Abstract
Asthma is a group of inflammatory conditions that compromises the airways of a continuously increasing number of people around the globe. Its complex etiology comprises both genetic and environmental aspects, with the intestinal and lung microbiomes emerging as newly implicated factors that can drive and aggravate asthma. Longitudinal infant cohort studies combined with mechanistic studies in animal models have identified microbial signatures causally associated with subsequent asthma risk. The recent inclusion of fungi in human microbiome surveys has revealed that microbiome signatures associated with asthma risk are not limited to bacteria, and that fungi are also implicated in asthma development in susceptible individuals. In this review, we examine the unique properties of human-associated and environmental fungi, which confer them the ability to influence immune development and allergic responses. The important contribution of fungi to asthma development and exacerbations prompts for their inclusion in current and future asthma studies in humans and animal models.
Introduction
Asthma is one of the most common immune-mediated disorders affecting infants around the globe (; ). Although a heterogeneous group of conditions, all asthma cases are characterized by chronic airway inflammation, bronchial hypersensitivity, and transient respiratory obstruction (). Asthma is routinely classified based on patient‘s immune status, with high serum levels of immunoglobulin E (IgE) or skin reactivity to common allergens in atopic asthmatics, and the absence of these in non-atopic patients (). Besides atopic/non-atopic classification, there are additional factors underlying asthma pathophysiology, resulting in distinct profiles of cellular infiltration in the airways, clinical symptoms, and treatments responses ().
The immunology of asthma further highlights the complexity of this group of conditions. Asthma is classically considered an IgE-mediated, lymphocyte T helper 2 (Th2)-associated pathology, with an allergic inflammatory infiltrate characterized by eosinophils, mast cells, and CD4+ T cells producing interleukin-4 (IL-4), IL-5, and IL-13 in the airways (). However, increased immune profiling in asthmatics has revealed diverse disease immune patterns of Th1, Th2, Th9, Th17 T cell subsets, and mixed immune responses ().
The factors that drive the development of asthma and the heterogeneity of its underlying immune responses are likely a combination of genetic and environmental influences. However, only environmental factors are likely able to explain the rapid and increasing societal burden imposed by asthma (). Among these are factors directly and indirectly related to microbial exposures and perturbations during early life, such as respiratory infections (; Busse et al., 2010; ), antibiotic use (; ; ), birth by Caesarean section (; ; ), reduced breastfeeding (; Kull et al., 2010), urban (vs. farm) upbringing (; ; ), and pet exposures (; ). Human studies have linked these factors to distinct patterns of early-life microbial colonization that precede asthma and similar atopic disorders (; Arrieta et al., 2015; ; ), suggesting that the large community of microbes that colonize the intestinal and respiratory mucosae is an influential element in asthma pathogenesis.
While initial methods applied in microbiome studies mainly supported the survey of bacterial communities, advances in methodologies and extended curation of taxonomic reference databases to amplify, sequence, and classify the small subunit ribosomal RNA gene (18S) and internal transcribed spacer (ITS) marker have also allowed for the characterization of fungi within the microbiome (; ). These have confirmed that, just like bacteria, fungi are also linked to asthma and atopy (; ; ; ).
As ubiquitous members of terrestrial and aquatic ecosystems, fungi are part of the complex community of microorganisms that colonize mammalian epithelial and mucosal surfaces exposed to the environment (; ). Current microbiome research has attributed fundamental roles to the bacterial microbiome in colonization resistance, nutrition, and providing neurological and immunoregulatory signals for normal host development [reviewed in () and ()]. However, the fungal microbiome, known as the mycobiome, has recently started to gain attention due to its important role in host health and disease ().
Throughout infant development, and in parallel with the establishment of the bacterial microbiome, the mycobiome encounters ecological pressures and undergoes substantial compositional changes (Figure 1) (; ; ). Despite being outnumbered by orders of magnitude by the bacterial microbiome, the mycobiome elicits important immunomodulatory functions throughout early-life development (; ; ). For example, our recent work showed that early-life fungal colonization distinctly altered innate and adaptive immune features, and impacted colitis onset and asthma development in gnotobiotic mice (), supporting that fungal-derived microbial signals are important in host immune development.
Figure 1
Gut mycobiome studies in infant populations have found significant associations between mycobiome alterations and subsequent asthma and atopy susceptibility (
The Intestinal Mycobiome
Sequence-based studies have allowed for the characterization of the intestinal mycobiome composition, defining its trajectory throughout life stages, and identifying associations with disease susceptibility. The first culture-independent study of the mycobiome in mammals revealed broad fungal diversity in the murine gut.
Further efforts to characterize these fungal communities led to a longitudinal study in 15 healthy children from Luxembourg that evaluated the intestinal mycobiome throughout the first year of life, using the 18S rRNA marker gene (Wampach et al., 2017). Stool from 1-day old babies revealed markable fungal diversity detected in meconium samples, suggesting that fungal colonization starts as early as bacterial colonization. From all microeukaryote operational taxonomic units (OTUs) identified in meconium samples, Saccharomyces spp. and Exobasidiomycetes spp. represented the most abundant and most frequently detected across samples, respectively (Wampach et al., 2017). Their work also demonstrated that, similar to bacteria, mode of birth influences fungal communities, with a higher abundance of Saccharomyces spp. and Exobasidiomycetes spp. in Caesarean-delivered infants, and higher Dothideomycetes spp. and Pezizomycotina in vaginally-delivered infants (Wampach et al., 2017). Although, in contrast with what has been described for bacterial succession patterns in the infant microbiome, fungi followed more aleatory temporal shifts in community composition, as evidenced by higher interindividual variation in fungal richness (number of OTUs), diversity (Shannon index), and evenness (Pielou’s evenness index) (Wampach et al., 2017). It is important to mention that most published microbiome results are based on comparisons of taxa relative abundance, which are notoriously biased, especially in samples with low microbial biomass. Wampach et al. (2017) demonstrated that samples with very low DNA yields, such as meconium, underestimated richness and altered relative abundance measurements in a 16S dataset. It is to be expected that similar deviations also occur in the mycobiome, especially considering their even lower biomass. Thus, additional methods to quantify total fungal DNA or taxa-specific DNA via quantitative PCR (qPCR) can provide necessary technical benchmarks to better interpret amplicon-based sequencing results.
In another study that included 17 healthy term Puerto Rican infants, the fecal mycobiome was dominated by only five fungal species: Candida albicans, C. parapsilosis, C. tropicalis, Saccharomyces cerevisiae, and Cryptococcus pseudolongus, with the first four species encompassing more than 10% relative abundance each (
A larger prospective study evaluated the mycobiome of 308 US infants using ITS2 sequencing (
To characterize the composition of the adult intestinal mycobiome,
The Airway Mycobiome
No longer considered sterile organs, the lungs harbor a diverse community of microorganisms, including fungi (
A study by
Several more studies have described fungal alterations in the context of chronic respiratory diseases, including asthma.
Mycobiome alterations have also been reported in asthmatic adults. A study by
Early-Life Fungal Exposures and Asthma Susceptibility
Observations from population-based and animal studies suggest that there is a critical window of opportunity, in which bacterial alterations during early life are important determinants of subsequent asthma susceptibility (
Prospective human cohort studies have investigated early life sensitization to fungal antigens on asthma development later in life. A longitudinal cohort study of 849 children by
Observations from prospective infant cohort studies that have investigated the gut mycobiome suggest similar implications for asthma susceptibility. Following observations from a Canadian cohort study which associated early-life microbial alterations with later susceptibility to asthma development (Arrieta et al., 2015),
Similarly,
Both of these infant cohort studies (
Figure 2

Can early-life fungal dysbiosis contribute to increased pediatric asthma risk? Early-life gut fungal alterations provide immunomodulatory signals that increase infant’s susceptibility to asthma. Infant antimicrobial use disrupts the intestinal microbiome and favors fungal overgrowth, which has been associated with allergic airway inflammation in both human and animal studies. Early-life mycobiome dysbiosis may contribute to dysregulated immune mechanisms that lead to immune sensitization to environmental fungi, resulting in fungi-triggered asthma in children and adults.
The increase in prospective and longitudinal infant gut microbiome studies, together with the inclusion of fungi in these surveys is consistently revealing gut bacterial and fungal alterations that may be involved in asthma pathogenesis. However, it is also likely that the lung mycobiome plays a role in altering lung immune responses. Because of the lack of animal or human studies examining the lung mycobiome and its relation to immune development, it remains unknown if succession patterns of lung fungal colonization during infancy, and alterations to these, may also contribute to asthma pathogenesis.
Environmental Fungal Exposures and Asthma Development
Understanding the effect of diverse fungal exposures early in life is important because we are continuously in contact with environmental fungi which are capable of influencing human immune responses. Fungal spores are dispersed through indoor (
While several studies generalize fungal airway exposures as conducive to atopy and asthma development, others have shown that fungi may play a role in both reducing or increasing the risk of atopy and asthma in early life. For example, findings from
In a systematic review of 61 studies conducted by
In addition to asthma development, fungal environmental exposures have also been consistently linked to specific asthma phenotypes. A study by
Fungi in Asthma Exacerbations
Not only does fungal exposure during early life play a role in asthma development, but fungal exposures are also well known to induce or exacerbate episodes in asthmatic patients. A large study that included 831 US homes found A. alternata in house dust to be correlated with active asthma symptoms (
Sensitization due to previous exposure to specific fungal species is likely to play a role in subsequent exacerbations. In a study on adults hospitalized for asthma,
A number of studies have also investigated the relationship between exposure and sensitization to fungi and asthma exacerbation during childhood. A study of 280 children from 37 inner-city schools in Boston, U.S.A. found that exposure to Alternaria in classrooms was associated with increased duration of asthma symptoms in children already sensitized to Alternaria, compared to sensitized children with a lower classroom exposure level over a 2-week period (
From these studies, it is clear that fungi play an important role in the exacerbation of asthma in children and adults, and that these often emerge from immune sensitization during infancy or childhood. Nonetheless, not all exposures to fungi result in asthma-inducing sensitizations, indicating that, just like with bacteria, many may indeed be protective, and that the underlying mechanisms of host-fungal immune crosstalk stem from the immunogenicity of specific fungal species and/or host immune susceptibilities. While it is evident that not all fungal exposures are detrimental to immune development, certain species, such as those belonging to the genera Alternaria and Aspergillus, are consistently associated with sensitization in asthmatics and asthma severity. As such, further research on the microbial and host immune mechanisms relevant to asthma pathogenesis should include fungi, both protective and harmful species, from the human microbiome and the environment.
Fungi as Unique Allergens
Why are certain fungi and their structures so frequently associated with asthma and other allergic diseases? While this remains unknown, fungi have unique properties that may provide them with the ability to increase asthma susceptibility and induce exacerbations in the host (Figure 3). Whether this comes from earlier sensitization followed by subsequent hypersensitivity, or through direct immunomodulatory properties of fungi remains under debate. A study by
Figure 3

Unique features of fungal immune responses in the airway. Schematic of the unique features of fungi and their interactions with immune mechanisms in the murine airway. (A) Chitin in fungal cell walls triggers alternative activation of macrophages (M2 phenotype) and IL-4 expressing eosinophil and basophil responses, which can be inhibited by mammalian chitinases. (B) Fungal proteases signal through PAR-2 in the airway epithelium resulting in the release of IL-33, which consequently signals through ST2 to trigger IgE and ILC2 release of IL-5 and IL-13, promoting eosinophil recruitment to the airway. (C) β-glucan recognition through dectin-1 on macrophages results in the release of TNF-α, as well as a mixed Th1/Th2/Th17 response with the release of IL-4 and IL-13 by Th2 cells, IFN-γ by Th1 cells, IL-17A by Th17 cells, and IL-22 detected in unfractionated lung cells. (D) Extracellular vesicles (EV) trigger the release of cytokines IL-10, IL-12, TGF-β, and TNF-α by macrophages and dendritic cells. (E)A. fumigatus-induced allergic airway inflammation in mice induces IL-1R1 signalling and Th1 (IFN-γ, CXCL9, and CXCL10) and Th17 responses, with IL-17A promoting neutrophil infiltration. IL-1RA inhibits these pathways downstream of IL-1R1. Data presented from studies: (A)
Chitin, the second most common polysaccharide in nature (after cellulose), plays an important role in the development of asthmatic disease following airway exposure to fungi. Chitin is a major component of fungal cell walls, helminths, insects, and crustaceans, but it is not present in mammals (Lee et al., 2008). While mammals express chitinases to enzymatically break down chitin, the biological role of these enzymes in host biology remains incompletely understood. Mammalian chitinases are expressed at inflammation sites, and thus are hypothesized to play roles in host anti-microbial and anti-parasite responses (Lee et al., 2008). Interestingly, both chitin and chitinases are implicated in the pathophysiology of asthma, including fungal asthma (Lee et al., 2008;
A study by
It has also been proposed that asthma occurs as a result of the Th2 reaction to fungi as a means to contain what the immune system recognizes as a fungal infection, and that fungal proteases are crucial to this response. The study by
A study by
Fungal immunogenicity in the airways may also depend on the life cycle stage of sporulating fungi at the point of exposure. Environmental fungi are often introduced into the airway as resting spores, and may not elicit an immune response until present in metabolically active germinating form. A study by
Like all existing cell types, fungi also have the capacity to secrete extracellular vesicles (EV), which may contribute to their immunomodulatory capacity for asthma development. EV carry enormous amounts of antigenic molecules, are known to modulate immune responses, and due to their elevated presence in experimental asthma models, are proposed to be involved in asthma pathogenesis (
A number of studies have looked into cross-reactivity between fungal species and the implication this has on airway disease. An early study by
Figure 4

The gut-lung crosstalk in airway inflammation. Gut, systemic, and lung immune responses to Candida sp. colonization have been described in (A) humans and (B) mice, indicating that intestinal fungi impact immune development and that airway immune responses to other fungi and allergens (ovalbumin), respectively. (A) Protective CD4+ memory T cells generated from colonization by C. albicans secrete elevated levels of IL-17A and IL-22. Upon exposure to A. fumigatus, homology between fungal antigens directs the selective expansion of A. fumigatus-reactive cells, driving Th17 airway inflammation. (B) In mice, intestinal fungi colonization alters early life immune development, inducing increased systemic levels of IL-4, IL-6, IL-10, and IL-12, while reducing the proportion of Tregs. Colonization with fungi also increased airway inflammation in an ovalbumin challenge model, altering the inflammatory phenotype with increased macrophagic infiltration in BAL fluid. Data presented from studies: (A)
Fungal-Mediated Immune Mechanisms in Asthma
The underlying immunological mechanisms that render fungi elicitive of asthmatic disease are highly complex, and there is likely an interplay among the many features of fungi that may help explain the diverse immunopathology of this disease. Allergic asthma is characterized by a Th2 response (
While Th2 responses are a hallmark of allergic asthma, they are just one component of the immune response involved in fungi driven asthmatic disease. IL-33 is an innate cytokine commonly found in the airways to be associated with asthma, and has been shown to be involved in group 2 innate lymphoid cell (ILC2) development (
As previously mentioned, proteases are a unique feature of fungi that contribute to the pathology of fungi-associated asthma, and these enzymes in turn contribute to the specific immunological mechanisms induced in response to fungal airway exposure. Inhaled Aspergillus-derived fungal associated proteases (FAP) induced airway eosinophilia in naive mice through protease activated receptor-2 (PAR-2), indicating that this is directly associated with protease activity rather than sensitization (
Th1 responses may also play an important role in fungi-associated asthma, despite the classic predominance of type 2 responses associated with this disease. In an A. fumigatus allergic airway model, along with elevated Th2 responses, mice displayed an increase in interferon-γ (IFN-γ), a well characterized Th1 cytokine, upon airway challenge (Hoselton et al., 2010).
Beyond Th1 and Th2 responses, Th17 responses have been shown to play a role in fungi-associated asthmatic disease in response to fungal airway exposure. As previously mentioned,
IL-17A is associated with neutrophil recruitment (
While environmental exposures may explain differences in allergic airways responses, a genetic component has been implicated in fungal-associated immune responses conducive of asthma in children.
Fungi as Targets for Asthma Treatment and Control
Given the important role of fungi in mediating allergic airway disease, it is imperative to consider them as potential components in strategies to improve symptoms and disease severity. Studies have shown that antibiotic treatment in mice, resulting in a dysbiotic bacterial and fungal gut microbiome, increased susceptibility to fungi driven airway disease (
Due to the severity of fungi-associated asthma and its unique underlying immunopathology, specialized therapeutics must be developed aimed at targeting fungal colonizers and improve disease status and management. While the use of broad-spectrum antifungals may seem helpful, some studies have described deleterious effects to the mycobiome, resulting in host immune dysregulation. Treatment of mice with fluconazole resulted in fungal dysbiosis in the gut and enhanced allergic airway responses when mice were challenged in an HDM model of airway inflammation (
Nonetheless, targeting of specific fungal colonizers may be a therapeutic avenue to be explored for fungal asthma or SAFS. A randomized clinical trial to investigate the use of oral antifungal, itraconazole, in patients with SAFS was first carried out in 2009 by
An alternative approach to develop fungi-associated asthma therapeutics is to target specific immune responses elicited by fungi in order to improve symptoms and disease severity. One example is inhibitors of fungal proteases, which have been shown to reduce the airway damage associated with fungal proteases (
Conclusions and Future Directions
Fungi, viruses, archaea, and bacteria coinhabit all terrestrial and aquatic environmental niches, including the mammalian mucosae, engaging in diverse ecological interkingdom relationships that shape the overall composition of microbiomes, and their relationship with the host (
Despite continuous advancements in sequencing technologies, there are still important challenges to attain a sensitive and precise assessment of the mycobiome within complex communities (
While strong evidence suggests that both the lung and gut mycobiome are important players in asthma, the specific fungal-driven cellular and molecular mechanisms of disease are poorly understood. Despite this, our current state of knowledge renders great potential for microbiome-derived approaches aimed at preventing and treating this disease. To this aim, research must seek to further elucidate the role of fungi in early immune education events and characterize the specific cellular and molecular mechanisms by which early-life fungal dysbiosis promotes or protects from immune responses conducive of asthma. This is especially evident in lung mycobiome studies, as no prospective study has investigated early life airway alterations that may be associated with asthma development in children, further limiting mechanistic studies aimed at determining the causal role of airway colonizing fungi in disease pathogenesis.
Evidence to date is sufficient to disprove the assumption that all fungal exposures, whether from the environment or the microbiome, are detrimental to health (
Moreover, it will be crucial to consider that environmental exposures to allergenic moulds (e.g., Alternaria, Aspergillus, and Penicillium) may become even more prevalent in the face of ongoing climate change. Moulds thrive in moist and warm environments (
Finally, we need a more comprehensive understanding on how antimicrobial drugs and other early-life microbiome alterations (e.g., Caesarean sections and formula feeding) impact the infant mycobiome, and which of these alterations may be conducive of asthma. Including fungi in these studies will provide a more ecologically sound framework to design effective probiotic consortia capable of remediating the microbiome perturbations and host immune dysregulation that continue to increase asthma risk around the world.
Funding
EvTB is funded by the Eyes High Doctoral Recruitment Scholarship. MWG is funded by the Alberta Children's Hospital Research Institute Graduate Scholarship. M-CA is funded by the Cumming School of Medicine, the Alberta Children Hospital Research Institute, the Snyder Institute of Chronic Diseases, the Canadian Institutes for Health Research, the Sick Kids Foundation, the W. Garfield Weston Foundation, The Koopmans Research Fund, and the Canadian Lung Association.
Statements
Author contributions
EvTB, MWG, and M-CA formulated the concept for this review. EvTB and MWG wrote the first draft. All authors contributed to the article and approved the submitted version.
Acknowledgments
The figures in this review were created with BioRender.com (https://biorender.com/).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
asthma, allergic responses, immune development, microbiome, mycobiome, environmental fungi
Citation
van Tilburg Bernardes E, Gutierrez MW and Arrieta M-C (2020) The Fungal Microbiome and Asthma. Front. Cell. Infect. Microbiol. 10:583418. doi: 10.3389/fcimb.2020.583418
Received
14 July 2020
Accepted
29 October 2020
Published
26 November 2020
Volume
10 - 2020
Edited by
Emily K. Cope, Northern Arizona University, United States
Reviewed by
Lisa Stinson, University of Western Australia, Australia; Irina Leonardi, Cornell University, United States
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© 2020 van Tilburg Bernardes, Gutierrez and Arrieta.
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*Correspondence: Marie-Claire Arrieta, marie.arrieta@ucalgary.ca
†These authors have contributed equally to this work
This article was submitted to Microbiome in Health and Disease, a section of the journal Frontiers in Cellular and Infection Microbiology
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