Abstract
A major problem with tuberculosis (TB) control is the long duration of drug therapy–both for latent and for active TB. Therapeutic vaccination has been postulated to improve this situation, and to this end there are several candidates already in clinical phases of development. These candidates follow two main designs, namely bacilli-directed therapy based on inactivated -whole or -fragmented bacillus (Mycobacterium w and RUTI) or fusion proteins that integrate non-replicating bacilli -related antigens (H56 vaccine), and host-directed therapy to reduce the tissue destruction. The administration of inactivated Mycobacterium vaccae prevents the “Koch phenomenon” response, and oral administration of heat-killed Mycobacterium manresensis prevents excessive neutrophilic infiltration of the lesions. This review also tries to explain the success of Mycobacterium tuberculosis by reviewing its evolution from infection to disease, and highlights the lack of a definitive understanding of the natural history of TB pathology and the need to improve our knowledge on TB immunology and pathogenesis.
Introduction: understanding TB induction
Tuberculosis (TB) is still a major threat for humankind and is by far the most successful disease caused by an infectious agent ever. Indeed, it has been calculated that TB has already caused 1,000,000,000 deaths over the last 200 years alone (Paulson, ). Furthermore, TB is a condition highly affected by stigma. Shame and blame keep affected individual patients and society as a whole from putting TB high on the political and scientific agenda (Chang and Cataldo, ). TB still causes 1.5 million deaths and 10 million new cases per year (World Health Organization, ). In fact, it is calculated that a third of humankind already has a latent tuberculosis infection (LTBI; Dye et al., ; Dheda et al., ). After exposure to an active case of TB–especially, intensive and durable exposure to a highly infectious index case with cavitary TB and poor cough etiquette- LTBI may ensue; and of those individuals subsequently latently infected, around 10% will develop overt TB in subsequent years. Young individuals and those with reduced protective immunity stand the highest chance of developing TB following exposure; pregnant women, those with HIV coinfection, but to a leser degree also those with diabetes, etc. (Trauer et al., ). Furthermore, LTBI can last for a lengthy period, although the exact period remains a matter of controversy. Some authors, for example, have claimed that “once infected always infected” based on the “unitary concept” developed by Stead in 1967 (Stead, ; Cardona, ). Others, in contrast, reduce the magnitude of the infection to a limited, although relatively long, period of time, i.e., around 10 years (Cardona and Ruiz-Manzano, ).
Non-replicating (NR) bacilli are the responsible for this phenomenon as they arise due to the environmental stress caused by the immune response or chemotherapy itself (Wayne and Sohaskey, ). This stress causes a drastic change in the metabolism of the bacilli to become NR, a fact that makes them less vulnerable to chemotherapy or immune responses (Baer et al., ). As such, NR-Mycobacterium tuberculosis (NR-Mtb) are directly responsible for the extraordinary length of the chemotherapy against latent and active TB (Mitchison, ).
Therapeutic vaccines appear in this scenario where there is an urgent need for a new tool to shorten the chemotherapy treatment.
The host scenario: alveoli are designed for gas exchange
It is not the aim of this article to extensively review the natural history of TB. However, it is very important to provide an overview of this disease in order to understand the battlefield on which infection takes place. In the case of M. tuberculosis (Mtb), this is especially important, as it targets one of the weakest links in the human immune system, namely the alveolar macrophage (AM).
Contrary to the normal, somewhat anthropocentric-type view, the AM is not some sort of police officer constantly on the look-out for pathogens and ready to deliver its antigens to trigger a fast and strong immune response. Alveoli are designed for gas exchange and have a very delicate structure, which is why we should perhaps consider the AM to be a highly specialized cleaner that must keep the space assigned to it clean (Figure 1). Following this anthropocentric approach, we can imagine this cleaner in a 25 m2 room, the door of which opens every 6 s to allow the entry of external air along with large quantities of dust and pathogens.
Figure 1
Figure 1 illustrates this by showing the lung as a large city, such as Barcelona (Catalonia), filled with 250 million 25 m2 rooms. This illustrates roughly the low range of the alveoli number in adults (Ochs et al., ) and, consequently, the same number of AMs, the most abundant antigen-presenting cell in the alveolar spaces (Guth et al., ), as it is logical to infer that each alveolus is occupied by a single AM (Suarez et al., ; Peake and Pinkerton, ). In this scenario, of healthy lung parenchyma, the presence, and role of dendritic cells (DCs) in the alveoli is very limited, if any, as they are present in very low numbers in the parenchyma as a whole (around 2%) and thus essentially absent in the healthy alveolar space. Moreover, even if present, AMs tend to suppress their activity (Landsman and Jung, ; Linton and Thoman, ). Consequently, there is a very particular scenario in which the conductor (the AM) is very reluctant to trigger any inflammatory response. This results in a two important delays in immunological surveillance, namely in communication level with the lymph node for the antigenic presentation; and in the attraction of specific lymphocytes that are able to activate the infected AMs.
The alveoli have another important characteristics, namely that they are mobile as they must be inflated and deflated in order to allow the entry of air (Macklem, ). This is possible because of the presence of a surfactant, produced by type II pneumocytes, which provides the surface tension required to avoid the collapse of the alveolus, which has a diameter of around 300 μm. At the same time alveoli must be sealed to ensure a lack of contact with the plasma transuded from the capillary network as this would constantly vary the surface tension (Suarez et al., ). This means that no antibodies can reach the alveoli, even when there is a minimal space between the capillary and the alveoli in order to allow gas transfer (Figure 2). Fortunately, the surfactant also has a micobactericidal activity (Arcos et al., ) and can contribute to the defense, along with some activity of AMs themselves, as a result of the phagocytosis of previously cleaned particles (that can also be detrimental) or a protective genetic background (Abel et al., ).
Figure 2
Overall, this means that in the context of a single AM infection, specific lymphocytes are not attracted, and that specific antibodies cannot reach the alveoli, unless a strong inflammatory response is triggered to disturb this equilibrium. This is the perfect scenario for Mtb infection and therefore makes the design of a prophylactic vaccine rather difficult, as has been noted recently (Lalvani et al.,
Latent tuberculosis infection (LTBI): triggering the immune response
Figure 3 shows the interaction between Mtb and the immune response in the scenario described above. This interaction defines a cycle in which a fine balance is established between the host and Mtb. The bacilli initially grow in the AM. This growth is very slow (every 24 h) and may therefore delay the induction of danger signals from the AM (Kimura et al.,
Figure 3

Life cycle of Mycobacterium tuberculosis in the lungs according to the dynamic hypothesis. After transmission via aerosol, M. tuberculosis settles in the alveoli. (II) M. tuberculosis grows inside alveolar macrophages (AM), causing their necrosis. These cells cause a weak, if any, inflammatory response and the bacilli released are simply phagocytosed by neighboring AMs, causing no lesion. This “unicellular” phase (I) allows the bacilli complete freedom to constantly generate new infectious foci, even in those hosts that have optimal cellular immune responses. This is because of the lack of antibodies in the alveoli to inactivate the bacilli and the fact that infected AM do not induce a sufficient inflammatory response to be detected by specific lymphocytes. Once the inflammatory response is sufficiently intense due to the large number of neighboring infected AMs, the alveoli break their sealed nature, thus allowing the entry of cells from the capillary net and the drainage of the bacilli toward the lymphatic vessels and regional lymph nodes, where antigenic presentation and lymphocytic proliferation take place (II). These lymphocytes are attracted to the inflammatory foci, where they activate the infected AM and destroy the bulk of the bacilli (around 90%); the survivors become non-replicating (NR-Mtb) and rest inside activated AMs or necrotic tissue (III). Once bacillary growth has been controlled, the “cleaning” phase starts. This phase is characterized by phagocytosis of the necrotic debris by the activated AMs, which retain even more NR-Mtb and become “foamy” by accumulating cellular debris (IV). These foamy macrophages are then progressively drained with the alveolar fluid toward the bronchi, where they are destroyed. The bacilli contained therein can pass into internal aerosols (V) and are able to reinfect tissue (VI), although they are mainly drained toward the intestinal tract (VI). This cycle can be interrupted by encapsulation, which isolates the granuloma. This process occurs as a result of the interlobular septae, which contain fibroblasts that are very sensitive to the mechanical changes caused by intraparenchymal lesions (IVb). Some hosts can develop an intense neutrophilic response, which is the origin of cavitated lesions (IVc). Version from Vilaplana and Cardona (
Specific lymphocytes are triggered to a broad spectrum of epitopes, mainly those secreted by replicating Mtb (R-Mtb; Andersen,
Figure 4

Host response repertoire against Mtb infection. The picture illustrates how, at the onset of infection, a wide-ranging cellular response is induced against a large epitope repertoire that mainly includes secreted antigens but also structural ones (A). Once the acute phase is controlled and there is a majority of non-replicating Mtb (NR-Mtb; Muñoz-Elías et al.,
LTBI: a constant reinfection process
The AM activation by Th1 lymphocytes causes Mtb destruction, but also generates NR-Mtb, which are mainly immersed in the intragranulomatous necrosis generated by the bacilli and the inflammatory response. These cellular debris together with the NR-Mtb are phagocytosed by old activated AMs that then become foamy macrophages (FMs; Cáceres et al.,
Coming back to Figure 4, upon reinfection the immune response is increasingly directed toward the antigens secreted by R-Mtb, a process that helps the survival of NR-Mtb, as they remain hidden from immune surveillance (Andersen,
Interestingly, a majority of Mtb strains are able to trigger a Th1 response and to provide a protective immune response, as good as that induced by BCG (Mollenkopf et al.,
LTBI: the role of the local milieu
It is interesting to note that the lesion caused is usually based on the presence of AMs, some rafts of PMNs, some intragranulomatous necrosis, and is surrounded by lymphocytes (the “doughnut” appearance). This is because granulomas, where the majority of AMs are activated, tend to inactivate the entry of new lymphocytes. This phenomenon has been well-described in mice and guinea pigs and appears to arise as a consequence of different mechanisms, including the competition to obtain arginine, direct suppression, or apoptosis, amongst others (Zhang and McMurray,
The lung parenchyma in large mammals is structured into 2i lobes that build a network of interlobular septae which connects the whole parenchyma with the visceral pleura and transmits the mechanical force induced by the diaphragm to expand it (Webb,
Why does active TB occur? anatomy of the lung and quality of the lesions for a perfect storm
Looking at the consequences of LTBI, it is clear that it causes a negligible health impact. Problems arise, however, when the lesions are not well-controlled and become bigger, thereby progressively hampering patient health as a result of destruction of the parenchyma. The main challenge is to understand the mechanism that allows a tiny lesion of less than 1 mm, in the case of LTBI, to become a lesion with a diameter of around 10 mm (which is the minimum required for detection in a chest X-ray; Andreu et al.,
Considering the dynamics of Mtb, it is hard to believe in the concept that a bacillus from an old lesion resuscitates and is able to trigger a massive infiltration that leads to liquefaction of the tissue and extracellular growth of the bacilli, which is the current dogma (Grosset,
Recently, an explanation has been provided by the study of a murine mode of TB in the mouse strain C3HeB/FeJ, which develops human-like lesions (Marzo et al.,
Figure 5

Evolution of the infection toward active disease. An excess of Th17 allows massive infiltration of the lesions by PMNs. This causes a rapid growth in their size and the induction of secondary lesions (daughter lesions). Finally, these lesions coalesce, which results in the evolution of small granulomas (<1 mm) to large infiltrations that can liquefact and cavitate, thus exceeding the ability of the interlobular septae to encapsulate them. Time period from (A–D), days 21, 28, 30 and 33 respectively.
The second factor is the coalescence of different yet closely related lesions, including new ones, as a consequence of local drainage (Prats et al.,
Curiously, this phenomenon follows the same physical processes as soap bubble formation, thus allowing an “in silico” model, known as the “bubble model” (Prats et al.,
In humans, TB lesions tend to accumulate in the upper lobe (Dock,
The mechanical force required to inflate the lungs is generated by the diaphragm at the base of the lung, which moves the parenchyma toward the abdominal cavity (Figure 6), thus resulting in a low breathing amplitude in the upper lobes that also favors hyperoxia (Gurney,
Figure 6

Importance of breathing amplitude in the lung, for the induction of active TB. In mammals, breathing in, or inhaling, occurs due to the contraction and flattening of the diaphragm, a domed muscle that separates the thorax and abdomen (A). This action increases the space of the alveoli, although not homogeneously. The lobes of the base experience the largest amplitude, whereas the upper lobes experience almost no movement. This fact has a major consequence, namely a very important drainage of bacilli after destruction of the alveolar macrophage (AM) toward neighboring alveoli in the base, with almost none at the upper lobes. This means that new AMs face a lower bacillary load in the base than in the upper lobes (B). The increase of the bacillary load stimulates necrosis and neutrophilic infiltration (C). This hypothesis can explain why the evolution toward active TB mainly occurs in the upper lobes.
Two main lesions can be detected in pulmonary TB in humans: small, proliferative lesions that harbor a low bacillary load and mainly comprise epithelioid cells and are well-structured and fibrous, and exudative lesions, in which PMN infiltration is the major component and pus (liquefaction) may also be present (Figure 7; Prats et al.,
Figure 7

Lesion spectrum of Mtb infection. Histological evolution after Mtb infection. Initial foci containing a mixture of neutrophils, macrophages and lymphocytes (A) are soon controlled by the encapsulation process and either calcify (B) or progress with constant reactivation of the bacillary load in foamy macrophages of the neighborhood. This is typical in the murine infection (C). These lesions could fall into the category of proliferative lesions. Exudative lesions are characterized by the large-scale infiltration of neutrophils, a high bacillary burden, and the presence of massive necrosis (D).
There is also extrapulmonary TB, which can be linked to immunosuppression in the case of meningeal or miliary forms, even though Mtb is able to infect any tissue. Extrapulmonary TB requires the entry of Mtb in the bloodstream (Krishnan et al.,
In summary, infection with Mtb clearly follows the “damage theory” paradigm (Casadevall and Pirofski,
Therapeutic vaccines
The use of “therapeutic vaccines” is an old strategy designed by Robert Koch himself (Cardona,
Figure 8

Therapeutic vaccination as coadjuvant for chemotherapy. This is a theoretical approach to the dynamics of the bacillary concentration during chemotherapy and the influence of vaccination as a coadjuvant. Initially, the early bactericidal activity induces a massive reduction in the bacillary load by killing replicating bacilli (R-Mtb). Subsequently, non-replicating bacilli (NR-Mtb) dominate and are the responsible for the reinfection process and the appearance of R-Mtb during chemotherapy (Muñoz-Elías et al.,
Two mechanisms of action can be defined. The first of these, which we can refer to as “bacilli-directed therapy,” increases the surveillance capacity against NR-Mtb by enhancing the cellular immunity to find those antigens linked to NR-Mtb that are hidden to the immune surveillance (Figure 4). In the case of the second, which is known as “host-directed therapy,” the objective is to modulate the inflammatory response in order to avoid extracellular growth of the bacilli fuelled by the accumulation of neutrophiles, or the Th2 response (or “Koch phenomenon”), that induce intragranulomatous necrosis.
Bacilli-directed therapy: focusing on killing the bacilli
Mycobacterium w (Mw), also known as Mycobacterium indicus pranii (MIP)
This strain is in the Mycobacterium avium complex (Alexander and Turenne,
In Mtb infection, the mechanism of action is based on the induction of a Th1 response and a reduction of Tregs (Das et al.,
RUTI
RUTI was the first therapeutic vaccine designed with the aim of killing NR-Mtb. This vaccine comprised fragments of Mtb cultured under stress conditions and the idea arose upon visualizing the drainage of NR-Mtb from the granulomas inside FMs (Cardona,
Figure 9

Therapeutic approach of the RUTI vaccine. This figure shows the natural evolution of the infection, with constant cycles of reinfection (A,D,G). During chemotherapy there is a reduction of the lesion and the cellular immune response (B,E,H). Upon vaccination with RUTI (C,F,I) there is an increase in the immune response that includes a wider repertoire, compared to that obtained with the usual reinfection process, which is more focused on the secreted antigens, as shown in Figure 4.
The criterion for the protective mechanism expected from RUTI (the GO/No-GO criteria) was to demonstrate the triggering of a broad response against R-Mtb and NR-Mtb antigens, and this was found to be the case. Once its bactericidal activity when administered after chemotherapy in murine and guinea pig models had been demonstrated (Cardona,
H56
This is the proposal from the Statens Serum Institute and uses a fusion protein containing epitopes of ESAT-6 and Ag85B antigens, which are immunodominant in the secreted proteins of R-Mtb, plus the antigen Rv2660c, which is related to the NR-Mtb.
This vaccine demonstrated a consistent bactericidal effect in the Cornell-like model in mice, which combines chemotherapy once the chronic phase of the infection has been established in the C57BL/6 strain, with two or three inoculations of this vaccine (Aagaard et al.,
Host-directed-therapy: modulating the host reaction
Heat-killed M. vaccae/M. obuense
The idea of using heat-killed Mycobacterium vaccae came from the observation that some people from villages in Uganda where this species was abundant in the dust had some degree of natural protection against TB. The other pointer was the interference of environmental mycobacteria (EM) with the protection elicited by BCG. This issue was first addressed experimentally in mice by Brown et al. (
Heat-killed M. manresensis
This approach was developed after the observation of the key role of the Th17 response in the induction of active TB (Marzo et al.,
Oral administration of heat-killed Mtb and BCG every day or 2 days was shown to delay the induction of active TB in a murine model in C3HeB/FeJ mice, in which “human-like” lesions can be reproduced (Cardona,
Experimental data show that the oral administration of heat-killed M. manresensis is able to induce memory-specific Tregs and to delay the exaggerated inflammatory response that leads to the induction of active TB (Cardona et al.,
Figure 10

Therapeutic approach of Mycobacterium manresensis. This picture illustrates how administration of M. manresensis increases the Treg response and results in a decrease in the Th17 response (B). This stops the neutrophilic infiltration of the lesions, and stops their growth, and it has been speculated that this might provide sufficient time for them to become encapsulated (A). This might avoid the progression toward coalescence, liquefaction, and cavitation.
Other therapeutic vaccines
Other promising candidates are still in the preclinical phase. Several DNA vaccines codifying mainly for the hsp65, Ag85A, and B antigens have been tested. Some of these have demonstrated their value in murine models, with or without chemotherapy and with a wide range of protection, as reviewed by Lowrie (
Conclusion
Infection with Mtb clearly follows the “damage theory” paradigm in which interaction with the host is paramount for the induction of active disease. The fact that Mtb is able to grow inside the AM is clearly one advantage, but not the only one, as other pathogens are also able to do this. However, it is also able to induce necrosis inside these lesions. This favors additional growth of the bacilli and helps the progressive destruction of the parenchyma that leads to the induction of active TB.
Prevention of the infection itself seems to be controlled by some intrinsic mycobactericidal properties of the AM and, possibly, the properties of the surfactant. The immune response is not able to avoid reinfection because of the difficulty of attracting specific lymphocytes to isolated infected AMs and the lack of antibodies in the alveoli. Similarly, the induction of NR-Mtb once the immune response has been triggered makes very difficult to develop a chemotherapy that is able to eradicate them from the tissues in a short-period of time.
As such, there is an urgent need for therapeutic vaccines in the fight against TB, especially for those persons with LTBI. The current approach (6–9 months INH treatment) is very difficult to follow up for two reasons. Firstly, because of problems with compliance and toxicity, and secondly because reinfection is highly probable in high incidence countries once the treatment has finished, thus making this effort worthless. Equally, the presence of INH-resistant strains could potentially make this treatment highly ineffective. Although other shorter treatments are currently being proposed, they can still not be compared with an immunological intervention in terms of compliance.
Therapy for the disease itself is also of great importance, and in this regard, it would be highly significant to find an immunological approach to shorten treatment itself and to avoid relapse of the disease.
Key points
The anti-infection capacity of the alveoli is very much conditioned by their main function: the gas exchange.
Mtb infects alveolar macrophages, cells with a dedicated cleaning task that do not elicit an inflammatory response which could alter their minimal architecture. The price of this, however, is to hamper antigen presentation and attraction of the cellular immune response.
Alveoli maintain a strong air-tightness to keep the appropriate surface tension, thus avoiding their collapse and allowing breathing mechanics. However, this prevents the entry of plasma and means no antibodies are present.
Mtb reinfection is always possible. Infection by itself, however, does not affect the health status of an individual.
The induction of active TB is caused by an exaggerated inflammatory response against the bacilli. This has been explained as being induced by a high Th2 response and, more recently, by a strong neutrophilic reaction mediated by a Th17 response.
Therapeutic vaccines focused on bacilli-directed therapy are usually used as chemotherapy adjuvants and increase the Th1 response (Table 1).
Therapeutic vaccines focused on host-directed therapy can also be administered independently of chemotherapy and raise either a Th1 or a Treg response (Table 1).
All therapeutic vaccines can be given in different steps against Mtb infection, and have the advantage of not being conditioned by the drug sensitivity profile of Mtb.
Table 1
| Vaccine | Mode of action | Mechanism of action | Antigens | References |
|---|---|---|---|---|
| MIP | Bacilli-directed therapy | Th1 response | M. avium complex heat-killed whole bacilli | Das et al., |
| RUTI | Th1 polyantigenic response | M. tuberculosis fragments | Nell et al., | |
| H56 | Th1 response | ESAT-6; CFP-10; Rv2660c | Luabeya et al., | |
| M. vaccae/obuense | Host-directed therapy | Th1 response | Heat-killed whole bacilli | Lalvani et al., |
| M. manresensis | Treg response | Montane et al., |
Therapeutic vaccines against tuberculosis in clinical phase.
Statements
Author contributions
The author confirms being the sole contributor of this work and approved it for publication.
Acknowledgments
This study was funded by the Health Department of the Catalan Government; the Spanish Government through the CIBER CRP-TB project; Plan Nacional I+D+I co-financed by ISCIII-Subdirección General de Evaluación and Fondo-EU de Desarrollo Regional (FEDER) and cofinanced through the Projects PI11/01702 and PI14/01038. To Mrs. Berta Peyrecave for the excellent illustrations.
Conflict of interest
PC was one of the founders of Archivel Farma, the company that developed RUTI, and was its CSO until 2013. He was also the inventor of RUTI. PC is one of the founders and the CEO of Manremyc, the company that is developing the use of M. manresensis. He was also the inventor of this food supplement.
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Summary
Keywords
Mycobacterium tuberculosis, vaccines, Mycobacterium w, Mycobacterium indicus pranii, Mycobacterium vaccae, Mycobacterium manresensis, H56, neutrophils
Citation
Cardona P-J (2016) The Progress of Therapeutic Vaccination with Regard to Tuberculosis. Front. Microbiol. 7:1536. doi: 10.3389/fmicb.2016.01536
Received
28 July 2016
Accepted
13 September 2016
Published
28 September 2016
Volume
7 - 2016
Edited by
Thomas Dandekar, University of Würzburg, Germany
Reviewed by
Tianyu Zhang, Guangzhou Institutes of Biomedicine and Health (CAS), China; Hiroki Iwai, National Center for Global Health and Medicine, Japan
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© 2016 Cardona.
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*Correspondence: Pere-Joan Cardona pjcardona@igtp.cat
This article was submitted to Infectious Diseases, a section of the journal Frontiers in Microbiology
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