Abstract
Representing the fourth leading cause of cancer-related mortality worldwide, liver cancers constitute a major global health concern. Hepatocellular carcinoma (HCC), the most frequent type of liver cancer, is associated with dismal survival outcomes and has traditionally had few treatment options available. In fact, up until 2017, treatment options for advanced HCC were restricted to broad acting tyrosine kinase inhibitors, including Sorafenib, which has been the standard of care for over a decade. Since 2017, a multitude of mono- and combination immunotherapies that include pembrolizumab, nivolumab, ipilumumab, atezolizumab, and bevacizumab have been FDA-approved for the treatment of advanced HCC with unprecedented response rates ranging from 20 to 30% of patients. However, this also means that ~70% of patients do not respond to this treatment and currently very little is known regarding mechanisms of action of these immunotherapies as well as predictors of response to facilitate patient stratification. With the recent success of immunotherapies in HCC, there is a pressing need to understand mechanisms of tumor immune evasion and resistance to these immunotherapies in order to identify biomarkers of resistance or response. This will enable better patient stratification as well as the rational design of combination immunotherapies to restore sensitivity in resistant patients. The aim of this review is to summarize the current knowledge to date of tumor-intrinsic mechanisms of immune escape in liver cancer, specifically in the context of HCC.
Introduction
Liver Cancer and Hepatocellular Carcinoma
Liver cancers represent the fourth leading cause of cancer-related mortality worldwide, with estimates from the World Health Organization predicting over 1 million deaths in 2030 (). As the second-most lethal malignancy behind pancreatic cancer and harboring a 5-year survival rate of 18%, liver cancers represent a major global health concern (). The two most frequent forms of liver cancer are hepatocellular carcinomas (HCCs) and cholangiocarcinoma, which represent 80–90% and 6–15% of all primary liver cancers, respectively (). While patients diagnosed with early-stage HCC may be eligible for potentially curative surgical resection, most patients are diagnosed with recurrent or advanced stage disease (). Until recently, treatment options for advanced HCC were restricted to tyrosine kinase inhibitors (TKIs) that confer limited survival benefits (–). Sorafenib, a TKI, has been the standard of care for advanced HCC for over a decade () but confers a survival benefit of merely 2.8 months over placebo. More recently, additional TKIs have been approved as first or second-line treatment for advanced HCC patients including regorafenib (), cabozantinib (), and ramucirumab (). However, since 2017, two immune checkpoint inhibitors targeting the programmed cell death-1 (PD-1) pathway, pembrolizumab and nivolumab, the latter alone or in combination with the monoclonal antibody targeting cytotoxic T-lymphocyte-associated protein 4 (anti-CTLA-4) have been FDA-approved as second-line treatment for advanced HCC (–). Most recently, the combination of monoclonal antibodies atezolizumab (anti-programmed death ligand-1; anti-PD-L1) and bevacizumab (anti-vascular endothelial growth factor; anti-VEGF) has shown, for the first time in any HCC clinical trial, superiority over sorafenib and is now FDA-approved as first-line treatment for advanced HCC (). With objective response rates of around 30%, these immunotherapies have demonstrated unprecedented results in the treatment of advanced HCC (–). However, this also means around 70% of patients are insensitive to this treatment, making it imperative to understand mechanisms of immune escape in liver cancers in order to design novel combination therapies that restore sensitivity in these immunotherapy-resistant patients as well as identify biomarkers of resistance or response to improve patient selection.
Immunoediting and Immune Escape
To understand the notion of immune escape in cancer, it is important to first understand the concept of cancer immunoediting as well as the cancer immunity cycle. Immunoediting describes the process by which the immune system protects the host from cancers (i.e., immune surveillance); however, in doing so the immune system also places evolutionary pressure on malignant cells causing them to undergo immunogenic sculpting that enables disease progression (i.e., immune escape) (, ). Immunoediting proceeds through three phases: elimination, equilibrium, and escape (). During the elimination phase, transformed cells that have escaped normal cell-intrinsic apoptotic/senescence checkpoints are recognized and killed by cells of the innate and adaptive immune systems (). In the equilibrium stage, tumor subclones that survived the elimination phase (e.g., through the acquisition of additional genetic alterations that promote immune suppression) begin to expand (). However, the overall net growth of the tumor is still being prevented primarily by the adaptive immune system, which maintains tumor cells in a state of functional dormancy (, ). Over time, the evolutionary pressure placed on the developing tumor by the immune system, coupled with the genetic instability associated with rapidly dividing malignant cells, promotes the selection and expansion of tumor subclones that have acquired alterations that suppress host immune responses and tumor cell destruction (, ). In this final stage of escape, tumor outgrowth is no longer restricted or blocked by the host immune responses and these tumor subclones emerge to cause clinically apparent disease (, ). While the immune system is capable of recognizing and killing malignant cells and constraining tumor growth, this theory of cancer immunoediting describes the process by which the same mechanism also promotes the emergence of malignant subclones that have undergone immunogenic sculpting to evade detection and destruction.
In the cancer immunity cycle () (Figure 1), certain somatic mutations in tumor cells result in the production of a modified protein product (neoantigen), which has the potential to be recognized by the host's immune system as foreign. Additionally, cancer-specific antigens resulting from expression of viral genes or aberrant expression can also be recognized by the immune system. These antigens can be released into the tumor microenvironment and sampled by dendritic cells, which travel to secondary lymphoid organs where they prime tumor antigen-specific adaptive (T and B lymphocyte-mediated) immune responses (). Primed antigen-specific cytotoxic CD8+ T cells subsequently traffic to and lyse tumor cells that are presenting tumor-specific antigens through the Major Histocompatibility Complex (MHC) class I molecules, which results in the release of more tumor-associated antigens into the microenvironment () (Figure 1). The cancer immunity cycle represents the adaptive arm of the immune surveillance cancer immunoediting phase. However, innate immune cells, such as natural killer cells and γδT cells, also participate in immune surveillance by these cells (–). Tumors can escape immune surveillance through a variety of strategies, such as the acquisition of genetic alterations that perturb the aforementioned processes.
Figure 1
Tumor-Intrinsic Mechanisms of Immune Escape: Genetic Alterations in Liver Cancer
Known tumor-intrinsic mechanisms that induce immune escape in the context of liver cancer are limited; however, a few studies have demonstrated that mutations affecting the WNT/ß-catenin pathway, which affects ~27–37% of human HCC patients, promote immune escape in HCC. One group published correlative data on human HCC samples suggesting that ß-catenin activation may promote immune escape (
More recently, using a murine model of HCC based on hydrodynamic tail vein injection of genetic elements in vivo, our laboratory demonstrated that activating mutations in CTNNB1 lead to immune escape in HCC (
Correlative data from human HCC patients as well as mechanistic studies in mouse models of HCC are highly suggestive that tumor-intrinsic activating mutations in the WNT/ß-catenin pathway promote immune escape and resistance to immunotherapy in HCC. More specifically, these studies suggest the mechanism of immune escape is through defective recruitment of dendritic cells to the tumor microenvironment leading to inferior anti-tumor T cell responses (Figure 1). While mutations affecting the WNT/β-catenin pathway account for a large proportion of human HCC cases (27% to 37%), this disease is highly heterogenous with complex genetic etiology underlying each case. It is unlikely that the mutations affecting the WNT/β-catenin pathway are the sole genetic alterations that perturb effective anti-tumor CD8+ T cell responses and promote immune escape and resistance to immunotherapies in HCC. As immunotherapies have only recently demonstrated success in the treatment of HCC, to date, the roles of additional genetic alterations in promoting immune escape and response or resistance to immunotherapies in the context of HCC have not been well elucidated. In other solid tumor types, for example non-small-cell lung cancer, tumor mutational burden and microsatellite instability/mismatch repair deficiency have been implicated as good predictors of response to immune checkpoint therapies - the idea being that these tumors have a higher probability of expressing immunogenic neoantigens capable of eliciting anti-tumor immune responses (
Tumor-Intrinsic Mechanisms of Immune Escape: Genetic Alterations in Other Tumor Types
While studies investigating tumor-intrinsic mechanisms of immune escape involving acquisition of genetic alterations in liver cancers, and HCC in particular, are scarce, there are further examples published in the context of other solid tumors that may have relevance in HCC. One study by Peng et al. demonstrated that PTEN loss leads to decreased T cell trafficking to tumors and impaired T cell-mediated tumor killing in a murine model of melanoma (
Another example of a tumor intrinsic mechanism of immune escape in cancer is overexpression of the Notch signaling pathway. Shen et al. demonstrated in a murine model of spontaneous mammary carcinoma that Notch overexpression leads to upregulation of proinflammatory cytokines, IL-1ß and CCL2, which in turn promote the recruitment of tumor-associated macrophages (
Finally, two studies have demonstrated a role for TGFß overexpression in inducing immune escape in solid malignancies. First, Mariathasan et al. showed TGFß expression from fibroblasts leads to T cell exclusion within the peritumoral stroma and subsequent resistance to anti-PD-1 immunotherapy in urothelial cancer (
Tumor-Intrinsic Mechanisms of Immune Escape: Other Examples in Liver Cancer
Beyond acquisition of genetic alterations that induce immune escape, there have been other tumor-intrinsic mechanisms of immune escape described in liver cancers. For example, two tumor-derived non-coding RNA molecules have been implicated in such mechanisms. Yang et al. reported that the pseudogene or long non-coding RNA RP11-424C20.2 as well as it's parental gene, UHRF1, are upregulated in HCCs and promote immune escape, in part, through the IFNgamma-mediated CTLA-4 and PD-L1 pathways (
Additional examples of tumor-intrinsic mechanisms of immune escape described in liver cancer involve overexpression of secreted immunomodulatory molecules. For example, Chan et al. provided a mechanism by which IL-6-activated JAK1 phosphorylates PD-L1, which then results in PD-L1 glycosylation that maintains PD-L1 stability (
In addition to tumor-derived secreted molecules, overexpression of other molecules as well as surface receptors on tumor cells have been implicated in promoting immune escape in liver cancer. For example, Qiu et al. suggested a role for Annexin A2 in promoting immune escape in HCC by leading to an increase in regulatory T cells and expression of inhibitory molecules as well as a decrease in natural killer cells and dendritic cells (
Other studies have also demonstrated expression of immune checkpoint inhibitors on liver cancer cells, which attenuate anti-tumor immune responses. In this regard, Li et al. defined 5 subtypes of stage I/II HCCs based on gene expression profiles from TCGA, gene expression omnibus, and the International Cancer Genome Consortium that each differ in immune profile and clinical responses (
Mechanisms of Immune Escape: Immune Infiltrates in Liver Cancer
In addition to tumor-intrinsic mechanisms of immune escape, some studies in liver cancer have described immune escape due to perturbations within the tumor-immune microenvironment. First, Dong et al. demonstrated in a cohort of 15 patients with multifocal HCC+ that those arising from intrahepatic metastasis vs. multicentric occurrence had a unique tumor-immune microenvironment (
Conclusions
As an immune privileged site, the liver can tolerate the introduction of innocuous antigens without mounting an immune response (
Statements
Author contributions
KL drafted the manuscript. KL, MR, and AL reviewed and revised the manuscript. KL and AL conceived the review. All authors contributed to the article and approved the submitted version.
Funding
KL was supported by NIH 5 T32 AI78892-12; MRG was supported by Damon Runyon-Rachleff Innovation Award (DR52-18). AL was supported by Damon Runyon-Rachleff Innovation Award (DR52-18), Pfizer Emerging Science Fund, NIH/NCI R37 Merit Award (R37CA230636), and NIH/NCI R01 (R01 CA251155-01).
Acknowledgments
Figure created with BioRender.com.
Conflict of interest
Research grants from Pfizer and Genentech for unrelated projects AL. The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
hepatocellular carcinoma, immune escape, immune exclusion, immunotherapies, CTNNB1
Citation
Lindblad KE, Ruiz de Galarreta M and Lujambio A (2021) Tumor-Intrinsic Mechanisms Regulating Immune Exclusion in Liver Cancers. Front. Immunol. 12:642958. doi: 10.3389/fimmu.2021.642958
Received
17 December 2020
Accepted
24 February 2021
Published
26 April 2021
Volume
12 - 2021
Edited by
Jason J. Luke, University of Pittsburgh Medical Center, United States
Reviewed by
David James Pinato, Imperial College London, United Kingdom; Hongbin Wang, California Northstate University, United States
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Copyright
© 2021 Lindblad, Ruiz de Galarreta and Lujambio.
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*Correspondence: Amaia Lujambio amaia.lujambio@mssm.edu
This article was submitted to Cancer Immunity and Immunotherapy, a section of the journal Frontiers in Immunology
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