Abstract
Both theoretical and experimental evidence indicate that synaptic excitation and inhibition in the cerebral cortex are well-balanced during the resting state and sensory processing. Here, we briefly summarize the evidence for how neural circuits are adjusted to achieve this balance. Then, we discuss how such excitatory and inhibitory balance shapes stimulus representation and information propagation, two basic functions of neural coding. We also point out the benefit of adopting such a balance during neural coding. We conclude that excitatory and inhibitory balance may be a fundamental mechanism underlying efficient coding.
Introduction
Neural information coding is one of the central topics in neuroscience. The brain utilizes some features of action potential sequences (spike trains) to encode sensory and cognitive information. The algorithm operating within those features is called neural code. Half a century ago, Perkel and Bullock noted that a potential neural code must serve at least four functions: stimulus representation, interpretation, transformation, and transmission (Perkel and Bullock, ). In this review, we will mainly focus on the representation and transmission parts. For the other aspects of neural coding, please refer to other books (Rieke et al., ; Quiroga and Panzeri, ). Stimulus representation indicates that the neural activity should be altered by the stimulus properties needed to be coded, and therefore, the neural code can represent this stimulus (Perkel and Bullock, ; Kumar et al., ). Due to its basic role, neural representation has been extensively studied using experimental and theoretical approaches. Barlow in 1961 proposed a theoretical framework which hypothesized that the action potentials in the sensory neurons formed a neural code for efficiently representing sensory information. By efficient Barlow meant that the code minimized the number of neurons and spikes needed to represent an input signal. This is the origin of sparse coding or efficient neural coding (Barlow, ). Barlow's model treats the sensory pathway as a communication channel where neuronal spiking is an efficient code for representing sensory signals. The spiking code aims to maximize available channel capacity by minimizing the redundancy between representational units (Simoncelli and Olshausen, ). In addition, one of the major components of a typical neural code is reliable information transmission. The brain is highly modular, and a successful neural code should be able to be transmitted (propagated) from one module to another with high fidelity (Perkel and Bullock, ; Kumar et al., ). The transmission property of neural coding has also drawn significant attention recently (Diesmann et al., ; Kistler and Gerstner, ; van Rossum et al., ; Litvak et al., ; Vogels and Abbott, ; Kumar et al., , ). The balance of excitatory and inhibitory synaptic membrane currents (E/I balance) received by a neuron underlying its spontaneous firing and/or responding to sensory inputs has been widely observed (van Vreeswijk and Sompolinsky, ; Brunel, ; Shu et al., ; Wehr and Zador, ; Zhang et al., ; Froemke et al., ; Murphy and Miller, ). Here, E/I balance generally refers to excitatory-inhibitory balance in terms of either overall global balance or temporal balance on a fine time scale. Global E/I balance refers to the bulk measurement of relative contributions of excitatory and inhibitory synaptic currents received by a specific neuron. It is called global E/I balance if across a range of spatio-temporal conditions of interest, the ratio between the synaptic excitation and inhibition is kept approximately constant (on a slow time scale). In some situations, even the measurement of firing rates of excitatory and inhibitory neurons or excitatory and inhibitory synaptic conductances received by a neuron can represent E/I balance for individual neurons within the cortical circuit (Shu et al., ; Southwell et al., ; Xue et al., ; Froemke, ). Temporal balance indicates that the relative magnitudes of excitatory and inhibitory synaptic currents are matched in a point-to-point manner on a fast time scale (Okun and Lampl, ; Froemke, ; Denève and Machens, ). Global E/I balance is often used to examine pathological or dysfunctional brain states, whereas temporal E/I balance can be used to examine the effect of synaptic correlation on spiking timing to sensory input and stimulus feature selectivity. Both global and temporal E/I balances enable cortical operation in a precise manner to represent sensory inputs. The disruption of the cortical E/I balance has been demonstrated to cause cognitive dysfunction, such as schizophrenia (Yizhar et al., ; Murray et al., ). Because the E/I balance may be the key structure underlying the neural code and cognition, multiple questions arise: (1) How is the E/I balance achieved? (2) Why does the neural system choose such a scenario to function? (3) How does the E/I balance evolve during neural plasticity and coding? Specifically, how does the E/I balance influence information representation and propagation across different areas?
Recently, more and more studies are conducted to answer these questions. Here, we briefly summarize the evidence for the existence of an E/I balance in the cortex and the mechanisms by which the E/I balance is achieved. We then review the experimental and computational development on the impact of the E/I balance on neural coding, especially the processes of stimulus representation and information propagation.
E/I balance is ubiquitous in cortical circuits
Over the last decades, E/I balance has been found to exist in many situations including ongoing spontaneous activity, sensory-evoked activity, and storage of memories. Synaptic plasticity at both excitatory and inhibitory synapses is suggested to play a central role in balancing the excitatory and inhibitory inputs to a target cell during the training or learning process (Vogels et al., ; Yu et al., ). The level of the developed balance depends on the time scale of the correlation between the excitatory and inhibitory inputs to the cell, ranging from a global balance, either without a correlation or with a correlation at a slower time scale, to a fine-scale balance for strong correlations with a fast time scale.
Global balance is quantified by using global measures of excitatory and inhibitory synaptic currents, including measuring spontaneous or ongoing excitatory and inhibitory postsynaptic currents (mEPSC and mIPSC) and the field potential, which is considered a rough signature of the relative timing and magnitude of excitation and inhibition (Froemke, ). In fact, it is difficult to simultaneously measure excitatory and inhibitory current inputs on the same neuron. However, researchers can overcome this challenge by recording the excitatory and inhibitory currents separately from a target neuron by using the voltage-clamp recording technique. For voltage-clamp recordings, cells were progressively moved through a series of holding potentials, typically from −85 to +10 mV, in steps of 10 mV, and held at each potential for a few minutes to record several trials at each membrane potential. Briefly, average holding currents were constructed using at least 10 trials per holding potential, and used to construct current vs. voltage (I–V) plots. In cortical neurons, the reversal potential of EPSCs is around 0 mV, whereas for GABAA-receptor-mediated IPSCs, it is around −75 mV. The average synaptic currents reverse at around −35 mV (i.e., reverse potential Esynapse) for cortical neurons. The electrode contained 2 M caesium acetate and 50 mM QX-314 to minimize the contribution of K and Na currents. The recorded synaptic current is defined as
where the total measured synaptic conductance gsyn is composed of the sum of the excitatory conductance (ge) and inhibitory conductance (gi) as follows:
In addition, the total synaptic current is the sum of the excitatory synaptic current Ie = ge(V − Ee) and inhibitory synaptic current Ii = gi(V − Ei),
where Ee = 0 mV is the reversal potential for excitatory synaptic current, and Ei = −75 mV is the reversal potential for inhibition for cortical neurons. To solve the above equations, we have
This method helps to calculate the trial-by-trial average conductance of both currents (ge and gi) (Shu et al., ; Haider et al., ; Monier et al., ). By using this method, Shu et al. found that the received synaptic conductance values of ge and gi were always balanced with a certain ratio during the up state generated by recurrent connection patterns in the in vitro brain slice (Figure 1A; Shu et al., ). Other experimental results also support the idea that the ratio of gE and gI of a given neuron remains constant across different conditions and in many systems (Wehr and Zador, ; Zhang et al., ; Haider et al., ; Xue et al., ). Additionally, many studies have demonstrated that the E/I balance still exists even when the system is driven by external inputs (Anderson et al., ; Martinez et al., ; Tan et al., , ; Wilent and Contreras, ; Cardin et al., ; Wu et al., ; Tan and Wehr, ; Runyan et al., ; Liu et al., ). In fact, using in vivo whole-cell patch clamp, one can measure the excitatory or inhibitory conductance magnitude under different stimulus conditions. Instead of the classical tuning curve for firing rate vs. stimulus, one can plot the relation of conductance vs. stimulus (Anderson et al., ; Wehr and Zador, ; Zhang et al., ; Cardin et al., ; Runyan et al., ).
Figure 1
To understand the E/I balance on the fine time scale (the temporal balance), researchers have tried to simultaneously record the time series of both the excitatory and inhibitory currents and then obtain the correlation between them. Since adjacent neurons in the cortex generally receive strongly correlated synaptic inputs, researchers can record both excitatory and inhibitory currents separately and simultaneously, each in a single neuron in a pair of neighboring cells, and the correlation between the excitatory and inhibitory currents onto a single cell can be inferred from the correlation between the time series from the two cells (Okun and Lampl,
Recently, in an interesting study using in vivo recordings with dense multielectrodes in the neocortex of higher level mammals (including human and primate), Dehghani and colleagues found that excitatory and inhibitory ensembles are well-balanced and co-fluctuate instantaneously in all states of the wake-sleep cycle (wake, slow-wave sleep, and rapid-eye movement sleep) at different temporal scales (Figure 1C; Dehghani et al.,
Beyond the temporal view of E/I balance, the spatial properties of E/I balance are also important in information processing. For instance, researchers found that local E/I imbalance coexisting with overall balance facilitates neural network creating novel features selectivity (Wu et al.,
Mechanisms to achieve E/I balance
To achieve global E/I balance in a dynamic neural network, several theoretical studies have shown that a neural network needs to be equipped with the following properties: (1) neurons in the network should be connected sparsely (the number of connections per neuron should be much less than the total number of neurons in the network) and randomly; (2) the strength of the inhibitory connections should be high enough to balance network in which feedback excitation and inhibition could be canceled (van Vreeswijk and Sompolinsky,
In contrast to requirements for global balance of a network, Renart et al. proposed a neural network with random and dense connections (with the number of connections per neuron comparable to the total number of neurons) to achieve a more fine-scale E/I balance (Renart et al.,
Furthermore, a theoretical study proved that a network with synaptic plasticity of inhibitory synapses could evolve into a fine-scale E/I-balanced state with sparse connections (Vogels et al.,
Beyond the theoretical work, experimental studies have provided some additional insights into the development of E/I balance (Dorrn et al.,
E/I balance and information representation
One of the fundamental functions of the neural systems is to represent the sensory information, a process termed neural coding, and make use of it for guiding action. Representing neural signals is the process of interpreting prominent features of external sensory inputs with individual or population neuronal activity. Experimental and theoretical studies have demonstrated that action potential generation is an energy-expensive process (Attwell and Laughlin,
Here, we summarize the evidence for this as follows.
Irregular spike trains and global E/I balance
A typical well-known property of the firing pattern of an individual neuron recorded in vivo is its irregularity or stochasticity, which is similar to Poisson-like time sequences. Revealing how individual neurons establish such irregular firing patterns is important for understanding the network states with spontaneous firing and how such states could be used to represent stimulus inputs. In fact, it has been widely shown that irregular firing patterns could be achieved by a neuron with balanced excitatory and inhibitory synaptic inputs on multiple time scales (Shadlen and Newsome,
Although such a network architecture would capture the irregularity of the neural firing pattern, the network behavior would become very sensitive to even a small perturbation due to its chaotic dynamics (Shadlen and Newsome,
Response sparseness and E/I balance
Action potential generation with actively pumping Na+ ions out of membrane for resting state recovery is considered to be energetically expensive (Siesjö,
Response sparseness is a phenomenon in which only a small fraction of cells in the network exhibit a transient response to an input signal (Vinje and Gallant,
Figure 2

The correlation of firing sparseness and mitral cell spiking in a large-scale olfactory bulb model. (A) Schematic representation of balanced and unbalanced excitation and inhibition in the MC–GC circuit. Three activated middle MCs (solid black triangles) receive strong input from glomeruli (solid deep green color); through back-propagation of APs in their lateral dendrites, they distribute the excitation (red) through reciprocal synapses, activating lateral inhibition in the surrounding MCs through the reciprocal inhibitory synapses. This mode of excitation and inhibition is balanced, and these MCs are called MC type I. The activated GCs (small blue spheres) deliver lateral inhibition to other surrounding MCs with weak or no excitatory inputs, making their reciprocal synapses unbalanced. These MCs are called MC type II. MCs that do not receive lateral inhibition are MC type III. (B) The MC network sparseness level as a function of reciprocal inhibitory weight to excitation weight ratio ginh/gex for the cases of different with a fixed = 0.5 nS and different with a fixed = 0.3 nS. (C) Same in B but shows the mitral cell spiking correlation. Adapted from Yu et al. (
Interestingly, the formation of response sparseness in such an olfactory bulb network does not depend on a specific type of synaptic plasticity, meaning either Hebbian or non-hebbian rules can both develop the network dynamics into sparseness during the training process (Migliore et al.,
Note that the above approaches assumed sparse network connection, i.e., neurons receive few connections K compared to the size of the network N, so that K < < N. Such a sparse connectivity usually leads to uncorrelated excitation and inhibition, resulting in random fluctuations as input to neurons within network. Indeed, achieving efficient representation of input signal does not require network to be sparsely connected. Recent theoretical works investigated network with dense connections. In such a scenario, excitation and inhibition received in a neuron are strongly correlated while neuronal output spike trains are highly uncorrelated. Such a balanced network could represent information with minimal coding error in their spikes (Boerlin et al.,
Using single-compartment computational models with stochastic voltage-gated ion channels, Sengupta et al. (
Indeed, maximizing the ratio of the coding capacity to energy cost has been suggested to be one of the key principles chosen by the nervous system to evolve under selective pressure, and the metabolic energy efficiency demands of the nervous system could be sufficiently large to influence the design, function and evolution of the brain (Niven and Laughlin,
The developed E/I balance within brain circuits during rest, learning, and memory states may be beneficial for the brain to maintain an optimal state based on the theory of criticality. A large E/I ratio leads to a super-critical state whereby the neurons are highly activated and spikes among neurons are highly correlated. However, a small E/I ratio leads to a sub-critical state whereby the overall neural activity level drops and the spikes among neurons are random and not correlated (Yang et al.,
Decorrelation and E/I balance
The correlations among the spiking trains of all individual neurons in a network in response to sensory input can either help or harm the information transfer (Averbeck et al.,
E/I balance and information propagation
Because the brain is highly modular, and spiking activity may carry a lot of neural information, it is important that the spiking activity can be transmitted from one module to another with high fidelity. Indeed, Perkel and Bullock (
Researchers have identified two modes of spiking activity propagation: the asynchronous mode (rate code, with information about the stimulus is carried and propagated in the firing rate of a neuron or the average of population activity; van Rossum et al.,
Figure 3

Propagation of firing rate in a multilayer feedforward network. (A) Average firing rate of different layers in the precisely balanced network. (B) Average firing rate of different layers in the feedforward network with small deviations from the precise balance. (C) Raster plot showing the firing pattern of excitatory neurons in different layers in a feedforward network with balanced firing rates between excitation and inhibition. Adapted with permission from Litvak et al. (
Beyond the fidelity of information propagation, the regulation of the spiking activity is also important for neural coding. A given module of the neural system has the potential to respond to several different signal pathways. To accomplish a single task, some mechanisms must exist to selectively block or boost some signal pathways. Recently, Vogels et al. showed that a detailed balance of excitation and inhibition in the target feedforward network group could be a potential gating mechanism; there information transmission can be gated “on” by adjusting the excitatory and inhibitory gains to upset this detailed balance (Vogels and Abbott,
Conclusion
Stimulus representation and information propagation are two basic functions of neural coding. E/I balance, which is acknowledged as a fundamental paradigm for many brain functions, has been demonstrated to play a fundamental role in shaping the neural coding process. On one hand, the E/I balance can significantly increase the coding efficiency and energy efficiency to extend the coding capacity by promoting a sparse representation and signal decorrelation. Intuitively, an E/I ratio that is too high leads to excitatory dominance, resulting in high correlation (low level of coding efficiency) and activity (high level of energy consumed); however, an E/I ratio that is too low leads to suppressed activity with low information content. Therefore, the tradeoff between these two aspects requires the balance of the excitatory and inhibitory currents. On the other hand, based on recent theoretical studies, the E/I balance also plays a vital role in determining the fidelity of spiking activity propagation and gating of the multiple signal pathways. More experimental investigations are expected to test theoretical hypotheses and predictions in the near future. As discussed above, the implementations and functions of the two types of E/I balance, global balance and fine-scale balance, are different from one another. More studies are also needed to demonstrate the exact differences between the effects of these two types of balance on neural coding.
Here, we mainly discussed the roles of E/I balance in neural coding, while many additional studies have focused on the role of E/I balance in other brain functions, e.g., the formation of memories (Vogels et al.,
Statements
Author contributions
YY and SZ: designed research, wrote the paper, and performed research. All authors reviewed the manuscript.
Acknowledgments
YY thanks for the support from the National Natural Science Foundation of China (31571070, 81761128011), Shanghai Science and Technology Committee support (16410722600), the program for the Professor of Special Appointment (Eastern Scholar SHH1140004) at Shanghai Institutions of Higher Learning, the Research Fund for the Doctoral Program of Higher Education of China (1322051) and Omics-based precision medicine of epilepsy entrusted by the Key Research Project of the Ministry of Science and Technology of China (Grant No. 2016YFC0904400) for their support.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
stimulus representation, information propagation, excitatory-inhibitory balance, sparse coding, energy efficiency
Citation
Zhou S and Yu Y (2018) Synaptic E-I Balance Underlies Efficient Neural Coding. Front. Neurosci. 12:46. doi: 10.3389/fnins.2018.00046
Received
30 August 2017
Accepted
19 January 2018
Published
02 February 2018
Volume
12 - 2018
Edited by
Odile Viltart, Université Lille Nord de France, France
Reviewed by
Danke Zhang, Northeastern University, United States; Clare Howarth, University of Sheffield, United Kingdom
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© 2018 Zhou and Yu.
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*Correspondence: Yuguo Yu yuyuguo@fudan.edu.cn
This article was submitted to Neuroenergetics, Nutrition and Brain Health, a section of the journal Frontiers in Neuroscience
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