Abstract
Epilepsy affects about 1% of the population. Approximately one third of patients with epilepsy are drug-resistant (DRE). Resective surgery is an effective treatment for DRE, yet invasive, and not all DRE patients are suitable resective surgery candidates. Focused ultrasound, a novel non-invasive neurointerventional method is currently under investigation as a treatment alternative for DRE. By emitting one or more ultrasound waves, FUS can target structures in the brain at millimeter resolution. High intensity focused ultrasound (HIFU) leads to ablation of tissue and could therefore serve as a non-invasive alternative for resective surgery. It is currently under investigation in clinical trials following the approval of HIFU for essential tremor and Parkinson’s disease. Low intensity focused ultrasound (LIFU) can modulate neuronal activity and could be used to lower cortical neuronal hyper-excitability in epilepsy patients in a non-invasive manner. The seizure-suppressive effect of LIFU has been studied in several preclinical trials, showing promising results. Further investigations are required to demonstrate translation of preclinical results to human subjects.
Introduction
Epilepsy is a highly prevalent neurological condition, affecting about 1% of the population worldwide (; ). In epilepsy patients, the balance between excitation and inhibition in the brain is disrupted. Groups of neurons become hyperexcitable, leading to a state of recurrent, spontaneous seizures (). Antiepileptic drugs (AEDs) are the first line of treatment to reduce the excitability of the brain and thereby restore the balance and lower the seizure frequency. Despite extensive research in novel AEDs over the past decades, drug failure still occurs in 25–30% of the epilepsy population ().
For this group of drug-resistant epilepsy (DRE) patients, resective epilepsy surgery is the most effective treatment option following a thorough presurgical evaluation (). Despite the invasiveness of the procedure, it is regarded as a safe and effective technique (). Unfortunately, up to 60% of DRE patients are considered unsuitable for surgery due to the existence of the epileptogenic focus in functional tissue or due to the inability of defining a unique epileptogenic zone. Over the past two decades, neurostimulation techniques as a treatment for DRE have gained more interest. Vagus nerve stimulation (VNS), deep brain stimulation (DBS), and responsive neurostimulation (RNS) are invasive with accompanying risks (; ; ; ). Non-invasive neuromodulation techniques allow to treat patients without any incision and have a lower risk for surgery related side effects. Non-invasive cranial nerve stimulation [trigeminal nerve stimulation (TNS), transcutaneous vagus nerve stimulation (tVNS)], repetitive transcranial magnetic stimulation (rTMS) or transcranial direct current stimulation (tDCS) are currently investigated as a potential treatment for epilepsy (; ; ; ; ). However, these techniques have a low spatial specificity and limited depth of penetration (; ; ). Table 1 gives an overview of the currently available treatments and treatment options under investigation for DRE patients.
TABLE 1
| Epilepsy surgery | VNS | DBS | RNS | eTNS | rTMS | tDCS | tVNS | FUS | |
| Responder rate°,* | ±70% | 45–65% | ±70% | ±65% | 30–50% | ±30% | ±50% | 25–30% | NA |
| FDA approved for epilepsy | NA | Yes | Yes | Yes | No | No | No | No | No |
| Invasiveness | High | Moderate | High | High | No | No | No | No | No |
| Spatial targeting resolution | High | NA | High | NA | NA | Low | Low | Low | High |
| Targetable brain regions* | Deep and superficial cortex (determined by target location) | NA | Deep and superficial cortex | NA | NA | Superficial cortex ∼1–3.5 cm | Undefined | NA | Deep cortex ∼10–15 cm |
| References | ; | ; | ; ; | ; , ; |
An overview of the currently available treatments and treatment options under investigation for DRE patients.
Responder rate = the percentage of patients with at least 50% seizure frequency reduction, °for epilepsy surgery percentage of patients who become seizure-free. VNS, vagus nerve stimulation; DBS, deep brain stimulation; RNS, responsive neurostimulation; eTNS, external trigeminal nerve stimulation; rTMS, repetitive transcranial magnetic stimulation; tVNS, transcutaneous vagus nerve stimulation; FUS, focused ultrasound; NA, not applicable. *Numbers reported in systematic reviews or derived from recent trials (cfr. References in last row).
Focused ultrasound (FUS) is a novel and promising treatment method for neuropsychiatric disorders. This method uses one or more ultrasound beams at either a low or high intensity to respectively modulate brain activity or ablate neuronal tissue. These beams are high pressure waves that are emitted by a pulse generator and amplified by a transducer. Directing the beam(s) toward a focal point in the brain leads to acoustic energy at the target site. FUS is often used in combination with magnetic resonance imaging (MRI) guidance to define the target tissue at millimeter resolution and to evaluate lesioning effects during the FUS procedure (). A sonication protocol contains five parameters: the fundamental frequency (FF), pulse repetition frequency (PRF), duty cycle (DC), sonication duration, and intensity (). Adjusting these parameters can influence the nature, magnitude and spatial specificity of the effect (; Younan et al., 2013).
Focused ultrasound has some major potential benefits compared to other non-invasive techniques. It allows targeting of deeper brain structures without damaging surrounding non-target tissue. When FUS is combined with MRI guidance, the tissue can be focally targeted with high spatial precision (; ; ). The non-ionizing nature of FUS allows to repeat the therapy when required (). Concerning HIFU, sub-ablative treatment parameters can be used to specify the target prior to ablation. To date, HIFU is FDA approved for essential tremor and Parkinson’s disease, as well as several non-neurological disorders. Due to its high potential, FUS is currently extensively researched as a treatment for other neurological and non-neurological disorders, including epilepsy.
Focused Ultrasound as a Treatment for Epilepsy
Focused ultrasound could potentially serve as a non-invasive and safe method to lesion the epileptic zone or target epilepsy networks or foci in a neuromodulatory way in DRE patients.
Low vs. High Intensity Focused Ultrasound
One of the most dominant parameters of the sonication protocol is the intensity. With low intensity focused ultrasound (LIFU), the emitted beams induce reversible mechanical effects on a cellular level (). LIFU has bimodal capabilities, as it can both excite or inhibit neural activity within a specific brain region (). To date, it is unclear what mechanisms underly these phenomena. Figure 1 illustrates the hypotheses regarding the mechanism of action of LIFU. Heating caused by the absorption of acoustic energy could disrupt synaptic signaling in the targeted tissue. Several preclinical studies monitored the temperature at the sonication target using a fiber optic thermometer and reported that heat increase caused by LIFU is low (<0.1°C) (; Yoo et al., 2011, ; ). A study by investigated the thermal effects of LIFU by using the fluorescent protein mCherry42 as a temperature indicator. The mCherry fluorescence remained unchanged while neurons responded to ultrasound, indicating that there was no significant temperature rise at the sonication target (). Heating per se is therefore not believed to underly the mechanism of action of LIFU but further research is needed to confirm this. Changes in membrane capacitance have been investigated to estimate the occurrence of cavitation of the cell bilayer as underlying phenomenon but were found to be minimal or absent following LIFU (; ; ; ). The majority of currently published research supports the hypothesis that LIFU mechanically deforms mechanosensitive ion channels embedded within cellular membranes (; ). This could lead to a higher probability of channel opening and ion influx, resulting in depolarization of the cell and the activation of voltage-gated ion channels, which in turn could generate action potentials.
FIGURE 1
In high intensity focused ultrasound (HIFU) the emitted beams have a far higher intensity, with a spatial peak pulse average >100 W/cm2. With HIFU, neuronal tissue will be ablated rather than modulated. The absorption of the acoustic energy results in heat, leading to a rapid temperature increase of up to 60°C or higher. This increase leads to coagulation necrosis in a short moment of time. The created lesion typically has a cigar shape and is as big as a rice grain (
Both low and high intensity focused ultrasound are potentially effective in the treatment of refractory epilepsy, as it could either modulate or ablate the epileptic focus. In this paper, we aim to provide an overview of the published studies so far, investigating the effect of low and high intensity FUS on epilepsy.
Methodology
We searched online databases (Pubmed, ScienceDirect, clingov) and preprint servers1, 2 for the combination of focused ultrasound [high intensity focused ultrasound terminology (HIFU), low intensity focused ultrasound (LIFU), MRI-guided focused ultrasound (MRgFUS)] and epilepsy terminology [epilepsy, drug-resistant epilepsy (DRE), refractory epilepsy] up to 20 February 2022. The Focused Ultrasound Foundation news page and social media channels were followed up for postings with the same scope. All relevant papers testing the safety and/or efficacy of LIFU or HIFU in animal models for epilepsy or human subjects were included in this review.
High Intensity Focused Ultrasound
The effects of HIFU have been tested in one preclinical study dating from 1964 using epileptic cats. Epilepsy was induced by injecting Alumina cream subcortically. The effectiveness of HIFU treatment, resective surgery and medical treatment on the seizure frequency and EEG patterns was compared. HIFU was targeted 2 mm below the injection site of the alumina cream, which was either the middle suprasylvian gyrus or the anterior sigmoid gyrus. The dose of sonication was calculated to create a lesion 15 mm long and 5 mm in diameter. There were no further specifications about the device or stimulation parameters reported. It was shown that both HIFU and resective surgery led to abolition of EEG spike activity. Eight out of the nine surviving cats became seizure free after surgery, whereas 9 out of 11 became seizure free after HIFU. Six cats died after resective surgery due to post-operative complications, whereas only one cat died after HIFU. Medical treatment was not found to be effective, as none of the cats became seizure free after this treatment (
To date only two case reports have been published in which MRI-guided HIFU (MRgFUS) was tested as a treatment in epilepsy patients (
A trial conducted by
Currently, there are two ongoing clinical trials investigating the feasibility and safety of HIFU in epilepsy patients. One trial focuses on using HIFU to ablate the anterior nucleus of the thalamus to prevent secondary generalization in focal onset epilepsy. Another trial investigates the effects of ablating the anterior nucleus in epilepsy patients with comorbid moderate-severe anxiety (
TABLE 2
| Author/Study nr. | Epilepsy type | Sample size | HIFU parameters | Target | Main results/Objectives |
| Mesial TLE | N = 1 | Repetitive, low power, 10–20 s, 42–44°C | Hippocampus | Desired ablation temperature not reached, no lesion observed ↓ Seizure frequency | |
| Gelastic epilepsy caused by hypothalamic hamartoma | N = 1 | Six sonications at 50–53°C | 5 target sites at boundary area of the HH | Lesion observed at target Seizure freedom after 1-year follow-up | |
| NCT03417297 (recruiting) | Partial seizures with secondary generalization | N = 10 | NR | Anterior thalamic nucleus | Safety and feasibility of HIFU in epilepsy patients |
| NCT05032105 (not yet recruiting) | Epilepsy patients with comorbid anxiety | N = 10 | NR | Anterior thalamic nucleus | Safety and feasibility of HIFU effect of HIFU on anxiety |
Schematic overview of case reports and ongoing clinical trials with HIFU in epilepsy patients.
HIFU, high intensity focused ultrasound; TLE, temporal lobe epilepsy; NR, not reported; HH, hypothalamic hamartoma.
Low Intensity Focused Ultrasound
In contrast to HIFU, LIFU has been more extensively researched as a treatment for epilepsy in the past decade. LIFU could serve as a non-invasive technique to decrease the cortical excitability and thereby lower seizure frequency, without damaging neuronal tissue. Several animal studies have been performed to investigate the efficacy and safety of LIFU, with promising results. Table 3 provides a schematic overview of preclinical trials investigating behavioral and neurophysiological effects of LIFU in experimental epilepsy models.
TABLE 3
| Author | Year | Experimental model | Sample size | LIFU parameters | Target | Main results |
| Zhang et al. | 2021a | Rats Acute KA | N = 21 | FF: 0.5 MHz PRF: 1.5 kHz DC: NR Duration: NR Energy: max. 101.1 mW/cm2 | Hippocampus | ↓ EEG average amplitude ↓ Network connection strength |
| Zhang et al. | 2021b | Rats Acute Pilocarpine | N = 30 | FF: 0.65 MHz PRF: 1 Hz DC: 2% Duration: 90 s per sonication Energy: NR | Hippocampus | ↓ Seizure frequency after administering a neurotoxin by opening the BBB Elimination of convulsive seizures in two animals |
| Zhang et al. | 2021c | Rats Acute KA | N = 27 | FF: 0.25–0.65 MHz PRF: 1.5 kHz DC: NR Duration: 40 s Energy: NR | Hippocampus | ↓ EEG power spectral density and connection strength of the brain network after administering two modes of LIFU No significant difference between the two modes. |
| Zhang et al. | 2020 | Mice Acute Pilocarpine | N = 11 | FF: 1.5 MHz PRF: 1 Hz DC: 2% Duration: 120 s per sonication Energy: NR | Hippocampus | ↓ Behavioral seizure of 21.2% after administering a neurotoxin by opening the BBB |
| Monkeys Acute Penicilin | N = 5 | FF: 0.75 MHz PRF: 100 Hz DC: NR Duration: 1 × 30 min Energy: Ispta: 233 mW/cm2 Isppa 2.02 W/cm2 | Temporal lobe, not further specified | ↓ Seizure frequency | ||
| Zou et al. | 2020 | Rhesus monkeys Acute Penicilin | N = 2 | FF: 0.8 MHz PRF: 500 Hz DC: 36% Duration: 1 × 15 min Energy: NR | Right hand movement area | ↓ Seizure frequency |
| Chen et al. | 2019 | Rats Acute Pentylenetetrazol | N = 76 | FF: 0.5 MHz PRF: 100 Hz DC: 8%, 30% Duration: 1 × 10 min Energy: 0–2.812 W/cm2 | Hippocampus and thalamus regions | ↓ Epileptic activity Expression level changes of c-FOS and GAD65 |
| Mice Acute KA | N = 37 | FF: 0.5 MHz PRF: 500 Hz DC: 50% Duration: 30 s, per seizure Energy: NR | Hippocampus (CA3) | ↓ LFP intensity in the low frequency (<10 Hz) bands ↑ inter-seizure interval | ||
| Mice Acute KA | N = 14 | FF: 0.5 MHz PRF: 500 Hz DC: 50% Duration: 30 s, per seizure Energy: NR | Hippocampus (CA3) | ↓ Seizure frequency ↑ Complexity, approximate entropy of the delta/theta frequency bands, and Lyapunov exponent of the LFP | ||
| Mice Acute KA | N = 34 | FF: 0.2 MHz PRF: 500 Hz DC: NR Duration: 30 s, per seizure Energy: NR | Hippocampus | ↓ Acute seizures Improvement in behavioral task | ||
| Rats Acute Pentylenetetrazol | N = 27 | FF: 0.69 MHz PRF: 100 Hz DC: NR Duration: 2 × 3 min. Energy: 130 mW/cm2 | Thalamus | ↓ EEG burst activity |
Schematic overview of preclinical trials investigating behavioral and neurophysiological effects of LIFU in experimental epilepsy models.
KA, kainic acid; NR, not reported; FF, fundamental frequency; PRF, pulse repetition frequency; DC, duty cycle; LFP, local field potential; BBB, blood–brain barrier; LIFU, low intensity focused ultrasound.
A first preclinical study investigating the neurophysiological and biological effects of LIFU in epileptic rats was performed by
The neurophysiological effects of LIFU were further explored over the years.
Besides neuromodulation, LIFU can also be used to temporarily open the blood brain barrier (BBB). In this way, drugs can be specifically targeted toward certain brain regions. Zhang et al. (2020) studied the seizure suppressive effect of administering a neurotoxin to the hippocampus using LIFU. In epileptic mice, the BBB at the hippocampus site was opened using MRI-guided LIFU and the neurotoxin Quinolinic acid was administered. Neuronal loss was detected in 8 out of 11 mice. The seizure frequency in these mice was reduced by 21.2% (Zhang et al., 2020). Later, the effectiveness of this method to lower the seizure frequency was confirmed in a controlled trial using rat models (Zhang et al., 2021b). In addition to neurophysiological effects, it has been shown that LIFU also affected behavior in epileptic mice, as LIFU significantly improved sociability, reflected by an increase in the time spent with an unfamiliar mouse, and depressive behavior, measured by the forced swim task, compared to non-sonicated epileptic animals (
In all aforementioned studies the effect of LIFU was tested in rodent models. However, the ultimate goal is to eventually apply this technique in human subjects. Therefore, the translational potential of the preclinical findings needs to be confirmed. As a first step in doing so,
Only one clinical trial investigating the effects of LIFU in epileptic patients has been published so far (
Due to the low baseline seizure frequency, no seizures were detected before and after LIFU in three out of six patients. In the remaining three patients, seizures were recorded before treatment and within 72 h posttreatment. In two of these patients, the seizure frequency was decreased, whereas one patient showed a seizure frequency increase. Concerning the recorded IEDs, four patients showed a decrease in IED frequency and two patients showed an increase. Based on the SEEG recordings before, during and after treatment, an effect of LIFU was solely detected in the electrode contacts at the target site. In two patients, a significant decrease in spectral power was detected in all frequency bands after LIFU. However, no correlation between these short-duration effects and the seizure frequency could be established. In one patient, a significant decrease in EEG band power could only be detected in the theta band, no change was seen in other frequency bands. An increase of EEG band power was detected in one patient, but only in the beta band. In the remaining two patients, no change in EEG band power was detected after LIFU.
Regarding safety, this study concluded that LIFU can be safely delivered to DRE patients. No radiological changes were observed in the posttreatment MRI scans. The cortical lamination was normal and no focal edema was observed in the cerebral white matter. Only two transient adverse events were reported. In one patient, uncomfortable scalp heating occurred during the treatment. After 1 h, a second treatment could be conducted without any complications. In another patient, impairment in naming and memory was experienced after FUS, but completely resolved after 3 weeks. No evidence of continuous slowing or non-convulsive seizures was found, but the exact etiology of this symptom remained unclear. Overall, this study suggests that LIFU can affect neural activity, without damaging tissue or structural lesioning. However, as this was a phase 1 study, no sham control was included and the sample size was limited (
TABLE 4
| Author/Study nr. | Epilepsy type | Sample size | LIFU parameters | Target | Main results/Objectives |
| NR | N = 6 | FF: NR PRF: 100 Hz DC: 30% Duration: 10 min Energy: <2.8 W/cm2 | SOZ: Left fusiform gyrus, left premotor gyrus, right frontal operculum, left body of hippocampus, right superior border of insula, left anterior cingulate | ↓ Spectral power in 1/3 of the patients ↓ Seizure frequency in two patients LIFU = safe in DRE patients | |
| NCT03868293 (recruiting) | TLE | N = 10 | NR | Epileptogenic focus (temporal region) | Adverse events assessment Efficacy of LIFU on seizure frequency Effect of LIFU on EEG |
| NCT03657056 (not yet recruiting) | TLE | N = 3 | FF: NR PRF: 250 Hz DC: NR Duration: 2 min energy: 720 mW/cm2–5760 mW/cm2 | Epileptogenic focus (temporal region) | Safety and feasibility of LIFU in DRE |
| NCT02151175 (enrolling by invitation) | TLE | N = 12 | NR | Epileptogenic focus (temporal region) | Safety and efficacy of LIFU to stimulate or suppress brain activity in DRE |
Overview of published and ongoing clinical trials testing the effect of LIFU in epilepsy patients.
NR, not reported; FF, fundamental frequency; PRF, pulse repetition frequency; DC, duty cycle; SOZ, seizure onset zone; LIFU, low intensity focused ultrasound; DRE, drug resistant epilepsy; TLE, temporal lobe epilepsy.
The safety of LIFU has been evaluated in other studies, including both healthy subjects as well as epilepsy patients. In a study by
Discussion
The goal of this review is to give an overview of the published preclinical and clinical trials investigating the potential of both low and high intensity FUS in the treatment of epilepsy. Concerning HIFU, only limited evidence is available. More preclinical and clinical research is needed to draw proper conclusions on its safety and effectiveness. The inability to attain desired ablation temperatures at deep targets is still a limitation to overcome (
Low intensity focused ultrasound has been more extensively studied the last few years. Although several preclinical studies support a mechanistic explanation for the effect of LIFU, more studies evaluating its mechanism of action on different levels are still needed to confirm this statement and rationally direct sonication therapy parameters. When investigating the effect of LIFU in epilepsy, various trials showed that LIFU can lead to a decrease in seizure frequency in epilepsy induced rodent models, indicating the potential of LIFU. However, given the paucity of trials, there is still limited evidence. Further investigations evaluating both the efficacy and safety are required to provide conclusive data. Despite the limited preclinical data, ongoing clinical trials are verifying whether the seizure suppressive effects of LIFU detected in animal models can be translated to human subjects.
Overall, we can conclude that currently published studies report that focused ultrasound is a promising technique that may become an added value in the total therapeutic armamentarium for DRE patients who still suffer from an unsolved treatment gap. More preclinical research and clinical trials are necessary to unravel the exact mechanism of action and evaluate the efficacy and safety of FUS. In comparison to other available treatment techniques, FUS is non-invasive and allows to target deep structures at high spatial specificity (Table 1). However, at this time, it is too early to predict what techniques will be most suitable for individual DRE patients and appropriate protocols will have to be developed in analogy to the presurgical evaluation protocol and proposed pre-stimulation protocol for DRE (
Publisher’s Note
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Statements
Author contributions
EL wrote the initial draft of the manuscript. KV, MS, DK, RR, EC, and PB critically reviewed and edited the manuscript. All authors contributed to the article and approved the submitted version.
Funding
EC was supported by a research grant of Ghent University Hospital. PB was supported by grants of the “Fonds voor Wetenschappelijk Onderzoek” (FWO) Flanders, the Ghent University Research Fund (BOF), Ghent University Hospital, and E-Epilepsy (EU). RR and KV have been funded by the BOF-UGent, special research fund from Ghent University Hospital. All authors are supported by UGent 4brain fund from Ghent University and the Benefus consortium.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
neuromodulation, non-invasive, refractory epilepsy, low intensity focused ultrasound, high intensity focused ultrasound
Citation
Lescrauwaet E, Vonck K, Sprengers M, Raedt R, Klooster D, Carrette E and Boon P (2022) Recent Advances in the Use of Focused Ultrasound as a Treatment for Epilepsy. Front. Neurosci. 16:886584. doi: 10.3389/fnins.2022.886584
Received
28 February 2022
Accepted
30 May 2022
Published
20 June 2022
Volume
16 - 2022
Edited by
Paul Fishman, University of Maryland, Baltimore, United States
Reviewed by
Chunyan Liu, Capital Medical University, China; Radhika Madhavan, GE Global Research, United States
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© 2022 Lescrauwaet, Vonck, Sprengers, Raedt, Klooster, Carrette and Boon.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Emma Lescrauwaet, emma.lescrauwaet@ugent.be
This article was submitted to Neuroprosthetics, a section of the journal Frontiers in Neuroscience
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