Abstract
The coronavirus disease 2019 (COVID-19) comprises more than just severe acute respiratory syndrome. It also interacts with the cardiovascular, nervous, renal, and immune systems at multiple levels, increasing morbidity in patients with underlying cardiometabolic conditions and inducing myocardial injury or dysfunction. Transcutaneous auricular vagus nerve stimulation (taVNS), which is derived from auricular acupuncture, has become a popular therapy that is increasingly accessible to the general public in modern China. Here, we begin by outlining the historical background of taVNS, and then describe important links between dysfunction in proinflammatory cytokine release and related multiorgan damage in COVID-19. Furthermore, we emphasize the important relationships between proinflammatory cytokines and depressive symptoms. Finally, we discuss how taVNS improves immune function via the cholinergic anti-inflammatory pathway and modulates brain circuits via the hypothalamic–pituitary–adrenal axis, making taVNS an important treatment for depressive symptoms on post-COVID-19 sequelae. Our review suggests that the link between anti-inflammatory processes and brain circuits could be a potential target for treating COVID-19-related multiorgan damage, as well as depressive symptoms using taVNS.
Background
In December 2019, a novel coronavirus disease (COVID-19) outbreak emerged from Wuhan, Hubei Province, China, initiating a global health threat and posing a challenge to the psychological resilience of populations worldwide (). Clinically, presentation of COVID-19 varies from being asymptomatic, to including mild symptoms such as fever, sore throat, headache, fatigue, to manifesting as severe acute respiratory distress syndrome (ARDS) (). Moreover, it also interacts with the cardiovascular, nervous, renal, and immune systems at multiple levels (). An extreme immune reaction resulting in elevated levels of inflammatory cytokines, often referred to as a cytokine storm, has been linked to an increased number of deaths from COVID-19 (, ). However, even worse than this, the COVID-19 pandemic has also led to an increased prevalence of mental health problems, such as difficulty sleeping, depression and anxiety, and hypomania (). Although a number of vaccines have been proved to be effective (, ), evidence-based evaluations and interventions targeting mental health disorders are relatively scarce (). Transcutaneous auricular vagus nerve stimulation (taVNS) is being explored as an adjuvant therapy to the depressive symptoms of COVID-19 during the pandemic to deal with these disorders.
The concept of taVNS as a therapy has emerged relatively recently. The technique makes use of the analgesic effects of the neuronal network that innervates the vagus nerve (), which targets the cutaneous receptive field of the auricular branch of the vagus nerve at the outer ear (). Promising results indicate that, following taVNS treatment, the symptoms of mood disorders can be alleviated painlessly and without the need for surgery (). Ventureyra was the first to propose applying vagus nerve stimulation (VNS) using surgically implanted electrodes wrapped around the vagus nerve in the neck (). In 2005, VNS was approved as a long-term adjunctive treatment for patients with refractory depression of more than 18 years of age (, ). From a neuroanatomical point of view, vagus nerve fibers project to the nucleus tractus solitarius (NTS) and the locus coeruleus (LC), where they form direct and indirect ascending projections to many brain regions, including the midbrain, hypothalamus, amygdala, hippocampus, and frontal lobe (). The vagus nerve, which is the longest nerve in the body, connects the central nervous system to the body by innervating major visceral organs such as the liver, spleen, and gastrointestinal tract (). Once an inflammatory response has been detected, taVNS may help to attenuate inflammatory responses via the cholinergic anti-inflammatory pathway and by modulating brain circuits via the hypothalamic–pituitary–adrenal (HPA) axis (, ). Acute respiratory distress syndrome (ARDS) or fulminant pneumonia can lead to widespread inflammation and very high concentrations of cytokines in the lungs, accompanied by activation of the anti-inflammatory pathways mentioned above (). To date, clinical and laboratory research demonstrated that taVNS can improve lung function (, ). In addition, taVNS is commonly used to treat encephalopathy, encephalitis, ischemic infarcts, cerebral venous thrombosis, as well as peripheral nervous system pathologies [i.e., muscle injuries, and peripheral neuropathies; (–)].
In order to better understand the mechanisms underlying taVNS, we review the literature on proinflammatory cytokines and the brain imaging correlates of taVNS. To date, there have not been any reviews that considered in detail how taVNS might treat depressive symptoms, which develops from COVID-19, or its associated co-morbidities. We provide an integrated account of how the dysregulation of inflammatory and immunological responses affect brain circuits in COVID-19.
Historical Background of taVNS
Auricular acupuncture originated in China during the Chou period (first millennium BCE) and has recently attracted scientific and public attention as it becomes increasingly accessible to the general public in modern China (Figure 1A) (). The practice of auricular acupuncture is referenced in the Huangdi Neijing (The Yellow Emperor's Classics of Internal Medicine), which describes how the ear is not isolated but rather is directly or indirectly connected with 12 meridians (six yang and six yin) (). In the 1950s, Dr. Paul Nogier, a French neurologist, proposed that the outer ear represents “an inverted fetus map” (Figure 1B) ()]. In 1990, the World Health Organization (WHO) recognized auricular acupuncture as a self-contained microacupuncture system that maps all portions of the ear to specific parts of the body and to the internal organs (). Having considered the anatomy of the neural pathways in the external auricle, Usichenko et al. proposed that the analgesic effects of auricular acupuncture could be explained by stimulation of the auricular branch of the vagus nerve (). The vagus is known to be a mixed nerve, with about 80% of its fibers carrying sensory afferent information to the brain and about 20% carrying efferent motor information to the liver, spleen, and gastrointestinal tract (). Thus, it is very likely that taVNS functions based on the Chinese system of energy circulation along the meridians, which connect “diseased” body organs with the external auricle. In addition to Asian countries, in which this technique is widely available and easy to apply, it may be possible to use taVNS to effectively respond to the COVID-19 pandemic-related depressive symptoms as well as multiorgan damage in environments where medical resources are limited.
Figure 1
The Important Link Between Proinflammatory Cytokines and Covid-19 Pandemic-Related Multiorgan Damage
Several studies have suggested that the pathogenesis of COVID-19 involves an inability to resolve the inflammatory response along with the activation of immune cells and inflammatory cytokines (
Current research indicates that COVID-19 might involve multiple organs including those in the central and peripheral nervous systems, rather than being restricted to the respiratory system (
The Important Link Between Proinflammatory Cytokines and Depressive Symptoms
Several studies have suggested that inflammation or immune dysregulation are implicated in the pathophysiology of depression (
Dysfunction of Cortico-Limbic-Striatal Circuits in Depression
Dysfunction of the cortico-limbic-striatal neural system, including cortical (anterior cingulate and prefrontal cortex) and limbic (amygdala, hippocampus, parahippocampal gyrus, cingulate gyrus, nucleus accumbens, and striatum) areas has been implicated in depression (
The Stimulation Location of taVNS
Discrepancies in stimulation locations exist among studies that stimulated the auricular branch of the vagus nerve (
Stimulation Parameters for taVNS
As taVNS is a novel treatment, there is currently no consensus on the appropriate stimulation parameters for its therapeutic use. According to the latest published International Consensus on taVNS (
Gender and Age-Dependent Differences for taVNS
VNS has greater effects in females in animal studies, probably because of the effect of estrogens on muscarinic acetylcholine receptors in the central nervous system (
The Relationship Between Proinflammatory Cytokines and Brain Circuits in Depression
There is now accumulating evidence that different forms of proinflammatory cytokine-mediated communication between the immune system and brain circuits modulate the inflammatory pathway in the brain (
Effects of taVNS on the Limbic-Cortico-Striatal-Thalamo-Cortical Circuits to Address the Depressive Symptoms of Covid-19
Macrophages, proinflammatory cytokines (such as interleukin (IL)-1β, IL-6, and tumor necrosis factor (TNF)-α) and chemokines released by respiratory epithelial and dendritic cells, are all known to play a role in the pathogenesis of critical patients with COVID-19 (119). Consequently, Bonaz et al. hypothesized that targeting the cholinergic anti-inflammatory pathway by vagus nerve stimulation could be a useful therapeutic option for patients with COVID-19. In support of this hypothesis, Staats et al. recently reported two patients with respiratory symptoms that were similar to those associated with COVID-19 who showed marked clinical benefit following the application of transcutaneous cervical vagus nerve stimulation (
Finally, since the beginning of the COVID-19 pandemic, various manifold neuroimaging features have been described for patients with COVID-19 and a range of interesting and helpful findings have been described across the globe (124). For example, Jain et al. found that acute stroke was the most common finding on neuroimaging; 92.5% of patients with positive neuroimaging studies also showed evidence of acute stroke on neuroimaging. Acute stroke is therefore a strong prognostic marker for a poor outcome (125). In another study, Mao et al. reported that 36.4% of patients had headache, dizziness, impaired consciousness, acute cerebrovascular disease, ataxia, and seizures, and that 8.9% of patients experienced specific manifestations in their senses, including taste, smell, vision impairment, and nerve pain (126). Furthermore, Brouwer et al. reported that acute cerebrovascular events were also detected in ~3% of patients and that 6% of patients with severe manifestations had cerebrovascular events (127). Similarly, Tsai et al. reported a wide range of neurological manifestations, including olfactory taste disorders, headache, acute cerebral vascular disease, dizziness, altered mental status, seizure, encephalitis, neuralgia, ataxia, Guillain-Barre syndrome, Miller Fisher syndrome, intracerebral hemorrhage, polyneuritis, and dystonic posture (128). In addition, Al-Olama et al. reported that COVID-19 infection can cause meningoencephalitis in right frontal intracerebral hematomas, subarachnoid hemorrhage, and in frontal and temporal lobe thin subdural hematomas (129). Therefore, obtaining detailed neurological examinations and neuroimaging for the early and accurate diagnosis of these often fatal neurological complications could significantly improve our understanding of COVID-19 and its neurological manifestations.
Effects of taVNS on the Cholinergic Anti-Inflammatory Pathway and Hpa Axis
The cholinergic anti-inflammatory pathway via the vagus nerve has been proposed to be a key mediator of cross-communication between the peripheral immune system and the brain (130). Indeed, an increase of TNF-α in the liver and blood induced by an extreme immune reaction or cytokine storm was successfully dampened by stimulation of the vagus nerve, inducing an anti-inflammatory effect involving the release of acetylcholine (ACh) (131). Promisingly, Staats et al. reported clinically meaningful benefits of VNS in two COVID-19 patients with severe acute respiratory syndrome (
Figure 2

Hypothesized mechanisms of transcutaneous auricular vagus nerve stimulation in the treatment of post-COVID-19 sequelae: 1) improvement in immune function via the cholinergic anti-inflammatory pathway; and 2) modulation of brain circuits via the HPA axis [according to Bonaz and Sinniger, 2016 (134)].
Traditional Chinese Medicine (TCM) on Covid-19
TCM has a history of more than 2,000 years in the prevention and treatment of epidemics and plagues and the national health commission of China has recommended some patent Chinese medicine, such as Jinhua Qinggan granules, Lianhua Qingwen capsules, Xuebijing injections, a Qingfei Paidu decoction, a Huashi Baidu decoction, and a Xuanfei Baidu decoction (135). Patients with COVID-19 who took Jinhua Qinggan granules recovered faster than those who did not take the granules (136). Therapeutic efficacy was significantly higher in patients with COVID-19 taking Lianhua Qingwen capsules and Arbidol (umifenovir) than that in those taking Arbidol alone; moreover, the conversion rate to severe disease in patients taking these capsules was significantly lower than that in patients taking Arbidol alone (137). Furthermore, chest computed tomography images of patients with COVID-19 showed improvement after 6 days of treatment with Qingfei Paidu decoction (138). In addition, other therapies such as acupuncture might also play a beneficial role in treating breathlessness after COVID-19 (
Conclusions
This review has provided a comprehensive evaluation of targets for taVNS that can be used to treat inflammation and related organ dysfunction in COVID-19. It is clear that COVID-19 involves interrelationships between proinflammatory cytokines and brain circuits. The research findings detailed here suggest that taVNS could be used as an adjuvant therapy for depressive symptoms during the COVID-19 pandemic. We present a rationale for targeting the anti-inflammatory process and modulating brain circuits to treat COVID-19 and its associated cytokine storm. The evidence we present suggests that in theory, in response to the respiratory symptoms and immune system damage caused by COVID-19, taVNS can be used to improve immune function and may be an important treatment for depressive symptoms on post-COVID-19 sequelae. We describe the multi-level mechanisms linking taVNS and regulation of systemic anti-inflammatory responses and prevention of neuroinflammation present so as to treat depressive symptoms during the COVID-19 pandemic. When pro-inflammatory cytokines are present due to an infection, taVNS can activate afferent vagal neurons through impacting the immune response (139, 140) and also efferent vagal neurons can release acetylcholine through the cholinergic anti-inflammatory pathway and HPA axis (132, 141). Then, we summarize how applying taVNS and targeting cognitive and mental distress through influencing the connectivity of neural networks (121). taVNS has been shown to be associated with improved the default mode network functioning, which has been implicated in cognitive as well as emotional functioning (
Funding
This work was supported by grants from the Municipal Natural Science Foundation of Beijing of China (Grant No. 7212200) and National Natural Science Foundation of China (Grant Nos. 81871507 and 81471389).
Publisher's Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Statements
Author contributions
This paper was primarily written by C-HL, PS, and Z-PG. Figures were produced by C-HL, Z-PG, Z-QZ, DL, and M-HY. All authors read and approved the final manuscript.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
- ACh
acetylcholine
- AMY
amygdala
- ARDS
acute respiratory distress syndrome
- BA
Brodmann areas
- CCL-2
C-C motif chemokine ligand
- COVID-19
coronavirus disease 2019
- CRP
C-reactive protein
- EN
epinephrine
- fMRI
functional magnetic resonance imaging
- GC
glucocorticoid
- HIP
hippocampus
- HPA
hypothalamic pituitary adrenal
- IL
interleukin
- IL-1ra
interleukin-1 receptor antagonist
- LC
locus coeruleus
- MDD
major depressive disorder
- MH
medial hypothalamus
- mPFC
medial prefrontal cortex
- MRS
magnetic resonance spectroscopy
- NAc
nucleus accumbens
- NE
noradrenaline
- NTS
nucleus tractus solitarius
- PFC
prefrontal cortex
- PTSD
post-traumatic stress disorder
- rACC
rostral anterior cingulate cortex
- taVNS
transcutaneous auricular vagus nerve stimulation
- TCM
Traditional Chinese Medicine
- TNF
tumor necrosis factor
- vmPFC
ventromedial prefrontal cortex
- VNS
vagus nerve stimulation.
Abbreviations
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Summary
Keywords
transcutaneous auricular vagus nerve stimulation, COVID-19, brain circuits, depression, epidemic
Citation
Guo Z-P, Sörös P, Zhang Z-Q, Yang M-H, Liao D and Liu C-H (2021) Use of Transcutaneous Auricular Vagus Nerve Stimulation as an Adjuvant Therapy for the Depressive Symptoms of COVID-19: A Literature Review. Front. Psychiatry 12:765106. doi: 10.3389/fpsyt.2021.765106
Received
26 August 2021
Accepted
12 November 2021
Published
15 December 2021
Volume
12 - 2021
Edited by
Stefan Borgwardt, University of Lübeck, Germany
Reviewed by
Faisal Al-Otaibi, Alfaisal University, Saudi Arabia; Jiliang Fang, Guang'anmen Hospital, China Academy of Chinese Medical Sciences, China
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© 2021 Guo, Sörös, Zhang, Yang, Liao and Liu.
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*Correspondence: Chun-Hong Liu liuchunhong@bjzhongyi.com
This article was submitted to Neuroimaging and Stimulation, a section of the journal Frontiers in Psychiatry
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