Abstract
The investigation of the microbial populations of the human body, known as the microbiome, has led to a revolutionary field of science, and understanding of its impacts on human development and health. The majority of microbiome research to date has focussed on bacteria and other kingdoms of life, such as fungi. Trailing behind these is the interrogation of the gut viruses, specifically the phageome. Bacteriophages, viruses that infect bacterial hosts, are known to dictate the dynamics and diversity of bacterial populations in a number of ecosystems. However, the phageome of the human gut, while of apparent importance, remains an area of many unknowns. In this paper we discuss the role of bacteriophages within the human gut microbiome. We examine the methods used to study bacteriophage populations, how this evolved over time and what we now understand about the phageome. We review the phageome development in infancy, and factors that may influence phage populations in adult life. The role and action of the phageome is then discussed at both a biological-level, and in the broader context of human health and disease.
Introduction
In the past decade, the importance of the human gut microbiome in both health and disease has come to light. It plays a role in the acquisition of nutrients, defence, and in a range of diseases, from gastrointestinal to neurological. Most of these microbiome studies focus solely on bacterial populations, with fungal, archaeal and viral communities often being neglected. However, it is of vital importance that the viruses of microbes, particularly bacteriophage populations, are not overlooked. These bacteriophages (phages), viruses that solely infect bacteria, are the most numerous viral component within the human body (Reyes et al., 2010; Minot et al., 2011), and are predicted to play a significant role in the maintenance of human health, through processes such as horizontal gene transfer ().
Phages were first discovered in the early 1900’s simultaneously by d’Hérelle and Twort. At the time they were recognised as an alternative to antibiotic therapy (; ; Twort, 1961), but faded into obscurity in Western medicine, before returning as a tool to improve human health in the face of the current antibiotic resistance crisis ().
While the majority of research has focussed on utilizing phages for therapeutic and biotechnology purposes, the field of analysing natural phage communities in the gut is relatively young and information on phages is often disregarded within microbial metagenome and metatranscriptome libraries. In order to effectively and safely administer phage therapy it is vital to understand natural phage interactions within the human microbiome. Typically, the investigation of the roles phages play in ecosystems has largely focused on marine and terrestrial environments, while the human body remains underexplored. In part, this may be due to issues arising from ethics surrounding samples of human origin and the difficulty of sampling the gut.
Bacteria are the most abundant cellular organisms in the gut. The gut is a nutritionally rich environment which allows bacterial concentrations of close to the theoretical maximum in the order of 107 to 1014 cells, depending on the exact location (Sender et al., 2016). Therefore, there are an abundance of hosts available for phages to infect, which is of importance given the vast majority of viruses within the gut are phages. Together, the total community of phage populations is known as the phageome.
In this review we will discuss what is known about: how phages enter the body, how we study the phageome, its main components, and the important roles and functions it performs in both human health and disease.
Methods to Identify and Characterize Phages in the Gut
Since the early work of , many vital questions within phage biology, and specifically the role in ecosystems such as the human gut, remain unanswered. Techniques used for identifying and characterizing phages in the human gut can be understood from three perspectives: culture-dependent methods, culture-independent methods, and sequencing-based methods. Before the rise of next-generation sequencing in the last 15 years, culture-based methods were the primary approach for researching phage ecology, these rely on isolation techniques to extract virions for investigation (Figure 1) (Mokili et al., 2012).
Figure 1
Culture-Dependent Methods
For culture-based methods it is necessary to isolate virus-like particles (VLPs) from their complex in situ environment. This is often performed on faecal samples due to the ease and minimal cost in obtaining them. However, the bacterial community of the mucosa-associated microbiome is dominated by different phyla to those found in faeces (), so much so that it is compositionally distinct (). Thus, sampling of faeces may select a combination of shed mucosal bacteria and nonadherent luminal populations (). This sampling effect is likely to also affect the phage communities recovered. The relative understanding of phageome composition from faecal sampling is visualised in Figure 2, which highlights gaps in our knowledge from the acquisition of phages through diet, to the various positions of the digestive system. We suggest that future research efforts work towards a more holistic view of the human gut phageome, which undoubtedly relies on colonoscopies for the targeted sampling of the ileum and colon. This will facilitate the study of the phage populations in active luminal and mucosal-associated communities, in order to describe compositional differences in the respective phageomes, and to understand their possible in situ influence on the overall gut microbiome and the human host health.
Figure 2
Three approaches are taken to isolate phages from heterogeneous samples: extraction and purification of virus-like particles (VLPs), enrichment of phages in bacterial host cultures, and induction of temperate phages from lysogenised hosts. Extraction and purification of VLPs is the most common approach, which we describe below.
Following the suspension of faecal matter, intact VLPs can be separated from other microorganisms and free DNA in the faecal suspension by multiple methods, often used in combination (Thurber et al., 2009;
Isolating phages that infect bacteria cultured from the same environment has been readily applied to model hosts including Escherichia coli and Bacteroides fragilis (
To overcome this issue, recent progression in the field of culturomics (
Temperate phages, integrated within their bacterial host genomes as prophages, also pose a challenge for isolation, but can be induced from lysogenised isolates using UV light (
In addition to characterizing aspects of phage-host interactions, concentrated phage populations can be further interrogated with flow cytometry (
Culture-Independent Methods
While the recent rise in culture-independent methods since the 1980s was due to the advent of Sanger sequencing, these methods arose decades earlier thanks to electron microscopy (EM) (Figure 1). Phages were first visualised with EM in the 1930s (Peankuch and Kausche, 1940; Ruska, 1940), which circumvented the magnification limitations of light microscopes, allowing for the visualisation of phages. Transmission EM (TEM) was used to observe that tailed phages were the most abundant VLPs in human faeces (
Table 1
| Technique | Example gut discoveries | Advantages | Limitations |
|---|---|---|---|
| TEM | Tailed phages were the most abundant VLPs in human faeces ( | Visualisation of phage morphology. | Biased towards identifying tailed phages due to potential loss of tail structures in sample preparation (Williamson et al., 2008). |
| Faecal samples from patients were found to share no VLPs ( | Limited to observations of morphologies. | ||
| Time-consuming. | |||
| EFM | Up to 5.58 x 109 VLPs were observed per gram of faeces ( | Enumeration of VLPs in samples. | VLP counts are conservative estimates of true viral abundances, given the imprecision of visualising single fluorescent dots. |
| Can validate viral purification procedures. | Loss of VLPs during preparation and filtration of samples, e.g. large VLPs of the order Megavirales ( | ||
| Greater accuracy and speed compared to TEM. | Viability of the VLP to infect and lyse bacterial cells is unknown. | ||
| VLPs may be membrane vesicles, gene transfer agents or cell debris containing nucleic acids ( | |||
| phageFISH | The viability of VLPs can be determined through single cell dynamic measurements, as shown with marine phages ( | PhageFISH is the only non-genetic method to implicate lytic, lysogenic, and chronic phage infection modes ( | |
| CLSM | The complex microenvironment and spatiotemporal succession can be studied in multispecies biofilms, as shown with non-phage viruses (Røder et al., 2016). | Non-destructive sampling. Can be used to visualise the biofilm infection over time. | Limited to biofilms of bacterial species which can be fluorescently labelled. |
| CryoEM | Phage capsids of Bortadella phages were visualised at angstrom resolution, discovering unique protein folds, as shown with non-gut phages (Zhang et al., 2013). | Very high resolution. | Destructive sampling. |
Microscopy techniques used to study the gut phageome, including the major advantages and limitations of each technique.
Modern molecular biology techniques reflect the biochemical, technological and high throughput advancements made over the past few decades. The use of which have resulted in breakthroughs such as the identification of toxin-antitoxin systems in Lactobacillus johnsonii prophages using recombinant protein gene expression (
Table 2
| Technique | Example gut discoveries | Advantages | Limitations |
|---|---|---|---|
| Electrophoresis | SDS-polyacrylamide gel electrophoresis on a CsCl fraction of human faeces isolated CrAss-like phages for subsequent mass spectrometry ( | Multiple viral populations can be separated from multispecies samples due to their differing capsid sizes. | No taxonomic information can be determined by electrophoresis alone. |
| Recombinant protein gene expression | Toxin-antitoxin systems were identified within prophages of Lactobacillus johnsonii ( | Proteins can be overexpressed to obtain high titres for subsequent analysis. | Cloning of viral genes into heterologous host systems can be difficult given that viral genomes often encode modified nucleotides (Warren, 1980) and lethal genes (Wang et al., 2010). |
| Expressed proteins may not be functional due to misfolding and incorrect modifications in expression host. | |||
| Microarrays | The new-born infant gut viral community was found to be dynamic ( | High-throughput. | Incompatible with novel viral genomes as a priori sequence information is required to design probes. |
| 50% of the strain-specific DNA in Lactobacillus johnsonii was found to derive from prophages (Ventura et al., 2003). | Viral DNA amplification steps prior to microarray analysis can introduce bias, making relative abundances no longer reflect that of the sample studied. | ||
| Single-cell DNA sequencing | Sequencing of commensal gut bacteria can facilitate the identification of integrated prophages (Ventura et al., 2003; | Facilitates taxonomic investigation. | Requires isolation and cultivation of lytic phages and hosts of temperate phages. |
| Can assemble viral genomes for viruses excluded from metagenomic approaches (Martinez-Hernandez et al., 2017). | No community-wide view. | ||
| qPCR | 77% of faecal samples contained phages carrying at least one antibiotic resistance gene (Quiros et al., 2014). | Detection and quantification of specific genes in real time. | Sequence of target gene is required a priori. |
| Longitudinal tracking of phage and bacterial hosts in the faeces of a mouse model system facilitated the study of predator-prey dynamics ( | Nonspecific binding of template can lead to amplification of off-target genes. | ||
| Viral tagging & flow cytometry | 363 unique phage-host pairings were predicted, including many uncharacterised phages ( | Infer phage-host relationships. | Direct evidence of successful phage infection is not provided by attachment of phage and host cell. |
| Culture-independent. | Different assay conditions can bias the phage-host pairings observed from the community. | ||
| Flow cytometry has the facility to sort individual phage-host pairs for downstream sequencing etc. |
Summary of molecular biology techniques used to study the gut phageome, including the major advantages and limitations of each technique.
It is finally worth noting the use of whole animal models for investigating the factors that drive microbiome structure and function, and disease-state modelling of the human gut, e.g. inflammatory bowel diseases (see section Role of Bacteriophages in Human Disease). Animal models enable the experimental investigation of phage-host interactions, to develop hypotheses that connect alterations in the gut microbiome to disease. An extensive review of simple animal models of the gut microbiome was written by
Metagenomics
Metagenomics is the most recent development on the gut phageome methods timeline, facilitated by the advent of high-throughput sequencing (Figure 1). Metagenomics provides a snapshot of the DNA phage community: the populations that can be recovered, and the genes they encode. There are two favoured approaches to performing metagenomics: sequencing of the entire nucleic acid complement through shotgun metagenomics, and amplification of marker genes such as the 16S ribosomal RNA gene in amplicon sequencing (
The first use of viral metagenomics (viromics) on the human gut described phages found in human faeces, finding evidence for the dominance of DNA phages (
Phage populations recovered through viromics do not necessarily reflect the true diversity of the gut phageome; larger phage genomes are often only assembled for the most abundant viral genotypes present within a sample, and many lowly abundant viral species are likely to be lost in purification steps during sample preparation or biased against by the sequencing protocol. In addition, the phylogenetic binning strategy for reconstructing short reads in shotgun metagenomes may result in the loss of closely related phage contigs due to high nucleotide sequence similarity. Genome assembly and binning is complicated by mosaicism within phage genomes, a common feature of prophages (
Table 3
| Technique | Research questions | Tools | Examples in publication |
|---|---|---|---|
| Annotate genomes | Do the phage genomes encode auxiliary metabolic genes (AMGs)? | Prodigal ( | |
| Do the phage genomes encode viral taxon-specific genes? | Prokka (Seemann, 2014) or eggNOG (Powell et al., 2012), to functionally annotate draft genomes. | ||
| Are the phages temperate or virulent? | Hmmscan ( | ( | |
| Is there a global phage gene pool? | Phyre2 ( | ||
| DRAM-v to predict putative AMGs associated with metabolism (Shaffer et al., 2020). | |||
| Phage prediction | Are the genomes assembled phage genomes? | De-novo prediction of phages using tools such as VirFinder/ DeepVirFinder (Ren et al. 2017; Ren et al., 2002) and VirSorter2 ( | |
| Confirmation of viral genome completeness with CheckV (Nayfach et al., 2020) and IMG/VR v3 (Roux et al., 2021). | |||
| How diverse are the phages? | Alignment to hallmark taxon-specific marker genes. | (Waller et al., 2014) | |
| Are any known viral taxa predicted? | BLAST ( | (Vazquez-Castellanos et al., 2014) | |
| Comparison to gut viral databases, e.g. Gut Virome Database (GVD) ( | |||
| How similar are they to phages in other ecosystems? | Single protein phylogenies with alignment of core phage genes, e.g. using MAFFT ( | ||
| De-novo classification with vConTACT2 (Zablocki et al., 2019). | |||
| Phage-host relationships | Which gut hosts do the phages infect? | Genetic homology of integration sites and CRISPR spacer sequences between phage and host. | (Stern et al., 2012) |
| Is phage predation species or strain specific? | Phage genome signature-based recovery. | (Ogilvie et al., 2013) | |
| Identification of integrated prophage. | |||
| Abundance profiles. | ( | ||
| De-novo relationships with WIsH ( |
Bioinformatic tools used to study the gut phageome, including techniques, research questions they may address and name of the software.
As a consequence of the above limitations, and the exclusion of single-stranded DNA (ssDNA) and RNA phages whose true prevalence in the gut phageome is unknown, analysis of phage diversity through metagenomics often underestimates absolute viral richness. Further, inferences on phage diversity yield only a snapshot of the sampled phage community at a given time point. The temporal dynamics of the gut microbiome can only be understood by sampling multiple time points, which adds logistical challenges of recalling participants, costs, and is both more lab- and bioinformatically-intensive due to the size of the datasets assembled and analysed. Nonetheless, there are a few examples of longitudinal studies of the gut phageome, which are discussed in section Development of the Phageome (Minot et al., 2013; Shkoporov and Hill, 2019).
There are a number of tools used to describe and interrogate environmental phageomes through metagenomics, reviewed in Table 3. Many of these tools are alignment-based, requiring sequence homology between genes and genomes for annotation, phage classification and the inference of phage-host relationships. Historically, due to the underrepresentation of viruses in reference databases, in conjunction with a high proportion of novel phages sequenced from the gut (Shkoporov et al., 2018b), alignment-based approaches were limited. It has been reported that > 75% of reads from gut viromes did not align with known viral genomes (
Another limitation associated with assembled viral genomes is the lack of information on viral activity (Stern et al., 2012). Sequenced phages may be quiescent and thus less metabolically important relative to the active phage community. Further, the verification of host range, gene function, and replication strategy characterisation requires the cultivation of phage isolates. The activity of phages can, however, be resolved through a combination of ‘omic strategies. In a similar approach to sequencing the DNA metagenome, other meta-’omic strategies have been adopted to study the gut phageome at the RNA, protein and metabolite-levels.
Other ‘Omics
In metatranscriptomics, the sequencing and de-novo assembly of RNA contigs is carried out in a similar way to metagenomics, reviewed for environmental samples in (
A second use of metatranscriptomics comes with its combined implementation alongside metagenomics. By mapping metatranscriptome reads to assembled phage genomes, gene transcription can be estimated as a proxy for phage activity to discern active from dormant prophages. Further, the most actively transcribed genes can be determined for the functional analysis of the phageome. When this combined approach is applied to samples over a time-course, the dynamics and persistence of phage infection can be determined, as shown for marine ecosystems (Sieradzki et al., 2019). To the best of our knowledge, metatranscriptomics has had limited implementation on the gut phageome, but future efforts should enable the investigation of active functional genes, including auxiliary metabolic genes, and discern the proportion of the phageome that is active within the gut microbiome in diseased and healthy states. This could uncover further evidence for implicating the phageome in disease.
Metaproteomics captures the protein complement of microbial communities and is a direct study of the end product of gene expression, used to evaluate the functional state of a community. Downstream analytical techniques such as mass spectrometry and nuclear magnetic resonance can be implemented to characterize isolated proteins. Modern advances in these techniques have improved the throughput and accuracy of this approach for its application on the gut microbiome (
Metabolomics specifically targets the metabolites present within cells, thus including those involved in lysogenic conversion. In gut microbiome research, metabolomics has been used to evaluate the metabolic state of the gut microbiome as a result of phage predation (
The methods used to identify and characterize phages have come a long way since phages were first visualised in 1940 (Figure 1). Early culture-dependent methods isolated intestinal phages from faeces for the first time, microscopy enabled the morphotypes and abundances of gut phages to be realised, and recent ‘omic advances have facilitated the study of phageome diversity and function.
There are undoubtedly numerous additional challenges that face the study of the phageome, as compared to the bacterial microbiome. While we have provided many limitations of the existing methods, we have underlined the potential for their future development and implementation in studying the gut phageome. Namely, the greatest challenge involves expanding the proportion of the phageome captured by ‘omic analyses. This means recovering increasingly low abundant phage populations and describing their functional potential and reality. To this aim, future advances in both culture-dependent and sequencing methods, in addition to the combination of these approaches, can be achieved in a number of ways. This begins with amending sampling biases through the direct study of gut samples, and the greater representation of sampled individuals outside of Europe and North America. Increasing sequencing depth, augmenting bioinformatic tools for recovering and annotating phage contigs, and combining ‘omic techniques will maximize our ability to characterize sampled phageomes. The simultaneous implementation of culture-dependent methods with sequencing approaches can validate in silico hypotheses of phage-host interactions for implicating phage populations in the overall functioning of the gut.
Composition of the Gut Phageome
Development of the Phageome
The human gut is host to a complex community of microorganisms that contribute greatly to gut function, immune responses and disease pathogenesis. The human microbiome develops from birth, is predominantly of maternal origin, and expands rapidly in response to many environmental factors (Yassour et al., 2016). The phageome follows a similar pattern to the bacterial populations, with changes in diversity occurring within the first 2 weeks of life (Figure 3) (
Figure 3

Changes in the gut phageome over the human lifetime. Pie charts represent the observed ratios of different phage groups at discrete sampling times, from birth where no endemic phages were observed to adults, while the humped line describes changes in phage diversity and abundance over time, which both peak in the weeks after birth (
In adulthood, the gut phageome has been proposed to be dominated by phages exhibiting a temperate lifestyle (Silveira and Rohwer, 2016). While this may be true, measures of the phageome are not absolute and the diversity of temperate phages may be masked by a few highly abundant lytic phages, meaning that the intricacies of the phageome have yet to be fully resolved (Sutton and Hill, 2019). The adult gut phageome shows a return to a Caudovirales-dominant population with a subpopulation of Microviridae (Figure 3) (
Identification of Novel Human Phages
CrAssphage were discovered in 2014 via the cross-assembly (crAss) method, providing the name CrAssphage. Previously undetected, they are the most abundant gut phage currently known (
There is evidence to suggest that CrAssphage has long been a member of human gut phage communities, having also been found in the gut of non-human primates, such as baboons and gorillas (
The presence of CrAssphage in the gut appears to begin in infancy (McCann et al., 2018;
A group of megaphages (with genomes > 500 kb in length) have been identified from human faecal samples and have been tentatively predicted to infect Prevotella (
Unusual, composite phages have also been identified to play a role within the gut. Bacterial strain Enterococcus faecalis V583 contains multiple prophage elements, two of which combine to form a lytic phage particle (
Longitudinal Distribution of Phages in the Gastrointestinal Tract
The location within the gut also influences the phageome (Figure 2). Following the stomach, the proximal gut provides the most hostile environment for bacteria, a microaerophilic environment with a low pH and antimicrobial peptides which enriches bacteria such as Lactobacillaceae and Enterobacteriaceae. The distal gut is the opposite, an anaerobic environment, with a higher pH and reduced concentration of antimicrobial peptides, allowing bacteria such as Bacteroidaceae, Prevotellaceae and Ruminococcaceae to thrive (
Impact of Diet on the Phageome
A well-characterised influence on the gut microbiome is diet, therefore it can be assumed that diet will impact the phageome too (Singh et al., 2017). This has been observed in studies of high fat diet (HFD) in mouse models, wherein both the microbial and viral gut communities were affected (
Once the phageome is established it is less influenced by diet, but increasing fat does seem to have an impact. Increased fat leads similar shifts in the gut phageome, however there was still great inter-individual variation (Minot et al., 2011). This suggests that the phageome is not acquired through diet, but that the diet shapes existing communities (Minot et al., 2011). In addition, consumption of various foods can influence prophage induction in the resident gut microbiota (
Numerous studies have identified food products that are a rich source of bacteriophages, yet there is little evidence if or how they influence the phageome. Coliphage can be found in a variety of food sources, and are used as an indicator of faecal contamination (
Bacteriophages are currently being used to make food safer and have been used as indicators for the virological safety of food (
Table 4
| Manufacturer | Product | Applications |
|---|---|---|
| Intralyx Inc. (MD, USA) | ListShield™ | Targets Listeria monocytogenes contamination in foods and food processing facilities. |
| EcoShield™ | Targets Escherichia coli, and Shiga toxin producing E. coli in particular, including O157:H7 STEC. | |
| SalmoFresh PX™ | Targets contamination with selected, highly pathogenic Salmonella-serotypes in foods and food processing facilities. | |
| ShigaShield™ | Targets contamination with Shigella spp. in foods and food processing facilities. | |
| APS Biocontrol (Dundee, UK) | Biolyse®-PB | Targets bacteria that cause soft rot on potatoes mainly, Erwinia spp., Pectobacterium spp., and Pseudomonas spp. |
| Proteon Pharmaceitocals | BAFASAL® | Targets human-pathogenic Salmonella spp. in poultry farming. |
| BAFADOR® | Targets Pseudomonas spp. and Aeromonas spp. in commercial aquaculture | |
| Elanco (IN, USA) | Finalyse™ | Pre-slaughter hide wash applied to live cattle, targeting E. coli O157:H7 |
| Micreos Food Safety, (The Hague, NL) | PhageGuard Listex™ | Surface treatment targeting Listeria monocytogenes on a number of food products such as, meat, fish, cheese and frozen vegetables. |
| PhageGuard S™ | Targets Salmonella spp. on fresh poultry. | |
| PhageGuard E™ | Targets E. coli O157 on beef carcuses. | |
| OmniLytics (UT, USA) | Agriphage™ | Targets Xanthomonas campestris. Xanthomonas vesicatoria and Pseudomonas syringae to prevent bacterial spots tomatoes and peppers. |
Phage products approved for use in food manufacturing. These phage products have the opportunity to enter the GI tract and impact the gut phageome.
The human gut is an abundant source of potential host bacteria, which should allow many dietary phages to thrive. Equally there are a number of factors that may prevent colonisation by dietary phages, including phage-specific antibodies (Mirzaei and Maurice, 2017), eluded to by a higher abundance and diversity within the phageome of patients with immune disorders (Norman et al., 2015; Perez-Brocal et al., 2015). Phage colonisation may be further hampered by various exclusion strategies by host strains (Rossmann et al., 2015) and phage competition (Reyes et al., 2013). It has been shown that orally delivered phages can survive the stomach to be detected in the faeces, while some phage treatments reduce target bacteria (Mai et al., 2015), not all phage-host systems are equal and some phages fail to proliferate (Sarker et al., 2016). With GI tract phageome studies limited in scope and number, the lack of direct supporting evidence for dietary phages to shape the phageome and microbiome does not mean that they play no role. Instead, it is another overlooked aspect of the human gut microbiome, particularly in the first two formative years.
Impact of Medical Interventions on the Phageome
Medical procedures and treatments can have an effect on the gut phageome, including the well-documented impact of antibiotics. The effect of broad spectrum antibiotics on the gut bacterial community is non-targeted killing, leading to a dysbiotic state (
Faecal microbiota transplant (FMT) is the transfer of faecal material from a healthy donor to an individual with gastrointestinal disease with the intention to restore a healthy gut microbiome. It has been shown that the phage component is of high importance in FMT, able to improve efficacy (
In contrast with the microbiome, there has been limited success in defining a core phageome. The phageome is highly specific to an individual and its resilience to change over time raises interesting questions. The phageome appears to remain relatively constant, while we know the microbiome fluctuates over time and with environmental factors. But are there as yet undetected effects on the phageome? Do phage populations remain dormant for a long time, persisting in host populations, or is their host range wide enough that they continue to encounter hosts regardless of fluctuations in bacterial populations? We know that phages are consumed in the diet, and it is assumed with the survival of other viruses, phages also survive the human gastrointestinal tract. If this is the case, are phages able to colonize the gut once they reach it? As seen with FMT, this appears to be possible as phages seem to be the key to success of this treatment. However, the stability of the phageome within an individual suggests that no such invasion and colonisation occurs. Answering this myriad of questions is hampered by the sampling method used to study the phageome: metagenome sequencing of faeces (see section Metagenomics). Measuring phage activity throughout the GI tract over a time course would help to elucidate fluctuations in the phageome at sites where it could impact human health and gut function. As this is still an emerging field, we hope with greater investigation the phageome will reach a level of understanding we see for the microbiome.
Phageome, Gut Bacteria, and Human Host Interactions
Given that most phages infect and eventually lyse specific bacterial hosts, the gut bacterial community shapes the phage community, as much as it is shaped by phages. Phage-host interactions occur in a number of context-dependent dynamics throughout the gastrointestinal tract, playing roles in the cycling of nutrients, community function and transfer of genetic material. The role of the phageome is seen primarily through its influence on the function of the bacterial community, however there are further consequences of their presence in the gut, including on human immune responses, impacts on human health and gut-associated bacterial biofilms.
Phage-Host Population Dynamics
In the human gut, the phageome is thought to affect succession and colonisation events (
Table 5
| Mechanism | Infection stage disrupted | Example references | |
|---|---|---|---|
| Modification of phage receptors | Phage attachment and adsorption | ( | |
| Masking of phage receptors | with protein | Phage attachment and adsorption | Staphylococcus aureus (Nordström and Forsgren, 1974) |
| Escherichia coli, preventing superinfection (Pedruzzi et al., 1998) | |||
| with polysaccharides | Escherichia coli (Stummeyer et al., 2006) | ||
| Phase variation of phage receptors | Phage attachment and adsorption | Bordetella pertussis (Uhl and Miller, 1996) | |
| Production of competitive inhibitors to phage receptors | Phage attachment and adsorption | Escherichia coli ( | |
| Superinfection exclusion (Sie) systems, often encoded for by prophage. | Block phage DNA entry into cell. | Escherichia coli (Lu and Henning, 1994) | |
| Salmonella sp. ( | |||
| Lactococcus lactis ( | |||
| Streptococcus thermophilus (Sun et al., 2006) | |||
| Bacteriophage exclusion (BREX) | Prevents phage DNA replication. | Bacillus cereus ( | |
| Restriction-modification systems | Degrade phage DNA. | Staphylococcus aureus (Sjöström et al., 1978) | |
| Salmonella ( | |||
| Defence island system associated with restriction–modification (DISARM) | Degrade phage DNA. Type of R-M system. | Bacillus paralicheniformis (Ofir et al., 2018) | |
| CRISPR/Cas elements | Result in degradation of phage nucleic acids. | Streptococcus thermophilus ( | |
| Abortive infection (Abi) | Prevent phage multiplication (replication, transcription, or translation). Result in death of infected host cell. | Lactococcus lactis ( | |
| Escherichia coli (Molineux, 1991) | |||
| Toxin-antitoxin | Leads to abortive infection. | Pectobacterium atrosepticum ( | |
| Escherichia coli (Pecota and Wood, 1996) | |||
Summary of bacteria-encoded phage defence mechanisms.
On the mucosal surfaces of the gut, the bacterial population is spatially structured through the surrounding mucus. The lifestyle of phages is dependent on host availability: less available hosts, lytic predation takes place, and otherwise, lysogeny is the key mode of phage lifestyle (Figure 4). It is theorised this kill-the-winner strategy promotes elimination of potential pathogens deep in mucus layers, while a lysogenic piggyback-the-winner strategy provides an advantage for bacterial commensals against niche invasion (Silveira and Rohwer, 2016).
Figure 4

Diagram of the gut and bacterial and phage concentrations in the lumen, mucosa and epithelial cells. In the human gut, multiple different host-prey dynamics are theorised to occur dependent on the proximity to the gut mucosa. At the top of the mucosa, viruses take a lysogenic strategy or “piggyback-the-winner” as hosts are abundant here. Deeper within the mucosa, the viruses switch to a lytic or “kill-the-winner” strategy as at this point the bacteria are less abundant (Silveira and Rohwer, 2016). (Right) Some phages encode Ig-like domains that allow them to bind to the mucosa and evade the immune system, (Left) Phages can undergo transcytosis and be engulfed and transported through epithelial cells.
As a consequence of these changes and alterations in phage dynamics and prevalence in the human gut, it is possible that no specific genotypes maintain dominance, but are constantly superseded by functionally equivalent strains, maintaining stable metabolic potential and taxonomic diversity. This functional redundancy is known to be favoured in the bacterial microbiome (
Virus-Mediated Genetic Exchange
Bacteriophages are able to influence evolution and diversification of bacterial communities through horizontal gene transfer (Wommack and Colwell, 2000;
Further to the impact on the bacterial hosts, viral genetic exchange from the gut microbiome has wider implications for the mammalian host, with viral integrases being shown to mediate chromosomal integration in human cells (
Due to the global threat of rising antimicrobial resistance, the contribution of viral genetic exchange has been studied in depth (
Cycling Key Nutrients
Nutrient cycling by phages is well-characterised in environmental systems, such as marine and soil ecosystems. The “viral shunt” explains how carbon and other intracellular nutrients are released upon lysis of host cells into the extracellular milieu. (Wilhelm and Suttle, 1999). The human gut has significantly more available nutrients compared to marine and soil systems, leading to the extremely high cell densities, resulting in more competition for available nutrients. Examples of key nutrients which are limited for the gut microbiota are iron and vitamin B12 (cobalamin) (
Interactions With the Immune System
While phage interactions with their bacterial hosts are of vital importance, phage interactions with the human host are also paramount. There is evidence that the phageome is able to influence both the innate and adaptive system, playing a defensive role at the gut mucosa (
Phage proteins, not involved in the attachment to the bacterial host, have the ability to instead attach to the gut mucosa. These adhesins have been identified on the capsid, collar whiskers and tail shaft of the phages, and possess immunoglobulin-like (Ig-like) domains (
It is clear from the summative research conducted that phages, in addition to affecting their bacterial hosts, impact the health of the human or mammalian hosts in which they reside. This could have an important impact for numerous diseases, as discussed later in section, Role of Bacteriophages in Human Disease.
Phage Behaviour Within a Biofilm Environment
There is evidence to suggest that the majority of microbial life within the gastrointestinal tract exists as a biofilm, a distinct lifestyle to planktonic bacteria (
The biofilm within the gut lumen performs multiple functions, but one of the most important is acting as a physical barrier to the mucosa. Commensal bacteria are able to form a protective coating over the mucosa which will prevent pathogenic bacteria penetrating to the epithelial cell layer (
The self-produced extracellular matrix (ECM) of a biofilm is recognised as a protective coating of cells, preventing diffusion of small molecules through the bacterial population (
However, phages are also able to promote the formation of a thicker biofilm, which as previously stated can be associated with disease. Quorum sensing, a communication system within biofilms, is able to induce temperate phages. These phages are then able to contribute to HGT within the biofilm, as well as bacterial host evolution and adaptation through insertional activation of genes (Rossmann et al., 2015;
The presence of biofilm in the gut lumen is a double-edged sword; it protects the human host but has the potential to harbour pathogens and enhance disease, as seen in inflammatory bowel disease (Swidsinski et al., 2005). Equally, phages can both promote or disrupt this biofilm state. Therefore it is difficult to say what the wider impact of phage populations are in this case. These interactions should be considered before the application of phage therapy, where there may be unintended consequences of disrupting “healthy” biofilms or enhancing “diseased” biofilms.
Understanding how a single phage interacts with its infection host is quite different to how a population of phage interacts with not only bacteria but human cells, fungi and archaea which may dwell in the gut. It has been shown in vitro that a bacteriophage can seemingly impact on Candida albicans, a dimorphic fungus that can be found in the gut (Nazik et al., 2017). In this section, we explained how phages may prime the immune system, but to our knowledge there is no investigation into interactions with other non-bacterial cells. As gut communities become more widely studied, this may soon be elucidated. Having a controlled system is beneficial as it allows determination of these minute interactions, but it is no use if it does not reflect the in vivo situation. One in vitro system which could be utilised complex interaction studies, is a gut fermentation model seeded with faecal samples, currently used in the study of phage therapy for C. difficile (Nale et al., 2018). By expanding to a more “wide-angle lens” of phage interactions, would open the possibility to discover important off-target effects in microbial and human cells.
Role of Bacteriophages in Human Disease
In recent years, our understanding of the intestinal microbiome has increased to encompass the ways in which it impacts on human health and disease. The majority of this research has focussed on the bacterial populations, yet the phageome is also expected to have a distinct role in shaping the gut environment (Table 6). Even plant viruses which enter through the diet (section Impact on Diet on the Phageome), such as Pepper mild mottle virus, elicit an immune response in humans. This suggests that viruses’ effects are not limited to infective host range (
Table 6
| Disease | Bacteriophage Richness | Bacteriophage Diversity | Reference |
|---|---|---|---|
| Crohn’s disease | + | + | ( |
| + | + | (Perez-Brocal et al., 2015) | |
| + | (Norman et al., 2015) | ||
| – | ( | ||
| + | (Wagner et al., 2013) | ||
| Ulcerative colitis | + | ( | |
| + | – | (Zuo et al., 2019) | |
| + | ( | ||
| Type 1 diabetes | – | (Zhao et al., 2017) | |
| + | (Tetz et al., 2019) | ||
| Type 2 diabetes | + | (Ma et al., 2018) | |
| Human Immuno Virus | + | ( | |
| Cardiovascular disease | +/- | ( | |
| + | ( |
Summary of changes to the gut phageome in different disease states.
Phages can have both direct and indirect impacts upon the gut environment, leading to systemic consequences for human health. Phage predation of gut bacteria, particularly those that have protective roles in human health, can lead to dysbiosis and disease.
For example, the diseased gut environment can be inflammatory, leading to prophage induction in Salmonella, causing bacterial lysis and initiating gut dysbiosis (
Inflammatory Bowel Disease (IBD)
Crohn’s disease (CD) and ulcerative colitis (UC) are the two major types of IBD. CD is characterised by chronic inflammation throughout the gastrointestinal tract, most commonly impacting the ileum and colon, whereas UC involves inflammation and ulceration limited specifically to the colon and rectum. CD can affect the entirety of the intestinal wall, leading to the development of complications such as abscesses, fistulas and strictures, whereas UC affects the inner intestinal lining to cause crypt abscesses and cryptitis (
Individuals with CD may show an altered phageome compared to healthy control subjects. Epifluorescent microscopy of biopsies from both ulcerated and non-ulcerated tissues, from CD and control patients, showed over 10-fold higher VLPs in individuals with CD, than in the control biopsies (
In addition to a general increase in the abundance of phages seen in patients with CD, the emergence of dominant phage families has been studied in the gut viral community. Caudovirales are the most dominant phage family present in CD patient samples (Wagner et al., 2013; Norman et al., 2015;
Bacteroides is commonly identified as the host of these phages, with the two most prominent phages identified infecting Bacteroides fragilis, a bacterium associated with healthy gut function (
In parallel to CD, the gut mucosa of individuals with UC contains an increased abundance of Caudovirales compared to healthy subjects, though unlike in CD, a lower phage diversity is seen (Zuo et al., 2019). Mouse studies associated this with intestinal inflammation and a more severe disease presentation (
Comparing phage populations of CD and UC patients shows a significant difference in the composition of the gut virome, suggesting that even within IBD the phageome can be influenced by environmental changes specific to each disease (Norman et al., 2015). Taken together, this evidence suggests that phages play a role in IBD, particularly within UC and CD. However, the difficulty in moving from correlation to causation in the disease pathology warrants further research into the role of phages as drivers of human diseases.
Diabetes
Diabetes is a group of diseases characterised by hyperglycemia, caused by a defect in the action of insulin, the secretion of insulin, or a combination of both (
In patients with T1D a comparison of stool samples to healthy controls showed that the evenness of two major phage groups, Myoviridae and Podoviridae, was lower, suggesting that the distribution of gut phage is disturbed in individuals with T1D (Zuo et al., 2019). Amyloid-producing E. coli present in the gut have been linked to the development of autoantibodies contributing to T1D (Tetz et al., 2019). Diversity of intestinal E. coli phages was found to be significantly higher in T1D patients than in control individuals, with almost all the identified E. coli phages being lysogenic (Tetz et al., 2019). The ratio of phages to E. coli was also shown to increase in those with T1D, suggesting continual induction of prophages, or E. coli harbouring prophages may have a fitness advantage in T1D (Tetz et al., 2019). Bacteroides dorei has also been found at higher abundance in individuals with T1D and those at risk of developing islet autoimmunity (
Compared to healthy control samples, significantly more phages were present in the gut of individuals with T2D, which showed an increased abundance of intestinal Podoviridae predicted to infect Escherichia and Clostridium (
Interestingly it has been demonstrated that fecal virome transplant (FVT) can alleviate obesity and T2D in a mouse model, significantly altering both the bacterial and viral components of the gut microbiota (Rasmussen et al., 2020). FVT in mice alleviated some effects of a high-fat diet and normalised blood glucose tolerance, which was not observed in control mice (Rasmussen et al., 2020). It has also been suggested that both Caudovirales richness and the overall viral diversity in donor faeces can influence the outcome of FVT in T2D, warranting further investigation (Zuo et al., 2018; Park et al., 2019).
Despite the research to date, the question remains whether gut phages influence the onset and development of T1D and T2D, or whether they act as disease biomarkers, revealing the effects of diabetes on the gut microbiome. The role of temperate phages in human disease is currently unknown and it is yet to be discovered if prophages are induced in the gut environment and drive the development of T1D or T2D, or if prophage induction is a response to autoimmunity.
Human Immunodeficiency Virus (HIV)
HIV is a highly complex disease with wide-ranging systemic consequences for the patient, even with the use of antiretrovirals. The interaction of the gut, blood, and immune system complicates investigation, but it appears that phages may predict disease progression and influence responses to therapy. HIV infections lead to a depletion in CD4+ T cells, rendering the body vulnerable to infection and disease. The advanced stages of HIV infection are referred to as acquired immunodeficiency syndrome (AIDS), a life-threatening condition associated with excess mortality.
HIV infections initially begin in the gut, with the virus infecting the intestinal-associated lymphoid tissue (
Comparisons of the microbiota of HIV-infected individuals, those receiving antiretroviral treatment, or with varying CD4+ T cell levels found no significant difference in phage richness or diversity (Monaco et al., 2016). In contrast, other studies have observed a significant increase in the number of phage sequences in Simian immunodeficiency virus (SIV)-infected rhesus monkeys, a commonly used animal model of HIV (
The plasma of HIV/AIDS patients was dominated by phages and bacteria similar to those found in the human gut, whereas healthy controls showed no detectable phages in their plasma virome (
The antiretroviral treatment for HIV could potentially have unintended effects on the phageome. An increase in gut dysbiosis has been reported upon administration of antiretroviral therapy, indicating possible consequences for gut bacteria and their phages (
Cardiovascular Disease (CVD)
CVD is a broad term used to define several diseases affecting the cardiovascular system, including ischaemic heart disease, myocardial infarction, and congestive cardiac failure. The driving forces behind the development of CVD are atherosclerosis and hypertension, which are themselves intricately related. Atherosclerosis is an inflammatory response characterised by macrophage activation and Th1 responses, among many other contributing factors. The aetiology of CVD can be bacterial, with direct links between the bacterial metabolites and risk of atherosclerotic cardiovascular disease (Wang et al., 2011).
Changes in the gut phageome are more common in patients with CVD and hypertension (
Conversely, there is evidence that phages may have a protective role against CVD. Swinepox virus (a eukaryotic virus) has been shown to reduce the incidence of restenosis following stent insertion, a common treatment option for patients with angina pectoris and myocardial infarction (Shimamura et al., 2012). If this is true of eukaryotic viruses, there are potentially similar effects with bacteriophages also. Phage as medical tools, such as phage display, can be utilised for CVD diagnostics (Park et al., 2010) and drug delivery (Nicol et al., 2009). Phage therapy can be used to prevent or treat post-heart surgery infections (Potapov et al., 2020), as well as altering the detrimental metabolism of bacteria in high-risk patients.
As CVD is complex in its aetiology, it is difficult to define the specific role phages may play in the disease. However, it seems clear that phage communities vary between healthy and CVD populations, in addition to their immunomodulatory role, suggesting this area is worthy of further investigation.
Autism Spectrum Disorder (ASD)
ASD is a developmental disorder characterised by significant variation in social, communication and behavioural traits. Gut microbiota changes have been observed in patients with ASD, typified by reduced biodiversity and changes in gut anaerobic bacteria abundance, potentially contributing to the disorder’s severity (Parracho et al., 2005;
An alteration in gut permeability is a hypothesis for the development of several diseases, including ASD, and the effects of phages on the gut microbiome may provide a mechanism for this (Tetz and Tetz, 2016). A trail of a modified FMT treatment showed gut bacterial populations of individuals with ASD became more similar to healthy populations, whereas phage populations remained more diverse; these changes were linked with an improvement in ASD symptoms (
Psychiatric disorders are extremely complex, with the direct causes remaining unknown. From current evidence it appears that phages, as part of the larger gut microbiome community, are likely to play a role at some level, which may become clearer with future research.
Does the Phageome Play a Role in Human Gut Health?
An increase in the abundance of gut phages appears to be a common theme across the diseases reviewed here (Table 6). There is a general shift in the phageome in CD and UC to an increased number of Caudovirales, with an expansion of a few particular phage species (
Another common theme is a strong association with dysregulated inflammation underlying disease, which potentially could elicit phageome’s influence on human disease. Phage proteins can directly induce gut inflammation (Norman et al., 2014; Majewska et al., 2015; Miernikiewicz et al., 2016), but whether this is a response to changes in the gut microbiome, or a driving factor of gut dysbiosis, is yet to be determined.
Bacterial communities of the gut are the most studied for their impact on human health and disease, recent research has further highlighted other populations in the gut communities, including fungal (Nash et al., 2017) and archaeal communities (
Research so far has presented data on how both phage and bacterial populations change in comparison to healthy controls. While this has highlighted areas in which these microbial gut communities influence disease, we are not frequently given a longitudinal perspective about how these communities change with progression from a healthy state to diseased. As earlier stated (see section Impact of Medical Interventions on the Phageome), there is limited scope for establishing what can be described as a “core phageome”, compared to our knowledge of gut bacterial populations. Variation between individuals is great, and therefore elucidating if changes in phage populations are due to a single factor is difficult. Longitudinal studies are becoming more common, with metagenomic studies of UC and CD expanding, which may help to define a core phageome and establish biomarkers of disease (Norman et al., 2015; Manrique et al., 2016;
Despite the microbiome receiving much more in-depth research than the phaegome, limited applications to prevent or treat diseases exist (
Conclusions
In this paper we have shown there is a wealth of literature on the role of bacteriophages within the human gut. However, there are still large areas which remain unknown or complex, which with further investigation could lead to discoveries that inform beneficial treatments for human disease, in a similar fashion as we have seen with the microbiome.
The methods used to study phages influence the communities detected. With recent advances in technology studying in-depth metagenomes, it is becoming easier to elucidate how these viral populations change and are influenced by their environment. A prominent example of these new discoveries are CrAssphage, recent work has highlighted its existence as an important component of the human gut phageome. These are just one group out of many phages in the diverse populations of microorganisms that colonize our gastrointestinal tract from birth.
We are discovering that phage populations are highly specific to individuals and the existence of a core phageome, like the microbiome, is a loose term. Phages perform a number of functions in the human gut including: genetic exchange, maintenance of diversity, supply of nutrients and interactions with the immune system. Additionally, host and virus dynamics are highly complex and vary depending on the context in which predator and prey or symbionts meet. Although an understudied area, it does appear that phage populations vary between healthy individuals and disease states. It is well understood that the micro- and mycobiomes influence a variety of human conditions; this also applies to the phageome. Further research is warranted to establish if phage manipulation would be beneficial in these conditions.
From the evidence discussed in this paper, we believe that the role and impact of the phageome is underexplored, and with continued investigation potential therapies and a deeper understanding of the viral influence on human health can be discovered.
Perspectives and Future Directions
Since the importance of the gut microbiome has come to light over the past decade, we have increased our understanding of the function of the human body and how it is not solely “human”. The reliance we have on microbial communities for even our basic biology has become abundantly clear. However, as discussed throughout this paper, the largely overlooked phageome evidently plays a major role.
We hope that with the continuing improvements in the availability and accessibility to genomic research methods, the workings of the phageome will be increasingly understood as we have seen with the microbiome. As discussed in this paper, DNA technologies are often utilised, but RNA techniques are still lacking. Unfortunately this leaves a portion of the phageome without proper characterisation.
Discovering how these communities interact and interplay with their human host may lead to improvements in health, nutrition and wellbeing through manipulation of these microscopic communities. We believe this is of heightened importance in light of increasing antimicrobial resistance as traditional antibiotic therapies may become redundant. Phage therapy has already been established as a viable alternative treatment and has found a recent resurgence in popularity in Western medicine. We hope this therapy could be applied in complex diseases such as those discussed in this paper, in which the gut microbiota is disturbed. Understanding more about the phageome will in turn further our knowledge of human health, leading to a brighter future for human health.
Funding
This work was supported by Warwick Integrative Synthetic Biology (WISB), funded jointly by BBSRC/EPSRC, grant ref: BB/M017982/1 under the UK Research Councils’ Synthetic Biology for Growth programme. The work has also been supported by PhD fellowships awarded to LK, GM, and JB through DTPs funded by BBSRC, EPSRC and NERC.
Statements
Author contributions
EJ conceived, designed and critically reviewed the manuscript. The majority of the manuscript was written by ET, while LK, GM, JB, NH, and DL contributed specialist sections. The figures and tables were compiled by EJ, ET, LK, GM, NH, and DL. All authors contributed to the article and approved the submitted version.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
gut microbiome, bacteriophages, phage, metagenomics, isolation, biofilm, disease, diet
Citation
Townsend EM, Kelly L, Muscatt G, Box JD, Hargraves N, Lilley D and Jameson E (2021) The Human Gut Phageome: Origins and Roles in the Human Gut Microbiome. Front. Cell. Infect. Microbiol. 11:643214. doi: 10.3389/fcimb.2021.643214
Received
17 December 2020
Accepted
19 May 2021
Published
04 June 2021
Volume
11 - 2021
Edited by
Alejandro Reyes, University of Los Andes, Colombia
Reviewed by
Josue Castro, University of Copenhagen, Denmark; Thomas Sutton, University College Cork, Ireland
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Copyright
© 2021 Townsend, Kelly, Muscatt, Box, Hargraves, Lilley and Jameson.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Eleanor Jameson, Eleanor.Jameson@warwick.ac.uk
This article was submitted to Microbiome in Health and Disease, a section of the journal Frontiers in Cellular and Infection Microbiology
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