Abstract
In functional MRI (fMRI), population receptive field (pRF) models allow a quantitative description of the response as a function of the features of the stimuli that are relevant for each voxel. The most popular pRF model used in fMRI assumes a Gaussian shape in the features space (e.g., the visual field) reducing the description of the voxel’s pRF to the Gaussian mean (the pRF preferred feature) and standard deviation (the pRF size). The estimation of the pRF mean has been proven to be highly reliable. However, the estimate of the pRF size has been shown not to be consistent within and between subjects. While this issue has been noted experimentally, here we use an optimization theory perspective to describe how the inconsistency in estimating the pRF size is linked to an inherent property of the Gaussian pRF model. When fitting such models, the goodness of fit is less sensitive to variations in the pRF size than to variations in the pRF mean. We also show how the same issue can be considered from a bias-variance perspective. We compare different estimation procedures in terms of the reliability of their estimates using simulated and real fMRI data in the visual (using the Human Connectome Project database) and auditory domain. We show that, the reliability of the estimate of the pRF size can be improved considering a linear combination of those pRF models with similar goodness of fit or a permutation based approach. This increase in reliability of the pRF size estimate does not affect the reliability of the estimate of the pRF mean and the prediction accuracy.
Introduction
In sensory cortical (and subcortical) areas, processing is organized in maps whose topography depends on the preferences of neuronal populations to the information carried by external stimuli (i.e., the receptive field – RF). Using computational approaches and functional magnetic resonance imaging (fMRI) data, the receptive field of the neuronal population within each voxel (population receptive field, pRF) can be estimated non-invasively at the level of individual subjects. That is, pRF modeling approaches parametrically characterize the measured fMRI response in the space of a chosen set of features that represent the stimuli. Over the last decade, these approaches have become mainstream in neuroscientific fMRI research ().
Population receptive field modeling has been introduced to study visual information processing building on early techniques for visual field mapping (; ). The pioneering model of Dumoulin and Wandell () underlies the majority of the current pRF modeling approaches. This model assumes that the pRF characterizing neuronal populations in the visual cortex is a two-dimensional Gaussian function that is defined in the visual space spanned by the stimuli. The Gaussian in the visual field coordinates is described by three parameters, the distance to the fovea (eccentricity), the angle of the pRF mean with respect to the horizontal axis and the standard deviation (pRF size). A number of extensions of this initial model, varying the function that describes the pRF, have been considered. For example the effect of suppressive surround in the visual pRF has been introduced by combining two Gaussian functions (; ), and compressive spatial summation has been introduced considering non-linear effects in the pRF model (). Apart from variations on the model shape or properties, different estimation approaches have also been considered. A Bayesian framework for the estimation of the pRF parameters has been introduced allowing model comparison using the posterior probability (). Furthermore, using a Bayesian approach, the incorporation of prior anatomical information in the pRF estimation procedure has also been considered (). Another possibility for fitting the Gaussian model is to select the best combination of Gaussian basis functions using LASSO regression. The pRF can also be estimated directly from the features matrix using regularized linear regression, without making a priori assumptions about the pRF shape (; ). Apart from characterizing the properties of voxels in response to external stimulation, the pRF modeling approach has also been extended to study resting state connectivity (). Outside the study of visual areas, pRF modeling approaches have been successfully applied to map the spatial organization of the somatosensory cortex () as well as the preference and selectivity (i.e., tuning) to sound frequency in auditory cortical areas ().
Despite the widespread application of the pRF modeling methodology (; ; ), there are challenges concerning model fitting that require careful consideration. In fact, finding the best Gaussian pRF representing the responses of an fMRI voxel is a non-convex optimization problem. As a consequence, the cost function (e.g., the minimum squared error or the correlation between the actual voxel response and the response predicted by the pRF model) presents a constellation of local minima and maxima that compromise the convergence of the optimization algorithms conditioned to the signal-to-noise ratio (SNR) of the fMRI data. While this issue has been noted experimentally, here we describe the pRF optimization landscape and show that these local optima appear in a subspace of the cost function space that is populated by very narrow pRFs. This problem is particularly relevant in noisy voxels, where one of the local minima can become the global minimum, and thus result in compromised estimates of the pRF size in particular, but also of the pRF mean. This issue is apparent from the analysis of in vivo data where the estimates of pRF size appear to have low consistency both across subjects and within subject (using split-half reliability metrics) (), in contrast with the higher consistency of the pRF eccentricity and polar angle in different areas of the visual cortex. The same issue has been previously highlighted by studies that reported the reliability of pRF parameter estimates in visual cortical areas across sessions () or runs (). In addition the estimates of the pRF size have been shown to be more sensitive to changes in the experimental design and the stimuli compared to the estimates of the pRF mean (). Different heuristic approaches have been used to mitigate the problem. For example, spatial smoothing can be used to increase the SNR in the fMRI data () or the analyses can be limited to voxels whose variance explained by the model exceeds a pre-determined threshold (; ). Alternatively, constraints can be introduced to the size of the pRF (i.e., allowing only pRF broader than a certain value) () and a combination of all these approaches has also been considered ().
These algorithmic alternatives come with multiple software implementations which complicates the validation of the pRF estimation. With the aim of evaluating the reproducibility of these software alternatives a computational framework has been recently developed (). Following a similar but complementary aim, this article focuses on the algorithmic principles rather than the software alternatives for estimating the pRF. In particular, we focus on understanding the theoretical difficulties underlying the estimation of the Gaussian pRF model and their interaction with the noise in the signal. To do this, here we first consider simulated data and study the sensitivity of the pRF cost function under variations of the pRF parameters. We focus on the reasons underling the instability (inconsistency) in the estimation of the pRF size. On simulated data that represent the response to traveling bars in the visual field, we compare five pRF estimation methods in terms of bias and variance of the pRF parameters. Four of them are approaches that have been previously introduced. In particular we consider the pRF estimation procedure and an estimation procedure based on grid search extracted from the procedure reported in , the convex estimation procedure introduced by COpRF and the linearized encoding procedure proposed by . The fifth approach consists in a heuristic procedure, that we introduce here, that averages pRF models with similar training error. The advantage of this procedure is a reduction in the variance of the estimated pRF sizes, increasing the reliability of pRFs parameters.
The results obtained in simulations are then validated on real fMRI (visual and auditory fMRI experiments) data by considering the split-half reliability of the pRF parameter. We used the retinotopic experiment from the 7 Tesla Human Connectome Project (HCP) (consisting in 181 subjects – ) to evaluate the different methods in their ability of estimating visual pRFs. In this dataset, the Gaussian pRF model is estimated from the response elicited by visual stimuli that smoothly travel across the visual field (see () for alternatives design that can be used for pRF mapping). In this case the estimation of the pRF occurs in the domain of the fMRI time series by convolving the neural response predicted by the Gaussian pRF model with the hemodynamic response function. However, when the experimental design allows (i.e., when the temporal sequence of the stimuli allows for the estimation of the response to each individual stimulus) the pRF can also be estimated based on a response vector that does not include the effect of the hemodynamic response and constructed by the Beta coefficients estimated with a General Linear Model. In this case, we show that, when the responses to individual stimuli are exchangeable under the null hypothesis, a modification of the grid-search algorithm can be used that leverages a permutation test to estimate the distribution of the cost function under the null hypothesis which is the one of no relationship between the voxel’s pRF model and the observed data. We test this approach on auditory pRFs estimated from the response to natural sounds. In this dataset, selecting the auditory pRF with the smallest probability of occurring by chance results in more reliable estimates than any of the standard methods.
Materials and Methods
In pRF modeling, the observed fMRI response y is assumed to be a function of the pRF (w) and a matrix X that represents the stimuli (e.g., images or sounds) in the feature space (e.g., pixels or sound frequencies), convolved with the hemodynamic response function:
The measurement noise is represented by ε which is assumed to be Gaussian with zero mean and covariance matrix Σ. In the visual field the features are measured in degrees of the visual field () while in the auditory domain the features could represent (logarithmically spaced) frequency bands measured in Hertz (). The parameter α (usually referred to as pRF gain) adjusts the predicted and observed responses to the same scale. The exponent γ introduces a non-linear relationship between the response and the voxel’s pRF allowing to model compressive summation in the visual field (). The simultaneous estimation of the exponent and the pRF size is hampered by their interaction on the cost function and, for this reason, it is common practice to assume a fixed value for γ (; ). In all subsequent analyses we will use a value of γ = 1 unless otherwise stated. Commonly, the shape of the receptive field is assumed to be an isotropic Gaussian w(r|μ,σ), which is a function of two parameters, the pRF mean μ and the pRF size (standard deviation σ).
In the visual domain, this function describes the response of a voxel to a stimulus presented at position ri in the feature space (). In the auditory domain r typically refer to spectral characteristics of the sounds. Note that in Eq. 2 the pRF is described by a multidimensional Gaussian (r and μ are vectors) whereas the intensity of the response at a particular location is a scalar value resulting from the multiplication between the matrix X and the vector w.
Real Data
The HCP Dataset
The retinotopy data from the Young Adult Human Connectome Project (HCP) contains pre-processed fMRI data from 181 subjects acquired at 7T with isotropic voxels of 1.6 mm. The dataset and the codes for retinotopic analysis are available from1 and2 respectively. In this dataset, after preprocessing, the voxel size was resampled to 2 mm isotropic and projected on the cortical surface. The experimental design consisted of six fMRI runs of 300 s each acquired with a TR of one second, in which visual stimuli (bars) where presented traveling smoothly across the visual field. To evaluate the reliability of the pRF parameter estimates we have split each of the runs in two halves (150 fMRI volumes each). Following a previous report (), we analyzed the data coming from four regions of interest in visual cortex defined as posterior (V1-V3), dorsal (V3A/B, IPS0-5), lateral (LO-1/2, TO-1/2), and ventral (VO-1/2, PHC-1/2), with a total of 5012 voxels in each subject. A detailed description of the experiment can be found in . Due to its large number of subjects and the standardization of the preprocessing pipeline this dataset is an excellent benchmark sample for a wide range of applications, including the validation of pRF methods.
Natural Sounds Experiment
Subjects with no history of neurological disease took part in the experiment and gave informed consent before commencement of the measurements. The Ethical Committee of the Faculty for Psychology and Neuroscience at Maastricht University granted approval for the study. Magnetic resonance imaging data were acquired on an actively shielded MAGNETOM 7T whole body system driven by a Siemens console at Scannexus https://scannexus.nl/. Functional (T2∗ weighted) data (1.1 mm isotropic) were acquired using a clustered Echo Planar Imaging (EPI) technique. The experiments were designed according to a fast event-related scheme. A total of 168 natural sounds were presented six times across 24 runs in silent gaps in between volume acquisitions using magnetic compatible earbuds (Sensimetrics inc.). The 168 sounds were divided into four training and testing sets (126 and 42 sounds respectively) without overlapping sounds between the training and test set. For more details on the acquisition and stimulation paradigm we refer to (). We analyzed data in the original volume space (without projection on the cortical surface) confined to an anatomical mask covering the auditory cortex (Heschl’s gyrus, planum temporale and planum polare) bilaterally. We estimated pRFs from the voxels’ beta time series (i.e., the estimated response to all individual natural sounds in the experiment). Beta series estimation followed the procedure detailed in , the codes are publicly available at https://github.com/sitek/subcortical-auditory-atlas. Only voxels that belonged to the top 10% of the distribution of F-values estimated on the training data were submitted to the pRF analysis. On average this selection criterion produced a set of 20000 voxels in the sample of 10 subjects. Note this number is approximately five times larger than the number of voxels that were submitted to the pRF analysis in the visual dataset example. The unprocessed fMRI time series for the 10 subjects can be downloaded from https://openneuro.org/datasets/ds001942/versions/1.2.0. To estimate a Gaussian pRF in the sound frequency space, natural sounds were analyzed in order to extract the norm (energy) of the Fourier transform at 2048 logarithmically scale frequency partitions from 180 Hz to 7040 Hz.
Simulations
We used simulations to compare pRF estimation procedures. The first simulation corresponds to a one dimensional pRF characterizing the preference to sound frequencies that can be estimated in auditory fMRI experiments. We used this simulation to introduce the optimization landscape typical of pRF modeling. The second simulation considers the case of a two dimensional pRF representing the retinotopic preference that can be estimated from visual fMRI experiments. We used this simulation both for introducing issues relating to the optimization of the pRF paramters as well as for a comparison between estimation approaches.
To introduce the optimization landscape and provide a simple graphical representation, we started with simulating a one-dimensional pRF, modeling the response of a voxel to 240 equally spaced tones between 88–8000 Hz presented randomly in one single fMRI run. This simulation followed the experimental design adopted by , in which one fMRI run contains 260 volumes (TR = 2000 ms). We simulated the response elicited by a pRF with mean and size defined by [μ0 = 120 (4.04KHz),σ0 = 16.2 (534Hz)] and a scaling parameter of α = 1. To the simulated fMRI response (obtained following Eq. 1) we added realistic fMRI noise generated with a first order autoregressive processes with an autoregressive coefficient of 0.36 (implemented using the Matlab function arima.m) (). The standard deviation of the noise defines the SNR, and it affects the maximum performance that a model can attain in predicting fMRI responses. In reporting the results of our simulations we quantified the noise level by computing the split-half noise ceiling (SHnc) between two signals generated under the same simulation framework (). We used the SHnc as to quantify signal to noise ratio as it relates to the reproducibility of the data and is an estimator of the maximum prediction accuracy that a pRF model can attain given the noise in the data. As we have previously shown this is a robust estimate that does not rely on specific assumptions with respect to the noise structure (). We used this simulated data to analyze the effect of the noise on the estimation of the pRF parameters in two representative scenarios with high and low noise ceiling (i.e., SHnc values of 0.63 and 0.11 respectively).
In a second set of simulations, we considered a two-dimensional pRF, modeling the responses of a voxel in visual cortex to retinotopic mapping stimuli. We followed the experimental design of the retinotopic experiment of Human Connectome Project (see e.g., ). We simulated the response of two voxels with different pRFs (eccentricity: 1.79°; angle: 0.59 radians, 33.8°), one narrow and one broad (size: 0.23° and 1.81°, respectively). In Figure 1 we present the values of the simulated pRF parameters in the second simulated dataset in the context of the pRF parameters estimated from the HCP data. To evaluate the effect of SNR we considered three scenarios with different noise ceilings: high (0.6 SHnc), medium (0.35 SHnc), and low (0.1 SHnc). These noise levels match the distribution of the SHnc in the real data used in this article (see Supplementary Figure S1). In order to evaluate the bias and variance of the estimated pRF parameters by different procedures, the second set of simulations was repeated 1000 times.
FIGURE 1
pRF Model Estimation
To estimate the pRF, most applications use as cost function either the sum of squared error (CSSE) or one minus the correlation (C1−corr). In the case of a linear model (i.e., γ = 1), these cost functions are defined as:
Here, without loss of generality, we assumed y and the columns of X to have zero mean, which makes the definition of C1−corr simpler and have omitted the variance of y in the definition of C1−corr since it is not a function of the pRF parameters and only acts as a scaling parameter for the cost function of each voxel. If the variance of y is not unitary the value of C1−corr is a linear function of one minus the correlation coefficient and is not bounded in the interval [0 2]. Note that the minimum of the cost function is invariant to this linear transformation.
In the original (
Figure 2 (left panels) shows for the first simulation (auditory data experimental design) the value of the cost function (Ccorr) for every possible combination of the pRF mean (μ - scalar for the one dimensional Gaussian simulation) and size (σ) obtained with high (top) and low (bottom) noise ceiling. The right panels of Figure 2 show the dependence of the cost function Ccorr on μ, with different curves corresponding to different σ values (depicted in gray). The results for CSSE are presented in the Supplementary Figure S2. Both when using the correlation or the residual sum of squares, the cost function varies little along the σ axis in comparison to the μ axis (note the left panels of Figure 2 and Supplementary Figure S2), and, as a result, is more sensitive to variations in the pRF mean than in the pRF size. An interesting observation can be made when comparing the right panels of Figure 2 and Supplementary Figure S2. When considering the behavior across a large range of possible pRF means, the Ccorr of narrow models (cyan line) is generally worse than the one of broad models (i.e., the cyan line is above the green one and Ccorr is better when is higher). This behavior is opposite for CSSE. Importantly, around the optimal pRF mean narrow and broad models result in a similar behavior when using both Ccorr and CSSE. In what follows for simplicity we will present results obtained using the correlation as cost function, but the conclusions we take apply to the use of the sum of square errors given that both cost functions present the same behavior with respect to changes in the pRF size. In Supplementary Figure S3 we present the ratio between the derivatives of the cost function (Ccorr) with respect to μ and σ for two different noise levels as it allows to visualize the regions of the optimization landscape in which either of the parameters (the pRF mean or size) have more influence on the cost function. The formulas for the derivatives with respect to μ and σ are presented in the Supplementary Material 1.2. It is important to note that, in low noise ceiling conditions (bottom in Figure 2 and Supplementary Figure S2), the global minimum of the cost function shifts away from the true pRF mean and sigma and local extrema emerge compromising the convergence of pRF estimation. The number of local extrema (with respect to μ) increases with decreasing values of σ (narrowest pRF, cyan curve in the bottom right panel of Figure 2). In Supplementary Material 1.3 we show that when σ→0 the derivative of the cost function tends to zero. That is, for σ→0 the cost function corresponds to either a local minimum or a local maximum. As a result the minimization of the cost function in noisy voxels may be biased toward narrow pRFs, and to the limit the pRFs can result in selecting a single feature in the stimulus space. In particular high frequency noise with sharp spikes can bias the estimation in the direction of narrow pRFs as the prediction of a pRF selecting a single feature in stimulus space result in a prediction with sharp peaks (every time this feature is stimulated).
FIGURE 2

Results obtained from the simulations of the one dimensional pRF characterizing the preference to sound frequencies (i.e., auditory fMRI data). Upper and bottom left panels show Ccorr as a function of μ and σ for high and low SHnc respectively. The right panels show the corresponding profiles with respect to μ, while the different (gray) curves are obtained with different σ values. The values of Ccorr as a function of μ for the broadest and narrowest possible pRFs are displayed in green and cyan respectively. The values of Ccorr as a function of μ for the pRF that generated the data are depicted in red. Red dots and black dots denote the μ,σ used to generate the data and the global minimum respectively. In the high SHnc scenario the generative pRF (red) and the global minimum (black) are in the same location in the (μ,σ) space (the dots are superimposed).
For gradient-based optimization methods, whether the algorithm asymptotically approaches the global minimum as the iterations proceed (i.e., convergence) crucially depends on the initial conditions. In Figure 3 we show the distance (measured as squared Euclidean norm) between simulated pRF parameter values (μ and σ defined by the red dot in correspondence with Figure 2, auditory data) and the estimates obtained from the Levenberg-Marquardt algorithm (LMA) as a function of the initial conditions averaged over 30 realizations of the noise (high and low SHnc in left and right panels of Figure 3 respectively). We used here Ccorr as cost function and the Levenberg-Marquardt algorithm for optimization. The pRF size was constrained to be a positive number. The same results were obtained when the estimation was carried on using gradient-descend (data not shown). The turquoise (pink) region indicates for which initial conditions the estimation procedure converges to the global minimum. In line with the results reported in Figure 2 indicating that the number of local minima depends on the pRF size, the region of convergence narrows as σ decreases. This renders the choice of a large sigma as initial condition safe irrespective of the true size of the receptive field. Typically, initial conditions for pRF parameter estimation are obtained from grid-search. In our simulation the initial conditions obtained from grid-search (black dots in Figure 3) are always falling within the region of convergence for the subsequent LMA optimization even at the highest level of simulated noise.
FIGURE 3

Results of the convergence of the optimization of a one simulated dimensional pRF characterizing the preference to sound frequencies (i.e., auditory fMRI data; high (left) and low (right) split-half noise ceiling). Colors indicate the distance (squared Euclidean norm) between true parameter values (red dot) and the solution obtained from starting Levenberg-Marquardt optimization at each location in parameter space. Distance values are averaged over 30 realizations. Black dots indicate the initial conditions (for pRF estimation using LMA) estimated from grid-search. In particular a cyan color indicates the starting values for pRF mean and size that resulted in the Levenberg-Marquardt algorithm to converge to the simulated value.
We tested the insights on the behavior of the optimization method gathered on simulated data on real fMRI data. Figure 4 displays Ccorr for different values of μ [defined by (x,y)] and σ from a voxel in the HCP dataset. Note that, consistently with the simulations presented in Figure 2, the cost function varies mainly with respect to μ (for a fixed value of σ ; i.e., within each plot) while the variability between plots (i.e., for different σ) is smaller. Figure 5 presents the variation of Ccorr with respect to σ for the optimal pRF position (μ) for the two independent data splits in real fMRI data (same voxel from the HCP data set presented in Figure 4). For a range of σ between [0 – 2.5] the cost function is constrained in the small interval of [0.63 – 0.65] and [0.59 – 0.61] (correlation coefficient) for the first and second splits respectively. The global optimum occurs at locations σ1 = 1.81 and σ2 = 1.28 that is a change in width of the pRF across the two splits of 1.4 times. The corresponding estimated pRFs are displayed in the right panels of Figure 5. The ratio between σ1 and σ2 for all voxels in the visual cortex (subject code 100610) is presented in the Supplementary Figure S4.
FIGURE 4

Cost function (Ccorr) in the space of the pRF paramters (x,y,σ) for a voxel from the HCP dataset in the first split of the data (subject code 100610, first split, voxel index 5). The location of the global maximum is represented by a red dot and is obtained σ = 1.81. Each subplot represents the cost function at varying values of μ (defined by (x,y)) while the different subplots are obtained varying the value of the pRF size (σ). For visualization clarity in this figure we used cartesian coordinates instead of eccentricity and angle.
FIGURE 5

Left: Cost function (correlation coefficient) as a function of the pRF size (σ) for the two splits of a voxel in the HCP dataset. The cost function was computed by fixing the voxel’s pRF mean (x,y) to the value of the best fit model that corresponds to the global maximum (red dot in the figure). Right: The corresponding estimated pRFs for each split.
These analyses in both simulated and real data illustrate the low sensitivity of the cost function (both the correlation and the residual sum of squares) to variations in σ resulting in the large variability in the estimated pRF size that has been previously reported. We show that this problem is amplified by the noise in the fMRI data and that the variability in the estimate of the pRF size is contrasted by the relative robustness of the estimate of the pRF mean.
pRF Estimation Methods
In this section we briefly describe the algorithmic principles used by different pRF estimation methods. Note that different software implementations of the same algorithm are available and they may differ in computational efficiency, number of hyperparameters and programming language. For an exhaustive comparison between software tools for estimating the pRF see (
Two-Steps Optimization [GridSearch-Gradient Based] (HCP7pRF)
Here we used the implementation of the method presented in
Two-Steps Optimization [GridSearch-Gradient Based] for Auditory Data (GS + Gb)
A two-steps optimization approach has also been developed to estimate auditory pRFs (
Grid-Search (GS)
Grid-search automatically imposes a form of regularization on the models avoiding the optimization to converge into to the subset of the local minima not included in the grid. For this reason, we included here the estimation of pRF using only grid-search and used, for the auditory and visual data, the grid-search module from the HCP7pRF procedure. The regularization is given by the coarseness of the grid. A coarse grid will reduce the variability of the estimated pRF while paying the cost of introducing an estimation bias. A very fine grid will produce unbiased estimates however increasing the risk of landing in local minima. Consistently with the implementation of grids search available in the two-step optimization procedures for both visual and auditory data (see above) we used Ccorr as the cost function.
Convex pRF Estimation (COpRF)
We used the implementation available at https://github.com/davesl/COpRF. The algorithm estimates the voxel’s pRF as a linear combination of the pRF seeds available in a large pRF dictionary using LASSO regression (
Linearized Encoding (LinEnc)
We used the implementation available at: https://sites.google.com/site/leesangkyun/prf/codes.zip, (
Modifications to the Grid Search Procedure
In this section we describe the two variants of the grid search algorithm. We propose these modifications with the purpose of increasing the reliability of the estimate of the pRF size. The first approach combines the pRF models in the search space that result in similar goodness of fit to the data. The second modifies the criterion for selecting the best pRF model. In particular, instead of selecting the pRF model that maximizes the correlation to the observed data, we select the model with minimum probability of being obtained under the null hypothesis of no relationship between the observed and predicted responses.
Averaging pRF Models Explored With Grid-Search (ModelAve)
To reduce the variability of the pRF estimates, we propose to average pRFs models obtained from a grid-search and that have similar goodness of fit using Ccorr as the cost function. We used the grid-search module of the two-step optimization procedure. However, instead of selecting the pRF model that produces the maximum correlation with the observed response (as in the grid-search procedure described above), we propose to consider all pRFs models within a range of 1% of the goodness of fit of the best model. The voxel’s pRF can then be obtained as the average of the pRF models in this interval. Note that the average is performed in the pRF space instead of the parameters space (as done by the COpRF procedure). Despite the resulting averaged pRF not being necessarily a Gaussian function, to estimate pRF parameters (μ and σ) we fitted a Gaussian to the averaged pRF. This approach can be used both on the original fMRI time series (for experimental designs such as the traveling bars in the visual field that do not allow the estimation of single stimuli) as well as on Beta time series. Here we used this approach to analyze both visual and auditory fMRI data.
Permutation Based Model Grid-Search for Separable Betas Design (PermGS)
This procedure can only be implemented when the Beta responses are exchangeable under the null hypothesis. The experimental design of the retinotopy HCP dataset consists of visual stimuli that smoothly travels across the visual field. This experimental design prevents the estimation of separate betas associated with each stimulus and, as a consequence, the permutation procedure cannot be used. For this reason, here we used this method only when analyzing the auditory data. The distribution of local minima in the optimization space that we have highlighted in simulations (Figures 2–4) results in a large probability for the best model to be characterized by small σ just by chance. Such probability can be estimated by empirically determining the null distribution of the cost function (Ccorr) for every possible combination of pRF mean and size using permutations. The permutation procedure consists in randomizing the response vector (here the beta series estimated from the fMRI time series as the response to all the stimuli) while keeping the pRF model fixed. By defining the empirical null distribution we selected, for every voxel, the pRF model (i.e., selecting the pRF mean and size) with the smallest probability of occurring by chance.
Statistical Analysis
The results obtained on simulated data were statistically assessed using bootstrapping in order to evaluate the bias of the pRF estimates as well as for comparing the variance of the estimates across methods. In particular, the distributions of pRF parameters (angle, eccentricity and size in the case of the simulated visual data) obtained from the 1000 simulations were bootstrapped 10000 times (i.e., we derived 10000 bootstrap samples each one representing the distribution of a given pRF parameter over 1000 simulations). To statistically evaluate the bias in the estimated parameters we computed the α = 0.05 (two tailed) confidence intervals of the mean of each bootstrap sample. The bootstrapping procedure for the pRF was implemented using R and a package (circular) allowing to account for circular data3. When the value of the pRF parameter used for simulating the data (e.g., the simulated parameter) fell outside the confidence intervals we concluded that the method is biased and estimated the bias as the distance between the simulated parameter and the mean across all bootstrap samples. When a significant bias was observed, we reported the effect in terms of the original units (e.g., degrees of the visual field). To compare the variability of the estimates (for each pRF parameter), we computed the ratio of the variance between bootstrap samples (paired) obtained using different approaches. This results in 10000 values of the ratio between two methods. Estimating the α = 0.05 confidence interval of this distribution allowed us to evaluate if there were significant differences between methods (i.e., when the value 1 indicating identical variability between two methods was not included within the confidence interval).
The statistical analyses of the estimates obtained on the HCP dataset were performed using bootstrapping. In particular, we bootstrapped 10000 times the 181 values of reliability (one value per subject) obtained by correlating the estimates of each of the pRF parameters obtained across the two splits of the data. By estimating confidence intervals (α = 0.05) for the difference between each pair of methods we determined the significance of the differences and report the effect size as the mean differences in reliability between methods. We followed a similar approach to compare prediction accuracy between methods.
For the auditory data, we tested for statistical differences (in reliability of the estimates measured as the Spearman correlation between independent estimates of the pRF parameters) using permutation tests. The empirical null distribution of the difference in reliability between each pair of methods was obtained by exchanging the values between methods. The p-values (threshold at α = 0.05, two tailed) were computed as the cumulative probability of obtaining a reliability greater or equal (smaller or equal for the left tail) than the observed difference under the distribution of the null hypothesis.
Results
The different estimation methods use different cost functions (some the correlation and some the sum of squares). Our previous analyses showed that the sensitivity of these cost functions to variations in the pRF size (and mean) is similar (see Figure 2 and Supplementary Figure S2) and in Supplementary Material (Supplementary Figure S5) we present the results on simulated data in which we changed the cost function for the Grid Search from the correlation to the sum of squares. These results show that the choice of the cost function does not influence our evaluation on the reliability of the estimates of the pRF size.
Results for Simulated Visual Data
Figures 6, 7 report the comparison between the tested pRF estimation procedures in terms of bias and variance of the estimates on the second simulated dataset (i.e., two visual pRFs, one narrow and one broad) at three levels of noise (high, medium, and low).
FIGURE 6

Boxplots ([25, 50, 75] percentiles over 1000 simulated datasets) represents the estimated pRF parameters using different estimation procedures for a narrow two-dimensional pRF (presented in extreme left). Each column refers to a different split-half noise ceiling level from high to low: High SHnc = 0.63, Medium SHnc = 0.35, Low SHnc = 0.1. Each row presents the results for each of the pRF parameters: angle, eccentricity and pRF size. Outliers (in the estimated pRF parameters) are denoted by red + symbols and defined by the condition of being outside the 1.5 interquartile range. The horizontal red line indicates the pRF parameters used to simulate the data.
FIGURE 7

Boxplots ([25, 50, 75] percentiles over 1000 simulated datasets) represents the estimated pRF parameters using different estimation procedures for a broad two-dimensional pRF (presented in extreme left). Each column refers to a different split-half noise ceiling level from high to low: High SHnc = 0.63, Medium SHnc = 0.35, Low SHnc = 0.1. Each row presents the results for each of the pRF parameters: angle, eccentricity and pRF size. Outliers (in the estimated pRF parameters) are denoted by red + symbols and defined by the condition of being outside the 1.5 interquartile range. The horizontal red line indicates the pRF parameters used to simulate the data.
For a narrow pRF (Figure 6 and Table 1), COpRF and ModelAve showed biased estimates of the eccentricity and the pRF size. LinEnc produced biased estimates as well, but, in particular for eccentricity and pRF size the bias was larger in effect size compared to the bias introduced by ModelAve and COpRF (at all considered noise levels). We did not detect a significance bias for HCP7pRF and grid-search. However, HCP7pRF is two orders of magnitude more computationally demanding than grid-search (see Supplementary Table S1). This pattern was largely confirmed when considering large pRFs (Figure 7 and Supplementary Table S2). In this case, we did not detect a significance bias for grid-search (all parameters). LinEnc produced biased estimates of the eccentricity and pRF size which were larger in effect size compared to the bias introduced by ModelAve and COpRF (at all considered noise levels). We compared the variability of the estimates of the pRF between pairs of methods by statistically assessing (with bootstrapping – see section “MATERIALS AND METHODS”) the ratio between the variance of the estimates. The results of this statistical analysis are reported in Table 2 for a narrow pRF and Supplementary Table 3 for a broad pRF. Averaging models with similar goodness of fit (ModelAve) prior to the estimation of the pRF size resulted in a smaller variability of the estimates at all the considered noise levels for narrow pRFs (Table 2). When considering broad pRFs (Supplementary Table S3) the advantage of using model averaging with respect to the variability of the estimates was less noticeable. Note that reducing the variability of the pRF size estimates for narrow pRFs will have a large impact on the analysis of real data, as the largest proportion of voxels in visual cortex present narrow pRFs (see Figure 1). Linearized encoding showed the larger bias in the estimate of the pRF parameters (eccentricity and size) for all considered noise levels and this bias did not correspond to a significant gain in variance reduction when comparing its estimates to e.g., model averaging.
TABLE 1
| Low Noise | Medium Noise | High Noise | |||||||
| Angle | Ecc. | Size | Angle | Ecc. | Size | Angle | Ecc. | Size | |
| HCP7pRF | n.s. | n.s. | n.s. | n.s. | n.s. | n.s. | n.s. | n.s. | n.s. |
| GS | n.s. | n.s. | n.s. | n.s. | n.s. | n.s. | n.s. | n.s. | n.s. |
| COpRF | n.s. | −0.007 | −0.05 | n.s. | −0.01 | −0.06 | n.s. | −0.03 | n.s. |
| LinEnc | n.s. | −0.24 | 0.57 | n.s. | −0.33 | 0.61 | n.s. | −0.59 | 0.68 |
| ModelAve | n.s. | −0.006 | −0.09 | n.s. | −0.006 | −0.01 | n.s. | −0.006 | n.s. |
Statistical analysis of the bias of the estimates of the angle, eccentricity and pRF size obtained when simulating a narrow visual pRF (angle = 0.59 radians, eccentricity = 1.79°, pRF size σ = 0.23°) at different noise levels.
For every noise level, columns represent the different parameters while rows represent the different estimation methods. For significant effects (p < 0.05) we report the effect size (in units of the parameter), while n.s. indicates a non-significant effect. When significant bias was observed, the corresponding cell displays the mean of the estimated parameter minus the its true value.
TABLE 2
| Low Noise | Medium Noise | High Noise | ||||||||||
| GS | COpRF | LinEnc | ModelAve | GS | COpRF | LinEnc | ModelAve | GS | COpRF | LinEnc | ModelAve | |
| HCP7pRF | n.s. | 1.24 | 5.56 | 9.10 | n.s. | 1.12 | 1.67 | 12.53 | n.s. | 1.13 | n.s. | 3.93 |
| GS | 1.24 | 5.61 | 9.16 | 1.12 | 1.68 | 12.62 | 1.14 | n.s. | 3.87 | |||
| COpRF | 4.48 | 7.33 | 1.48 | 11.17 | n.s. | 3.47 | ||||||
| LinEnc | n.s. | 7.45 | 3.84 | |||||||||
Pairwise comparison of the variability of the estimates of the pRF size between estimation methods at different levels of noise (narrow pRF: angle = 0.59 radians, eccentricity = 1.79°, pRF size σ = 0.23°).
Every cell displays (for significant effects) the variance of the pRF size estimated by the method in the row divided by the variance of the method in the column (), while n.s. indicates a non-significant effect.
A more refined evaluation of the estimated pRF size for monotonically increasing simulated pRF sizes and moderate noise level (SHnc = 0.35) is presented in Figure 8. Each simulation was repeated 1000 times and the empirical distribution of the estimated pRF size is presented for HCP7pRF, GS, COpRF and ModelAve. The LinEnc algorithm was discarded as this method showed the largest bias and not significantly improved variability of the estimates when comparing it to model averaging (see Tables 1, 2 and Supplementary Tables S2, S3). Our results indicate that, within the range of the pRF size we considered here, combining models with similar performances (ModelAve) reduced the variance of the estimates for pRF size smaller than σ = 0.91 (see Supplementary Table S4). While model averaging resulted in a reduction in variance, for a large range of pRF sizes, it was also associated with an increased bias of the estimated of the pRF size as evidenced by the separation between the median (green lines in Figure 8) and the value of the pRF size used for simulating the data (red square).
FIGURE 8

Histograms of the estimated pRF size for HCP7pRF, GS, COpRF and ModelAve. The bottom row shows the simulated pRF (the fovea is marked in red). In all other plots, the red square denotes the pRF size value used to simulate the data (i.e., the targeted value to be estimated). The vertical green lines denote the median of the distribution of the estimated pRF size.
Computational times for all tested approaches relative to GS are presented in Supplementary Table S1 for the estimation of a narrow (visual) pRF (for a varying number of simulated voxels), and at a medium noise level (SHnc = 0.35). The results indicate that the two step optimization procedure (HCP7pRF) is the most computationally demanding approach (at least two orders of magnitude slower than GS).
Visual pRFs Estimated From the Human Connectome Dataset
We evaluated the reliability of the pRF parameter estimates obtained with each of the approaches by computing the (Spearman) correlation (across voxels) of the pRF parameters estimated in two (independent) halves of the dataset (Figure 9). For the eccentricity and the pRF size we used the Spearman correlation to account for non-normal distributions while for the angle we used the circular correlation coefficient (
FIGURE 9

The split-half reliability ([25, 50, 75] percentiles of the distribution across 181 subjects) for pRF parameters estimates for different methods. The correlation between the parameters estimated by the different methods (across all ROIs) is presented in the bottom row.
By combining voxels across all regions of interest and averaging across all 181 subjects in the dataset, we computed the similarity (Spearman correlation) between the parameters estimated between the different methods (Figure 9 bottom row). All methods except linearized encoding resulted in similar estimates of the angle (with correlations above 0.85). Estimates of eccentricity were similar across all methods (with the minimum correlation of 0.79 between HCP7pRF05 and linearized encoding). As expected, the pRF size showed largest variability in its estimate across methods. Note that large correlation between the pRF parameters obtained with HCP7pRF and grid-search (above 0.9 for ecc, angle and the pRF size), which is an argument in favor of using grid-search over HCP7pRF considering their large difference in computational efficiency. The estimate of the pRF size obtained by fixing the compressive non-linearity to 0.05 was the least similar to all other approaches (that instead used a fixed value of 1).
Auditory pRFs
Figure 10 shows the mean reliability (Spearman correlation between estimates obtained in two separate halves of the data) in the auditory data (10 subjects) as a function of the prediction accuracy. The pRF estimation using COpRF and LinEnc were not included in this analysis since these toolboxes were designed specifically for visual stimuli. We report reliability as a function of prediction accuracy as we hypothesize that evaluating the estimates of the model parameters should be limited to those voxels in which the model is a good descriptor of the response. As we are limiting the investigation to a simple model of sound frequency, high prediction accuracy is expected in early auditory cortical regions (
FIGURE 10

Reliability analysis for the auditory data. The mean reliability across 10 subjects is presented as a function of the mean prediction accuracy for four pRF estimation methods for the pRF mean (left) and size (central). In the right panel display the mean prediction accuracy (across 20000 voxels), for every subject.
Our results indicate that the permutation based grid-search outperformed all other methods in terms of reliability of the estimated pRF mean and size. The statistical comparison of the reliability of the pRF mean and size across voxels whose prediction accuracy was larger than 0.2 (measured as the correlation between predicted and actual responses to the test sounds) is reported in Supplementary Table S6 (similar results were obtained when testing for differences between methods considering voxels thresholded at higher value of prediction accuracy). As when analyzing the visual data, also for the auditory data the two-steps optimization procedure (GS + Gb) was more computationally demanding (requiring over 24 h compared to the few minutes of GS alone). Note that the permutation approach will be more computationally demanding than the grid search alone. In particular considering a set of 42286 voxels, the permutation based approach was 21 times more expensive than grid search.
Discussion and Conclusion
The use of computational approaches such as population receptive field modeling has become an established method for analyzing fMRI data (
The Gaussian model for the pRF and the cost function (correlation or minimum squared error) used to derive it define the optimization landscape. This optimization landscape, common to all estimation procedures, is at the basis of the large variability in the estimates of the pRF size that has been previously reported (
When considering established pRF estimation procedures, our simulations showed that some approaches produce biased estimates of the pRF parameters across the different levels of noise and independently of the pRFs size (see the statistical comparisons reported in Table 1 as well as Supplementary Table S2). In particular, estimating pRFs with linearized encoding resulted in larger biases compared to all other approaches. With respect to the variability of the pRF size estimates previously reported (
With the aim of reducing the variability of the estimated pRF size in noisy scenarios here we introduced two specific modifications of the grid-search algorithm. It is important to note that, while these approaches improved the reliability of the pRF size estimates in simulated and real data, they do not constitute a principled solution to the low sensitivity of the cost function to the pRF size (as they are still based on the use of the same cost function). The first approach averages pRF models (obtained from grid-search) that result in similar goodness of fit to the data. This procedure can be interpreted as a Bayesian Model Average under a uniform prior. Here, we averaged models whose goodness of fit was within an interval of 1% of the minimum. The threshold of goodness of fit defining this interval has direct influence on the bias-variance tradeoff of the Model Average approach. Averaging more models will decrease the variance of the estimates but at the cost of increased bias. In addition, this hyperparameter should be carefully set depending on data quality. Noisier fMRI data will require averaging more models (i.e., considering a larger interval of goodness of fit) to achieve similar reductions of the variance of the estimates. How to calibrate this threshold conditioned to the noise in the data should be considered in the future. For narrow PRFs, model averaging resulted in improved reliability of the estimate of the pRF size compared to the previously introduced approaches we tested (Table 2). This improved reliability came at the cost of a small but significant bias in the estimate of the pRF parameters (Figure 8, Table 1 and Supplementary Table S2). A more systematic analysis of the reliability of the PRF size estimate in dependence with the pRF size indicated that using model averaging is advantageous when the pRF size generating the data is smaller than σ = 0.91. This indicates that using model averaging may be preferable when considering early visual cortical regions (see Figure 1 for a distribution of the pRF size in visual cortical areas in the HCP dataset). The improved reliability we observed in simulations was confirmed by the analysis of the HCP dataset, where model averaging resulted in a significant reduction of the variability of the pRF size estimates (Supplementary Table S5).
The second modification to the standard grid-search procedure that we introduce here is a permutation based procedure. This approach was motivated by the observation that, under the null hypothesis, the probability of obtaining a given fit is not independent of the pRF size. In particular, considering the two limit cases of infinite pRF size (i.e., a pRF with no preferred feature) and a pRF selecting a single feature, the first produces the same prediction regardless of the pRF mean, while pRFs selecting a single feature produce different (uncorrelated) predictions. As a result, the probability of selecting a narrow pRF model under the null hypothesis is higher than the probability of selecting a broader pRF model. The empirical null distribution of values of the cost function (e.g., correlation) for all the pRF parameters in a grid can be obtained using permutations. The selection of the pRF parameters is then based on the probability of observing under the null hypothesis a value of the cost function more extreme than that obtained in the original case. Importantly, the permutation procedure limits the applicability of this approach as it requires the observed data to be exchangeable under the null hypothesis, thus it can only be applied to particular stimulation designs (i.e., not in the case of the classical traveling wave retinotopic stimulation). While outside of the scope of our publication, it is worth noting that the experimental setup has been shown to have an effect on the estimation of pRF parameters even when controlling for the experimental time. The ordered presentation of tones (ascending and descending) resulted in higher goodness of fit to the observed fMRI data compared to a random presentation, and the random presentation of bars on the visual screen has been found to produce more reliable pRF estimates as evidenced by higher prediction accuracy (
It is important to note that in all our investigations we considered a fixed non-linearity (fixed to 1 – a linear model) for the pRF model. We did not systematically consider the effect that either optimizing the non-linearity, or considering a term other than 1, would have on the estimates of the pRF mean and size. The simultaneous optimization of the pRF mean, size and non-linearity increases the number of local minima (
While our results on the validity of the estimates are in line with the results reported previously (
Statements
Data availability statement
Publicly available datasets were analyzed in this study. This data can be found here: https://db.humanconnectome.org/app/action/DownloadPackagesAction.
Ethics statement
The studies involving human participants were reviewed and approved by Ethics Review Committee Psychology and Neuroscience (ERCPN), Maastricht University. The patients/participants provided their written informed consent to participate in this study.
Author contributions
AL-C, GV, and FD performed the conceptualization. AL-C, GV, MS, and FD did the methodology and wrote, reviewed, and edited the manuscript. AL-C did the software, formal analysis, and wrote the original draft. All authors contributed to the article and approved the submitted version.
Funding
This work was supported by the Netherlands Organization for Scientific Research (NWO; VIDI grant 864-13-012 to FD). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fnins.2020.00825/full#supplementary-material
Footnotes
1.^https://db.humanconnectome.org/app/action/DownloadPackagesAction
3.^https://cran.r-project.org/web/packages/circular/circular.pdf
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Summary
Keywords
population receptive fields, retinotopy, tonotopy, computational neuroscience, fMRI
Citation
Lage-Castellanos A, Valente G, Senden M and De Martino F (2020) Investigating the Reliability of Population Receptive Field Size Estimates Using fMRI. Front. Neurosci. 14:825. doi: 10.3389/fnins.2020.00825
Received
07 March 2020
Accepted
15 July 2020
Published
30 July 2020
Volume
14 - 2020
Edited by
Miguel Castelo-Branco, Coimbra Institute for Biomedical Imaging and Translational Research (CIBIT), Portugal
Reviewed by
Maria Fatima Silva, University of Coimbra, Portugal; Ben Mark Harvey, Utrecht University, Netherlands; Otília C. d’Almeida, University of Coimbra, Portugal
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Copyright
© 2020 Lage-Castellanos, Valente, Senden and De Martino.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Agustin Lage-Castellanos, a.lagecastellanos; P@maastrichtuniversity.nl; mlsttin@gmail.com
This article was submitted to Brain Imaging Methods, a section of the journal Frontiers in Neuroscience
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