Abstract
Immune checkpoint molecules represent physiological brakes of the immune system that are essential for the maintenance of immune homeostasis and prevention of autoimmunity. By inhibiting these negative regulators of the immune response, immune checkpoint blockade can increase anti-tumor immunity, but has been primarily successful in solid cancer therapy and Hodgkin lymphoma so far. Allogeneic hematopoietic cell transplantation (allo-HCT) is a well-established cellular immunotherapy option with the potential to cure hematological cancers, but relapse remains a major obstacle. Relapse after allo-HCT is mainly thought to be attributable to loss of the graft-versus-leukemia (GVL) effect and hence escape of tumor cells from the allogeneic immune response. One potential mechanism of immune escape from the GVL effect is the inhibition of allogeneic T cells via engagement of inhibitory receptors on their surface including PD-1, CTLA-4, TIM3, and others. This review provides an overview of current evidence for a role of immune checkpoint molecules for relapse and its treatment after allo-HCT, as well as discussion of the immune mediated side effect graft-vs.-host disease. We discuss the expression of different immune checkpoint molecules on leukemia cells and T cells in patients undergoing allo-HCT. Furthermore, we review mechanistic insights gained from preclinical studies and summarize clinical trials assessing immune checkpoint blockade for relapse after allo-HCT.
Introduction
Our immune system is an important defense mechanism against invading pathogens as well as against cells that become malignant. Therefore, immunotherapy has become a significant pillar of cancer therapy. The first cellular immunotherapy was established in the 1950s, when Thomas et al. () performed the first successful allogeneic hematopoietic cell transplantation (allo-HCT). More recently, blocking physiological control mechanisms of the immune system with immune checkpoint inhibitors (ICI) has led to another major breakthrough in cancer immunotherapy (). So far, ICI have shown the best clinical responses in patients with solid tumors, while clinical efficacy in most hematological malignancies was lower. However, the possibility to enhance the graft-versus-leukemia (GVL) effect after allo-HCT with ICI has become an enticing concept in the past years. The combination of allo-HCT with ICI is an area of active investigation, which we will discuss in this review.
Allo-HCT, Graft-versus-Host Disease, and the Graft-versus-Leukemia Effect
Allo-HCT is a potentially curative therapy for diverse benign and high-risk malignant hematological diseases. The most frequent indications for allo-HCT are acute myeloid leukemia (AML), myeloid dysplastic syndromes (MDS), myeloproliferative neoplasms (MPN), and acute lymphocytic leukemia (ALL) (, ). An important element for the therapeutic success of allo-HCT is the recognition and elimination of residual malignant cells by allogeneic T cells present in the graft, commonly known as the GVL effect (). However, the allogeneic donor T cells can also attack healthy tissues of the allo-HCT recipient, most frequently the skin, gastrointestinal tract, and liver. This results in one of the major and potentially lethal complications of allo-HCT, acute graft-versus-host disease (GVHD), which occurs in ca. 30–50% of allo-HCT recipients (). Furthermore, tumor control by the allogeneic T cells is not extensive and durable enough in all patients. Loss of the GVL effect is thought to be one of the major reasons for relapse of primary disease, which remains the most common cause of death and treatment failure post allo-HCT (, ). Therefore, a current major objective is to reinstate the GVL effect without inducing or aggravating GVHD in patients relapsing post allo-HCT. One potential cellular therapy that is currently used to treat relapse after allo-HCT is the infusion of donor lymphocytes (DLI); however, its efficacy and toxicity vary across studies (, ). With the clinical breakthrough of immune checkpoint inhibitors (ICI), boosting the GVL effect with ICI post allo-HCT became a tempting concept.
ICI and Immune Related Adverse Events
Immune checkpoints are physiological control mechanisms of our immune system, which are crucial for maintaining immune homeostasis and the prevention of autoimmune reactions (). As a general concept, inhibitory immunoreceptors expressed on the surface of T cells interact with specific ligands leading to reduced T cell activation and/or T cell apoptosis. The inhibitory checkpoint ligands can be expressed on stromal cells or antigen-presenting cells (APC) but also on tumor cells, which exploit these regulatory mechanisms to escape the anti-tumor immune response (). In recent years, various different inhibitory immuno-receptors, also known as immune checkpoints, have been identified and analyzed for their role in cancer, including but not limited to PD-1, CTLA-4, LAG3, TIM3, TIGIT, and BTLA (summarized in Figure 1).
Figure 1
Inhibition of the two best described immune checkpoints, CTLA-4 and PD-1, using monoclonal antibodies has led to a breakthrough in cancer immunotherapy in the recent decade, showing remarkable responses and improved overall survival (OS) in many different solid tumors (
Table 1
| Name of ICI | Target | FDA-approved indications | FDA-approved indications |
|---|---|---|---|
| Solid tumors | Hematological malignancies | ||
| Ipilimumab (Yervoy®) | CTLA-4 | •Melanoma | |
| Nivolumab (Opdivo®) | PD-1 | •Melanoma •NSCLC •SCLC •Renal cell carcinoma •Squamous cell carcinoma of the head and neck •Urothelial carcinoma •Hepatocellular carcinoma •Esophageal squamous cell carcinoma | •Classical HL |
| Pembrolizumab (Keytruda®) | PD-1 | •Melanoma •NSCLC •SCLC •Renal cell carcinoma •Head and neck squamous cell cancer •Urothelial carcinoma •Gastric cancer •Esophageal cancer •Cervical cancer •Endometrial carcinoma •Hepatocellular carcinoma •Merkel cell carcinoma •Microsatellite Instability-High (MSI-H) or mismatch repair deficient cancer* •Tumor Mutational Burden-High* (TMB-H) cancer •Cutaneous squamous cell carcinoma | •Classical HL •Primary mediastinal large B cell lymphoma |
| Cemiplimab (Libtayo®) | PD-1 | •Cutaneous squamous cell carcinoma | |
| Ipilimumab + Nivolumab | CTLA-4 + PD-1 | •Melanoma •Renal cell carcinoma •Metastatic colorectal cancer •Hepatocellular carcinoma •NSCLC •Malignant pleural mesothelioma | |
| Atezolizumab (Tecentriq®) | PD-L1 | •Melanoma •Urothelial carcinoma •NSCLC •SCLC •Triple-negative breast cancer •Hepatocellular carcinoma | |
| Avelumab (Bavencio®) | PD-L1 | •Urothelial carcinoma •Renal cell carcinoma •Merkel cell carcinoma | |
| Durvalumab (Imfinzi®) | PD-L1 | •Urothelial carcinoma •NSCLC •SCLC |
Currently approved immune checkpoint inhibitors (ICI) for cancer immunotherapy.
CTLA-4, cytotoxic T-lymphocyte-associated protein 4; HL, Hodgkin lymphoma; ICI, immune checkpoint inhibitor; NSCLC, non-small lung cancer; PD-1, programmed cell death protein 1; PD-L1, PD-1 ligand 1; SCLC, small cell lung cancer.
Limitation: The safety and effectiveness of pembrolizumab in pediatric patients with MSI-H/TMB-H central nervous system cancers have not been established.
Immune Checkpoints and Relapse After ALLO-HCT
Expression of Immune Checkpoint Ligands on Leukemia Cells in Patients Undergoing allo-HCT
Relapse after allo-HCT is thought to be attributed mainly to the loss of the GVL effect and hence the escape of tumor cells from the allogeneic immune response. Various different mechanisms of immune escape from the GVL effect post allo-HCT exist, which have recently been reviewed (
Expression of Inhibitory Checkpoint Receptors on T Cells in Patients Undergoing allo-HCT
An increasing number of studies report on the co-expression of inhibitory checkpoint receptors on donor T cells and their correlation with relapse post allo-HCT. Jain and colleagues found that PD-1 expression was elevated both on peripheral blood (PB) T cells from relapsed as well as non-relapsed patients having undergone human leukocyte antigen (HLA)-matched stem cell transplantation. This indicates that PD-1 is not the sole predominant marker for leukemia-specific T cell exhaustion in patients relapsing after allo-HCT (
In addition to its expression on exhausted T cells, TIM3 is a marker for acute myeloid leukemia stem cells (LSCs), which discriminates these cells from normal hematopoietic stem cells (
Preclinical ICI Animal Studies
CTLA-4
The T cell surface molecules CD28 and CTLA-4 are structurally related and both molecules bind to B7-1 (CD80) and B7-2 (CD86), transmitting T cell stimulatory and inhibitory downstream signals, respectively (
PD-1/PD-L1/2 Axis
Numerous studies have addressed the question of how PD-1 and its ligands PD-L1 and PD-L2 regulate the delicate balance between GVHD and GVL post-allo-HCT. Already in 2003, Blazar et al. (
Asakura and colleagues demonstrated that blocking PD-L1 antibody treatment early after allo-HCT improved T cell effector functions and GVL activity in mice, but this occurred at the expense of aggravated GVHD (
A recent study assessed the mechanisms of GVL failure using an elegant mouse model, in which GVL is exclusively mediated by alloreactive CD8+ T cells recognizing the MiHA H60, making it possible to specifically track and analyze the GVL-inducing T cells (
Clinical Evidence
Translating the above-described preclinical evidence into clinical application of ICI for patients relapsing after allo-HCT has been challenging, due to understandable concern regarding the occurrence of immune-related side effects, in particular severe GVHD. To date there is only limited data regarding the efficacy of checkpoint inhibitors before or after allo-HCT in hematological malignancies other than Hodgkin lymphoma (HL). In the following paragraphs, we focus on clinical trials that have assessed CTLA-4 or PD-1 blockade in patients relapsing after allo-HCT. Major studies evaluating ICI therapy in hematological malignancies relapsing after allo-HCT are summarized in Table 2.
Table 2
| References | Intervention | Study population | Study type | Outcome |
|---|---|---|---|---|
| Herbaux et al. ( | Nivolumab (q2w, 3 mg/kg) | HL relapsed after allo-HCT (n = 20) | Retrospective study | ORR/CR/PR = 95/42/52% 12 month PFS/OS = 58.2/78.7% |
| Haverkos et al. ( | Nivolumab (q2w, 3 mg/kg): n = 28 Pembrolizumab (q3w, 200 mg): n = 3 | Lymphoma relapsed after allo-HCT (n = 31) HL: n = 29; FL + HL: n = 1; transformed FL: n = 1 | Retrospective study | ORR/CR/PR = 77/50/27% Median PFS/OS = 19 months/not reached |
| Davids et al. ( | Ipilimumab (q3w) 3 mg/kg: n = 6 5 mg/kg: n = 15 10 mg/kg: n = 22 | Hematological malignancies relapsed after allo-HCT (n = 43) AML: n = 18; HL: n = 7; NHL: n = 5; CLL: n = 3; MM: n = 3; MDS: n = 3; ALL: n = 2; MPN: n = 1; CMML: n = 1 | Phase I/Ib | 3 mg/kg: no response 5 mg/kg: ORR/CR/PR = 23/0/23% median PFS/OS = 3.4/7 months 10 mg/kg: ORR/CR/PR = 32/23/9% median PFS/OS = 9.4/28.3 months |
| Khouri et al. ( | Lenalidomide (10 mg/day for 21 days) + Ipilimumab (3 mg/kg, single dose) Repeated for 2 cycles | Lymphoid malignancies relapsed after allo-HCT (n = 19) MCL: n = 3; CLL: n = 2; FL: n = 2; THL: n = 1; DLBCL: n = 1; ALCL: n = 1 | Phase II | ORR/CR/PR = 70/40/30% 90% OS at median follow-up of 20.5 months |
| Holderried et al. ( | Ipilimumab (n = 10) Nivolumab (n = 5) Nivolumab + DLI (n = 5) Nivolumab + Ipilimumab (n = 1) | Hematological malignancies relapsed after allo-HCT (n = 21) MDS/AML: n = 12; NHL: n = 5; ALL: n = 2; MF: n = 2 | Retrospective study | Overall ORR/CR/PR = 43/14/29% Ipilimumab: ORR = 20% Nivolumab: ORR = 40% Nivolumab + DLI: ORR = 80% Overall median OS = 79 days Ipilimumab: median OS = 39 days Nivolumab (±DLI): median OS = 282 days |
| Kline et al. ( | Pembrolizumab (q3w, 200 mg) | Hematological malignancies relapsed after allo-HCT Interim analysis (n = 11) AML: n = 8; DLBCL: n = 2; HL: n = 1 Planned n = 26 | Phase I | ORR/CR/PR = 29/29/0% (CR reached in 1 DLBCL and 1 HL patient) |
| Davids et al. ( | Nivolumab (q2w) 1 mg/kg: n = 6 0.5 mg/kg: n = 22 | Hematological malignancies relapsed after allo-HCT (n = 28) AML: n = 10; MDS: n = 7; HL: n = 5; NHL: n = 3; CLL: n = 1; CMML: n = 1; Leukemia NOS: n = 1 | Phase I/Ib | 1 mg/kg: ORR/CR/PR = 50/17/33% 0.5 mg/kg: ORR/CR/PR = 23/0/23% median PFS/OS = 3.7/21.4 months |
Selected clinical trials of checkpoint inhibitor therapy in hematological malignancies following allo-HCT.
ALCL, anaplastic large T-cell lymphoma; allo-HCT, allogeneic hematopoietic cell transplantation; ALL, acute lymphoblastic leukemia; AML, acute myeloid leukemia; CLL, chronic lymphocytic leukemia; CR, complete remission; DLBCL, diffuse large B-cell lymphoma; DLI, donor lymphocyte infusion; FL, follicular lymphoma; HL, Hodgkin lymphoma; MCL, mantle cell lymphoma; MDS, myelodysplastic syndrome; MF, myelofibosis; MM, multiple myeloma; MPN, myeloproliferative neoplasm; NHL, non-Hodgkin lymphoma; NOS, not otherwise specified; ORR, overall response rate; OS, overall survival; PFS, progression-free survival; PR, partial remission; THL, triple-hit lymphoma.
CTLA-4 Blockade Post allo-HCT
An early dose escalation trial by Bashey et al. (
A subsequent phase I/Ib study analyzed safety and efficacy of ipilimumab in 28 patients with hematological malignancies relapsing after allo-HCT with no history of prior grade 3 or 4 acute GVHD (
Furthermore, combination treatment of lenalidomide (10 mg/day for 21 days) followed by ipilimumab (3 mg/kg) in ten patients relapsing after allo-HCT has been assessed in a phase II trial (
PD-1 Blockade Post allo-HCT
Hodgkin Lymphoma
Given the clinical success of anti-PD-1 therapy in HL, multiple early case reports and case series describing the use of anti-PD-1 antibodies in patients with HL relapsing after allo-HCT have been published. In these reports, some patients benefitted from anti-PD-1 therapy post allo-HCT without the occurrence of serious side effects [nivolumab (
Herbaux et al. (
Hematological Malignancies Other Than HL
While the above-described studies mainly included patients with HL, there is increasing interest in the possibility to use checkpoint blockade in the context of myeloid malignancies relapsing post allo-HCT. In a retrospective multi-center study, 21 patients with malignancies other than HL (n = 12 MDS/AML, n = 5 NHL, n = 2 ALL, n = 2 myelofibrosis) relapsing after allo-HCT were treated with ICI (
Recently, data from the first prospective trial of nivolumab for relapsed hematological malignancies (myeloid n = 19, lymphoid n = 9) after allo-HCT were reported (
In a recent study, low-dose regimens of pembrolizumab and nivolumab in the post allo-HCT settings were tested in a small patient cohort. Two heavily pretreated patients with HL relapsing after allo-HCT received 40 mg of nivolumab every 2 weeks (
Taken as a whole, these studies indicate that lower doses of anti-PD-1 treatment might have the potential to induce responses without inducing severe immunological complications, but also highlight the need for further dose-finding studies, potentially resulting in differing optimal dosing regimens for different underlying malignancies. Overall, the studies so far suggest that frequency and severity of immune-related adverse events and GVHD are higher in anti-PD-1 treated patients than in anti-CTLA-4 treated patients in the post allo-HCT setting.
Ongoing Clinical Trials
Multiple phase I and phase II clinical trials of checkpoint inhibitor therapy following allo-HCT are currently ongoing (summarized in Table 3). Many of them focus not only on HL but on AML and MDS and both ICI monotherapy and combination therapies are studied. The results of these trials could give more insight into efficacy and safety of ICI in the post-transplantation settings in diseases other than HL and the results are eagerly anticipated.
Table 3
| Clinical trial identifier | Intervention | Study population | Phase | Planned n | Study start | Status |
|---|---|---|---|---|---|---|
| ICI monotherapy | ||||||
| NCT03146468 | Nivolumab | Relapsed/residual hematological malignancies after allo-HCT | II | 14 | May 2017 | Active, not recruiting |
| NCT02981914 ( | Pembrolizumab | AML/MDS/B cell lymphoma relapsed after allo-HCT | I | 26 | Mar 2017 | Recruiting |
| NCT03286114 | Pembrolizumab | AML/ALL/MDS relapsed after allo-HCT | I/Ib | 20 | December 2017 | Recruiting |
| 2017-002194-18 (EudraCT) | Nivolumab | Relapse of AML after allo-HCT | I/II | 20 | March 2018 | Active, not recruiting |
| NCT04361058 | Nivolumab | High risk AML/MDS relapsed afterarm A: HLA-matched unrelated donor allo-HCTarm B: HLA-haploidentical allo-HCT | I | 36 | April 2020 | Recruiting |
| ICI combination therapy | ||||||
| NCT02846376 | Nivolumab vs. Ipilimumab vs. Nivolumab + Ipilimumab | AML/MDS at risk for relapse after allo-HCT | I | 8 | March 2019 | Active, not recruiting |
| NCT03600155 | Nivolumab vs. Ipilimumab vs. Nivolumab + Ipilimumab | AML/MDS relapsed/refractory after allo-HCT | Ib | 55 | October 2018 | Recruiting |
| NCT04128020 | Nivolumab + Azacitidine | AML/high risk MDS after reduced-intensity allo-HCT | I | 48 | October 2019 | Recruiting |
Selected ongoing clinical trials of checkpoint inhibitor therapy in hematological malignancies following allo-HCT.
allo-HCT, allogeneic hematopoietic cell transplantation; ALL, acute lymphoblastic leukemia; AML, acute myeloid leukemia; HLA, human leukocyte antigen; ICI, immune checkpoint inhibitor; MDS, myelodysplastic syndrome.
Discussion and Future Perspectives
Allo-HCT is a well-established cellular immunotherapy option with the potential to cure high-risk hematological malignancies. However, relapse remains the major cause of death and treatment failure after allo-HCT. By inhibiting negative regulators of the immune response, checkpoint blockade can increase anti-tumor immunity, but has been primarily successful in solid cancer therapy so far.
On the one hand, boosting the allogeneic immune response post allo-HCT by blocking immune checkpoints is an appealing concept to prevent or treat relapse of hematological cancers. Numerous studies have found a connection between the expression of inhibitory checkpoints and disease relapse post allo-HCT. Clinical trials indicate therapeutic potential for the combination of these two immunotherapies, although lymphoid malignancies seem to be more responsive than myeloid malignancies thus far. Future preclinical studies and clinical trials will be crucial to further assess which checkpoints are the best therapeutic targets, taking into consideration the underlying disease, risk of side effects, optimal dose, timing, and therapy duration. The results of ongoing studies focusing on myeloid malignancies and assessing dual checkpoint blockade post allo-HCT are eagerly awaited to answer these open questions. Furthermore, the increased expression of other immune checkpoints on T cells in murine GVL models and in patients relapsing after allo-HCT, including TIM3 and TIGIT, suggests that novel immune checkpoint inhibitors blocking these molecules might offer potential treatment options post allo-HCT.
On the other hand, both allo-HCT and ICI therapy commonly induce inflammatory side effects, referred to as GVHD and irAEs, respectively. Although the roots and pathogenesis of these complications are distinct (allo- vs. auto-immunity), some patho-mechanisms seem to be shared between them, potentially adding up if these therapies are combined. For example, we and others found that the microRNA miR-146a is involved in the regulation of both acute GVHD after allo-HCT and irAEs of ICI therapy (
Clinical trials in the solid cancer setting suggested that severe development of severe irAEs was more frequent with ipilimumab compared to nivolumab (
Future studies are required to further delineate the pathophysiological mechanisms and assess the prophylactic and treatment strategies to minimize irAE and GVHD development while preserving the therapeutic efficacy of ICI.
Statements
Author contributions
NK collected and reviewed literature, discussed the studies, and wrote the original draft of the manuscript. DAR, RK, and RZ contributed to writing and critically revised the manuscript. All authors contributed to the article and approved the submitted version.
Funding
This study was supported by the Else Kröner-Fresenius-Stiftung (2019_A74 to NK), the EQUIP-Programme for Medical Scientists, Faculty of Medicine, University of Freiburg (NK), the DKMS Foundation for Giving Life (DKMS-SLS-MHG-2019-02 to NK), the DFG under Germany's Excellence Strategy—EXC 2189 Project ID: 390939984, TRR167 to RZ, SFB1160 TP B09 to RZ, the European Union: Proposal 681012 GvHDCure (ERC consolidator grant to RZ), the Deutsche Krebshilfe (grant number 70113473 to RZ and 70113697 to DAR), and the Jose-Carreras Leukemia foundation (grant number DJCLS 01R/2019 to RZ). The article processing charge was funded by the Baden-Württemberg Ministry of Science, Research and Art and the University of Freiburg in the funding programme Open Access Publishing.
Acknowledgments
We apologize to those investigators whose work could not be cited due to space restrictions.
Conflict of interest
RZ received honoraria from Incyte, Novartis and Mallinckrodt. The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
allogeneic hematopoietic cell transplantation, immune checkpoint, immune checkpoint inhibitor, anti-PD-1, graft-versus-host disease, graft-versus-leukemia
Citation
Köhler N, Ruess DA, Kesselring R and Zeiser R (2021) The Role of Immune Checkpoint Molecules for Relapse After Allogeneic Hematopoietic Cell Transplantation. Front. Immunol. 12:634435. doi: 10.3389/fimmu.2021.634435
Received
27 November 2020
Accepted
10 February 2021
Published
05 March 2021
Volume
12 - 2021
Edited by
Lambros Kordelas, Essen University Hospital, Germany
Reviewed by
Yongxia Wu, Medical University of South Carolina, United States; Amir Ahmed Toor, Virginia Commonwealth University, United States
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Copyright
© 2021 Köhler, Ruess, Kesselring and Zeiser.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Natalie Köhler natalie.koehler@uniklinik-freiburg.de
This article was submitted to Alloimmunity and Transplantation, a section of the journal Frontiers in Immunology
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