Abstract
A revised computational model of circadian phototransduction is presented. The first step was to characterize the spectral sensitivity of the retinal circuit using suppression of the synthesis of melatonin by the pineal gland at night as the outcome measure. From the spectral sensitivity, circadian light was defined. Circadian light, thereby rectifies any spectral power distribution into a single, instantaneous photometric quantity. The second step was to characterize the circuit’s response characteristic to different amounts of circadian light from threshold to saturation. By doing so a more complete instantaneous photometric quantity representing the circadian stimulus was defined in terms of both the spectral sensitivity and the response magnitude characteristic of the circadian phototransduction circuit. To validate the model of the circadian phototransduction circuit, it was necessary to augment the model to account for different durations of the circadian stimulus and distribution of the circadian stimulus across the retina. Two simple modifications to the model accounted for the duration and distribution of continuous light exposure during the early biological night. A companion paper (https://www.frontiersin.org/articles/10.3389/fnins.2020.615305/full) provides a neurophysiological foundation for the model parameters.
Introduction
Circadian phototransduction is the process that converts optical radiation incident on the retina to neural signals reaching the suprachiasmatic nucleus (SCN). The circadian phototransduction mechanism can be conceived as a unique neural circuit in the retina with a spectral sensitivity to optical radiation and a response characteristic to different amounts of that optical radiation. Modeling human circadian phototransduction requires a systematic and converging approach to understand how a retinal circuit might perform this conversion. No model of circadian phototransduction can be justified by the results of a single experiment. Rather, such a model must be able to quantitatively characterize the photic stimulus incident on the retina such that the circadian system response can be accurately and consistently predicted. Moreover, any model of circadian phototransduction should be consistent with retinal neurophysiology and neuroanatomy. With regard to this last requirement, a companion paper (https://www.frontiersin.org/articles/10.3389/fnins.2020.615305/full) describes the neural foundation for the revised model of circadian phototransduction described here.
The present article is specifically aimed at establishing a quantitative measure of optical radiation incident on the human retina as it stimulates a neural circuit that, in turn, stimulates the SCN. In short, a system of photometry is proposed such that the photic circadian stimulus is quantified in terms of both spectrum and amount. To do so a functional relationship between the stimulus (spectrum and amount) and the response must be established experimentally and then validated by a priori hypothesis testing.
A model of circadian phototransduction must be based upon a measurable behavioral response resulting from photic stimulation of an intact, functional retina. Responses include light-induced nocturnal melatonin suppression and phase shifting as measured by changes in melatonin concentrations after dim light melatonin onset or changes in minimum core body temperature. As such, the circadian stimulus must be inferred from a downstream outcome measure. Nocturnal melatonin suppression is an excellent outcome measure for characterizing the spectral sensitivity and the response characteristic of the circadian phototransduction neural circuit stimulating the SCN because the primary, if not only, light-sensitive pathway to the pineal gland is from the SCN (; ). Thus, light-induced nocturnal melatonin suppression gives a window into the otherwise unreachable SCN response to retinal light exposure. The ability to predict downstream behavioral responses from a circadian stimulus can, of course, be compromised because (a) the temporal characteristics of a phototransduction circuit and the distribution of these circuits across the retina are not defined by the circadian stimulus as a photometric quantity and (b) few, if any, behavioral response other than nocturnal melatonin suppression are so closely tied to the SCN response. Thus, the circadian stimulus, like other photometric quantities, is not a complete specification of the photic stimulus to the circadian system and is not necessarily the only determinate of a circadian system outcome (e.g., sleep, alertness, and cortisol concentration) ().
Modeling the Neural Circuit Spectral Sensitivity
Spectral sensitivity functions can be generated from data relating nocturnal melatonin suppression to log photon rate densities (photons cm–2 s–1) for each of a set of narrowband spectra (e.g., Figure 1A). A functional relationship is experimentally developed relating the stimulus magnitude (abscissa) to the response magnitude (ordinate) for all wavelengths (e.g., solid lines in Figure 1B). A constant criterion response is then established, usually the half-saturation value from the functional relationship (Figure 1B, blue solid line), and the amount of photon rate density (or irradiance) needed to produce that criterion response is determined for each wavelength (Figure 1B, red dashed lines). Maximum spectral sensitivity is associated with that wavelength needing the least amount of photon rate density (or irradiance) to reach the constant criterion response (Figure 1B, left-most red dashed line). Spectral sensitivity is then determined from the photon rate density (or irradiance) levels at each wavelength needed to reach the criterion response relative to the energy level needed for the most sensitive wavelength. Two spectral sensitivity estimates, using irradiance as the measure of optical radiation rather than photon rate density (Figure 1), of circadian phototransduction were developed based upon a constant criterion response methodology (Figure 2; ; ). The two spectral sensitivity estimates are very similar, with a peak sensitivity at or near 460 nm.
FIGURE 1
FIGURE 2

The relative sensitivity of different narrowband wavelengths for suppressing nocturnal melatonin from
In 2005 a non-linear spectral sensitivity function for the human circadian system was proposed by
To fit the melatonin suppression data (e.g., Figure 1B) and the spectral sensitivities (Figure 2), a spectral opponent blue versus yellow (b-y) color mechanism was part of the 2005 model. Specifically, a spectrally opponent S-ON bipolar neuron provides input to the intrinsically photosensitive retinal ganglion (ipRGC) neuron for light sources dominated by short wavelengths (“cool” light sources that would appear blue or have a bluish tint), but could not for light sources dominated by long wavelengths (“warm” light sources that would appear yellow or have a yellowish tint) [See companion paper (https://www.frontiersin.org/articles/10.3389/fnins.2020.615305/full) for details]. To predict spectral sensitivity for narrowband and polychromatic light sources, a two-state model was needed based upon the two response polarities of the b-y spectral opponent channel, blue or yellow. For “warm” sources (b-y ≤ 0), the spectral sensitivity of the circadian system was based upon the spectral sensitivity of the ipRGC alone. For “cool” sources (b-y > 0), spectral sensitivity was based upon the combined spectral sensitivities of the S-ON bipolar and that of the ipRGC. The modeled spectral sensitivity to “cool” sources included another form of non-linearity, a threshold, which was controlled by a light-level dependent, rod-cone interaction mechanism. The two-state equation underlying the 2005 model (Eq. 1) was postulated to characterize circadian light, abbreviated CLA, where the subscript “A” designates a numerical equivalence of CLA = 1000 = 1000 (photopic) lx for CIE illuminant A (
where,
| CLA, circadian light. | Eλ, light source spectral irradiance. |
| Mcλ, melanopsin sensitivity (corrected for crystalline lens transmittance) ( | |
| k = 0.2616 | Sλ, S-cone fundamental ( |
| ab–y = 0.7 | mpλ, macular pigment transmittance ( |
| arod = 3.3 | Vλ, photopic luminous efficiency function ( |
| RodSat = 6.5Wm−2 | , scotopic luminous efficiency function ( |
Modeling the Neural Circuit Response Characteristic
To model the response of the circadian phototransduction circuit to different amounts of optical radiation on the retina, the spectral sensitivity of the phototransduction circuit must be defined. Obviously, not every wavelength of optical radiation will be effective at evoking a circuit response (e.g., infrared or ultraviolet optical radiation). In other words, to establish a neural circuit response characteristic, all effective radiation must be considered simultaneously, specifically to account for subadditivity. The two-state, non-linear model of circadian light, CLA in Eq. 1, was used for this purpose.
The sigmoidal logistic function in Eq. 2 was used to describe the response characteristic of the neural circuit underlying circadian phototransduction. The parameters in Eq. 2 were determined from mathematical modeling nocturnal melatonin suppression data from a variety of experiments using 1-h exposures to polychromatic lights (
As the result, the sigmoidal function parameters become fixed for defining the circadian stimulus, abbreviated CS, following 1-h exposure. Importantly, for any set of stimulus conditions the neural circuit response characteristic (CS, Eq. 2) is assumed to be fixed except for the half-saturation constant (355.7 in Eq. 2). It should also be noted that CLA can affect the half-saturation constant due to the spectral power distribution’s impact on rod-cone interactions affecting absolute threshold. Further, the half-saturation constant would be affected by stimulus conditions not included in the CLA and CS formulations (e.g., exposure durations other than 1 h). With regard to this latter point, CS is not, therefore, a complete specification of the photic stimulus.
Tests of the 2005 Model
As an introduction to testing the 2005 model predictions, it is worth reemphasizing the point made in the previous section that the operating characteristic of the neural circuit must be fixed once the circuit response exceeds threshold. See for example Figure 1A where the operating characteristic remains the same and only the half-saturation constant changes to account for circuit sensitivities to different wavelengths. Therefore, for testing model predictions it is inappropriate to allow parameters other than the half-saturation constant in the logistic function of Eq. 2 to vary in an attempt to improve the coefficient of determination for different sets of data [e.g.,
Since 2005, the results from a number of experiments aimed specifically at testing the model have been published. Melatonin suppression after 1 h of light exposure during the early biological night was always measured. A summary of these experiments along with various ways to characterize the photic stimulus are provided in Supplementary Table 1. The ability of the 2005 CS model (Eqs. 1 and 2) to predict nocturnal melatonin suppression following 1-h exposures to the different spectra described in Supplementary Table 1 and Supplementary Figure 1 was good, but not perfect, with an overall coefficient of determination, r2, of 0.69 (Figure 3).
FIGURE 3

Predictions of absolute melatonin suppression for 1-h exposures to polychromatic sources from Eqs. 1 and 2 (A) and from Eqs. 2 and 3 (B). The legend entries correspond to the light source designations in Supplementary Table 1 and Supplementary Figure 1. Blue symbols are associated with light sources where b-y > 0 and yellow symbols for light sources where b-y ≤ 0. It should be noted, as described in Supplementary Table 1, the different experiments used different spatial distributions to deliver the photic stimulus.
The value of an overall r2 can belie, however, any potential systematic errors in the model predictions. Over the years, the model has consistently been able to predict nocturnal melatonin suppression of “cool,” polychromatic light sources, but has not been able to accurately predict suppression from “warm” light sources. Nocturnal melatonin suppression was systematically overestimated for “warm” LED light sources that produced radiant energy throughout the spectrum in a study by
The 2005 two-state CLA formulation (Eq. 1) did not include a physiologically based threshold term for the ipRGC-melanopsin response. In the revised formulation (CLA 2.0, Eq. 3), the ipRGC-melanopsin response is directly modulated by a threshold term involving both rods and cones that, through the AII amacrine neuron, elevates the threshold response of the M1 ipRGCs to light [see companion paper (https://www.frontiersin.org/articles/10.3389/fnins.2020.615305/full) and the 2005 publication (
where,
| k = 0.2616 | Eλ: light source spectral irradiance. |
| ab−y = 0.21 | Mcλ: melanopsin sensitivity (corrected for crystalline lens transmittance) ( |
| arod1 = 2.30 | Sλ: S-cone fundamental ( |
| arod2 = 1.60 | mpλ: macular pigment transmittance ( |
| g1 = 1.00 | Vλ: photopic luminous efficiency function ( |
| g2 = 0.16 | scotopic luminous efficiency function ( |
| RodSat = 6.50Wm−2 |
The coefficient of determination was improved for predicting 1-h exposures using Eq. 3 (CLA 2.0) rather than Eq. 2 to characterize circadian light (r2 = 0.76; Figure 3B). In particular, the discrepancies between “warm” and “cool” sources were reduced as was the discrepancy between two types of “warm” LED sources, one with a “gap” near 480 nm and one without.
The spatial distribution of the light sources used to test the 2005 model varied. It has been assumed that a cosine spatial sensitivity would be sufficient for characterizing the effectiveness of flux incident on the cornea (
Duration and Distribution of Light Exposure
The model of circadian phototransduction published in 2005 and the revised model described here represent the “instantaneous” response from, and thus a stimulus to, a single neural circuit in the retina stimulating the SCN. Even though it took a finite amount of time to experimentally determine CLA and CS (1 h of exposure), these two quantities can now be taken from the psychological response domain to the physical stimulus domain characterizing the spectral sensitivity of a single circadian phototransduction circuit as well as an important response characteristic to different amounts of spectrally weighted optical radiation (
From a modeling perspective it is important to begin by conceptually separating the spectral and absolute sensitivities of the neural circuit stimulating the SCN from the temporal and spatial dynamics of the SCN-pineal interaction. For example, CS may be able to describe the spectrally weighted amount of circuit stimulation to the SCN from light reaching the retina at any time of day or night, but only during the night will that stimulation have an effect on melatonin synthesis by the pineal (
The primary purpose of the revised model (Eqs. 2 and 3) was to improve the characterization of the circadian phototransduction circuit to different spectra and amounts of optical radiation on the human retina. To validate predictions of the circadian phototransduction model, however, the spatial and temporal characteristics of the luminous stimulus must also be considered because they are always part of the stimulus conditions in an experiment. If after taking into account the temporal and spatial characteristics of the photic stimulus, CLA 2.0 and CS can be used successfully to predict nocturnal melatonin suppression, then it is logical to assume that these two quantities characterize the spectral sensitivity and the response characteristic of phototransduction circuits stimulating the SCN.
Recently, we showed that a single factor, t, could modulate CLA in the CS formulation from the 2005 model (Eqs. 1 and 2) to predict melatonin suppression for different continuous light exposure durations during the early biological night (i.e., just after the expected time of DLMO) (
FIGURE 4

Nocturnal melatonin suppression following different continuous light exposure durations (A) and after modifying the half-saturation constant by applying Eq. 2 (B). The legend entries in panel B correspond to the light source designations in Supplementary Table 1 and Supplementary Figure 1; blue symbols are associated with light sources where b-y > 0 and yellow symbols for light sources where b-y ≤ 0.
where, t serves the purpose of a scalar representing light exposure duration in hours. The coefficient of determination, r2, for the simplified allometric fit was equal to 0.93.
The single factor, t, applied to the half saturation constant from Eq. 2 (355.7) can rectify the different continuous light exposure durations while maintaining all of the parameters in Eq. 2 [It should be noted that the abscissa in Figure 4B is log CLA 2.0 (Eq. 3), not CLA (Eq. 1) as in the original paper] (Figure 4B). In effect, t can simply modify the half saturation constant in Eq. 2 to predict absolute nocturnal melatonin suppression for any continuous light exposure duration from 0.5 to 3 h without any modifications to the CS formulation itself. This being the case, it can be logically inferred that CLA 2.0 and CS accurately characterize the spectral sensitivity and the operating characteristics of the modeled circadian phototransduction circuit in the retina.
Following this same logic used to model the duration of light exposure, we explored the possibility that a single parameter, f, representing the spatial distribution of circadian light exposure could be used to augment to CS formulation to predict nocturnal melatonin suppression (Eqs. 2 and 3). This initial approach must be inherently of low precision because there is only limited understanding of the anisotropic distribution of circadian phototransduction circuits across the retina (
Equation 5 describes the duration- and distribution-augmented CS formulation (Eq. 2), where t, the duration factor, is a continuous variable from 0.5 to 3.0 and f, the distribution factor, is a discrete variable equal to 2, 1, or 0.5 depending upon the spatial distribution of the light source used in the experiment. The relationships between the revised CLA 2.0 (Eq. 3) and melatonin suppression from four experiments along with the distribution-adjusted CS formulation was developed (Figure 5); the duration was 1 h for each of these four sets of data (i.e., t = 1.0). Here again, utilizing the distribution form factor f to predict absolute nocturnal melatonin suppression supports the inference that CLA 2.0 and CS are accurate characterizations of the circadian phototransduction circuit in the retina. For this reason, Eq. 5 can be used to augment the CS formulation (Eq. 2) to predict absolute melatonin suppression for different continuous light exposure durations during the early biological night and different distributions.
FIGURE 5

The data in panels (A,B) are for 1-h exposures, plotted as a function of CLA 2.0 from Eq. 3. (A) shows the data separated in terms of three different spatial distributions of the light stimulus: f = 2.0 (green), f = 1.0 (red), and f = 0.5 (blue). (B) shows these same data now adjusted for spatial distribution with the solid line reflecting the CSt,f formulation of Eq. 5. The legend entries in (B) correspond to the light source designations in Supplementary Table 1 and Supplementary Figure 1; blue symbols are associated with light sources where b-y > 0 and yellow symbols for light sources where b-y ≤ 0.
Discussion
Direct comparisons between the model predictions from the 2005 and the revised 2020 model were developed (Figures 6–8).
FIGURE 6

Nocturnal melatonin data for different narrowband light sources from
FIGURE 7

The spectral sensitivities to narrowband light sources from
FIGURE 8

Nocturnal melatonin suppression as a function of log CLA(A) and log CLA 2.0 (B). (A) Includes the predictions from the 2005 model (Eqs. 1 and 2, solid line) and (B) includes the CSt,f predictions from the revised model (Eqs. 3 and 5, solid line). The legend entries in both panels correspond to the light source designations in Supplementary Table 1 and Supplementary Figure 1. Blue symbols are associated with light sources where b-y > 0 and yellow symbols for light sources where b-y ≤ 0.
The narrowband data from
The relative spectral sensitivities derived from the original data in Figure 6 were plotted (Figure 7). Shown are the predictions of those relative sensitivities from the 2005 CS model (
The large sample of psychophysical data using polychromatic sources gathered since 2005 were used to test the model (Figure 8; Supplementary Table 1; and Supplementary Figure 1). These data reflect exposures to different spectra and amounts and different durations and spatial distributions. Those data are plotted as a function of log CLA and the CS predictions from the 2005 model (Eqs. 1 and 2) (Figure 8A). The same data have also been depicted as a function of log CLA 2.0 along with predictions from the revised model (Eqs. 3 and 5), including factors t and f for duration and spatial distribution, respectively (Figure 8B). As can be readily appreciated by comparing the two panels, significant progress has been made in more accurately and fully characterizing the photic stimulus for the human circadian system. Moreover, because these various data sets can be transformed to follow a function so simply described by Eq. 5 (Figure 8B), the inference that the updated and augmented revised model accurately describes the spectral sensitivity and the operating characteristics of the circadian phototransduction circuit is well supported.
Limitations of the Model
It is important to call out several limitations of the model that deserve future research.
First, pupil area was not an important consideration in modeling circadian phototransduction. Subjects in the
Second, the best fitting exponent for t in modeling the effects of duration for up to three continuous hours of exposure (Eq. 4) was originally derived to be −0.85 and further simplified to be −1.0, as explained in the recent duration model paper (
Third, the revised model does not take into account the temporal dynamics of nocturnal melatonin suppression. Specifically, there is strong evidence that model cannot predict melatonin suppression from intermittent light exposures (e.g.,
The spatial distribution of phototransduction circuits, as it would affect values of f, clearly needs further investigation. There is some controversy in the literature with regard to the most sensitive area of the retina to circadian-effective light.
In a similar vein, the recent study by
Concluding Remark
Finally, as noted in the Introduction, the circadian phototransduction circuit model described here must converge with the known neurophysiology and neuroanatomy of the human retina. The companion paper (https://www.frontiersin.org/articles/10.3389/fnins.2020.615305/full) provides a circuit diagram of the retina along with supporting discussions that makes the proposed model of circadian phototransduction physiologically plausible.
Statements
Data availability statement
The original contributions presented in the study are included in the article/Supplementary Material, further inquiries can be directed to the corresponding author.
Ethics statement
The studies involving human participants were reviewed and approved by the Institutional Review Board, Rensselaer Polytechnic Institute. The patients/participants provided their written informed consent to participate in this study.
Author contributions
MR performed modeling and served as the primary author of the manuscript. RN performed data collection and modeling, prepared the figures and equations, and contributed to the manuscript. MF supervised the data computation and melatonin analysis, and provided leadership in preparation of the manuscript. All authors contributed to the article and approved the submitted version.
Funding
The present study was funded by the Light and Health Alliance (Armstrong Ceiling and Wall Solutions, AXIS, CREE lighting, GE current, a Daintree company, LEDVANCE, OSRAM, and USAI Lighting), National Institutes of Health [Training Program in Alzheimer’s Disease Clinical and Translational Research (NIA 5T32AG057464)], and Jim H. McClung Lighting Research Foundation.
Acknowledgments
Andrew Bierman, Peter Boyce, John Bullough, and Michael Herf provided helpful critiques of a previous draft of this manuscript. The authors wish to acknowledge the assistance of David Pedler at the Lighting Research Center, Rensselaer Polytechnic Institute.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fnins.2021.615322/full#supplementary-material
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Summary
Keywords
circadian light, circadian stimulus, phototransduction, melatonin suppression, light at night, non-image forming effects of light
Citation
Rea MS, Nagare R and Figueiro MG (2021) Modeling Circadian Phototransduction: Quantitative Predictions of Psychophysical Data. Front. Neurosci. 15:615322. doi: 10.3389/fnins.2021.615322
Received
08 October 2020
Accepted
08 January 2021
Published
05 February 2021
Volume
15 - 2021
Edited by
Christopher S. Colwell, University of California, Los Angeles, United States
Reviewed by
Michael Herf, f.lux software LLC, United States; Travis Longcore, UCLA Institute of the Environment and Sustainability, United States; Anna Matynia, University of California, Los Angeles, United States
Updates

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© 2021 Rea, Nagare and Figueiro.
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*Correspondence: Mark S. Rea, mark.rea@mountsinai.org
This article was submitted to Sleep and Circadian Rhythms, a section of the journal Frontiers in Neuroscience
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