Abstract
In the context of understanding and predicting the effects of human-induced environmental change (EC) on biodiversity (BD), and the consequences of BD change for ecosystem functioning (EF), microbial ecologists face the challenge of linking individual level variability in functional traits to larger-scale ecosystem processes. Since lower level BD at genetic, individual, and population levels largely determines the functionality and resilience of natural populations and communities, individual level measures promise to link EC-induced physiological, ecological, and evolutionary responses to EF. Intraspecific trait differences, while representing among the least-understood aspects of natural microbial communities, have recently become easier to measure due to new technology. For example, recent advance in scanning flow-cytometry (SCF), automation of phytoplankton sampling and integration with environmental sensors allow to measure morphological and physiological traits of individual algae with high spatial and temporal resolution. Here we present emerging features of automated SFC data from natural phytoplankton communities and the opportunities that they provide for understanding the functioning of complex aquatic microbial communities. We highlight some current limitations and future needs, particularly focusing on the large amount of individual level data that, for the purpose of understanding the EC-BD-EF link, need to be translated into meaningful BD indices. We review the available functional diversity (FD) indices that, despite having been designed for mean trait values at the species level, can be adapted to individual-based trait data and provide links to ecological theory. We conclude that, considering some computational, mathematical and ecological issues, a set of multi-dimensional indices that address richness, evenness and divergence in overall community trait space represent the most promising BD metrics to study EC-BD-EF using individual level data.
General introduction
Microbial ecology is currently undergoing a dramatic change, with potential implications for theory and practice in general microbiology, community and ecosystem ecology. New technologies (e.g., secondary-ion mass spectrometry, flow-cytometry, next generation sequencing, and single cell genomics) are uncovering vast genetic and functional diversity (FD), and novel microbial groups and functions (Prosser et al., ; Rinke et al., ; Wessel et al., ). Such accumulation of data requires guidance of sound theory and the application of robust analytical tools to provide mechanistic insight and, ultimately, predictive power that is of practical and cross disciplinary value (Prosser et al., ). The application of theory added by an ad-hoc analytical testing tools is currently limited in large datasets produced by microbial ecologists.
Here we focus on the challenge of understanding and predicting the effects environmental change (EC) on biodiversity (BD), and the consequences of BD change for ecosystem functioning (EF) (Hillebrand and Matthiessen, ; Reiss et al., ; Cardinale et al., ). Diversity provides functionality and stability of ecosystem processes, overall determining the resilience and adaptive capacity of an ecosystem to change (Norberg et al., ; Loreau, ; Naeem et al., ). Comprehensive reviews in several fields of ecology and ecosystem science have highlighted a multitude of research needs in EC-BD-EF context (Naeem and Wright, ; Arkema et al., ; Suding et al., ; Cianciaruso et al., ; Hillebrand and Matthiessen, ; Reiss et al., ; Naeem et al., ). The pressing knowledge gaps include, among others, the need to introduce a trait-based analysis using the characteristics of individual phenotypes rather than species, to create measures of FD that relate to system processes and selection/evolution of traits as they respond to EC. Diversity of functional traits, as opposed to taxonomic diversity, appears to be a better predictor of EF across a range of communities (Suding et al., ; Hillebrand and Matthiessen, ; Reiss et al., ; Cardinale et al., ). Species-derived BD metrics may not be directly linked to EF, and the relationships between, for example, species richness and FD or EF are not trivial (Naeem and Wright, ; Petchey and Gaston, ; Cianciaruso et al., ; Cardinale et al., ).
Monitoring a large number of traits with potential functional properties in a natural microbial community is a requirement for understanding the effects of EC on the BD-EF relationship, but presents a number of great challenges. Given the fast generation time of most microorganisms and the relatively small spatial scale at which events occur, this task requires high-frequency sampling of fluctuating small-scale environments (Pomati et al., ; Stocker, ). Scanning flow-cytometry (SFC) and recent developments in its applications give promising tools for the automated counting, characterization and identification of aquatic planktonic microorganisms. Aquatic microbial communities are a classic model in EC-BD-EF research, since they control a significant part of global biogeochemistry and roughly half of the primary production on earth (Falkowski, ; Stocker, ). In this article we review the literature of FD indices and we advocate that environmental flow-cytometry offers the opportunity of pioneering the development of BD indices that describe phytoplankton FD starting from individual level trait data, and of testing of the linkages between these FD indices, EC and important community processes.
An individual trait-based perspective to BD-EF research
Species still play a leading role in microbial ecology experiments and theory, even though a number of recent findings challenge the existence of a prokaryote species in nature (Ereshefsky, ; Rinke et al., ). A species centered view blindfolds the importance of phenotypic variance within and between populations and its importance in ecological and evolutionary response of populations and communities to EC. Traits, defined as any morphological, physiological or phenological feature measurable at the individual level (such as cell size, shape, motility, nutrient uptake requirements, type of reproduction) (Reiss et al., ), offer a “common currency” to expand BD-EF theory since trait-based approaches, by focusing on phenotypes, have the potential to incorporate variance within and between populations in the observed BD patterns, to capture time-dependent responses associated with EC, and link their effects on community-level and ecosystem processes (Norberg et al., ; Norberg, ; Suding et al., ; Hillebrand and Matthiessen, ).
Four components of an individual level trait-based research offer crucial links with EC and EF. First, individual trait variation accounts for intra-population variance, therefore it captures the range of available phenotypic plasticity in trait expression, i.e., it forms the needed trait-based link between individual genotypes and variability in their aggregated responses. Second, trade-offs among traits constrain how selection and evolutionary processes influence higher order effects in response to EC. A hierarchical expansion from individuals to community level in measures of continuous distributions of phenotypic values (traits) would offer the opportunity to apply concepts and theories from evolutionary ecology and genetics (e.g., Norberg et al., ) to understand consequences of trait evolution for EC-BD-EF research. Understanding how evolutionary responses to EC reflects on BD-EF is at the moment largely missing. In order to achieve this, it will be necessary to separate phenotypic from genetic responses, which may be accomplished in the near future by single-cell genomics (Rinke et al., ), by experimentally measuring heritability of observed phenotypic expression, or through experimental evolution tests. Third, metrics of population-and community-wide trait-distributions allow linking ecological processes (such as environmental filtering, stochastic population dynamics, and species interactions) to individual responses and EF (Norberg et al., ; Savage et al., ; Pomati et al., ). Fourth, functional trait diversity is dependent on the spatial and temporal turnover of individuals and populations within a community, and represents the range of strategies that a system can express to respond to fluctuating selection and dynamic ecological change. Dynamics of functional trait diversity therefore should relate to stability, resilience and adaptive capacity of the ecosystem (Norberg et al., ; Norberg, ; Isbell et al., ). Plasticity in trait variation can buffer populations from extreme temporal fluctuations in the environment and in population density providing mechanism for resilience, and accounts for niche and functional responses on community effects that do not appear significant when considering species-mean traits (Bolnick et al., ).
Application of automated SFC in the field: current use and main limitations
SFC can measure individual microbial cells and colonies since its lasers and optical system allow sensor measurements (light scattering at different angles and fluorescence) in a time-resolved mode (scan-profiles) (Figure 1). In the flow-cell, particles are aligned along their main axis, and their identical flow-speed provide a highly accurate laser-scan (Figure 1). The parameterization of scattering and fluorescence (FL) scan-profiles results in a very fine and reproducible characterization of three-dimensional and FL particle descriptors, when particles are larger than the diameter of the laser beams (circa 5 μm). Particles smaller than the width of the laser beams cannot be properly characterized by their scan-profiles, so SFC for small particles provides information similar to conventional flow-cytometry, such as total (integrated signal) for scattering and FL allowing distinctions for example in pigment profiles, with the addition of an accurate estimation of particle length down to circa 1 μm of size.
Figure 1
The performance of SFC in different applications has been documented (Dubelaar et al.,
As an example of SFC data, we will focus on data collected by a Cytobuoy flow-cytometer (Figure 1). The datasets may typically comprise up to tens of thousands of individually scanned particles per aquatic sample. Scaled up to complete monitoring datasets, we can reach the level of millions of scan-profiles and associated algal descriptors. The size and complexity of such datasets leads to special challenges in handling, processing, visualization and analysis, especially considering that no standardized techniques for this purpose exist to date. Each particle can be described by 48–54 parameters (depending on the number of available lasers) based on the light scattered at two angles (forward and sideward, providing information on size and shape of the particles) and FL emitted by photosynthetic pigments (chlorophyll-a, phycocyanin, phycoerythrin, and degraded pigments) (Dubelaar et al.,
As mentioned in the previous chapter, SFC partially underestimates the diversity of pico-planktonic organisms (size range between 0.2 and 2 μm), for example small eukaryotic flagellates. We suggest that the lack of high resolution on scan-profiles for small cells is not a major limitation of SFC analysis of phytoplankton diversity. In general, the most common pico-phytoplankton are rather similar with regards to their morphology, with more important ecological differences in pigment profiles (which can be accounted for by total FL signals). We believe that there are stronger limitations in the trait-diversity analysis performed by SFC than the low resolution on morphology of pico-plankton, for example the lack in SFC data of physiological (e.g., nutrient acquisition) and life history traits (e.g., type of reproduction, resting stages) that can convey very important ecological and evolutionary information.
Deriving biodiversity measures
Parameters measured with Cytobuoy are partially redundant, since many morphological and FL descriptors are cross-correlated. Therefore, the choice of measured parameters represents the first critical decision step in the process of defining BD measures (Figure 2). A first assessment of traits based on correlation and ecological relevance is required in order to extract a number of robust descriptors for individual particles. Fortunately, phytoplankton is a classical model in ecology and evolution, and detailed knowledge about its most relevant ecological traits exists, which can also be relatively easily validated with microscopic analysis. In particular, cell size and shape (which influence motility and nutrient uptake through surface-to-volume ratio), and photosynthetic performance (driven by pigment type and concentration), are key phytoplankton traits, affecting growth, metabolism, access to resources, and susceptibility to grazing (Litchman and Klausmeier,
Figure 2

The process of producing a functional classification (unshaded objects) of individuals in natural community samples. At different steps of the sequential process, which contains a number of critical decisions, different measures of FD (shaded ellipse) can be estimated (see section Concluding Remarks and Outlook and Table 1). The shaded rectangular boxes represent decisions in the process of making a classification, so that the number of decisions required for each measure increases from left to right. Adapted from Petchey and Gaston (
With individual-based data such as SFC's, conventional ecological measures of BD are not directly applicable. One possible approach is to define groups based on some key traits or on a set of linear combinations of all traits (for example, principal components) (Pomati et al.,
We also noted that the identity (and abundance) of Cytobuoy-derived functional groups did not fully reflect the identity (and abundance) of microscopically defined taxonomic groups (Pomati et al.,
Current approaches employed for BD research using SFC data have two main scientific limitations. First, they require statistical clustering or artificial neural networks to construct functional groups (Boddy et al.,
Trait-based biodiversity indices and metrics
Classical BD measures (species richness and diversity indices) treat individuals within a species as identical (Magurran and McGill,
Table 1

List of published functional metrics and associated references.
Functional metrics are subdivided based on the eventual reasons for excluding their application to individual-based trait data and further classified according to their potential to be weighted by individual taxa abundance. The most promising functional metrics for application to individual-based SFC data are highlighted in blue boxes.
*Mean distance/dissimilarity among species (MPD) represents the abundance-weighted mean phylogenetic or trait dissimilarity among all possible pairs of species (Warwick and Clarke, 1995; Pavoine and Bonsall, 2011; de Bello et al., 2012) and is therefore analogous to the Rao coefficient. However, it excludes same-species pairs and this is not meaningful in an individual-based context, where each individual is unique and species are not defined.
One classification criterion of published metrics is their potential to be weighted according to abundance of individual taxa (Table 1). In the context of species level data, abundance weighting allow considering not only the position of species in the multi-dimensional trait space, but also their relative frequency. In the case of traits measured at the individual level, abundance weighting is not necessary, since every point in multi-dimensional space represents one single organism. Abundance is therefore already embedded within the multivariate description of the community. Abundance weighting does not however affect the validity of a metric for its application to individual-based trait data. In indices that can take into account relative abundance, this can be set to value 1 and the metric applied to individual level data.
Why should multiple traits be preferred
Published functional metrics are based either on single or multiple traits. One-dimensional indices account for selection on single traits by EC, and have been successfully utilized to test hypotheses on the processes that determine diversity, identity, and abundance of co-occurring species. This approach allows a direct link to classic ecological theory: responses in the distribution of single traits at the community level (convergence on similar values, reduction of trait range, clustered patterns, evenly spaced traits) can help inferring mechanisms such as environmental filtering, competitive exclusion of some species, grazing/predation/parasitism by specialists or generalists, competition for resources (Macarthur and Levins,
Metrics based on multiple traits allow a more comprehensive view of differences among taxa, and potentially among individuals. A multi-dimensional trait approach is common in ecological morphometrics, classical ecology, evolutionary genetics and evolutionary ecology, where it is used to illustrate differences between biological entities (e.g., morphs, niches, genotypes, and life-history strategies). Multiple trait metrics should theoretically offer a better link to ecosystem function, because the community contribution to ecosystem processes results from the combination of all traits of species or individuals (Suding et al.,
Further criteria for application to individual-based SFC data
Some mathematical aspects in the calculation of indices can be simplified when dealing with traits measured at the individual level using SFC. For example, we suggest not to consider those indices that integrate mathematical methods for separating intra- from interspecific trait differences (Schleuter et al.,
Individual-based SFC datasets, especially if collected automatically with high spatial or temporal resolution, are generally extremely large. One possible way to solve this problem would be develop efficient subsampling algorithms, able to reduce the amount of data points maintaining the topology of data in a multi-dimensional space and the relative abundance of organisms. Suitable FD indices should however be computationally efficient. It could be convenient, for example, to avoid the calculation of distances and functional dendrograms among individuals (Petchey and Gaston,
Since we seek to understand links between EC, BD dynamics and EF, we do not necessarily have to consider indices that incorporate a standard null model correction (Table 1) (Mason et al.,
Functional richness, evenness, and divergence
Some BD indices represent a combination of different components of FD. FDvar (Mason et al.,
Functional richness is the total amount of space occupied by all taxa of a community in the multi-dimensional trait space. An ideal richness index should be able to take into account and exclude gaps in trait distribution. In other words, trait richness approximates as accurately as possible the multi-dimensional space effectively occupied by the community, rather than a simple trait range. Nevertheless, very different estimates of functional richness have been proposed, such as the volume of the minimal convex hull containing all taxa within the multi-dimensional space (Cornwell et al.,
Functional evenness is a measure of how evenly taxa are distributed within the trait space. While different one-dimensional indices have been proposed for even spacing of traits, e.g., Evar (Smith and Wilson,
Functional divergence measures how spread-out taxa are in the multi-dimensional trait space. For its estimation several approaches are possible. FDiv quantifies how single taxa distances to the centroid of a trait distribution in the multi-dimensional space deviate from the overall mean distance (Villéger et al.,
A possible way forward
We suggest that to study EC-BD-EF relationships in general, it is necessary to select a set of FD indices that are able to account for physiological, ecological, and evolutionary components of BD change. Specifically, for individual-based data such as SFC, FD indices should describe changes in the structure of multi-dimensional trait space, where each coordinate axis corresponds to a measured trait and each point represents an individual organism. This representation of BD is analogous to Hutchinsonian niche hypervolume, where species are points in a multi-dimensional space defined by environmental parameters (Hutchinson,
According to these considerations and those explained in the previous section, we identify FRic, FEve, and three indices of functional divergence (FDiv, FDis, and Rao coefficient) as the most promising existing FD indices for application to individual-based SFC data (Table 1). Their definition (presented earlier) and interpretation can easily be adapted to fit individuals instead of species. It is important to note that trait divergence of individual-based data can potentially be interpreted in the context of evolutionary adaptation: single individuals or groups of similar individuals that diverge from the centroid of the trait distribution can be thought to reflect combinations of traits under selection. Over time such trait divergence processes illustrate evolutionary trajectories that target populations express as a response to an ongoing EC. On the contrary, the widely used species mean traits do not allow to detect differences and changes at the phenotypic level where evolution effectively works, namely in diverging alternative strategies and phenotypes at the individual level.
FRic, FEve, FDiv, FDis, Rao coefficient are based on the objective position of every individual organism (point) within a multi-dimensional trait space. Therefore, these indices do not require a processes of categorization, they allow the use of raw data, and restrict the number of critical decision steps in calculating BD measures (Table 1, Figure 2). As they also do not require calculation of large relative distance matrices among data points or functional dendrograms (Table 1), these indices are directly computable for each sample separately and comparable among samples. These indices and associated functions are freely available for use and calculation using the open source programming language R (R-Development-Core-Team,
Both the Rao coefficient and FDis seem to embed a mixture of functional divergence and functional trait richness (Mason et al.,
Concluding remarks and outlook
The main reason for an increasing interest toward a functional description of BD is the expectation that it better describes EF and services than taxonomic diversity (Cardinale et al.,
We have highlighted some of the limitations of SFC analysis of trait-diversity. We believe that it will be crucial in the future to empirically test how much SFC-derived trait-diversity retain information about the diversity of plankton shapes and strategies, and how they relate to important aquatic ecosystem processes like the production and degradation of organic matter. It will be crucial in the future to test our proposed set of FD indices in simulated artificial and real-world scenarios. A reliable index has to be accurate when replicated both in space and time. It must tractably respond to the changes in the structure of the multivariate trait space as expected by the formal definition of its properties (richness, evenness, and divergence) and from ecological and evolutionary theory (Schleuter et al.,
Conflict of interest statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Statements
Acknowledgments
This research is supported by the Swiss National Science Foundation Project 31003A_144053. We thank G. Dubelaar for assistance and advice in revising the manuscript and the anonymous Reviewers for their constructive comments.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
- FD
functional diversity
- BD
biodiversity
- EC
environmental change
- EF
ecosystem functioning
- SFC
scanning flow-cytometry
- FL
fluorescence.
Abbreviations
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Summary
Keywords
biodiversity, environmental change, ecosystem functioning, scanning flow-cytometry, individual level data, traits, functional diversity, biodiversity indices
Citation
Fontana S, Jokela J and Pomati F (2014) Opportunities and challenges in deriving phytoplankton diversity measures from individual trait-based data obtained by scanning flow-cytometry. Front. Microbiol. 5:324. doi: 10.3389/fmicb.2014.00324
Received
06 February 2014
Accepted
12 June 2014
Published
01 July 2014
Volume
5 - 2014
Edited by
Susann Müller, Helmholtz Centre for Environmental Research, Germany
Reviewed by
Gerald J. Gregori, Centre National de la Recherche Scientifique, France; Christin Koch, Helmholtz Centre for Environmental Research - UFZ, Germany; Kyle Edwards, University of Hawaii at Manoa, USA
Copyright
© 2014 Fontana, Jokela and Pomati.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Francesco Pomati, Department of Aquatic Ecology, Eawag, Swiss Federal Institute of Water Science and Technology, Uberlandstrasse 133, Dübendorf 8600, Switzerland e-mail: francesco.pomati@eawag.ch
This article was submitted to Systems Microbiology, a section of the journal Frontiers in Microbiology.
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