Abstract
Globally, tuberculosis (TB) has reemerged as a major cause of morbidity and mortality, despite the use of the Mycobacterium bovis BCG vaccine and intensive attempts to improve upon BCG or develop new vaccines. Two lacunae in our understanding of the Mycobacterium tuberculosis (M. tb)-host pathogenesis have mitigated the vaccine efforts; the bacterial-host interaction that enables successful establishment of primary infection and the correlates of protection against TB. The vast majority of vaccine efforts are based on the premise that cell-mediated immunity (CMI) is the predominating mode of protection against TB. However, studies in animal models and in humans demonstrate that post-infection, a period of several weeks precedes the initiation of CMI during which the few inhaled bacteria replicate dramatically and disseminate systemically. The “Trojan Horse” mechanism, wherein M. tb is phagocytosed and transported across the alveolar barrier by infected alveolar macrophages has been long postulated as the sole, primary M. tb:host interaction. In the current review, we present evidence from our studies of transcriptional profiles of M. tb in sputum as it emerges from infectious patients where the bacteria are in a quiescent state, to its adaptations in alveolar epithelial cells where the bacteria transform to a highly replicative and invasive phenotype, to its maintenance of the invasive phenotype in whole blood to the downregulation of invasiveness upon infection of epithelial cells at an extrapulmonary site. Evidence for this alternative mode of infection and dissemination during primary infection is supported by in vivo, in vitro cell-based, and transcriptional studies from multiple investigators in recent years. The proposed alternative mechanism of primary infection and dissemination across the alveolar barrier parallels our understanding of infection and dissemination of other Gram-positive pathogens across their relevant mucosal barriers in that barrier-specific adhesins, toxins, and enzymes synergize to facilitate systemic establishment of infection prior to the emergence of CMI. Further exploration of this M. tb:non-phagocytic cell interaction can provide alternative approaches to vaccine design to prevent infection with M. tb and not only decrease clinical disease but also decrease the overwhelming reservoir of latent TB infection.
Introduction
Tuberculosis (TB) is emerging as the most important infectious disease of our times, and is the leading cause of morbidity and mortality due to any infectious disease worldwide, surpassing even HIV. In 2015, there were >10 × 106 cases of TB and >1 × 106 TB-related deaths (Murray and Collaborators, 2018). Estimates are that ~ 2 × 109 people, a third of the global population carries a latent TB infection (LTBI). Approximately 10% of these infections will reactivate to progress to infectious clinical TB in their lifetime, thus maintaining transmission in humans. The risk for TB, both primary and reactivated, is higher in immune-compromised individuals; at least a third of HIV-related deaths are attributed to TB.
The current vaccine, Mycobacterium bovis bacilli Calmette-Guerin (BCG), developed in the 1920's, is effective in attenuating severe disseminated forms of TB in children, but not in preventing primary infection or reactivation of LTBI in adults. To improve the efficacy of BCG, approaches such as development of recombinant subunit vaccines, and engineering BCG to improve protection by inserting genes for Mycobacterium tuberculosis (M. tb) antigens, mammalian cytokines, host resistance factors, bacterial toxin-derived adjuvants etc. have been used (Nieuwenhuizen and Kaufmann, 2018). The goal of the vaccine candidates is to induce robust immune responses critical for controlling progression of M. tb infection. Candidate selection is based primarily on their ability to elicit IFN-γ from T cells in vitro and reduce bacterial burden in animal models in vivo. Unfortunately, the correlates of protection against TB are not completely defined, and the immune responses elicited by the candidate vaccines selected so far have failed to correlate with protection in humans.
The most successful anti-TB immune response in humans is the adaptive immunity elicited by natural infection, which prevents ~90–95% of infected individuals from developing active TB. This immune response prevents both progression of primary infection to clinical TB and reactivation of LTBI for long durations. So far, no candidate vaccine has achieved this. Importantly, the naturally elicited adaptive immune responses (a.k.a. cell-mediated immunity, CMI) that successfully maintain latency for the lifetime of ~90% of the infected individuals, fail to eradicate the existing infection and cannot protect against subsequent infections with M. tb (Barrios-Payán et al., ; Laal, ).
Multiple investigations of TB household-contacts performed for the identification of undiagnosed/sub-clinical cases (Beyanga et al., ; Fox et al., ; Ohene et al., 2018) as well as to specify the risk factors that influence an exposed person to active disease have been performed (Jones-Lopez et al., ; Stein et al., 2018). Meta-analysis of these studies demonstrates that, as measured by conversion to positive tuberculin skin test (TST), despite similar exposure, M. tb infection is established in only ~50% of the contacts (Morrison et al., 2008). Moreover, studies on transmission of TB in households indicate that <20% of TB transmission occurs via household contact, demonstrating that frequent close encounters do not necessarily result in infection (latent or active) (Martinez et al., 2017). It is unclear how contacts who do not convert to TST positivity despite frequent exposure to M. tb prevent the establishment of infection, although studies of genetic susceptibility suggest that TNF-mediated effector mechanisms may influence innate resistance to M. tb infection (Abel et al., ).
The precise events that occur during primary infection are poorly understood. There are no external signs and symptoms of TB infection, and it can take up to 8 weeks post-infection (p.i.) for TST reactivity to become positive and for TB-specific IFN-γ producing cells to appear (CDC, ). The events that occur in the lungs prior to the onset of these immune responses remain unexplored in humans where neither the time of infection nor the inhaled dose can be ascertained. In animal models, both the time and dose of infection can be controlled, but the paucity of bacterial numbers inhaled and the large pulmonary tissue volume are problematic. Yet this “Black Box” is where the dynamic events that determine the subsequent course of M. tb infection occur.
In this review, we discuss the current understanding of primary infection with M. tb and the missing information regarding the pre-CMI events that lead to establishment of infection. We discuss the features of the alveolar barrier, describe the potential mechanisms for M. tb dissemination across this barrier, and demonstrate that these are parallel to mechanisms used by other bacterial pathogens to cross their pertinent physiological barriers. Using the published transcriptional profiles of M. tb in environments relevant to those encountered during the establishment of infection, we have synthesized a narrative of how the inhaled M. tb adapts to and/or exploits each step in its infection and dissemination journey to its benefit. The focus of this review is the potentially critical role of the alveolar epithelial cell (AEC) both as a permissive niche for M. tb replication and as a portal for systemic M. tb dissemination. These interactions that occur during primary infection can be targeted in novel vaccine strategies to prevent the establishment of M. tb infection.
Current Understanding of Primary Infection
Only a subset of the bacteria-laden aerosol droplets (<5 μm diameter with 1–3 bacilli) inhaled actually reach any alveolar sac; the larger size droplets (>5 μm) are trapped in the upper respiratory system by mucus and ciliary action (Fernández Tena and Casan Clarà, ). Current understanding is that the inhaled bacteria are phagocytosed by alveolar macrophages (AM). Several mechanisms that M. tb employ to subvert being killed and to replicate intracellularly have been described, including inhibition of phagosomal maturation, de-acidification of the phagosomal vacuole, escape from the vacuole to the cytosol, and modulation of macrophage apoptosis (Awuh and Flo, ); understandably, almost all these studies have not been performed in AM. In any case, infected macrophages recruit additional circulating monocytes/macrophages and neutrophils to the site of infection via expression of chemokines (CCL2; CXCL10; and TNF) (Jang et al., ; Deshmane et al., ; Domingo-Gonzalez et al., ); and the newly recruited cells in turn phagocytose the bacteria released by lysis of the infected AM. Recent investigations of primary infection in the mouse high-dose aerosol infection model show that AMs are more permissive for M. tb replication than interstitial macrophages (Huang et al., ), and that M. tb-infected AM migrate to the lung interstitium where they can be visualized as small aggregates at ~2 weeks p.i. (Cohen et al., ); these early cellular foci are postulated to be the precursors to lung granulomas. By ~3 weeks p.i., M. tb are present in recruited monocytes and neutrophils in greater numbers than the initially infected AM (Cohen et al., ). The bacteria-laden phagocytic cells transport their cargo via diapedesis across the alveolar barrier to lymph nodes (“Trojan Horse” mechanism) (Nguyen and Pieters, 2005; Wolf et al., 2008) where CMI responses are initiated around 6–8 weeks p.i. in humans (Wallgren, 1948; CDC, ). This time point is on the early boundary of CMI and contributes to the containment of M. tb infection as measured by bacterial burden, disease progression, and ability to prevent the reactivation of LTBI (Chen et al., ; Lin et al., ).
Events Preceding Initiation of CMI
During the first weeks of aerosol infection, dramatic bacterial replication (>20,000-fold) is reported to occur in the lung (Wolf et al., 2008). Older literature reported that M. tb spreads from the site of inoculation to multiple organs within days (Soltys and Jennings, 1950). Additional support for M. tb replication and systemic dissemination from the lungs prior to elicitation of CMI also comes from other studies in animal models. Thus, in aerosol-infected mice, M. tb is detected in the spleens and livers as early as 2 weeks p.i. (Chackerian et al., ), and bacteria are detected in spleens of guinea pigs within 3 weeks after a low-dose (3 CFU) aerosol-infection (Mcmurray, 2003). Tubercle lesions with granulomatous inflammation and necrosis appear in the lymph-nodes, spleen, liver, pancreas, adrenal glands and heart at ~4 weeks post—low-dose aerosol-infection with virulent strains of M. tb (Erdman K01, CDC1551, and HN878) (Palanisamy et al., 2008). In humans, evidence for systemic dissemination prior to elicitation of CMI comes from studies of autopsy tissues from individuals who died of unrelated causes in a TB-endemic setting. In these individuals, LTBI was demonstrated in the liver, kidneys, and spleen in the absence of tubercular lesions (Barrios-Payán et al., ). Importantly, the extrapulmonary (EP) LTBIs are in multiple non-phagocytic cell types such as Bowman's capsule parietal cells and convoluted proximal tubule epithelial cells in the kidneys, sinusoidal EC and Kupffer cells in the spleen, and hepatocytes and portal biliary duct epithelial cells in the liver. These studies demonstrate the pre-CMI systemic dissemination of M. tb in animals and humans and also highlight the breadth of cell types that M. tb infects and survives in in vivo (Barrios-Payán et al., ).
Breaching the Alveolar Barrier to Disseminate Systemically
The alveolar barrier is the critical obstacle the inhaled M. tb must traverse to disseminate systemically (Figure 1) (Burns et al., ). The alveolar lumen is lined by type 1 and type 2 AECs which rest on a basement membrane (BM) composed primarily of extracellular matrix (ECM) comprised of laminin (Lm), collagen, entactin, heparan sulfate proteoglycans (HSPGs), and other additional minor components. Alveolar sacs are wrapped with alveolar capillaries lined with endothelial cells (EC) also resting on their own BM. The BMs underlying the AEC and EC are fused together in areas where gas exchange occurs (thin wall); in areas not involved in gas exchange, the two BMs are separated by ECM interspersed with interstitial fibroblasts, pericytes etc. (thick wall). The lumen of an average alveolus has ~28,000 thin and large flat type 1 AECs that cover 90–95% of the surface area (Schneeberger, 1991). The primary function of these cells is to facilitate gas exchange. About 5–10% of the alveolar lumen is occupied by ~1,500–2,000 cuboidal type 2 AEC that are responsible for secreting surfactants and restoring damaged type 1 AEC (Schneeberger, 1991). In addition, ~50 AM surveil the alveolus for foreign particles (Crystal, ). The lack of a type 1 AEC line has precluded studies of the host-pathogen interaction with these cells. In contrast, M. tb infection of and replication in A549 cells, a human type 2 AEC carcinoma cell-line commonly used as a model for the study of pulmonary diseases, is well-investigated (Mcdonough Kathleen and Kress, 1995; Bermudez and Goodman, , Birkness et al., ; Dobos et al., ; Bermudez et al., ; Castro-Garza et al., ; Garcia-Perez et al., ; Chapeton-Montes et al., ; Ryndak et al., 2015). A549 cells maintain the type 2 AEC characteristics such as multilamellar bodies containing phospholipids similar to primary type 2 AEC and have similar surfactant protein expression (Nardone and Andrews, 1979; Cooper et al., ). However, while A549 cells have served as a useful type 2 AEC model across varied pulmonary disease studies (e.g., Gonzalez-Juarbe et al., ; Laventie et al., ; Nachmias et al., 2019; Nickol et al., 2019), and are capable of self-renewal, this cell line is not capable of differentiating to type 1 AEC, and therefore, stimuli that would trigger type 1 differentiation in vivo would go unnoticed (Fuchs et al., ). We have earlier demonstrated that lung fibroblasts (WI-26 cells) are exquisitely susceptible to M. tb-induced lysis; whether they also support M. tb replication is not known (Kinhikar et al., ). It may be speculated that, like pulmonary fibroblasts, type 1 AEC may also be very sensitive to M. tb-mediated lysis and could therefore present a site for enhanced traversal across the alveolar barrier.
Figure 1
The accepted mechanism for M. tb dissemination across the alveolar barrier is that AM phagocytose the inhaled bacteria then traverse the barrier via diapedesis, a.k.a. the “Trojan Horse” mechanism (Nguyen and Pieters, 2005). In the last decade or so, there has been steady accumulation of evidence for a potential role for AEC in primary infection that leads us to propose an additional scenario on events that occur during this “Black Box” of primary infection. Based on our studies and those by multiple investigators discussed here, we propose that, in addition to the “Trojan Horse” mechanism, dramatic replication of M. tb in type 2 AEC and direct migration of free bacteria across the alveolar barrier into the circulation contributes significantly to the systemic dissemination from the lung during primary infection.
To cross the alveolar barrier directly, the few inhaled M. tb would have to invade AEC, replicate intracellularly, damage the BM, invade EC (and perhaps replicate in them), and then exit to the capillary lumen (Figure 2). This is in line with recent studies on mycobacterial penetration of the blood:brain barrier where Mycobacterium marinum has been demonstrated to transmigrate both via infected-macrophages and by a macrophage-independent mechanism (van Leeuwen et al., 2018). Evidence for M. tb infection of type 2 AEC has been demonstrated in humans (Hernandez-Pando et al.,
Figure 2

Steps in migration of M. tb across the alveolar barrier. 1 = M. tb adheres to, invades, and replicates in AEC; 2 = M. tb penetrates the BM and EC; 3 = M. tb exits the EC to enter the circulation; 4 = M. tb infects EP EC to establish LTBI in EP sites. 5 = “Trojan Horse” mechanism by which M. tb crosses the barrier via infected AM.
M. tb DNA has also been detected in both lung EC and fibroblasts of subjects with LTBI (Hernandez-Pando et al.,
ESAT- 6 participates in traversal of free M. tb Across the alveolar barrier
The strong memory B and T cell response to ESAT-6 by production of IFN-γ in individuals with LTBI is indicative of its in vivo expression during primary infection (Sebina et al., 2014; Pathakumari et al., 2017). Comparative studies identified 16 regions of difference (RD1-16) between the genomes of M. tb and BCG, of which one deletion, termed “RD1,” is absent from all BCG sub-strains used as TB vaccines globally. RD1 is part of a 15-gene locus (ESX-1), which encodes a type 7 secretion system (T7SS) that enables the secretion of several proteins including ESAT-6 and CFP10, which are also encoded in RD1. M. bovis BCG, M. tb ΔRD1 and M. tb Δesat-6 mutants are attenuated for cytolysis of type 2 AEC and macrophages, cell-to-cell spread, pulmonary necrosis, and bacterial dissemination from the lungs in vivo (Mcdonough Kathleen and Kress, 1995; Dobos et al.,
M. tb Transcriptional Adaptations Provide Insight into Primary M. tb Infection
Transcriptional analysis has provided insight into how M. tb adapts in hostile environments such as the hypoxia and starvation encountered in the granuloma (Betts et al.,
To gain insight into primary infection by M. tb and its dissemination, we have examined the transcriptional states of M. tb in expectorated sputum from smear positive TB patients (Sharma et al., 2017), bacteria replicating in A549 cells (Ryndak et al., 2015), bacteria replicating ex vivo in whole blood both from HIV- and HIV+ individuals (Ryndak et al., 2014), and since earlier studies showed that the disseminated bacteria reside in non-phagocytic cells in EP sites, M. tb in a human retinal pigment epithelial cell (RPE) line (Rao et al., 2006; Barrios-Payán et al.,
Table 1
| Association | Gene category | Sputum (a) | AEC (b) | HIV-blood (c) | HIV+blood (c) | Act mac (d) | RPE (e) |
|---|---|---|---|---|---|---|---|
| Active replication | 30S (23) | (6) | (5) | NDE | NDE | (13) | (3) |
| 50S (36) | (16) | (5) | NDE | NDE | (16) | (4) (1) | |
| ATP Synthase (8) | (7) | (8) | NDE | NDE | (7) | NDE | |
| Aerobic respiration | NADH-D1 (14) | (6) | (7) | NDE | NDE | (6) | (3) (2) |
| Cytochrome C Reductase (3) | (2) | (2) | NDE | NDE | (2) | (1) (1) | |
| Cytochrome C Oxidase | (1) | (1) | (1) | (1) | (2) | (1) | |
| Dormancy/ Stress | DosR Regulon (48) | (6) | (26) | (3) | (21) | ![]() (41) | (13) |
| Universal Stress Proteins (9) | NDE | (5) | NDE | (4) | (7) | (4) | |
| Resuscitation | Resuscitation Promoting Factors (5) | (2) | (2) | NDE | (1) | NDE | (1) |
| Persistence | mprA (Rv0981) | ![]() | NDE | NDE | ![]() | NDE | NDE |
| Virulence/ ESAT-6 Secretion | ESX-1 (20) | (5) | (1) | (4) | (6) | (2) | (3) (1) |
| Iron acquisition | ESX-3 (11) | (5) | (6) | NDE | NDE | (3) | (2) |
| Virulence/PE/ PPE Secretion | ESX-5 (17) | (4) | NDE | (1) | (5) | NDE | (6) (1) |
| Virulence/ Dissemination | esat-6 (Rv3875) | ![]() | ![]() | ![]() | ![]() | ![]() | ![]() |
| Unknown | Encodes ESAT-6-like Proteins (23) | (8) | (6) | (2) | (8) | (1) | (14) |
Summary of M. tb transcriptional profiles in physiologically relevant environments encountered during establishment of infection.
Green (down) arrows indicate down-regulation. Red (up) arrows indicate upregulation. Numbers of arrows indicate the extensiveness of differential expression. Numbers in parentheses indicate number of genes within the category or the number of genes differentially expressed. NDE, not differentially expressed. Reference in all studies was M. tb logarithmically-growing in laboratory media. Studies cited (a) (Sharma et al., 2017) (b) (Ryndak et al., 2015) (c) (Ryndak et al., 2014) (d) (Schnappinger et al., 2003) (e) (Abhishek et al.,
The transcriptome of sputum-derived M. tb revealed a low energy, low replicating, non-aerobic, inert state (Sharma et al., 2017). These results are similar to transcriptional studies which also demonstrated that M. tb in patient sputum is in a persistent, non-replicating state (Garton et al.,
When these metabolically inert bacteria are inhaled into the alveolus, they could be phagocytosed by AM and/or taken up by AEC. The transcriptome of M. tb in AM is not defined, but in THP-1 cells (Fontán et al.,
In stark contrast, the transcriptome of M. tb in type 2 AEC offers a scenario in which M. tb perceives an environment permissive for replication, an active metabolic state, and increased virulence (Ryndak et al., 2015). Thus, indicators of enhanced replication (genes for 30 and 50S ribosomal protein subunits, ATP synthase), cell wall remodeling (mycolic acid synthesis), aerobic respiration (genes for NADH-DH1, cytochrome c reductase, and cytochrome c oxidase) and virulence (esat-6) are upregulated. Furthermore, in contrast to in macrophages, in AEC, genes involved in alternative electron transfer and non-aerobic respiration, and genes encoding Universal Stress Proteins and other hypoxia-induced genes such as those of the DevR (DosR) regulon are down-regulated indicating a perception of reduced stress by the intracellular M. tb. Conversely, genes encoding “resuscitation promoting factors” implicated in reactivation from dormancy are upregulated. It is possible that these may also promote the “resuscitation” of the “inert” bacteria expectorated from infectious individuals upon reaching an alveolus in a new host. Another striking difference between the transcriptome of M. tb replicating in AEC vs. macrophages is the upregulation of not only esat-6 but also 5 genes encoding ESAT-6-like proteins; EsxH, EsxJ, EsxK, EsxP, and EsxW, in the former cells. The ESAT-6-like family of proteins is characterized by their small size (~100 amino acids), helix-turn-helix structure, central WXG motif, and flexible N- and C-termini (Pallen, 2002). For ESAT-6, the termini serve as anchors and the helices insert to create the membrane-spanning pore (Ma et al.,
Thus, bacteria that have replicated in AEC acquire a virulent phenotype and could traverse the alveolar barrier to enter the circulation for dissemination. While M. tb-uptake by EC is enhanced after passage through AEC, it is not known if M. tb replicates further in EC prior to entering the circulation. The transcriptome of M. tb replicating in whole human blood ex vivo mirrors that of M. tb in AEC in suppression of dormancy (down-regulation of genes within the DevR (DosR) regulon), support for cell wall remodeling (upregulation of genes involved in PDIM/PGL synthesis) and enhanced virulence (upregulation of genes within the ESX-1 locus; including esat-6) (Ryndak et al., 2014). Importantly, these adaptations are more dramatic in whole blood from HIV+ patients, both in numbers of differentially expressed M. tb genes and the degree to which they are differentially expressed. Thus, while 3/48 genes from the DevR (DosR) regulon are downregulated in the HIV- blood, 21/48 are downregulated in the HIV+ blood. Also, 3 genes involved in PDIM/PGL synthesis are upregulated by M. tb in the HIV- blood while 10 are up in the HIV+ blood. Furthermore, while 4 genes of the ESX-1 locus are upregulated by M. tb in HIV- blood (including esat-6), 6 genes are upregulated in the HIV+ patient blood. esat-6 is the most upregulated M. tb gene in the HIV+ blood, and 7 genes encoding ESAT-6-like proteins that are not differentially expressed in the HIV- blood, are upregulated in the HIV+ blood (The function of these ESAT-6-like proteins is not yet known). It is after this hematogenous spread that M. tb would enter the non-phagocytic cells in multiple EP sites.
In contrast to the transcriptome in AEC where M. tb acquires a virulent and invasive phenotype and in blood where this phenotype is maintained, the M. tb transcriptome in RPE cells is that of a “quiet” but not latent state (Abhishek et al.,
Together, the transcriptomic studies of M. tb tell a story of M. tb adaptation from expectoration in sputum to transmission to infection and dissemination to EP sites where bacteria survive without eliciting granuloma formation (Figure 3). M. tb in sputum is an inert bacterium in terms of replication, respiration, and virulence exiting an infectious host, which remains so until it encounters cells within a recipient host alveolus. Phagocytosis by an AM will result in efforts to counter the stresses associated with this cell in order to survive and be carried to the interstitium and/or to the circulation. Alternatively, uptake by an AEC will result in an opportunity to activate and replicate dramatically as well as become more virulent and invasive allowing the bacteria to penetrate the alveolar barrier. Once in the blood circulation, the bacteria will remain active and invasive to establish infection in non-phagocytic cells at multiple EP sites. Once a non-alveolar, non-hostile niche is reached, M. tb lies quietly till the opportune conditions arise. In the blood, the bacteria may also be capable of sensing the immune status of the host (e.g., HIV status), wherein the active, virulent, and invasive adaptations are enhanced. This observation is consistent with the epidemiology associating HIV-co-infection with increased EPTB (Shafer et al., 1991; Onorato and Mccray, 1992; Yang et al., 2004; Golden and Vikram,
Figure 3

Proposed M. tb adaptational phenotypes in sequential environments during the course of primary infection (based upon published transcriptomic studies).
Establishment of Other Bacterial Infections
To better understand the establishment of M. tb infection, we can examine mechanisms used by other bacterial pathogens that have to cross a mucosal barrier to establish infection. The molecular mechanisms for adherence, invasion, and dissemination employed by other pathogens, e.g., Streptococci, Staphylococci, Listeria, Candida (and many more), that also translocate across mucosal barriers to establish infection have been investigated more thoroughly (Jedrzejas,
Adhesins of M. tb
As in other bacteria, in addition to cytotoxins, adhesins play a role in the establishment of M. tb infection. Rv0475 (HBHA) is a well-characterized adhesin of M. tb that binds to HSPG in the cell membrane of AEC and in the BM underlying AECs (Menozzi et al., 1996). M. tb Δhbha is attenuated (~50% reduction compared to wild type) for adherence and invasion of AEC, but not of macrophages, and for dissemination from the lungs to spleen in mice (Pethe et al., 2001). Transcripts for hbha are upregulated during infection of AEC but not during infection of macrophages (Delogu et al.,
Besides functioning as a cytotoxin, ESAT-6 is also an adhesin that binds to Lm and cell-membranes of AEC (Kinhikar et al.,
Unlike in other mycobacteria, Rv1837c (Malate synthase; MS, GlcB) of M. tb is expressed extracellularly, binds Lm, and serves as an adhesin that contributes to the attachment of M. tb to AEC (Kinhikar et al.,
As for other bacteria, evidence for synergy between adhesins and toxins in infection/dissemination is also available for M. tb. In the complete in vitro bilayer model of the alveolar barrier where AEC and EC are separated by a BM, M. bovis BCG Δhbha, which lacks both ESAT-6 (adhesin/toxin for AEC) and HBHA (adhesin for AEC), is even more attenuated than the single esat-6 deficient mutants (an additional ~50%) for migration across the in vitro alveolar barrier (Ryndak et al., 2016).
Potential Mechanisms for M. tb Uptake by AEC
Besides the adhesin:ECM interaction, evidence for AEC uptake of M. tb by receptor-mediated macropinocytosis involving actin-polymerization and signal transduction is now described (Scordo et al., 2016). While this mechanism is certainly less efficient than phagocytosis by AM, the far higher prevalence of AEC in the alveolus coupled to a highly permissive intracellular environment could have a profoundly significant effect during primary infection. Recently, Syndecan 4 (Sdc4) in AEC membranes has been demonstrated to be a receptor for HBHA (Zimmermann et al., 2016). The extracellular domain of Sdc4 contains heparan sulfate chains consistent with previous studies demonstrating HBHA binding to AEC depends on host cell surface heparan sulfate chains (Pethe et al., 2000). Consistent with the ~50% decrease in translocation of BCG Δhbha across an in vitro model alveolar barrier (Ryndak et al., 2016), Sdc4 knock-out AEC are impaired for M. bovis BCG uptake by about 50% (Zimmermann et al., 2016).
Bacterial uptake by non-phagocytic cells such as epithelial cells, EC, and fibroblasts can also occur by bacterial targeting of lipid rafts on the host cell membrane. Lipid rafts are isolated, tightly packed regions of eukaryotic cell membranes which are enriched with cholesterol and glycosphingolipids, and may localize certain cell signaling molecules/receptors (Pike, 2003). Bacteria, such as Pseudomonas aeruginosa, Chlamydia spp., Shigella flexneri, Salmonella typhimurium, E. coli K1, and Coxiella burnetii, target lipid rafts in host cell membranes which concentrate/localize receptors and/or key host signaling molecules to facilitate entry (Lafont et al.,
Bacterial pore-forming toxins can also engage host cell lipid rafts (Toledo and Benach, 2015). Cholera toxin activity and internalization into epithelial cells are inhibited when the cells are pretreated with Filipin, thus indicating lipid raft involvement (Orlandi and Fishman, 1998). Furthermore, the pore-forming toxin LLO, triggers aggregation of lipid rafts in macrophage membranes (Gekara and Weiss,
A Vaccine Strategy for Preventing M. tb Infection
The scenario described in this review suggests that likely targets for the prevention of M. tb infection would be the adhesins, toxin(s), and extracellular enzymes that promote primary infection and dissemination through their interactions with AEC. Thus, vaccination that leads to the attenuation of the interactions of HBHA with AEC, for example, has been demonstrated. Pre-incubation of wild type M. tb with anti-HBHA antibodies attenuates the dissemination of the intra-nasally administered bacteria from the lung to spleen indicating a non-macrophage and pro-AEC mechanism for dissemination during primary infection (Pethe et al., 2001). Similarly, mucosal immunization with HBHA reduces dissemination of M. Bovis BCG from the lungs in mice, and this reduction correlates with elicitation of anti-HBHA antibodies (Kohama et al.,
Targeting Initial Adherence and Invasion as a Vaccine Strategy
Evidence for the substantial promise of anti-adhesin/toxin/enzyme antibody-based vaccines is becoming available (Raynes et al., 2018; Solanki et al., 2018). For example, a recent study demonstrated that the intraperitoneal co-administration into mice of two Enterotoxigenic E. coli (ETEC) multi-Ag fusions, one representing two mutated ETEC toxins and the other representing the epitopes of 7 important ETEC adhesins, induced antibody responses to both the toxins and adhesins, which neutralize bacterial enterotoxicity and adherence to the human intestinal cell line, Caco-2 (Duan et al.,
Targeting adhesin interactions with cells of the alveolar barrier has also shown potential as a vaccine strategy in the case of Streptococcus pneumoniae (Mizrachi Nebenzahl et al., 2016). S. pneumoniae, the cause of pneumococcal disease, is spread through the inhalation of contaminated aerosols from infected individuals. PtsA is a S. pneumoniae protein that has a cytosolic enzymatic function and a cell wall adhesin function (Mizrachi Nebenzahl et al., 2016). Pre-incubation of A549 cells with recombinant PtsA (rPtsA) and pre-incubation of bacteria with anti-rPtsA antiserum inhibited the adhesion of S. pneumoniae to these cells. Similarly, pre-incubation of the bacteria with host cell protein peptides determined to bind PtsA inhibited bacterial colonization of lungs in mice. Importantly, immunization of susceptible mice with rPtsA protected the animals against intravenous lethal dose challenge with S. pneumoniae.
The mechanisms of these vaccine strategies are to disrupt the initial adherence or barrier-penetrating steps critical for the establishment of the bacterial infection. Here, we have highlighted the adhesin, HBHA, and the adhesin/lysin, ESAT-6, as vaccine targets to prevent M. tb penetration of the alveolar barrier; however, other M. tb proteins with adhesin or lytic properties may also be involved, e.g., possibly MS and the ESAT-6-like proteins whose encoding genes were upregulated in AEC. Also, bacteria:host cell adhesion is described as a multi-step process, with increasing specificities of interaction (Krachler and Orth,
Concluding Remarks
TB remains a major cause of morbidity and mortality in a large proportion of our world. Our understanding of the host/pathogen factors and interactions that lead to dissemination and establishment of M. tb primary infection, however, is limited. These enigmatic steps in M. tb infection, combined with our incomplete knowledge of the true correlates of protection against M. tb infection in humans, have hindered our ability to develop strategies to prevent infection.
Once M. tb infection is established, many challenges remain to obtain accurate diagnosis and proper treatment. Notably, TB infection, after established, behaves differently in different individuals, can elude diagnosis and, if drug resistant, confound treatment. For example, the observable pathologies can depend on the immune competence of the infected individual, e.g., HIV-coinfected individuals have a higher propensity for EP/disseminated TB disease; however, lung lesions identifiable through chest X-ray may not be present and the TST may read as negative due to an impaired immune system. These issues present significant obstacles in identifying and controlling TB. Regardless of the manifestation in the infected host, for essentially all infected individuals, M. tb was acquired by inhaling contaminated aerosol droplets expelled from a person with active pulmonary TB thus bringing the common critical interaction back to the alveolus. Indirect support for the role of AEC is derived from studies of M. tb strains infecting individuals over a 5 year period in Arkansas, with patient demographics taken into consideration, which found that individuals infected with strains of the Beijing/W Lineage were 3-times more likely to have EP involvement even after controlling for patient-associated risk factors for EPTB (Kong et al.,
Targeting of adhesins and toxins involved in the primary establishment of infection as a vaccine strategy would involve the humoral immune response. Whether it is antibodies that neutralize/attenuate adhesion/invasion of M. tb to AEC that contribute to the prevention of infection in about half of individuals with frequent and close contact with infectious TB patients remains to be investigated. Interestingly, while ESAT-6 is considered to be a promising vaccine component, the vaccine formulations, strategy, and evaluation has been designed to exploit its ability to elicit strong IFN-γ responses (van Dissel et al., 2010; Kwon et al.,
In this review, we have discussed an emerging aspect of the M. tb:host interaction that may contribute significantly to primary infection with M. tb; that interaction is with the AEC. The findings described in this review are consistent with a scenario involving AEC that is independent of macrophages and explains how M. tb replication, dissemination, and establishment of infection can outpace the CMI response. This scenario does not preclude a role for the AM in M. tb infection, but opens a whole, new way of understanding primary infection with M. tb that should be investigated in order to develop new strategies for preventing M. tb infection. Interrupting this interaction could prove crucial to averting the downstream obstacles/factors that drive TB infection, latent or active.
Based on the cumulative studies highlighted here, we suggest an explanation of the “Black Box” events of early M. tb infection during which the few, inhaled M. tb outpace the generation of adaptive immune responses to replicate and establish systemic infection. Upon entry they may invade AEC, rapidly replicate in this safe niche, and spread to neighboring cells, simultaneously fortifying themselves with the armamentarium required to migrate across the alveolar wall, spread via the circulation to various organs, and seed non-phagocytic cells, where they lie dormant, till the opportunity to reactivate arises. Therefore, we propose that the M. tb:AEC encounter may be critical to the establishment of primary infection in a naïve host and needs the focus of the scientific community to develop strategies for the prevention of M. tb infection.
Statements
Author contributions
SL: concept and critical revision. MR: writing and final approval. MR and SL: agreement to be accountable.
Funding
All research presented and discussed here is published, and corresponding funding can be found in the references cited. The Fogarty International Institute (FIC), National Institutes of Health (NIH) grant D43TW009588 awarded to SL covers the open access publication fees of this manuscript.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
alveolar epithelial cells, tuberculosis, infection, adhesins, toxins, transcriptome, vaccine
Citation
Ryndak MB and Laal S (2019) Mycobacterium tuberculosis Primary Infection and Dissemination: A Critical Role for Alveolar Epithelial Cells. Front. Cell. Infect. Microbiol. 9:299. doi: 10.3389/fcimb.2019.00299
Received
10 May 2019
Accepted
02 August 2019
Published
21 August 2019
Volume
9 - 2019
Edited by
Chad J. Roy, Tulane University School of Medicine, United States
Reviewed by
Elizabeth B. Norton, Tulane University, United States; Eric D. Cambronne, University of Texas at Austin, United States
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© 2019 Ryndak and Laal.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Suman Laal suman.laal@gmail.com
This article was submitted to Bacteria and Host, a section of the journal Frontiers in Cellular and Infection Microbiology
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All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.
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