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Front. Astron. Space Sci., 22 December 2017 |

C IV Broad Absorption Line Variability in QSO Spectra from SDSS Surveys

Demetra De Cicco1*, William N. Brandt2,3,4, Catherine J. Grier2 and Maurizio Paolillo1,5,6
  • 1Department of Physics, University of Naples Federico II, Napoli, Italy
  • 2525 Davey Laboratory, Department of Astronomy and Astrophysics, Pennsylvania State University, University Park, PA, United States
  • 3Institute for Gravitation and the Cosmos, Pennsylvania State University, University Park, PA, United States
  • 4104 Davey Laboratory, Department of Physics, Pennsylvania State University, University Park, PA, United States
  • 5National Institute for Nuclear Physics (INFN) - Sezione di Napoli, Napoli, Italy
  • 6Agenzia Spaziale Italiana Science Data Center, Rome, Italy

Broad absorption lines (BALs) in the spectra of quasi-stellar objects (QSOs) are thought to arise from outflowing winds along our line of sight; winds, in turn, are thought to originate from the accretion disk, in the very surroundings of the central supermassive black hole (SMBH), and they likely affect the accretion process onto the SMBH, as well as galaxy evolution. BALs can exhibit variability on timescales typically ranging from months to years. We analyze such variability and, in particular, BAL disappearance, with the aim of investigating QSO physics and structure. We search for disappearing C IV BALs in the spectra of 1,319 QSOs from different programs from the Sloan Digital Sky Survey (SDSS); the analyzed time span covers 0.28–4.9 year (rest frame), and the source redshifts are in the range 1.68–4.27. This is to date the largest sample ever used for such a study. We find 67 sources (5.1-0.6+0.7% of the sample) with 73 disappearing BALs in total (3.9-0.5+0.5% of the total number of C IV BALs detected; some sources have more than one BAL that disappears). We compare the sample of disappearing BALs to the whole sample of BALs, and investigate the correlation in the variability of multiple troughs in the same spectrum. We also derive estimates of the average lifetime of a BAL trough and of the BAL phase along our line of sight.

1. Introduction

The ultraviolet spectra of quasi-stellar objects (QSOs) are characterized by prominent emission features originating from transitions such as C IV, Si IV, N V, and additional lower ionization transitions, like Al III and Mg II (e.g., Weymann et al., 1991; Murray et al., 1995; Vanden Berk et al., 2001). In 10–20% of optically selected QSOs, in addition to the emission lines, absorption lines are detected, and they are typically blueshifted up to 0.1c with respect to the corresponding rest-frame feature.

The presence of such absorption lines is thought to be related to a relevant momentum transfer from the QSO radiation field to the gas which gives rise to the observed lines. Specifically, absorption features are thought to originate from radiatively accelerated outflowing winds along our line of sight. According to the leading models, winds originate from the accretion disk, at distances on the order of 10−2–10−1 pc from the central supermassive black hole (SMBH); they affect the observed QSO properties, like UV and X-ray line absorption and high-ionization line emission, and enable the accretion mechanism as they remove from the disk the angular momentum released by the accreting material. Also, they likely play a leading role into galaxy evolution by evacuating and redistributing gas from the host galaxy, and by preventing new gas inflow into the galaxy, thus significantly affecting star formation processes (e.g., Di Matteo et al., 2005; Capellupo et al., 2012).

Several models have been proposed to describe QSO winds and, according to most of them, the observed absorption features could be the effect of a specific viewing angle, as winds are thought to originate in the equatorial region of a QSO. As an example, Elvis (2000) proposes a funnel-shaped, biconical structure for broad absorption lines (BAL) outflowing winds, where some instability in the accretion disk at distances on the order of 10−2 pc from the central SMBH originates a vertical, cylindrical stream; centrifugal forces combined with radiation pressure cause the bending of the stream outwards radially when the vertical velocity equals the radial velocity, and the stream is accelerated to typical BAL velocities. Hence, depending on which direction we look at, we will be able or not able to detect absorption features, and such a structure therefore accounts for the lack of detection of absorption lines in a large fraction of QSO spectra, assuming that, in such instances, we are looking at the funnel from a face-on direction. Alternative hypotheses about QSO absorption lines see them as the signature of a peculiar stage of QSO evolution (e.g., Green et al., 2001). Sometimes a blue asymmetry in the C IV emission line is observed, and this has been associated with outflows (see, e.g., Sulentic et al. 2017).

Any model describing QSO winds must take into account the so-called overionization problem: the X-ray and UV emission from QSOs is expected to overionize the gas it encounters in the inner regions of the QSO, hence spectral lines should not be detected at all. Possible explanations for their existence generally involve the presence of some shielding material between the radiation source and the gas (e.g., Murray et al., 1995), or a density gradient along the line of sight, giving rise to different ionization states of the outflowing gas (Baskin et al., 2014).

Absorption lines are delimited by a maximum and a minimum velocity1, υmax and υmin; it follows that we will also have a central velocity υc = (υmax + υmin)/2, which identifies the position of the absorption line, and a line width in terms of velocity, defined as Δυ = ∣υmax − υmin∣. Such width is generally referred to in classifying absorption lines: Δυ ≥ 2,000 km s−1 defines BALs, while Δυ < 500 km s−1 defines narrow absorption lines (NALs); features in between are labeled “mini-BALs.”

Since the 1980s we have known that the equivalent width (EW) of BAL troughs can vary on rest-frame timescales typically ranging from months to years (but also much shorter, sometimes; see, e.g., Grier et al., 2015, where the variability of a C IV BAL trough on rest-frame timescales of ≈1.20 days is discussed), and several attempts to investigate such variability have been made; past studies generally suffered from restrictions either in the sample size or in the length of the observing baseline. In order to report a few examples of such studies, we mention the work by Barlow (1993), where a sample of 23 QSOs were monitored over a ≈1 year timescale, leading to the detection of BAL variability for 15 sources; the analysis by Lundgren et al. (2007), searching for C IV BAL variability in a sample of 29 QSOs over a <1 year baseline, and the work by Gibson et al. (2008), investigating C IV BAL variability in a sample of 13 QSOs over a 3–6 year baseline (all the mentioned timescales are rest frame). Filiz Ak et al. (2012) present the first statistical analysis of C IV BAL disappearance making use of data from various projects that are part of the Sloan Digital Sky Survey-I/II/III (SDSS-I/II/III; e.g., York et al., 2000). A sample of 582 QSOs is analyzed over a 1.1–3.9 year baseline, and disappearances are detected in the spectra of 19 QSOs.

Here we briefly discuss the results of our analysis of C IV BAL variability and, more specifically, disappearance; our work extends the sample analyzed in Filiz Ak et al. (2012), as more SDSS spectra became available, and is based on a sample of 1,319 sources. This makes our sample the largest available so far for such a study, and its size allowed us to perform a reliable statistical analysis. Our ultimate goal is to gain insight into the physical processes driving BAL variability and the properties of the regions where winds are thought to originate, in order to extend our knowledge of QSO structure and evolution. The full work is described in detail in De Cicco et al. (in preparation).

2. Materials and Methods

2.1. Sample Selection

We analyzed C IV BAL disappearance in the spectra of 1,319 optically bright (i band magnitude < 19.3 mag) QSOs selected from a larger catalog of 5,039 objects (Gibson et al., 2009) where BALs were detected. Sources must be in the redshift range 1.68 < z < 4.93 for C IV BALs to be detectable in SDSS spectra, since their blueshifted velocities can be in the range from −30,000 to 0 km s−1 (Gibson et al., 2009); in particular, for our sample we have 1.68 < z < 4.27. For each source at least two spectra are available: one, more recent, from the SDSS-III Baryon Oscillation Spectroscopic Survey (BOSS; e.g., Dawson et al., 2013), and the other from an SDSS-I/II survey program. The rest-frame timescales between observations in a pair are in the range 0.28–4.9 year. Some of the 1,319 sources show more than one C IV BAL trough (Section 3).

Following other works from the literature (e.g., Filiz Ak et al., 2012), we restrict our analysis to C IV BALs with −30,000 ≤ υmax ≤ −3,000 km s−1 in order to minimize contamination from the C IV emission line on the red end of the line and from the Si IV emission/absorption features on the blue end.

2.2. Data Reduction

Here we briefly outline the data reduction process, which will be described in detail in De Cicco et al. (in preparation).

Essentially, we correct for systematics originating from spectrophotometric calibration errors following Margala et al. (2016), and mask bad pixels on the basis of the header files of our spectra. Galactic extinction is corrected following Cardelli et al. (1989), on the basis of a Milky Way extinction model, with visual extinction coefficients from Schlegel et al. (1998). Redshifts from Hewett and Wild (2010) are used to obtain rest-frame wavelengths.

In the continuum fit process we follow Grier et al. (2016) and Gibson et al. (2009). We adopt a reddened power law model, making use of the Small Magellanic Cloud-like reddening curve discussed in Pei (1992). We identify a set of regions (labeled “RLF,” which stands for “relatively line-free”) where emission/absorption features are generally negligible, and use them for the continuum fit. Specifically, our RLF correspond to the following wavelength ranges: 1,280–1,350, 1,425–1,450, 1,700–1,800, 1,950–2,200, 2,650–2,710, 3,010–3,700, 3,950–4,050, 4,140–4,270, 4,400–4,770, and 5,100–6,400 Å. All of them but one (1,425–1,450 Å) where used in Gibson et al. (2009). Here, following Grier et al. (2016), we introduce the mentioned additional RLF, to be used for sources with a redshift z < 1.85 in order to obtain a better fitting of the blue end of the spectrum. A non-linear least squares analysis is performed iteratively, with a 3σ threshold allowing us to reject outliers at each iteration in order to minimize the contamination by prominent features happening to fall in our RLF regions. Iterative Monte Carlo simulations, where random Gaussian noise is added to each spectrum to be fitted, define the uncertainties in the continuum, after Peterson et al. (1998) and Grier et al. (2016).

3. Results and Discussion

After converting wavelengths into velocities, we identify all the C IV BAL troughs in our SDSS-I/II spectra, requiring their flux to extend below 90% of the normalized continuum level, as is common practice. In some cases we detected more than one C IV BAL trough in a spectrum, corresponding to different blueshifted velocities. We then search the corresponding region in the corresponding BOSS spectrum, and assume a BAL disappears if we detect only NALs, or no troughs at all. For some sources we have multiple SDSS-I/II epochs and/or multiple BOSS epochs: if this is the case, we select the most recent SDSS-I/II epoch where we detect a C IV BAL trough, and the less recent BOSS epoch where a BAL disappears, as we aim at probing the shortest accessible timescales and the fastest variability. We find 1,874 BALs (hereafter, main sample) in the SDSS-I/II spectra of our 1,319 BAL QSOs, with the spectra of 427 sources exhibiting more than one C IV BAL trough2. In Figure 1 we show the SDSS-I/II and BOSS spectra of one of our QSOs, where a disappearing BAL, together with a non-disappearing BAL, can be observed.


Figure 1. Overplot of a pair of SDSS-I/II (red) and BOSS (black) spectra showing a disappearing BAL trough and an additional non-disappearing BAL trough. We report the source ID in our catalog, the SDSS ID, the redshift, and the rest-frame time difference between the two spectra. Plots are limited to the wavelength window where C IV BAL disappearance can be observed. Horizontal axes: rest-frame wavelength (bottom) and velocity (top); vertical axis: normalized flux. Horizontal dashed line: normalized flux density = 1; dash-dot line: normalized flux density = 0.9. Vertical dashed lines: Si IV (1,394 Å) and C IV (1,549 Å) emission lines (rest-frame wavelengths). Red/black horizontal lines: BAL troughs in the SDSS-I/II/BOSS spectra; blue bars: SDSS-I/II BAL troughs that disappear in BOSS spectra. The regions corresponding to SDSS-I/II BAL troughs are shaded for better visualization.

For each source we perform a two-sample χ2 test comparing the two sets of points corresponding to normalized flux density values in the SDSS-I/II and BOSS windows where we detect a disappearance (indicated by blue bars in Figure 1), and assume that a disappearance is reliable if the χ2 test probability for the BAL variation to be not random is Pχ210-4; this returns a sample of 67 sources with at least one C IV BAL trough that disappears in their spectra. Specifically, this sample includes three objects whose spectra show two C IV BALs that disappear, and two sources where the C IV disappearing BALs are three. This means that, in total, we detect 73 C IV disappearing BALs in the spectra of our sample of 67 sources. This means that in the BOSS spectra of the QSOs in our main sample we detect 1,801 (i.e., 1,874–73) C IV BAL troughs; specifically, if we consider the 67 sources for which we detect a disappearance, there are 40 of them whose BOSS spectra do not show any C IV BALs, and 27 of them where other C IV BAL troughs are still detected. As a consequence, the number of QSOs with C IV BAL troughs in their BOSS spectra is 1,279 (i.e., 1,319–40). We shall deal with the subsample of sources with additional non-disappearing BALs in section 3.3.

The average rest-frame time difference between two spectra where disappearance is observed is Δt is ≃1,123 days, corresponding to a timescale of ≈3.1 year. In Table 1 we gather together all the relevant numbers relative to our sources.


Table 1. Detailed information about our main sample of sources and the sample of C IV disappearing BAL troughs.

3.1. Lifetime Estimates

The fraction of disappearing BAL troughs is defined as the number of C IV BAL troughs that disappear in the BOSS spectra divided by the number of C IV BAL troughs detected in the SDSS-I/II spectra, i.e., fdisapp=73/1,874=3.9-0.5+0.5%. The fraction of QSOs with at least one disappearing BAL trough is defined as the number of QSOs where at least one disappearing C IV BAL trough is detected divided by the total number of QSOs where C IV BAL troughs are detected, i.e., fQSO = 67/1,319 = 5.1-0.6+0.7% (percentage errors are obtained following Gehrels, 1986, where approximated confidence limits are derived based on Poisson and binomial statistics). We can give an estimate of the average lifetime of a BAL trough along our line of sight as the maximum time difference between two epochs for each source divided by the fraction of BAL troughs disappearing over such time; we obtain t¯troughΔtmax/fdisapp=80-10+10 year, the average value of the maximum time difference being 〈Δtmax 〉 ≈ 1,144 days.

Our estimate is roughly consistent with the orbital time (≈50 year; e.g., Filiz Ak et al., 2013, and references therein) of the accretion disk at distances where winds are thought to form, typically, i.e., ≈10−2 pc; hence, disk rotation could possibly be the cause of BAL disappearance, and this may mean that BALs moving out of our line of sight will not be observable anymore, though they may still exist physically.

We know from the literature (e.g., Hall et al., 2002; Filiz Ak et al., 2012) that, if all the C IV BAL troughs in a spectrum disappear, there are generally no additional BALs left, meaning that the source is turned into a non-BAL QSO. In our sample there are 30 sources turning into non-BAL QSOs after their C IV BAL troughs disappear; the fraction of BAL QSOs changing into non-BAL QSOs is therefore ftransform = 30/1,319 = 2.3-0.4+0.5%. This allows us to estimate the lifetime of the BAL phase in a QSO, defined approximately as the aforementioned average of the maximum time difference between two epochs divided by the fraction of BAL QSOs that turn into non-BAL QSOs over that time span: t¯BALΔtmax/ftransform136-24+30 year. Again, we point out that our lifetime estimates are limited to what we see along our line of sight, but do not necessarily constrain the physical existence of a BAL, as it could simply move out of that direction. Also, we note that a BAL could emerge again in a region where a BAL previously disappeared, making the definition of BAL phase a tricky task.

Table 2 is a summary of the main numerical results of our analysis of C IV BAL trough disappearance.


Table 2. Summary of our main numerical findings.

3.2. Velocity Distributions

BALs show some properties, in terms of their velocities, which can help characterize the BAL population. We compare the υmax, υmin, υc, and Δυ distributions for the disappearing BALs to the corresponding distributions for the whole main sample BALs and, on the basis of a Kolmogorov-Smirnov test comparing each pair (see Figure 2), we find that:

- the vmax distributions are not significantly different;

- the disappearing BALs generally have a high υmin and central velocity;

- the disappearing BALs are generally narrow with respect to the whole sample of BALs.


Figure 2. Maximum observed velocity υmax (A), minimum observed velocity υmin (B), central velocity υc (C), and BAL width Δυ (D) distributions for the sample of disappearing BAL troughs (upper red histogram in each panel) and for the main sample of BAL troughs (lower blue histogram in each panel). Results of the Kolmogorov-Smirnov test performed on each pair of cumulative distributions are reported in each panel: D is the maximum distance between the two cumulative distributions, and P is the probability to get a higher D value assuming that the two datasets are drawn from the same distribution function.

The distributions pairs show that disappearing BAL troughs are generally narrow and characterized by a higher outflow velocity than non-disappearing BALs. This last feature is confirmed by the analysis of the correlation in the variability of multiple BAL troughs in the same spectrum, discussed in next section. We used Kolmogorov-Smirnov test so that our findings can be easily compared to those by Filiz Ak et al. (2012), where part of our sample was analyzed; nevertheless, an Anderson-Darling test would probably be more suitable, as it is more sensitive on the distribution tails. We remind that this work is meant to be a preliminary version of a paper we are about to submit; more detailed results will be presented in the full paper. The results of our Kolmogorov-Smirnov tests are in agreement with the findings by Filiz Ak et al. (2012).

Figure 2 shows the various distribution pairs; in each panel we report the values of the two indicators obtained from the Kolmogorov-Smirnov test comparing each pair of cumulative distributions.

3.3. Correlation in BAL Variability

We already mentioned that sometimes there is more than one C IV BAL trough in a spectrum, and they do not necessarily disappear together. Additional non-disappearing BALs in spectra where we detect disappearing BALs can help us investigating the existence of a correlation in the variability of multiple BAL troughs in the spectra of a given source.

Our sample of 67 sources with disappearing BALs includes 27 objects for which we detect 28 additional non-disappearing BALs. Our investigation is limited to BAL troughs in SDSS-I/II spectra that correspond to BAL troughs in BOSS spectra; BALs turning into mini-BALs, or vice versa, are not taken into account. In all but one case, the disappearing BAL is the one with the higher central velocity. We compute the EW of these BALs from the same two spectra that allowed us to detect a disappearance, and compare them to the whole main sample of BALs, which is used as a reference population, as shown in Figure 3. We find that the main sample is characterized by symmetric variations in the EW, meaning they can get stronger as well as weaker, going from the less recent to the more recent epoch; conversely, 79-17+21% (again, percentage errors are computed following Gehrels, 1986) of the additional non-disappearing BALs show a decreasing EW in the more recent spectrum, supporting the idea that some correlation between different BAL troughs in a spectrum exists. This seems to be a persistent phenomenon, concerning even BALs that are very distant from one another (central velocity offset up to ≈20,000 km s−1).


Figure 3. EWs at two different epochs for the sample of additional non-disappearing BALs in the spectra where disappearances are detected (large red dots). For each BAL trough, the two EWs are measured in the same epoch pair where disappearance is detected. Small gray dots in the background represent the EWs at two epochs (one from SDSS-I/II and one from BOSS) for all the sources in the main sample, measured from the most-recent SDSS-I/II epoch and the least-recent BOSS epoch for each source. The solid line indicates where the EWs of the two compared epochs are equal, while the dashed lines indicate where the EW of the BOSS epoch is four times, two times, half of, and a quarter of the EW in the SDSS-I/II epoch.

The explanation for such a correlation must be something global; the most accredited hypotheses attribute the observed correlation to variations in the density of the shielding gas, leading to changes in the ionizing flux reaching the absorbing gas and, hence, to variations in the ionization level of the absorbing gas. Nevertheless, recent works (e.g. Baskin et al., 2014) tend to favor models attributing the variations in the ionization level to the radiation pressure compression. However, it is likely that different causes contribute to the BAL variability phenomenon.

4. Future Perspectives

In the near future we would like to extend our analysis to lower ionization transitions, such as Si IV and Mg II, in order to investigate possible relations between the variability of troughs originating from different transitions; also, a parallel study of BAL emergence would be of interest in the framework of a thorough comprehension of the BAL phenomenon and their physics, structure, and evolution.

Author Contributions

All authors contributed to the design of the work, interpretation of data, drafting and revising of the work.


This paper is part of the “Quasars at all Cosmic Epochs” Research Topic and there are no publications fees for all participants to the conference. Publication fees were included in the conference fee and will be covered by the University of Padova.

Conflict of Interest Statement

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.


1. ^The minus sign due to blueshift is not taken into account.

2. ^Throughout the present work we will refer to BAL QSOs and BAL troughs, and some clarification may be necessary: we define as BAL QSO each QSO whose spectrum exhibits at least one BAL trough, i.e., an absorption line having a width Δυ ≥ 2,000 km s−1 and extending below 90% of the normalized continuum level. In some cases the BAL troughs detected in a spectrum are more than one. We remind the reader that the present work is focused on C IV BAL troughs.


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Keywords: broad absorption lines, quasars, QSO, BALQSO, variability, active galaxies

Citation: De Cicco D, Brandt WN, Grier CJ and Paolillo M (2017) C IV Broad Absorption Line Variability in QSO Spectra from SDSS Surveys. Front. Astron. Space Sci. 4:64. doi: 10.3389/fspas.2017.00064

Received: 30 September 2017; Accepted: 12 December 2017;
Published: 22 December 2017.

Edited by:

Paola Marziani, Osservatorio Astronomico di Padova (INAF), Italy

Reviewed by:

Damien Hutsemékers, University of Liège, Belgium
Alenka Negrete, Universidad Nacional Autónoma de México, Mexico

Copyright © 2017 De Cicco, Brandt, Grier and Paolillo. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Demetra De Cicco,;