Abstract
Phages, short for bacteriophages, are viruses that specifically infect bacteria and are the most abundant biological entities on earth found in every explored environment, from the deep sea to the Sahara Desert. Phages are abundant within the human biome and are gaining increasing recognition as potential modulators of the gut ecosystem. For example, they have been connected to gastrointestinal diseases and the treatment efficacy of Fecal Microbiota Transplant. The ability of phages to modulate the human gut microbiome has been attributed to the predation of bacteria or the promotion of bacterial survival by the transfer of genes that enhance bacterial fitness upon infection. In addition, phages have been shown to interact with the human immune system with variable outcomes. Despite the increasing evidence supporting the importance of phages in the gut ecosystem, the extent of their influence on the shape of the gut ecosystem is yet to be fully understood. Here, we discuss evidence for phage modulation of the gut microbiome, postulating that phages are pivotal contributors to the gut ecosystem dynamics. We therefore propose novel research questions to further elucidate the role(s) that they have within the human ecosystem and its impact on our health and well-being.
Introduction
The gastrointestinal tract (GIT) of humans and many other animals hosts a complex ecosystem inhabited by a plethora of different microorganisms, that include bacteria, fungi, archaea, protozoa, and viruses (). Multiple factors affect gut microbial communities and contribute to the complexity of this ecosystem. These factors include (but are not limited to) the anatomy of the GIT, peristaltic movements, the mucus layer and its shedding, host-produced compounds (e.g. bile acids or gastric juice), the constant influx of new microorganisms and nutrients through diet, and the host immune system (; ).
The microbial communities (microbiomes) in the gut are involved in regulating many aspects of the host’s well-being through the mediation of nutrient absorption, synthesis of vitamins and neurotransmitters, the development and modulation of the immune system, and modifying resistance against pathogens, among others (). Therefore, it is unsurprising that disturbances in this ecosystem, reflected by alterations in the microbial communities that inhabit it, have been connected to multiple diseases, from gut inflammation to neurological disorders (; ).
To date, the majority of the reported microbial impacts on the gut ecosystem and host health have been connected to the bacterial component of the microbiome (). Recently, viruses that infect bacteria, namely bacteriophages or, phages for short, have been gaining attention as potential modulators of the gut ecosystem due to their ability to affect bacterial communities. Most peculiarly, the influence of phages on the gut ecosystem seems to extend beyond their direct impacts on bacterial populations, extending to modulation of the host immune system (). Furthermore, alterations in the gut phage population have been connected to gastrointestinal diseases on multiple occasions (; ; ; Zuo et al., 2018; ; ), highlighting their contribution to gastrointestinal health. In this review, we postulate that phages play a major role in the gut ecosystem dynamics through an intricate network of interactions with both the gut bacterial community and the host immune system.
Phages: An Overview
Phages are obligate parasites that require a bacterial host for reproduction and are the most abundant and diverse biological entities on earth (). Structurally, the majority of phages are composed of a nucleic-acid genome packaged inside a protein shell (i.e., “capsid”; Figures 1A, B). Phage capsids are highly variable, both in size and morphology (i.e., polyhedral, filamentous, or pleomorphic). Some phages present an outer lipid membrane in addition to their protein capsid, while others only have the lipid membrane ().
Figure 1
Phage genomes are variable in size (ranging between ~3.5 kb and ∼540 kb) and are composed of either single or double-stranded DNA (ssDNA, dsDNA), or RNA (ssRNA, dsRNA) (
Phages are generally classified as virulent and temperate phages based on the life cycle they follow. After the recognition and subsequent attachment to a specific receptor on the bacterial cell surface, the phage delivers its genome into the bacterial cell. Here, the phage genome is replicated and expressed using host cellular resources before new complete viral particles (virions) are assembled and released from the bacterial cell. Newly assembled virions can be released by phage-mediated lysis of the bacterial cell in the lytic cycle, which is common to most known phages, or through a bacterial secretion apparatus in the chronic cycle, of the filamentous Inoviridae phages [Figure 1B; reviewed by
Phages in the Human Gastrointestinal Tract
The density of phages increases through the gastrointestinal tract from the small to the large intestine (
The genomic diversity of gut phages remains largely unknown (
RNA phages are rare, if not absent, in the gut. Instead, the majority of viral RNA genomes within the gastrointestinal tract originate from plant viruses acquired in diet (Zhang et al., 2006;
The phage composition of the gut has been reported to remain stable for up to 1 year period in healthy adults (
Phage Interactions in the Human GIT and Population Dynamics
The alterations of the gut phage composition in association with different diseases suggest a potential ecological influence of phages on the gut ecosystem. This influence has been attributed to their ability to interact with and modulate the gut bacterial community and the host immune system (
The strongest contribution that phages exert on the shape of the gut ecosystem is arguably through the modulation of the gut bacterial community. This is dependent on the phage life cycle. During the lytic cycle, phage predation follows predator-prey-like dynamics (
However, interactions between phages and bacteria extend beyond predator-prey dynamics, as lysogenic phage infection has been suggested to potentially have beneficial effects on the bacterial host (
In addition to modulating bacterial communities, phages influence the gut ecosystem by interacting directly with the immune cells and thereby modulating host immune activity [reviewed in (
Phages’ contributions to gut ecosystem dynamics are further modulated by their biological interactions with other phages upon infecting the bacterial host. These interactions can either be antagonistic or cooperative (
As a result of these multiple interactions, the human GIT is likely to be home to different population dynamics between phages and bacteria. Population dynamics is the study of the changes of a population in size and structure over time, and the factors behind them. These changes are described through mathematical models (Box 1).
Box 1
Models proposed to describe the phage-bacteria population dynamics can be divided into two groups:
Group 1) models that are characterized by a low variability and diversity of phage and bacterial populations [e. Arms-race Dynamic (
The Arms-race dynamic (ARD) is characterized by competition for survival driven by predator-prey interactions, with the bacterial population developing counter-infection defenses, while the phage population develops methods to evade these defenses [Reviewed in (
The Piggyback-the-winner dynamic (PtW) is driven by mutualistic interactions that occur in the lysogenic life cycle. More specifically, describing prophages that contribute to the survival of hosts through lysogenic conversion and superinfection exclusion. This dynamic is characterized by low variability and diversity of the phage and bacterial populations (
Group 2) models that are characterized by high phage and bacterial population variability and diversity [i.e. Fluctuating selection dynamic (
The Fluctuating-selection dynamic (FSD) results from the bacterial fitness costs for developing phage-resistance mechanisms being disadvantageous in an environment in which multiple bacterial species are competing for resources. Specifically, effective phage-resistance mechanisms lead to a decrease in the number of infecting virions. As predation decreases, phage-resistant bacterial populations will be outcompeted by bacterial populations which did not invest in defense mechanisms. Ultimately, this leads to a switch in the bacterial communities from phage-resistant to non-phage-resistant bacteria. In this newly permissive environment, phage predation increases, making the niche favorable again for the growth of phage-resistant bacteria populations, and the cycle begins anew (
The Kill-the-winner dynamic (KtW) occurs when the abundance of the “winning” bacterial species (i.e., the most competitive) is controlled by phage predation. This allows the coexistence of multiple bacterial and phage populations by limiting the expansion of the most competitive populations (
Alternatively, these population dynamics models can be grouped based on the prevalent phage life cycle and modalities of interaction between phages and bacteria populations in the environment, namely lytic or predator-prey interactions (ARD, KtW, and FSD) and lysogenic or mutualistic interactions (PtW). The type of life cycle followed by phages in an environment is inferred based on the Virus-to-Microbe ratio (VMR), as VMR lower than one suggests the prevalence of the lysogenic cycle, while higher VMR suggests the prevalence of the lytic cycle.
Population dynamics are strictly dependent on the environment in which they take place. In GIT, factors influencing the population dynamics include pH and bile acid levels, structural conformations, mucin layer, oxygen levels, and nutrient availability; all varying across the length of the GIT. This variability influences gut bacteria (
Importantly, the population dynamics in the human GIT are likely to differ from the models used to describe them, as these were originally proposed for other environments [i.e. in vitro (
The Ecological Role of Phages in the Gut Ecosystem
The organisms in macroscopic ecosystems are connected by physical interactions and by participation in the flux of materials and energy (
Figure 2

Network of the phage interactions in the gut ecosystem. Phages exert a direct influence on bacteria, the host immune system, and themselves. Indirectly, their activity modulates the interaction within bacterial communities and between bacteria and the host immune system, leading to cascading ecosystem effects.
Phages alter the gut commensal bacterial composition through their parasitic activity. This may lead to the development of gastrointestinal diseases through altered colonization resistance and proliferation of opportunistic or obligate pathogens in vacated niches (
Similarly, Parkinson’s disease patients were observed to have increased levels of lytic Lactococcus phages and depleted levels of Lactococcus bacteria, the latter of which regulate gut permeability and produce dopamine. These factors are implicated in Parkinson’s disease pathogenesis, suggesting that phage predation within the GIT could contribute to the development of this disease (
Temperate phages are capable of strongly contributing to the bacterial host’s virulence and fitness by providing virulence genes, such as the phage-encoded toxins or immune evasion genes (
Lin et al. theorized that prophage induction promotes gut inflammation by spreading integrated virulence factors. Gut inflammation augments intestinal permeability, increasing the luminal oxygen level. This in turn promotes prophage induction through a mechanism that involves oxidative stress establishing a positive feedback loop (
Figure 3

Theoretical model of phage-PAMP-PRR mediated positive feedback loop for GIT inflammation. 1) Phage-mediated bacterial lysis causes the release of PAMPs, such as bacterial DNA and LPS. 2) PAMPs are recognized by PRRs, such as TLR, located on the surface of intestinal epithelial cells, leading to the production of ROS and RNS. 3) ROS and RNS stimulate prophage induction directly, by damaging bacterial DNA and activating the SOS response, or indirectly, by stimulating the inflammatory response. The inflammatory response increases the luminal oxidative stress causing damage to the DNA and activates the SOS response. 4) The induction of the dormant prophage causes the initiation of the phage lytic cycle resulting in the lysis of the bacterial cell. Image created with Biorender.com.
The intense predatory activity of phages can have profound influences on the microbial communities and the gut ecosystem at large. Therefore, phages have been compared to apex predators in macroscopic environments (
The known complexity of the direct and indirect impacts of phages on the gut ecosystem suggests that their ecological role has no direct comparison in the macroscopic environments. However, it is clear that phages strongly contribute to the temporal patterns, directionality, frequency, and magnitude of population changes within the gut microbial community, with profound repercussions on the gut ecosystem and health.
Future Research
Despite the increasing interest in gut phages and their roles in the gut microbiome, research into this field is still in its infancy. Arguably, a key question is the role of the phageome in the gut microbial ecosystem at large. This can be further divided into more specific questions regarding 1) consistency or variability of gut phageomes across individuals and populations; 2) host-specificity and influence of gut phages on their bacterial host; 3) direct influence of gut phageome on the human immune system; 4) shifts in the gut population dynamics either driven by or contributed by individual phage or phages(Figure 4).
Figure 4

Future directions on the study of the ecological roles of phages in the gut ecosystem. The impact of phages on the gut ecosystem can be studied by focusing on four different questions regarding the existence of a core phageome, phage’s interaction with the bacterial community, phage’s interaction with the host immune system, and the population dynamics that result. The identification of a core phageome would simplify the study of the gut phageome allowing a more targeted analysis. Moreover, the impact of phages on the gut ecosystem can arguably be identified by analyzing their interaction with the bacterial community and the host immune system. In addition to determining the interaction between phages, the bacterial community, and the immune system, studying the population dynamics that results would describe the outcomes of these interactions. In the figure are suggested different methods that can be used to answer these questions. Image created with Biorender.com.
To begin addressing these questions, it is important to survey the diversity and stability of gut phage composition across populations (rural, urban and international; healthy and unwell). This would allow the determination of a “core phageome” (i.e., a set of phages consistently identified in the gut microbiomes of individuals) and those that are positively associated with gut health. Identifying such a set of phages would allow a more targeted analysis, facilitating the understanding of the role of phages in the gut microbiome. Current attempts to address this question have reported highly subject-specific phageomes with only a minimal proportion of phage genomes (less than 1%) shared across more than half of the studied population (
Identifying such genes in the phageome also allows the determination of the impact that phages have on the gut ecosystem. The presence of lysogenic conversion morons in a phage genome describes its potential influence on its bacterial hosts, while the presence of genes such as the ones coding for tail protein Gp12 or the capsid Ig-like domains describe its potential influence on the human immune system. Nonetheless, the role of phages in the gut ecosystem is not entirely dependent on the morons or the immune-modulation genes they encode, but it is also dependent on the different life cycles they can follow and the bacterial hosts they infect. The influence that phages have on the bacterial host is in fact strictly dependent on their lifestyle, as temperate phages can establish a mutualistic relationship with their host, while virulent phages establish a predator-prey relationship. In addition to this, the ecosystemic outcomes of the phage influence on the bacterial host depend on the ecological role of that host. For example, a temperate phage increasing the fitness of the bacterial host by carrying AMGs, or a virulent phage infecting a bacterial population, will impact the gut ecosystem differently depending on whether the bacterial host is a commensal or a pathogenic bacterium. Moreover, phages able to infect multiple hosts can favour the spread of virulence genes with negative outcomes on gastrointestinal health. To investigate the lifestyle and host-specificity of phages, multiple tools have been developed. To determine the lifestyle of the sequenced phages, tools such as BACPHLIP (
These approaches present significant impediments, as determining the phage lifestyle based on the presence or absence of specific genes is strictly dependent on the completeness of the assembled contig. Differently, tools that, to assess the phage lifestyle, rely on nucleotide similarities between the query and a set of phage genomes might exclude phages that significantly differ from that set. Furthermore, the tools to determine the host specificity present impediments based on the prediction approach. Alignment-based approaches strongly depend on the reference databases, while alignment-free approaches have a high occurrence of false positives, and the results often need to be confirmed through statistical analysis. Integrative approaches appear to overcome these issues but are still relatively new and their reliability still needs to be assessed (
Alternatively, in addition to in silico analyses of metagenomes, targeted in vitro work could contribute to the validation of computationally derived predictions of phage-host interactions, phage lifestyle, phage host-specificity, and efficacy of phage infection. A significant impediment to in vitro cultivation of gut phages is posed by the lifestyle of most gut bacteria, which are facultative or obligate anaerobes (
Changes in phageomes and phage-induced changes in bacteria may, in extreme cases, reorganize the gut ecosystem through shifts in population dynamics. Population dynamics in an environment have been usually described by determining the alpha-diversity of phage and bacterial populations and the VMR, an indication of the prevalent phage life cycle. However, analyzing gut ecosystems using sequencing-based technologies overlooks both changes in absolute virion and bacterial cell abundances as well as different microenvironments within the gut. To overcome the former limitation, measuring absolute viral abundance using a separate assay, such as quantitative microscopy (
Overall, improving computational phageome analyses, integration of phage virions and bacterial metagenomes with in vitro validations and follow-up studies will lead to a comprehensive understanding of the gut phageome, ultimately revolutionizing the way we think about our inner ecosystems.
Conclusions
Phages are pivotal components of the human gastrointestinal tract and changes in the phage composition and abundance have been associated with multiple gastrointestinal diseases. They are major drivers of bacterial evolution and important modulators of the host immune system, thereby contributing to the gut ecosystem dynamics. Despite much is yet to be understood about the gut phageome, focusing on the interactions between phages, gut bacteria and the host immune system holds promising potential for a more complete understanding of the gut microbiome and its connection with human health.
Funding
This work was funded by The Royal Society Te Apārangi Marsden Fund (MFP-UOA1901).
Publisher’s Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Statements
Author contributions
MZ wrote the manuscript with comments from all other authors. JO’S and TV supervised the work. All authors contributed to the article and approved the submitted version.
Acknowledgments
The authors thank Prof. Forest Rohwer (San Diego State University, San Diego, California, USA) for his comments and suggestions on the manuscript.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
gut microbiome, bacteriophage, prophage, microbial ecology, metagenomics
Citation
Zuppi M, Hendrickson HL, O’Sullivan JM and Vatanen T (2022) Phages in the Gut Ecosystem. Front. Cell. Infect. Microbiol. 11:822562. doi: 10.3389/fcimb.2021.822562
Received
25 November 2021
Accepted
10 December 2021
Published
04 January 2022
Volume
11 - 2021
Edited by
Yuan Gao, Beijing Institute of Genomics (CAS), China
Reviewed by
Felix Broecker, Idorsia Pharmaceuticals Ltd, Switzerland; Yunxue Guo, South China Sea Institute of Oceanology (CAS), China
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© 2022 Zuppi, Hendrickson, O’Sullivan and Vatanen.
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*Correspondence: Tommi Vatanen, t.vatanen@auckland.ac.nz
This article was submitted to Microbiome in Health and Disease, a section of the journal Frontiers in Cellular and Infection Microbiology
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