock et al., 1998), basophils (Gibbs et al., 1996; Ochensberger et al., 1996; Redrup et al., 1998; Patella et al., 2000; Genovese et al., 2003), eosinophils (Schmid-Grendelmeier et al., 2002; Varricchi et al., 2018a), and B cells (Hajoui et al., 2004). In human B cells IL-13 has similar effects as IL-4, including promoting B cell proliferation and inducing class switching to IgE and IgG4 in combination with CD40/CD40L (Oettgen and Geha, 2001) and inducing expression of the low-affinity IgE receptor CD23 (Punnonen et al., 1993; Gould and Sutton, 2008). In macrophages IL-13 favors the M2 polarization (Martinez-Nunez et al., 2011; Bhattacharjee et al., 2013). IL-13 promotes survival, activation, and recruitment of eosinophils (Luttmann et al., 1996; Horie et al., 1997; Pope et al., 2001). In addition, IL-13 stimulates eosinophil trafficking from the peripheral blood to the site of inflammation by inducing the production of IL-5 and eosinophil chemokines such as eotaxins (Webb et al., 2000; Rosenberg et al., 2007) IL-13 promotes FcεRI expression and proliferation of human mast (Nilsson and Nilsson, 1995; Kaur et al., 2006).
Figure 2 Schematic representation of the cellular sources of IL-13 (red arrows) and its effects of immune and structural cells in asthma (black arrows). Different stimuli (allergens, superallergens, pollutants, viral and bacterial products, etc.) activate epithelial cells which release several cytokines (e.g., thymic stromal lymphopoietin, IL-33, IL-25). These mediators activate a variety of immune cells (ILC2, Th2 cells, mast cells, macrophages, basophils, eosinophils, B cells) which produce several cytokines including IL-13. IL-13 modulates the functions of IL-13+ ILC2, mast cells, macrophages, eosinophils, and B cells. This cytokine induces goblet cell hyperplasia and mucus production, airway smooth muscle cell hyperplasia and proliferation, fibroblast activation and collagen deposition, macrophage polarization (M2) and B cell activation and immunoglobulin E production. These effects of IL-13 are mediated by the engagement of type II IL-13 receptor (IL-13Rα1/IL-4Rα expressed on these cells). IL-13, as well as IL-4, can activate sensory neurons through the engagement of type II receptor. Tralokinumab, an anti-IL-13 human IgG4 monoclonal antibody, binds IL-13, thus preventing it from binding to both IL-13Rα1 and IL-13Rα2 on target cells.
IL-13 also has important effects on non-hematopoietic cells, including endothelial cells, smooth muscle cells, fibroblasts, epithelial cells, and sensory neurons. IL-13 is a potent inducer of vascular cell adhesion molecule-1 (VCAM-1) on endothelial cells, an important aspect in the recruitment of eosinophils (Bochner et al., 1995). In addition, IL-13 increases the expression of ß1 integrin and VCAM-1 on human lung fibroblasts (Doucet et al., 1998) and increases muscular contraction in response to acetylcholine (Laporte et al., 2001; Grunstein et al., 2002). Furthermore, IL-13 enhances proliferation and cholinergic-induced contraction of smooth muscle cells (Wills-Karp, 2001) and induces collagen synthesis in human fibroblasts contributing to airways remodeling. In epithelial cells, IL-13 is a potent inducer of eotaxin (Li et al., 1999). Moreover, IL-13 induces mucus overproduction and goblet cell metaplasia (Kuperman et al., 2002; Kondo et al., 2006). IL-13 induces vascular endothelial growth factors (VEGFs) (Corne et al., 2000) which are pro-angiogenic factors relevant in bronchial asthma (Detoraki et al., 2009; Detoraki et al., 2010; Varricchi et al., 2018b). Recently, it has been demonstrated that IL-13 and IL-4 directly activate mouse and human sensory neurons which express IL-13Rα1 and IL-4Rα (Oetjen et al., 2017).
Interleukin 13 in Experimental Models of Asthma
Seminal studies in animal models of allergic asthma demonstrated that selective neutralization of IL-13 reduced airway hypersensitivity (AHR), bronchoalveolar lavage (BAL) eosinophils, and mucus overproduction (Grunig et al., 1998; Wills-Karp et al., 1998). Furthermore, IL-13 delivery to the airways caused all of these effects (Grunig et al., 1998; Wills-Karp et al., 1998). Overexpression of IL-13 in the lung of mice caused mucus hypersecretion, subepithelial fibrosis, eotaxin production, and eosinophilic infiltration (Zhu et al., 1999). Interestingly, mice with targeted deletion of IL-13 failed to develop allergen-induced AHR, despite the presence of eosinophilic pulmonary infiltration (Walter et al., 2001). Mice lacking STAT6 were protected from pulmonary effects of IL-13 (Kuperman et al., 2002). Importantly, reconstitution of STAT6 in epithelial cells only was sufficient for IL-13-induced AHR and mucus production in the absence of inflammation and fibrosis. Administration of anti-IL-13 in a mouse model of chronic asthma inhibited eosinophil recruitment in the airways, goblet cell hyperplasia, and subepithelial fibrosis, but only marginally inhibited AHR (Kumar et al., 2004). In another study, blockade of IL-13 with sIL-13Rα2-human IgG fusion protein inhibited AHR associated with brief allergen exposure, but did not modify AHR associated with chronic airway remodeling (Leigh et al., 2004).
An IL-13 vaccine prepared by inserting a murine IL-13 peptide into a viral carrier protein, induced sustained and intense anti-IL-13 IgG antibodies (Ma et al., 2007), associated with inhibition of ovalbumin (OVA)-induced acute airway allergic responses. In a more recent study, the same experimental approach suppressed BAL IL-13 concentration and eosinophils, subepithelial collagen deposition, and mucus hyperproduction (Ma et al., 2013). Interestingly, while IL-13 vaccine inhibited AHR development, it did not revert AHR. The latter findings suggest that IL-13 may be crucial in the development, but not in the maintenance of airway hyperesponsiveness.
Il13ra2 gene silencing or blockade of IL-13Rα2 signaling led to marked downregulation of TGF-β1 production and collagen deposition in a model of lung fibrosis (Fichtner-Feigl et al., 2006). In IL-13Rα2-deficient mice, AHR and airway inflammation (i.e., mucus production and BAL eosinophils) were attenuated compared to wild type mice following house dust challenge (Chen et al., 2013). More recently, it was reported that, in IL-4Rα-deficient mice, IL-13, but not IL-4, was required for development of OVA-mediated AHR and goblet cell hyperplasia (Kirstein et al., 2016). Munitz and collaborators studying Il13ra1-/- mice found that IL-13Rα1 is critical for baseline IgE production, AHR, mucus production, and eotaxin production. By contrast, Th2 and IgE responses to antigen were IL-13Rα1-independent (Munitz et al., 2008).
In a novel mouse model of non-allergic asthma overexpression of the activator protein-1 (AP-1) subunit Fra2, caused airway inflammation with IL-13 overexpression, BAL eosinophilia, mucus hyperproduction, AHR, and peribronchial collagen deposition (Gungl et al., 2018). Administration of anti-IL-13 antibody markedly decreased STAT6 phosphorylation in the lung, BAL eosinophilia, and goblet cell hyperplasia. However, peribronchial collagen deposition and bronchial smooth muscle width were not affected by anti-IL-13 administration. The interesting results obtained in this experimental model may be more reflective of severe asthma which exhibit poor response to mAb anti-IL-13.
Genetic deletion of the IL-33 receptor in a mouse model of experimental asthma increased TSLP production, which stimulated the emergence of IL-13+ ILC2s and lung mast cells leading to airway hyperresponsiveness (Verma et al., 2018).
Collectively, the results derived from different experimental models indicate that IL-13 plays an important role in the development of several aspects of asthma. However, it is becoming evident that IL-13 neutralization is not sufficient to reverse certain aspects of airway inflammation once they are established.
Interleukin 13 Expression in Asthmatic Patients
Increased concentration of IL-13 have been found in the blood (Alasandagutti et al., 2017), sputum, bronchial mucosa (Berry et al., 2004), and BAL fluid (Prieto et al., 2000) of asthmatic patients compared to healthy individuals. Increased IL-13 expression in asthma was confirmed by IL-13 mRNA overexpression (Truyen et al., 2006) and by ex vivo stimulation of sputum T cells (Boniface et al., 2003). Following allergen challenge, IL-13 is increased in BAL (Huang et al., 1995; Kroegel et al., 1996). Ex vivo BAL T cells express IL-13 mRNA (Bodey et al., 1999); expression is inversely related to forced expiratory volume in 1 s (FEV1) (Barcelo et al., 2006). Several studies have shown that IL-13 is expressed in bronchial biopsies in patients with asthma (Kroegel et al., 1996; Naseer et al., 1997; Berry et al., 2004; Saha et al., 2008). IL-13+ ILC2 were increased in the circulation of asthmatic patients with levels correlating with asthma severity (Jia et al., 2016). High production of IL-13 by cord blood CD4+ T cells is a predictor of development of atopic disorders (Martinez 2002).
Polymorphisms in the Interleukin 13/Interleukin 4 Receptor Complex Associated With Asthma
Polymorphisms have been identified both in the IL-13 promoter (IL-13-1112 T) and the coding region (IL-13+Arg 130Gen, IL-13+2044G > A) in asthmatic patients (Hershey et al., 1997; Graves et al., 2000; Heinzmann et al., 2000; Arima et al., 2002; Cameron et al., 2006). One of the polymorphisms (Arg 130 Gln) (A/G) identified occur in the region critical for receptor-ligand interactions. Multiple polymorphism in IL-4R gene have also been identified and associated with asthma (Hershey et al., 1997; Kruse et al., 1999; Ober et al., 2000). Recently, three meta-analyses of IL-13 polymorphisms in adults and children suggested that the IL-13+1923 C/T polymorphism is associated with increased risk of asthma (Liu et al., 2014; Mei and Qu, 2017; Xu et al., 2017).
Tralokinumab and Lebrikizumab for the Treatment of Severe Uncontrolled Asthma
Several anti-IL-13 mAbs (anrukinzumab, lebrikizumab, tralokinumab) have provided an opportunity to investigate the role of this cytokine in the pathophysiology of severe asthma, as well as assessing treatment response. A phase 1 study evaluated the pharmacokinetics, safety, and tolerability of tralokinumab in asthmatic patients receiving three different i.v. doses: 1 mg/kg, 5 mg/kg, or 10 mg/kg (Singh et al., 2010). Despite the small sample size, pharmacokinetics were linear over the dose range studied. The half-life was found to be 2–3 weeks and tralokinumab exhibited an acceptable safety profile.
A phase 2a, randomized, double-blind, placebo-controlled, parallel-group, multicenter study investigated the effects of different dose regimens of tralokinumab in 194 adults with moderate-to-severe asthma inadequately controlled with standard therapy (Piper et al., 2013). Three dose regimens were evaluated: 47 patients received s.c. tralokinumab 150 mg, 51 patients received tralokinumab 300 mg, 48 subjects received tralokinumab 600 mg, and 48 patients received placebo. The primary endpoint was the change from baseline in mean Asthma Control Questionnaire score (ACQ-6) at week 13. Secondary endpoints were change in FEV1, pre-bronchodilator lung function, patient-reported outcomes (PROs), rescue β2-agonist use, and safety outcomes. Mean ACQ-6 score improved in all treatment groups, from baseline to week 13. These changes in ACQ-6 persisted through week 24 and were greater in active patients with higher IL-13 sputum concentrations compared with subjects with lower IL-13 sputum concentrations or subjects receiving placebo. Improvement in FEV1 were higher in patients with peripheral eosinophil counts ≥ 300 cells/ml. Pulmonary function improvements were higher in tralokinumab patients with higher sputum IL-13 (≥ 10 pg/ml-1) compared to tralokinumab patients with lower sputum IL-13 (≤10 pg/ml-1) and patients receiving placebo. However, there was no significant difference in asthma exacerbation rate. The authors defined asthma exacerbations as either a progressive increase of asthma symptoms (cough, wheeze, chest tightness, and/or shortness of breath) or a reduction of >20% in peak expiratory flow or FEV1 from baseline that did not resolve after the initiation of rescue medications and resulted in an administration of systemic glucocorticoids.
The phase 2b clinical trial run by Brightling and colleagues evaluated safety and tolerability profile and the reduction in exacerbation rate and FEV1 improvement (Brightling et al., 2015). The authors randomized 452 severe asthmatic patients, all with two-to-six asthma exacerbations in the previous year, to receive tralokinumab (300 mg s.c. either every 2 weeks or every 2 weeks for 3 months and then every 4 weeks) or placebo as add-on therapy for 1 year. At the end of the study, they reported no changes in the annual exacerbation rate at week 52 (primary endpoint) in patients treated with tralokinumab, either every 2 or 4 weeks, versus placebo or in time to first exacerbation. The authors defined asthma exacerbation as an increase in asthma symptoms resulting in use or increase in dose of systemic glucocorticoids for three or more consecutive days. Similarly, secondary endpoints such as improvements in prebronchodilator FEV1, ACQ-6, and AQLQ(S) were not significant in patients treated with tralokinumab compared with placebo. They found a significant improvement in FEV1 in patients treated with tralokinumab every 2 weeks. In this study measurement of serum dipeptidyl peptidase-4 (DPP-4) and periostin concentrations were included as a predictive candidate biomarkers before the study was unmasked. Subgroup analyses of patients receiving tralokinumab every 2 weeks with airway reversibility at baseline, but not receiving oral glucocorticoids, showed some clinical improvements in the subgroup who had raised serum DPP-4 and periostin (Brightling et al., 2015). These preliminary results suggested that certain subpopulations of patients with severe asthma might respond to tralokinumab treatment.
A phase 2 multicenter, double-blind, randomized, placebo-controlled trial evaluated the effects of tralokinumab on eosinophilic airway inflammation in uncontrolled moderate-to-severe asthma (MESOS) (Russell et al., 2018). In this study, participants aged 18–75 years were randomly assigned to receive tralokinumab (300 mg s.c. every 2 weeks) or placebo. The primary outcome measure was change from baseline to week 12 in bronchial biopsy eosinophil count. Secondary outcome measures included change in blood and sputum eosinophil counts. Exploratory outcomes included FeNO and blood IgE concentrations. Tralokinumab did not affect bronchial, peripheral blood, or eosinophil counts compared to placebo at week 12. FeNO concentrations and total blood IgE were significantly reduced. The authors concluded that IL-13 is not crucial for eosinophilic airway inflammation control in patients with moderate-to-severe asthma.
Two large phase 3 clinical trials, STRATOS 1 and STRATOS 2, explored the use of periostin and DPP-4 as biomarkers of IL-13-driven inflammatory patterns in patients aged 12–75 years with severe uncontrolled asthma treated with tralokinumab (300 mg s.c. every 2 weeks for 52 weeks) or placebo (Panettieri et al., 2018). The primary endpoint was the annualized asthma exacerbation rate reduction at week 52 in the all-comers population for STRATOS 1 and in the biomarker-positive population for STRATOS 2. The results of both trials confirmed that tralokinumab did not improve the annual asthma exacerbation rate in the all-comers population with severe asthma. In contrast to the preliminary results of the phase 2 trial (Brightling et al., 2015), periostin and DPP-4 were not shown to predict response to tralokinumab. In both trials, tralokinumab-treated participants had a small increase in blood eosinophil counts from baseline, whereas placebo-treated participants did not. A recent meta-analysis of six randomized clinical trials suggested that tralokinumab was well tolerated and modestly improved FEV1 but did not reduce asthma exacerbations in severe uncontrolled asthma (Zhang et al., 2019).
Given the need to reduce oral glucocorticoid administration in patients with severe asthma, treatments that may allow tapering of glucocorticoids without loss of disease control are needed. A 40-week, randomized, double-blind trial (TROPOS) evaluated the oral glucocorticoid-sparing potential of tralokinumab in patients with severe, uncontrolled asthma requiring maintenance glucocorticoid treatment plus ICS/LABA (Busse et al., 2019). One hundred forty patients were randomized to tralokinumab (300 mg s.c. every 2 weeks) or placebo. The primary endpoint was percentage change from baseline in average glucocorticoid dose at week 40, while maintaining asthma control. Secondary endpoints included patients with a prescribed maintenance glucocorticoid dose of ≤ 5 mg, those with greater than 50% reduction in prescribed maintenance glucocorticoids dose and annual asthma exacerbation rate. An asthma exacerbation was defined as worsening of asthma that required a temporary increase in systemic glucocorticoids for ⩾3 days or that resulted in an emergency-room or urgent-care visit that led to a temporary increase in systemic glucocorticoids for ⩾3 days to treat symptoms or an inpatient hospitalization due to asthma. There were no significant between-group differences for primary and secondary endpoints. Reporting of adverse events and serious adverse events were similar for the tralokinumab and placebo groups.
A randomized, double-blind, placebo controlled study examined the effects of another anti-IL-13 mAb, lebrikizumab (250 mg s.c. once monthly for 6 months), on change in prebronchodilator FEV1 from baseline to week 12 in 219 adults with uncontrolled asthma (Corren et al., 2011). Lebrikizumab treatment was associated with greater improvement in percent change in FEV1 in patients with high pretreatment levels of serum periostin compared to patients with low periostin levels. In two replicate studies (LUTE and VERSE) in patients with moderate-to-severe uncontrolled asthma, lebrikizumab (37.5, 125 or 250 mg s.c. every 4 weeks) reduced asthma exacerbation rate by 60% compared to placebo in periostin-high patients and by 5% in periostin-low patients (Hanania et al., 2015). In these studies the authors defined asthma exacerbation as new or increased asthma symptoms that led to treatment with systemic glucocorticoids or to hospitalization. Two replicate, phase 3 trials (LAVOLTA1 and LAVOLTA2) explored the use of periostin and eosinophilia (≥ 300 cells/µl) as biomarkers of IL-13-driven inflammatory patterns in patients with severe uncontrolled asthma treated with lebrikizumab (37.5 mg or 125 mg s.c. once every 4 weeks for 52 weeks or placebo) (Hanania et al., 2016). The primary endpoint was the reduction in the rate of asthma exacerbations over 52 weeks in biomarker-high patients (periostin ≥ 50 ng/ml or blood eosinophils ≥ 300 cells/µl. In contrast to the preliminary results of phase 2 trials (Corren et al., 2011; Hanania et al., 2015), lebrikizumab did not consistently show significant reduction in asthma exacerbations in biomarker-high patients.
Anti-Interleukin 13 in Nasal Polyposis
Chronic rhinosinusitis with nasal polyps (CRSwNP) is a common and relevant comorbidity for severe asthma (Heffler et al., 2013). The prevalence of CRSwNP is greater in asthmatics compared to the general population (Settipane and Chafee, 1977) and it increases with the severity of asthma (Pearlman et al., 2009; Lin, 2011), with the highest prevalence rates in non-atopic, late-onset, severe asthmatics (Amelink et al., 2013). More than 60% of patients with CRSwNP have asthma (Ragab et al., 2004; Guida et al., 2010). Moreover, CRWwNP is one of the significant determinants of poor asthma control (Heffler et al., 2013) and a hallmark of refractory eosinophilic asthma (Amelink et al., 2013). The clinical evidence of a strong relationship between CRSwNP and severe asthma raises the possibility of a shared pathogenesis. In particular both diseases seem to be dependent on eosinophilic inflammation mediated by epithelial cytokines such as thymic stromal lymphopoietin (TSLP), IL-25, and IL-33 secreted as a consequence of epithelial damage (Boita et al., 2016; Metha 2016; Varricchi et al., 2018c). The latter activation is mediated by ILC2 which produce several type 2 cytokines such as IL-13 and IL-5 (Aron and Akbari 2017; Poposki et al., 2017). Recently, it has been reported that there were significant increases in IL-13, IL-13Rα1, and IL-13Rα2 mRNA and protein concentrations in nasal polyp epithelium (Liu et al., 2018). Moreover, IL-13 treatment resulted in mucus overproduction and impairment of ciliary function of human nasal epithelial cells. Therefore, an anti-IL-13 strategy, such as tralokinumab, may be helpful in the management of patients with nasal polyps. Unfortunately, there are no clinical trials of treatment of CRSwNP with anti-IL13 mAbs. Interestingly, patients treated with dupilumab, a mAb against IL-4Rα, the common receptor for both IL-4 and IL-13 had a significant reduction in polyp size and improvement in symptoms and nasal and olfactory function (Bachert et al., 2016).
Concluding Remarks and Perspectives
Three phase 2 clinical trials (Piper et al., 2013; Brightling et al., 2015; Russell et al., 2018) and three phase 3 clinical trials (Panettieri et al., 2018; Busse et al., 2019) have shown that tralokinumab did not lower the annual exacerbation rate and did not improve ACQ-6 scores compared to placebo in severe uncontrolled asthmatic patients. These negative findings parallel the results of two replicate, phase 3 trials with lebrikizumab (Hanania et al., 2016). These negative results are surprising given the wide spectrum of pro-inflammatory and pro-fibrogenic activities of IL-13 in experimental models of asthma (Chu et al., 1998; Laporte et al., 2001; Komai et al., 2003; Kanoh et al., 2011) and in asthmatic patients (Huang et al., 1995; Kroegel et al., 1996; Boniface et al., 2003; Truyen et al., 2006; Saha et al., 2008; Jia et al., 2016).
There are several possible explanations of these negative findings. First, it is likely that IL-13 is not the main cytokine involved in the complex network of severe asthma pathogenesis, meaning blocking it alone is ineffective. Second, as shown in several trials (Brightling et al., 2015; Hanania et al., 2016; Panettieri et al., 2018), the biomarkers (e.g., periostin, DPP-4, peripheral eosinophil count) used to identify responders to anti-IL-13 therapy are not optimal. Third, in both experimental models (Walter et al., 2001) and clinical studies (Brightling et al., 2015; Hanania et al., 2016; Panettieri et al., 2018) blocking IL-13 appears to have no effect on reducing tissue or blood eosinophilia, the pathophysiological feature most closely linked to asthma exacerbations. Fourth, perhaps the route of administration (i.e., s.c.) and the size of the anti-IL-13 mAb particles are not ideal. For instance, it has been reported the preliminary efficacy of a nebulized inhaled anti-IL-13 mAb antigen-binding fragment in macaque model of asthma (Lightwood et al., 2018). Finally, we cannot exclude the possibility that some of these negative findings could be due to the inclusion in clinical trials of patients with Th2-low asthma.
Interestingly, the initial attempts to develop cytokine therapies for asthma focusing on antagonizing IL-4 were also unsuccessful (Hart et al., 2002; Steinke 2004), as was an attempt to block the combined receptor (Wenzel et al., 2007; Burmeister Getz et al., 2009). By contrast, dupilumab, which binds to IL-4Rα and consequently blocks both IL-4 and IL-13 signaling, decreases asthma exacerbations and improves respiratory symptoms in patients with persistent asthma (Castro et al., 2018; Rabe et al., 2018). These observations suggest that only the effective simultaneous blockade of signaling from two main cytokines (i.e., IL-4 and IL-13) is effective in the treatment of severe asthma. Using allergic preclinical models, it has been demonstrated that the combined blockade of the IL-13 and IL-33 pathways leads to a greater inhibition of type 2 inflammation over inhibition of either pathway alone (Ramirez-Carrozzi et al., 2017). Similarly, co-blockade of IL-13 and IL-25 attenuated AHR, eosinophil infiltration in the lung, and mucus hyperproduction in a mouse model of OVA-induced asthma (Zhang et al., 2017). Recently, a novel dual antagonist anti-TSLP/IL-13 bispecific antibody has been described (Venkataramani et al., 2018). It will be interesting to see whether combinatorial blockade of multiple cytokines, including IL-13, may yield additional efficacy over single-axis therapies alone.
It is intriguing that IL-13 blockade modulates several aspects of different experimental models of allergic asthma (Laporte et al., 2001; Walter et al., 2001; Komai et al., 2003; Munitz et al., 2008; Chen et al., 2013; Ma et al., 2013; Chachi et al., 2017). Moreover, recent results demonstrate that anti-IL-13 antibody improves bronchial hyperresponsiveness and mucus production in a mouse model of non-allergic asthma (Gungl et al., 2018). These positive experimental results contrast with negative results in the treatment of asthmatic patients with different anti-IL-13 mAbs (tralokinumab and lebrikizumab) (Piper et al., 2013; Brightling et al., 2015; Hanania et al., 2016; Panettieri et al., 2018; Russell et al., 2018; Busse et al., 2019). These findings highlight that the results from murine studies do not always predict clinical effectiveness.
In conclusion, despite several efforts, attempts to demonstrate a benefit of anti-IL-13 in patients with severe asthma remain unproven. While this may be because the right predictive biomarkers or patient phenotypes have not yet been identified, it is perhaps more likely that there is enough redundancy in the pathophysiology of severe asthma to persist without IL-13. This is not to say, at this stage, that another clinical indication might not be found for IL-13-blocking drugs in future.
All authors contributed to reviewing the current literature and writing of the manuscript and approved the final version of the paper. Conceptualization: GM, GS, GV. Original draft preparation: GM, GS, GV. Final editing: GM, FG, VP, AP, EH, SL, GS, GV.
This work was supported in part by grants from CISI-Lab Project (University of Naples Federico II) and TIMING Project (Regione Campania).
Conflict of Interest
EH is advisory board member for AstraZeneca, Sanofi- Genzyme, Novartis, GSK, Circassia, Nestlè, and Purina.
The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
The authors thank the members of CISI Laboratory-WAO Center of Excellence and our colleagues for their contributions to some of the work reviewed herein and we apologize to the authors who have contributed importantly to this field and whose work was not cited because of space restrictions. The authors thank Dr. Gjada Criscuolo for a critical reading of the manuscript and the medical graphic artist Fabrizio Fiorbianco for the elaboration of figures.
ACQ, asthma control questionnaire; AHR, airway hypersensitivity; BAL, bronchoalveolar lavage; CRSwNP, chronic sinusitis with nasal polyps; DC, dendritic cell; ERK, extracellular signal-regulated kinase; DPP-4, dipeptidyl peptidase-4; FcεRI, high affinity receptor for IgE; FeNO, fraction of exhaled nitric oxide; FEV1, forced expiratory volume in the first second; ILC, innate lymphoid cell; JAK, Janus kinase; LABA, long-acting β2-agonist; ICS, inhaled glucocorticoid; mAb, monoclonal antibody; OVA, ovalbumin; PEF, peak expiratory flow; PGD2, prostaglandin D2; PRO, patient-reported outcomes; SABA, short-acting β2-agonist; STAT6, signal transducer and activator of transcription; TSLP, thymic stromal lymphopoietin; TYK2, tyrosine kinase 2; VCAM, vascular cell adhesion molecule.
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Keywords: asthma, biologics, chronic rhinosinusitis, interleukin 4, interleukin 13, nasal polyposis, tralokinumab
Citation: Marone G, Granata F, Pucino V, Pecoraro A, Heffler E, Loffredo S, Scadding GW and Varricchi G (2019) The Intriguing Role of Interleukin 13 in the Pathophysiology of Asthma. Front. Pharmacol. 10:1387. doi: 10.3389/fphar.2019.01387
Received: 22 July 2019; Accepted: 31 October 2019;
Published: 06 December 2019.
Edited by:George Grant, University of Aberdeen, United Kingdom
Reviewed by:Koshika Yadava, University of Oxford, United Kingdom
Laurent Pierre Nicod, University of Lausanne, Switzerland
Katherina Sewald, Fraunhofer Institute for Toxicology and Experimental Medicine (FHG), Germany
Copyright © 2019 Marone, Granata, Pucino, Pecoraro, Heffler, Loffredo, Scadding and Varricchi. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Gilda Varricchi, email@example.com
†ORCID: Giancarlo Marone, orcid.org/0000-0003-0233-7830
Francescopaolo Granata, orcid.org/0000-0002-2793-8889
Valentina Pucino, orcid.org/0000-0002-7683-4568
Enrico Heffler, orcid.org/0000-0002-0492-5663
Antonio Pecoraro, orcid.org/0000-0003-3617-2819
Stefania Loffredo, orcid.org/0000-0002-5871-1898
Guy Scadding, orcid.org/0000-0002-6458-6771
Gilda Varricchi, orcid.org/0000-0002-9285-4657