ORIGINAL RESEARCH article

Front. Polit. Sci., 13 May 2021

Sec. Political Participation

Volume 3 - 2021 | https://doi.org/10.3389/fpos.2021.661257

The Effect of Frames on COVID-19 Vaccine Resistance

  • 1. Department of Urban Studies, Georgia State University, Atlanta, GA, United States

  • 2. Department of Political Science, Georgia State University, Atlanta, GA, United States

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Abstract

In order to control the spread of infectious diseases such as COVID-19, it will be important to develop a communication strategy to counteract “vaccine resistance”, that is, the refusal to take the COVID-19 vaccine even when available. This paper reports the results of a survey experiment testing the impacts of several types of message content: the safety and efficacy of the vaccine itself, the likelihood that others will take the vaccine, and the possible role of politics in driving resistance to the vaccine. In an original survey of 1,123 American M-Turk respondents conducted in the summer of 2020, we provided six different information conditions suggesting the safety and efficacy of the vaccine, the lack of safety/efficacy of the vaccine, the suggestion that most others would take the vaccine, the suggestion that most others would not take the vaccine, the suggestion that the vaccine is being promoted by liberals to gain greater control over individual freedom, and the suggestion that its approval is being by President Trump rushed for political motivations. We compared the responses for those in the treatment groups with a control group who received no additional information. In comparison to the control group, those who received information about the safety/efficacy of the vaccine were more likely to report that they would take the vaccine, those who received information that others were reluctant to take the vaccine were more likely to report that they themselves would not take it, and those who received information about political influences on vaccine development expressed resistance to taking it. Communication of effective messages about the vaccine will be essential for public health agencies that seek to promote vaccine uptake.

Introduction

Vaccination programs have reduced the toll of infectious diseases by preventing infection or reducing the severity of symptoms, contributing to higher standards of public health by lowering morbidity and mortality rates (Andre et al., 2008). But vaccination programs are effective in providing herd immunity only when they are accepted by large segments of the population. Response to a vaccine can be understood as a continuum ranging from outright refusal to active demand for immediate uptake (Dubé et al., 2013; Larson et al., 2014). Vaccine resistance, defined as the unwillingness to get vaccinated when one is available (Lazer et al., 2021), has been identified by the World Health Organization as one of the top ten threats to global health (World Health Organization 2019; Puri et al., 2020). According to the COVID States Project, 21% of adults in the United States in February 2021 were considered “vaccine resistant”, while 31% were classified as “vaccine hesitant”, indicating that they preferred to wait until others have been vaccinated before making a personal decision on the matter (Simonson et al., 2021). In the COVID-19 pandemic of 2020–2, as in future outbreaks of vaccine-preventable illness, it will be important to combat this resistance/hesitancy and to promote vaccine uptake through effective communication strategies (Nyhan et al., 2014; French et al., 2020).

An understanding of how different types of information may influence the public’s beliefs and vaccination intentions is required in order to develop an effective communication strategy. The contribution of this paper is the examination of the causal effect of exposure to pro- and anti-vaccination message frames on individuals’ reported likelihood of getting vaccinated for COVID-19. The case study we examine here is the situation in the summer of 2020 surrounding beliefs about a vaccine for COVID-19 that had not yet been approved, but the implications are transferrable to the acceptance of vaccines developed in the future as well.

Framing Effects and Vaccination Resistance Vs. Uptake

Communication about the development and testing of any vaccine is transmitted through “frames” used in the message. For example, a media frame, or frame in communication, refers to “words, images, phrases, and presentation styles that a speaker (e.g., a politician, a media outlet) uses when relaying information about an issue or event to an audience” (Chong and Druckman 2007, 100). An emphasis framing effect occurs when exposure to a media frame causes an audience to privilege the specific consideration(s) made salient when forming an overall opinion on any issue (Druckman 2001). For example, the New York Times published an article on November 19, 2020 that announced the results from a successful COVID-19 vaccine trial with the headline, “Pfizer Says New Results Show Vaccine is Safe and 95% Effective” (Thomas 2020). Similarly, NBC News ran a story on December 9, 2020 that was headlined, “FDA: Pfizer’s COVID-19 Vaccine Safe and Effective After One Dose” (Edwards 2020). This emphasis in the news on the safety and efficacy of the vaccine and its potential to prevent mild and severe forms of COVID-19 highlights an important positive “frame”, or “subset of potentially relevant considerations”, that may influence attitudes about whether or not to get vaccinated, an important antecedent of the actual behavior (Ajzen 1991). We focus exclusively on emphasis framing effects and not equivalency framing effects that occur when positive or negative information unconsciously influences preferences (Tversky and Kahneman 1981; Druckman 2004).

The empirical study described here contributes to the understanding of the impact of message framing on vaccine resistance/uptake. We tested the impacts of several types of emphasis frames: two emphasizing the safety and efficacy (or their absence) of the vaccine, two emphasizing the likelihood that taking the vaccine would be in accord (or not) with general social norms, one suggesting that the entire discussion of vaccines is being shaped by “radical liberals” and media elites who want to exert more government control over individual behavior, and one suggesting that President Trump is pressuring the FDA to rush the approval of a COVID-19 vaccine in order to provide an “October Surprise” that might boost his chances of re-election. Given the polarizing nature of media coverage surrounding the vaccine’s development and approval process in the months leading up to August 2020 when our study was fielded, we anticipated that the effectiveness of the “political frames” might depend on whether the respondents’ political in-group was cast in a positive or a negative light.

Because of its significance to public health, there have been numerous studies of the factors that cause vaccine hesitancy and resistance (Hornsey et al., 2018; Puri et al., 2020; Thunstrom et al., 2020). Most of the studies have focused on decision-making in the context of parents vaccinating their children, the acceptance of the HPV vaccine, or decision-making with respect to uptake of the flu vaccine (Brewer et al., 2007; Dubé et al., 2013; Smith et al., 2017; Kim et al., 2019; Callaghan et al., 2020). In a review of 316 articles on framing in health communication, Guenther et al. (2020) noted that most experimental studies to date have focused on the relative persuasiveness of “gain” as opposed to “loss” frames. In other words, these studies look at the relative persuasiveness of frames that emphasize the “gains” of taking an action or compliance as opposed to the “losses” of not engaging in a particular behavior or noncompliance (e.g., applying sunscreen, scheduling a cancer screening exam, getting vaccinated). Issue frames that are applicable to a single issue or emphasis frames that emphasize different dimensions of an issue are the dominant form of political communication (Druckman 2001; Brugman and Burgers 2018). As Penta and Baban (2018) noted, there has been insufficient scholarly attention to effective messages that appear in the context of realistic news settings, and additional work is needed to better understand how to craft effective interventions that promote vaccine uptake.

Vaccine Safety and Efficacy

The influence of perceived safety on vaccine resistance has been a finding of several meta-analyses of the scientific literature. In a review of 2,791 studies published between 1990–2019, Sweileh (2020) found that although the reasons for vaccine refusal varied depending on the disease and on the cultural and national context, the overwhelming reason was fears about the safety of the vaccines. Yaqub et al. (2014) reviewed 1,187 articles published between 2009 and 2012, primarily about HPV and flu vaccines, and found that “fear of adverse side effects and vaccine safety” were the leading reasons for hesitancy or refusals, both in the general population and among healthcare professionals. Similarly, a review of 2,895 articles in English, French and Spanish from 2004–2014 (Karafillakis and Larson 2017, 4,846) found that although different concerns were expressed about vaccine safety for different types of vaccines, the “largest area of concern was vaccine safety.” In a study of childhood vaccine safety, van der Linden et al. (2015) found that agreement with a statement that “90% of medical scientists agree that vaccines are safe” was the most important predictor of public support for vaccines. Similarly, an analysis of 25 national samples from 12 different countries showed that “trust in experts” was the most consistent predictor of vaccine acceptance (Kerr et al., 2020). Finally, a more recent study found that presenting individuals with information specifically about a COVID-19 vaccine’s safety increased Americans’ plans to get vaccinated (Motta 2021).

Along with safety, the efficacy of a vaccine is also important in the decision-process (Motta 2021). In a study manipulating an H1N1 vaccination message along with perceived safety, efficacy, susceptibility to the disease and severity, Nan et al. (2012), Nan et al. (2016) found that the most important factor in the acceptance of the vaccine among older adults was perceived efficacy. Similarly, Chapman and Coups (1999) found that perceived efficacy of the flu vaccine was the most important factor in its acceptance by healthy adults, followed closely by the likelihood that it would not have side effects. News stories focused on considerations about the safety and efficacy of any COVID-19 vaccine has been persistent from the fall of 2020 to the present.

In the case of the COVID-19 vaccine, based on the large body of empirical literature emphasizing the importance of both safety and efficacy in the decision to accept a vaccine, we propose the following: Individuals presented with a message that emphasizes the safety and effectiveness of a vaccination for COVID-19 will increase their intentions to get vaccinated (Hypothesis 1a). Individuals who are presented with a message that emphasizes the lack of safety and potential ineffectiveness of any approved vaccine for COVID-19 will decrease their intentions to get vaccinated (Hypothesis 1b).

Normative Social Influence

A long scholarly tradition has demonstrated the impact of “social norms” on behavior changes. Social norms are the “tacit rules that members of a group implicitly recognize and that affect their decisions and behavior” (Brewer et al., 2017, 170). Cialdini et al. (1991) distinguished two distinct types of social norms: those that are “injunctive”, informing people about what is approved or disapproved, and those that are “descriptive” of typical or common behavior. Examples of experimental manipulations of social norms to change behavior include studies of college binge drinking (Perkins and Craig 2002), smoking (Linkenbach et al., 2003), hotel towel reuse (Goldstein et al., 2008), and energy conservation (Schultz et al., 2007; Bolsen 2013).

The underlying principle for the operation of descriptive social norms is that most people want to bring their behavior in line with what they perceive to be the behavior of others (Brewer et al., 2017). A descriptive social norms marketing campaign will therefore outline what a majority of people are doing in order to get the target audience to conform. Research has shown that “strategic messaging” that highlights a social norm can have an influence on behavioral decisions ranging from voting (Gerber et al., 2008) to using weight-loss products (Lim et al., 2020) or charitable giving (Croson et al., 2009). Indeed, the application of the scholarly findings about social norms into popular marketing has been familiar in the multitude of advertisements that suggest that “everyone else” is buying or participating in what is being sold (Melnyk et al., 2019).

Social norms may also have a negative effect on behavior because the perception that “everyone is not doing it” will decrease the intention to act (Kahan 2014, 4). In such instances, even when the intention is to increase the acceptance of a behavior, communicating that people are not adopting this behavior may have the unintended effect of decreasing engagement in the pro-social behavior being promoted (Murray and Matland 2014; Palm et al., 2020; Rimal and Real 2005; but see; Hassell and Wyler 2019).

Several studies have examined the impact of social norms on the adoption of various vaccines (Xiao and Borah 2020). Allen et al. (2009) found that social norms, that is, the perceived behavior of friends who either had already been vaccinated or were considering the vaccine, were the strongest predictors of the intent to be vaccinated against human papillomavirus (HPV). Brunson (2013) identified the role of descriptive social norms in parental decisions about their children’s vaccinations. De Bruin et al. (2019) documented the impact of perceived vaccine coverage in the social circle (defined as people with whom the respondent had regular contact) on vaccination behavior for influenza. Similarly, Parker et al. (2013) found that social influence, that is, the likelihood that people around the respondent were being vaccinated, was the most common reason for choosing to get a flu vaccine.

Because of the consensus in the literature concerning the likelihood that people will try to make their behavior conform with their perceptions of the behavior of others, we hypothesize that: Exposure to a message that emphasizes other Americans’ willingness to get vaccinated for COVID-19 will increase individuals’ intentions to get vaccinated (Hypothesis 2a). Conversely, exposure to a message that emphasizes other Americans’ unwillingness to get vaccinated for COVID-19 will decrease individuals’ intentions to get vaccinated (Hypothesis 2b).

Politicization and Vaccine Resistance/Uptake

Vaccine resistance not only has a long history, but it also reflects “historical events and individual belief systems reflective of different societal periods” (McAteer et al., 2020, 703). Not surprisingly, then, the issues around the development of a COVID-19 vaccine too have become an issue intertwined with politics in the United States. The public has become sharply divided about all aspects of the science surrounding COVID-19 from the viruses’ origin (Bolsen et al., 2020) to perceptions about the effectiveness of various government policies seeking to mitigate its impacts (Rutjens et al., 2021). A content analysis of newspaper and television coverage surrounding the issue from March to May 2020 showed that politicians were featured as often or more often than scientists (Hart et al., 2020). A recent survey in the US found that an increase in conservatism also increased the odds of vaccine resistance; moreover, those who intended to vote for President Trump in 2020 were 35% more likely to report that they would refuse a COVID-19 vaccination (Callaghan et al., 2020). Another study reported that when Republicans were exposed to an anti-vaccination argument posted on Twitter by President Trump, they became more concerned about getting vaccinated (Hornsey et al., 2020).

While conservatives have expressed higher levels of hesitancy toward a COVID-19 vaccine, President Trump stated publicly that approval of a vaccine before November would help his chances for re-election (Irfan 2020). If this rhetoric creates a perception that political interference occurred on the part of the Trump administration to pressure the FDA for rapid approval, this politicization of the vaccine may have contributed further to vaccine resistance, especially on the part of Democrats who may be motivated to view the President’s decisions about the vaccine as being driven by political goals (Taber and Lodge 2006; Bolsen and Palm 2019). The New York Times published an article voicing concerns about an October Surprise before Election Day and fear that the FDA might approve a vaccine too hastily in order to please the President (Emanuel and Offit 2020). Given this context, we hypothesize that individuals who are exposed to a “political message” stating that the COVID-19 vaccine is being rushed by President Trump for approval prior to Election Day will increase vaccine resistance (Hypothesis 3a). We anticipate that this effect is likely to be most pronounced among Democrats given their distrust toward President Trump as members of a political out-group during a divisive election.

Another political argument that surfaced in United States media was that the government should require “compulsory vaccinations” for COVID-19 “to win the war against the novel coronavirus” (Lederman et al., 2020). This rhetoric sometimes appeared alongside claims that “Operation Warp Speed” was a way to further regulate the lives of Americans and enrich drug companies. This sort of rhetoric feeds into concerns about “big government” regulating the lives of individuals and usurping personal choices about private health matters (Kavalski and Smith 2020; Dougherty 2021). We hypothesize that a message that emphasizes that the liberal media is pushing for “mandatory vaccinations” and “immunization cards” will increase vaccine resistance (Hypothesis 3b). We anticipate that this effect is likely to be most pronounced among Republicans given the information is associated as coming from the “liberal media” and being used to advance an agenda that includes greater government regulation and restrictions on personal freedom (Taber and Lodge 2006; Palm et al., 2020).

Methods and Materials

We implemented a survey-experiment in August 2020 in which we randomly assigned 1,123 respondents, recruited from Amazon’s Mechanical Turk (MTurk), to one of six experimental conditions that varied emphasis frames about a COVID-19 vaccine or to a control condition. MTurk is an online crowdsourcing platform commonly used in the social sciences to estimate causal relationships; the results are comparable to identical studies fielded on general population samples (Mullinix et al., 2015; Levay et al., 2016). We restricted the sample to United States respondents who had successfully completed at least 100 tasks and had at least a 95% approval rating on MTurk. The sample was large and diverse with respect to demographic and political characteristics: for instance, 41% of respondents identified as Republicans, 22% identified as Independents, and 37% identified as Democrats. Further, our sample is 55% female and 45% male. Other descriptive statistics for the sample are available in the Supplementary Appendix Table A1.

Experimental Treatments and Conditions

Participants in all conditions completed an IRB-approved consent form and were informed that they would be asked some questions about their opinions related to a COVID-19 vaccine. To complete the survey, respondents had to check a box to indicate they had read the following debriefing statement: “At present there is no FDA-licensed vaccine to prevent COVID-19. Vaccines have been highly effective in preventing a range of serious infectious diseases. The FDA has the scientific expertize to evaluate any potential COVID-19 vaccine candidate regardless of the technology used to produce or to administer the vaccine. This includes the different technologies such as DNA, RNA, protein and viral vectored vaccines being developed by commercial vaccine manufacturers and other entities. For factual information about the regulation of COVID-19 vaccine development, please consult this website from the Food and Drug Administration.” We also provided a link to the FDA website from which this language was drawn.

Respondents randomly assigned to the control condition (N = 157) were not exposed to any information prior to answering our key outcome measures (described below). Respondents randomly assigned to one of six other conditions were exposed to a message that was about 220 words long. The message varied the emphasis frame in the story’s headline and content of a short “article” formatted to mimic a news story about a COVID-19 vaccine. Table 1 reports the headline and full wording we incorporated into each experimental treatment. We used information from published news articles as the basis for our messages, although we edited them for length and reading level (e.g., Bump 2020; Cornwall 2020; Lederman et al., 2020; National Institutes of Health, 2020; Weixel 2020). Because we were attempting to simulate actual news articles, the “descriptive-norm” and “political” versions of our treatments also made reference to the vaccine’s safety and effectiveness to situate these frames in a realistic news-story context. In the real world, frames are often encountered in a context where a mixture of distinct or even competing frames may be present (Chong and Druckman 2007). The treatments were reflective of real-world news stories, but we acknowledge that this design makes it more difficult to isolate aspects of the stimuli that may be driving any observed impact on respondents’ vaccination intentions.

TABLE 1

Scientists are working on a safe and effective COVID-19 vaccine [ N = 172/Safe and effective]
Scientists around the world are working on a vaccine in order to end the COVID-19 pandemic. The vaccine would prevent infection from the virus, or at least reduce its symptoms. At present, we have been asked to wash our hands frequently, avoid close contact in public places and wear a face-mask or cloth covering. These measures help reduce the rate of spread of the disease. However, it is clear that the only way to end the pandemic will be an inexpensive, widely available, safe and effective vaccine. A new vaccine will either prevent the disease or at least reduce its severity. In the United States, the FDA (food and drug administration) has set high standards so that when an approved vaccine is released, it will be safe, have few side-effects, and most of all, will be effective in preventing the illness. The vaccine safety system overseen by the FDA ensures that the vaccine has been carefully tested and evaluated by scientists and medical professionals. The FDA monitors the manufacture of the vaccine to ensure its safety, purity, potency and effectiveness. The vaccine will make everyone safer by stopping the spread and severity of the disease.
A COVID-19 vaccine is neither effective nor safe [N = 159/Unsafe and ineffective]
Throughout time, various viruses and bacterial diseases have emerged and humanity has survived all of them without vaccines. In fact, scientists tell us that in the case of the novel coronavirus (COVID-19), we can go back to living a normal life again once we develop a kind of “herd immunity”. Sweden developed that kind of herd immunity not by closing businesses or taking vaccines, but instead simply by social distancing. There are other issues with any COVID-19 vaccine. First, the vaccine will not be very effective. The FDA (food and drug administration) will approve a vaccine that shows only 50% efficacy. This means that all those who are vaccinated are not immune, but instead will be only 50% less likely to get the disease. Second, the vaccine may have serious side-effects, such as diarrhea, headaches, narcolepsy or even worse. And these side-effects may develop long after this new vaccine is administered, so they won’t be anticipated in the first roll-out of the vaccine. Third, any immunity from a new vaccine is likely to last only a few months, and then another round of vaccinations would be necessary. Recent flu vaccines, with effectiveness ranging from only 19–60% in the past 10 years, last only one season, and the immunity can disappear before the end of the winter.
Most americans say they will get vaccinated against COVID-19 [N = 171/Willing]
The COVID-19 pandemic has disrupted everyday life in the United States in many ways. A safe and effective vaccine will reduce the spread of this disease. Most americans are looking forward to the approval of such a vaccine so that they can become immunized against COVID-19. The results from a recent tracking survey indicated widespread willingness in the United States to take a COVID-19 vaccination. Vaccination is one of the most successful public health advancements in human history. Vaccines have reduced the spread of disease and prevented millions of unnecessary deaths. In the past, scientists have developed vaccines that have cured diseases like measles, small pox, and polio. Vaccines work with the body’s natural defenses to safely develop immunity to the disease. Public health experts say that the only way to end the COVID-19 pandemic will be the development of an inexpensive, widely available, safe and effective vaccine. Most americans report that they plan to become vaccinated against COVID-19 when the vaccine becomes available. More than two-thirds of all americans, and more than three-fourths of those over the age of 55 would take the vaccine. This high level of vaccine acceptance by each and every american is important for our nation to wipe out this pandemic.
Many americans say they will not get vaccinated against COVID-19 [N = 157/Unwilling]
Even if a vaccine were FDA-approved and available to them at no cost, many americans say they will not get vaccinated for COVID-19. The results from a recent gallup tracking survey indicated widespread reluctance in the U.S. to take any COVID-19 vaccination. When asked why they were reluctant to be vaccinated, most responded that they do not trust vaccines or that it is not actually necessary. All medications and vaccines have potential risks that must be carefully weighed against any benefits. Response to any vaccine depends on factors such as a person’s immune system, age, and physical condition. Vaccines such as those developed to protect against the flu virus have only been effective 20–60% over the past 10 years. The FDA will approve a COVID-19 vaccine if it is at least 50% effective, which many think is too low a threshold. Part of americans’ hesitation to take the vaccine may stem from the belief that private companies and governments are “rushing through” clinical trials for a COVID-19 vaccine. This rush to produce a vaccine could lead to shortcuts that result in harmful side effects. The basic history lesson when it comes to vaccines and immunization is that there has always been a risk and there will always be a risk.
Liberal media pushing agenda for “mandatory vaccinations” and “immunization cards” [N = 149/Agenda]
Vaccines are notoriously difficult to make; the vaccine for mumps, the fastest ever developed, took 4 years. Through “operation warp speed” the government is paying billions of dollars to the pharmaceutical companies to develop and manufacture a vaccine to fight COVID-19. The United States Today published an editorial recently stating that the “only answer” to “win the war against the novel coronavirus” in America is “compulsory vaccination–for all of us.” people would be required to get an immunization card for the government to monitor compliance. Those who refuse to be vaccinated “could lose tax credits” and “private businesses could refuse to employ or serve” them. Radical liberals clearly are using the debate over COVID-19 vaccinations to advance an agenda of more government control over people’s personal lives. Amnesty international says it is a basic human right that people should be able to “make our own decisions about our health and body” without fear of being discriminated against. The basic history lesson when it comes to vaccines and immunization is that there has always been a risk and there will always be a risk. Individuals should decide whether they want to take that risk–not government!
President trump pushing for rapid approval of a COVID-19 vaccine [N= 158/Trump]
President trump launched “operation warp speed” earlier this year. It is a groundbreaking partnership between the federal government, scientific community, and private sector to develop a vaccine for COVID-19. The project’s goal is to have 300 million vaccine doses available in record time. “That means big and it means fast,” trump said when he announced the initiative. “A massive scientific, industrial and logistical endeavor unlike anything our country has seen since the manhattan project.” some have worried that president trump might pressure the United States food and drug administration (FDA) to approve a COVID-19 vaccine before election day (an “October surprise”). The fear is that the FDA might approve the vaccine based on flimsy safety and efficacy data to please the president, according to an editorial published in the New York Times. Public health experts say the United States government is making a risky bet by focusing so much of its pandemic response on the hope that a shot will end the coronavirus’ devastating march. “There’s no guarantee that a vaccine is going to work,” said luciana borio, who served as the FDA’s acting top scientist. “And even if it does, there’s no guarantee that it’ll be the right product for most people, or that the virus won’t mutate.”

Experimental treatments.

Note: The treatments were formatted to look like a real press release and used paragraphs and larger font that displayed here. The baseline condition is the “control condition” (N= 157) that did not receive any information.

Respondents randomly assigned to the safe and effective condition (N = 172) were presented with the headline, “Scientists Are Working on a Safe and Effective COVID-19 Vaccine”, followed by information that a vaccine would be “safe, have few side effects, and most of all, will be effective in preventing the illness” and that it will have been “carefully tested and evaluated by scientists and medical professionals” (NIH 2020). Respondents assigned to the unsafe and ineffective condition (N = 159) were presented with the headline, “A COVID-19 Vaccine is Neither Effective nor Safe”, followed by an information calling into question the efficacy of any FDA-approved vaccine by noting that it will be approved by the FDA if it shows “only 50% efficacy” (FDA, 2020), suggesting that it could have serious side-effects, and that immunity could last only for a few months. Respondents in the willing condition (N = 171) were presented with the headline, “Most American Say They Will Get Vaccinated against COVID-19”, followed by information that included the results from “a recent tracking survey” that “indicated widespread willingness in the U.S.” to take the vaccine. The treatment included additional details explaining why most Americans are willing to get vaccinated (Bump 2020). Conversely, respondents in the unwilling condition (N = 157) saw the headline, “Many Americans Say They Will Not Get Vaccinated against COVID-19”, followed by information from a “recent tracking survey” that “indicated widespread reluctance in the United States to take any COVID-19 vaccination” (Cornwall 2020). It included additional details explaining why many Americans may be hesitant to take the vaccine. Two additional conditions invoked “politics” in an anti-vaccination message. In the agenda condition (N = 149), respondents were presented with the headline, “Liberal Media Pushing Agenda for ‘Mandatory Vaccinations’ and ‘Immunization Cards’’, followed by information suggesting that the rush to develop a COVID-19 vaccine is a way to enrich pharmaceutical companies and for the government to assert greater control over the lives of individuals (Lederman et al., 2020). In the Trump condition (N = 158), respondents read the headline, “President Trump Pushing for Rapid Approval of a COVID-19 Vaccine”, followed by information raising concern that the FDA might approve a vaccine due to political pressure prior to Election Day, as an “October surprise” (Cohen 2020; Weixel 2020).

The dependent variable that immediately followed exposure to one of the randomized conditions was our measure of vaccine resistance. Participants in all conditions responded to this question: “If an FDA-approved vaccine against the coronavirus becomes widely available, how likely is it that you will get vaccinated?” (1 = extremely unlikely; 7 = extremely likely)1.

Results

To test our hypotheses, we estimate OLS regression models with robust standard errors. We regress the dependent variable (i.e., the measure for vaccine resistance/uptake) on our condition indicators, omitting the Control condition as the reference group (Table 2). We present the results with and without the inclusion of basic demographic covariates–party identification, ideology, gender, age, education, income and minority status–to improve the precision of our estimates of treatment effects and any imbalances across conditions following randomization (Angrist and Pischke 2009; Kam and Trussler 2017). In all models, cell entries contain OLS coefficients representing the difference in means between the treatment condition and the control condition. We also included a manipulation check at the end of the survey where respondents in the treatment conditions were asked if the “news article” they read earlier was opposed to or supportive of getting vaccinated for COVID-19. The treatments were accurately perceived in the directions we intended across all conditions (Supplementary Appendix Table A2).

TABLE 2

(1)(2)
Main effectsDemographics
Coefficientp-valueCoefficientp-value
Safe and effective0.36**0.0500.39**0.036
(0.22)(0.22)
Unsafe and ineffective−0.180.211−0.240.142
(0.23)(0.22)
Willing0.43**0.0280.37**0.045
(0.22)(0.22)
Unwilling−0.40**0.038−0.37**0.047
(0.23)(0.22)
Agenda0.070.3780.010.484
(0.23)(0.22)
Trump−0.34*0.066−0.38**0.044
(0.23)(0.22)
Republican0.30**0.037
(0.17)
Democrat0.59***0.000
(0.17)
Liberal0.14***0.001
(0.04)
Female−0.35***0.002
(0.12)
Education0.27***0.000
(0.05)
Age0.040.165
(0.05)
Income−0.010.235
(0.02)
Minority−0.18*0.073
(0.13)
Constant4.95***0.0003.01***0.000
(0.16)(0.40)
N1,1231,118
Adjusted R20.0170.078
AIC4,758.44,672.9
BIC4,793.64,748.2

Will take vaccine- Main Effects with Demographic Covariates.

Note: Cell entries are OLS coefficients with standard errors in parentheses below. Significant coefficients estimates are denoted with stars based on one-tail p-values presented. The Control condition is used as the reference group and is omitted from the model. *p < 0.10, **p < 0.05, ***p < 0.01.

Our first set of hypotheses tested the degree to which exposure to frames highlighting considerations related to the safety and effectiveness of a COVID-19 vaccine would shift intentions to take the vaccine in the direction of the message. As we predicted (Hypothesis 1a), respondents who read the safe and effective treatment were more likely to express an intention to get vaccinated (b = 0.36, p = 0.05, column 1, Table 2). Counter to our prediction (Hypothesis 1b), reading the not safe treatment had no statistically significant impact on respondents’ willingness to get vaccinated; however, the coefficient in the model for not safe is negative and there is some movement in the expected direction from the control condition.

Our second set of hypotheses was that frames highlighting a descriptive social norm would have an impact on respondents’ intentions regarding vaccine resistance/uptake. As we predicted (Hypothesis 2a and Hypothesis 2b), the unwilling treatment decreased reported intentions to take a COVID-19 vaccine (b = -0.40, p = 0.04, column 1, Table 2), whereas the willing treatment increased reported intentions to get vaccinated (b = 0.43, p = 0.03).

Our third set of hypotheses focused on how exposure to distinct frames that “politicize” the COVID-19 vaccine will increase vaccine resistance and decrease vaccine uptake. As we predicted (Hypothesis 3a), respondents exposed to a framed message emphasizing that President Trump is pressuring the FDA for rapid approval of a vaccine for political purposes were less likely to say that they would take the vaccine (b = −0.34, p = 0.06, column 1, Table 2). However, counter to our prediction (Hypothesis 3b), we find no evidence that the reading an article that politicizes the COVID-19 vaccine by claiming that it is being promoted by a radical liberal agenda seeking to regulate personal health decisions had any effect on respondents’ attitude regarding vaccine resistance/uptake.

We also report, in Table 2, the results from a second OLS regression model that includes the dichotomous variables for condition indicators and additional demographic and political variables that have been associated with vaccine resistance/uptake (Lazer et al., 2021; Simonson et al., 2021). First, as expected given that random assignment was successful, the substantive impact of the treatment effects is unchanged with the inclusion of these additional demographic and political measures; however, the model fit is slightly improved (and the standard errors for each condition’s estimated effect are slightly smaller) with the inclusion of these additional covariates. Second, although we must be cautious about making generalizations given the nature of our sample, we observe that both Democrats and Republicans stated that they are more likely to get vaccinated than Independents in the sample. In addition, similar to findings from surveys of nationally representative samples in the United States, minorities and females are less likely to say they will get vaccinated, while those with higher levels of education and a liberal political ideology are more likely to report a willingness to get vaccinated.

We anticipated, given the general polarization surrounding all aspects of the science of COVID-19 and the nature of our “political frames”, that party identification might moderate the impact of our treatments on respondents’ attitudes about vaccine resistance/uptake. Specifically, we anticipated the framed message highlighting President Trump pressuring for rapid approval for political purposes might have a particularly pronounced influence on Democrats, whereas we anticipated that the framed message emphasizing the role of a liberal media promoting mandatory vaccinations might be especially impactful at generating vaccine resistance among Republicans. We tested for interaction effects between the experimental condition assignment and party identification with an OLS regression (Table 3). Overall, we find almost no evidence that party identification is a moderator of any treatment effect reported in Table 2. The only statistically significant interaction term is for Republicans in the safe and effective condition: Republican respondents in this condition were less likely to say they would get the vaccine relative to other subgroups2. In sum, there was almost no evidence that the “political frames” we employed had a larger effect on specific partisan subgroups in our sample, nor did most of the other messages. This may reflect the fact that with respect to COVID-19 vaccine resistance factors other than partisanship appear to play a more dominant role in resistance to the science (e.g., see Rutjens et al., 2021).

TABLE 3

Coefficientp-value
Safe and effective0.84**0.034
(0.46)
Unsafe and ineffective0.170.358
(0.47)
Willing0.220.318
(0.47)
Unwilling−0.90**0.029
(0.47)
Agenda−0.110.408
(0.47)
Trump−0.320.240
(0.46)
Republican0.300.234
(0.41)
Democrat0.66*0.059
(0.42)
Republican X safe and effective−1.18**0.020
(0.57)
Republican X unsafe and ineffective−0.530.182
(0.58)
Republican X willing0.050.468
(0.58)
Republican X unwilling0.650.134
(0.59)
Republican X agenda−0.010.492
(0.58)
Republican X trump0.160.391
(0.58)
Democrat X safe and effective−0.060.460
(0.58)
Democrat X unsafe and ineffective−0.350.283
(0.60)
Democrat X willing0.370.266
(0.59)
Democrat X unwilling0.580.169
(0.60)
Democrat X agenda0.520.194
(0.60)
Democrat X trump−0.230.348
(0.59)
Constant4.59***0.000
(0.32)
N1,123
Adjusted R20.048

Will take vaccine - treatment effects- Party Identification Interaction.

Note: Cell entries are OLS coefficients with standard errors in parentheses below. Significant coefficients estimates are denoted with stars based on one-tail p-values presented. The Control condition is used as the reference group and is omitted from the model. *p < 0.10, **p < 0.05, ***p < 0.01.

Discussion

It is crucial to know how messages the public receives about a novel vaccine ultimately shape decisions regarding whether or not to get vaccinated (Mheidly and Fares 2020). In this study, information that highlighted the safety and efficacy of an approved vaccine against COVID-19 increased individuals’ willingness to take the vaccine. As noted earlier, this study was done in the summer of 2020 before the FDA issued an emergency use authorization for any vaccine. The finding of a clear causal effect of a single exposure to a message emphasizing the vaccine’s safety and efficacy in the context of a survey suggests that as these messages are encountered in actual media stories, they may have a powerful and lasting effect on vaccine uptake.

The results also demonstrate the powerful impact that communicating descriptive social norms can exert on decisions about whether or not to get vaccinated. The experimental treatments we developed highlighted the degree to which other Americans are willing to get vaccinated for COVID-19. Responses indicating intentions to get the approved vaccine increased when respondents were informed that most Americans plan to get vaccinated in the context of a short article that included additional frames regarding the safety and efficacy of the vaccine. Learning that most Americans are hesitant about getting vaccinated, on the other hand, increased vaccine resistance. Further, we find these effects are not driven by responses among a particular partisan subgroup in our sample, but rather due to the impact of descriptive-norm-based messages across respondents. These findings suggest that messages highlighting the willingness of other Americans to get vaccinated may be an effective way to promote positive vaccination attitudes, intentions and even uptake. Future research might employ more refined treatments that parse out the role that norm-based information exerts on subgroups in the population with relatively higher levels of vaccine resistance/hesitancy, such as parents, younger and female Republican voters, ethnic minorities, and those with strong religious convictions (Lazer et al., 2021; Lin et al., 2021; Rutjens et al., 2021; Simonson et al., 2021).

We also found evidence that frames that invoked political motives of President Trump to rush the approval of the COVID-19 vaccine to help win re-election increased vaccine resistance. Although we expected that respondents who identified themselves as Democrats would be most responsive to this message, we found no difference among the partisan subgroups in the sample. With respect to the second political message, and also counter to our expectation, we found no overall or subgroup effect of the message emphasizing the vaccine being promoted to advance a liberal policy agenda and mandatory vaccinations.

We note two limitations of this study. First, the relatively small size of our partisan subgroups and nature of our convenience sample may limit the ability to reliably detect how a more representative sample of partisans might have reacted to the messages. Second, although the descriptive norm-based frames appeared in the headlines of our treatments and were also emphasized in the body of the text, the messages also mentioned the vaccine’s safety and effectiveness in order to make them seem more realistic. As such, our ability to isolate any specific word(s) or sentence(s) in the stimuli that may have been most impactful in producing the observed treatment effects is limited. Future work should also assess how people respond to simultaneous exposure to framed messages that include competing arguments, since this is more representative of the information environment in which most people live. Further, it will be important to evaluate the duration or persistence of the emphasis framing effects we uncovered.

In order to combat vaccine hesitancy, it is urgent that messaging be carefully and thoughtfully crafted, taking into account what social scientists have learned about the factors that influence message acceptance. Scientific misinformation poses a significant threat to vaccine uptake and can lead to catastrophic public health consequences (Rutjens et al., 2021). Emphasis framing is one important antidote for combatting the effects of scientific misinformation (Levy et al., 2020). We extend this research on framing and vaccine resistance/uptake by evaluating the impact of distinct theoretically motivated messages on attitudes toward getting vaccinated for COVID-19. The results demonstrate the powerful impact of perceptions regarding the safety and efficacy of any vaccine for promoting its uptake. They also suggest that conveying descriptive social norms may be a particularly fruitful avenue for targeted communication campaigns promoting vaccine uptake, for instance, among traditionally skeptical populations. It will be important for future research to identify ways to overcome the deleterious impact of messages that politicize the science surrounding any given vaccine as well, especially given the powerful role political rhetoric can play in stimulating vaccine resistance and scientific misperceptions.

Statements

Data availability statement

The data for this article are publically available at: “Replication Data for The Effect of Frames on COVID‐19 Vaccine Resistance”, https://doi.org/10.7910/DVN/KI2JQR, Harvard Dataverse.

Ethics statement

The studies involving human participants were reviewed and approved by Georgia State University’s IRB.

Author contributions

RP and TB co-designed the study, co-wrote the manuscript, and are equal first authors. JK was primarily responsible for data collection and analysis.

Acknowledgments

We thank the Department of Urban Studies at Georgia State University for support for this research. We thank Susanna Priest for extremely helpful comments. This manuscript has been released as a pre-print at: https://www.medrxiv.org/content/10.1101/2021.01.04.21249241v1.

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Supplementary material

The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fpos.2021.661257/full#supplementary-material

Footnotes

1.^After responding to our main dependent variable (vaccine resistance), we also asked respondents, “In general, how important do you believe it is that all Americans get vaccinated for the coronavirus once an FDA-approved vaccine is widely available?” (1 = not at all important; 7 = extremely important) and “How likely is it that other Americans will get vaccinated if an FDA-approved vaccine against the coronavirus becomes widely available?” (1 = extremely unlikely; 7 = extremely likely). These additional measures are conceptually distinct from “vaccine resistance”. Thus, although the three items are highly correlated and may be appropriately combined into a composite index measuring a single construct (Cronbach’s alpha = 0.74), we focus exclusively on our item tapping vaccine resistance. The treatment effects we report have nearly identical effects on these additional post-treatment measures and are available from the authors upon request.

2.^We calculated the average marginal effects of the experimental treatments by party. The results are available in Supplementary Appendix Table A4.

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Summary

Keywords

COVID-19 vaccination, public opinion, framing, survey-experiment, vaccine resistance

Citation

Palm R, Bolsen T and Kingsland JT (2021) The Effect of Frames on COVID-19 Vaccine Resistance. Front. Polit. Sci. 3:661257. doi: 10.3389/fpos.2021.661257

Received

30 January 2021

Accepted

19 April 2021

Published

13 May 2021

Volume

3 - 2021

Edited by

Christina E. Farhart, Carleton College, United States

Reviewed by

Yuan Wang, City University of Hong Kong, Hong Kong

Davide Morisi, Collegio Carlo Alberto, Italy

Updates

Copyright

*Correspondence: Toby Bolsen,

†These authors have contributed equally to this work and share first authorship

This article was submitted to Political Participation, a section of the journal Frontiers in Political Science

Disclaimer

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.

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