Abstract
Black holes play an important role in linking microphysics with macrophysics, with those of the Planck mass (MP ∼ 10−5 g) featuring in any theory of quantum gravity. In particular, the Compton-Schwarzschild correspondence posits a smooth transition between the Compton wavelength (RC ∝ 1/M) below the Planck mass and the Schwarzschild radius (RS ∝ M) above it. The duality between RC and RS implies a form of the Generalized Uncertainty Principle (GUP) and suggests that elementary particles may be sub-Planckian black holes. The simplest possibility is that the ADM mass has the form for some constant β and this model can be extended to charged and rotating black holes, clearly relevant to elementary particles. Another possibility is that sub-Planckian black holes may arise in loop quantum gravity and this explicitly links black holes and elementary particles. Higher dimensions may modify both proposals. If there are n extra dimensions, all with the same compactification scale, one expects RS ∝ M1/(1+n) below this scale but RC depends on the form of the higher-dimensional wave-function. If it is spherically symmetric, then RC ∝ M−1, so duality is broken and the Planck mass is reduced, allowing the possibility of TeV quantum gravity. If the wave-function is pancaked in the extra dimensions, RC ∝ M−1/(1+n) and so duality is preserved but the Planck mass is unchanged.
1 Introduction
Whatever final theory amalgamates relativity theory and quantum mechanics, it is likely to involve two features: 1) what is termed the Black Hole Uncertainty Principle (BHUP) correspondence; and 2) the existence of extra dimensions on sufficiently small scales. Both features are expected to become important at the Planck length, RP ∼ 10−33 cm, and possibly on much larger scales. It is striking that black holes are involved in both these features and indeed there are many other ways in which these objects provide a link between macrophysics and microphysics ().
As regards feature (1), the duality under the transformation between the Compton wavelength for a particle of mass M, RC = ℏ/(Mc), and the Schwarzschild radius for a black hole of mass M, RS = 2GM/c2, suggests a unified Compton-Schwarzschild expression with a smooth minimum in the (M, R) plane. This implies that elementary particles may in some sense be sub-Planckian black holes. This proposal goes back to the 1970s, when it was motivated in the context of strong gravity theories.
As regards feature (2), if there are n extra spatial dimensions compactified on some scale RE, then RS scales as R1/(1+n) for R < RE, leading to the possibility of TeV quantum gravity and black hole production at accelerators if RC scales as M−1 for R < RE. However, the higher-dimensional Compton wavelength depends on the form of the (3 + n)-dimensional wavefunction and in some circumstances one might expect RC ∝ M−1/(1+n) for R < RE. This preserves the duality between RC and RS but TeV quantum gravity is precluded. Nevertheless, the extra dimensions could still have consequences for the detectability of black hole evaporations and the enhancement of pair-production at accelerators on scales below RE.
The plan of this paper is as follows. Section 2 discusses the BHUP correspondence in general terms. Section 3 applies the correspondence to black holes in Loop Quantum Gravity (LQG), this being the first historical study of this kind. Section 4 then considers the simplest application of the BHUP correspondence: the‘M + 1/M’ Schwarzschild model and its extension to charged and rotating black holes. Higher-dimensional black holes are discussed in Section 5 and some concluding remarks about the connection between particles and black holes are made in Section 6.
2 The Black Hole Uncertainty Principle correspondence
A key feature of the microscopic domain is the (reduced) Compton wavelength for a particle of rest mass M, with the region R < RC in the (M, R) diagram of Figure 1 being regarded as the “quantum domain”. A key feature of the macroscopic domain is the Schwarzschild radius for a body of mass M, with the region R < RS being regarded as the “relativistic domain”. The Compton and Schwarzschild lines intersect at around the Planck scales,and divide the (M, R) diagram into three regimes, which we label quantum, relativistic and classical. There are several other interesting lines in the figure. The vertical line M = MP marks the division between elementary particles (M < MP) and black holes (M > MP), since the size of a black hole is usually required to be larger than the Compton wavelength associated with its mass. The horizontal line R = RP is significant because quantum fluctuations in the metric should become important below this (Wheeler, 1955). Quantum gravity effects should also be important whenever the density exceeds the Planck value, ρP = c5/(G2ℏ) ∼ 1094 g cm−3, corresponding to the sorts of curvature singularities associated with the big bang or the centres of black holes. This implies , which is well above the R = RP line for M ≫ MP, so the shaded region specifies the ‘quantum gravity’ domain.
FIGURE 1
The Compton and Schwarzschild lines transform into one another under the transformation , which suggests some connection between elementary particles and black holes. This relates to what is termed “T-duality” in string theory and maps momentum-carrying states to winding states (Zwiebach, 2009). Although the Compton and Schwarzschild boundaries correspond to straight lines in the logarithmic plot of Figure 1, this form presumably breaks down near the Planck point due to quantum gravity effects. One might envisage two possibilities: either there is some form of critical point at the Planck scale, so that the separation between particles and black holes is maintained (
One way of smoothing the transition between the Compton and Schwarzschild lines is to invoke some form of unified expression which asymptotes to the Compton wavelength and Schwarzschild radius in the appropriate regimes (
An expression of the form (3) arises in the quantum N-portrait model of Dvali et al. (
The GUP is usually restricted to the sub-Planckian domain (M < MP). However, if we rewrite Eq. 6 using Δx → R and Δp → cM even in the super-Planckian regime, we obtain a revised Compton wavelength which applies for all M:
This resembles Eq. 2 except that the constant is associated with the second term. This suggests that there is a different kind of positional uncertainty for an object larger than the Planck mass, related to the size of a black hole. This is not unreasonable since the usual Compton wavelength is below the Planck length here and also an outside observer cannot localize an object on a scale smaller than its Schwarzschild radius. This is termed the Black Hole Uncertainty Principle (BHUP) correspondence (
Strictly speaking, Eqs 2, 7 are consistent only if α = 2 and β = 1 but that would leave no free parameter at all. Therefore an interesting issue is whether one should associate the free constant in RCS with the 1/M term, as in Eq. 2, or the M term, as in Eq. 7. Here we adopt the former approach, on the grounds that the expression for the Schwarschild radius is exact, whereas there is some ambiguity in the meaning of the Compton scale. However, for comparison with the GUP literature, we still need to identify an effective value of α and a simple rescaling of the relationship between Δx and R suggests α = 2/β. Another approach is to identify Δp with 1/M rather than M for M > MP and Eq. 6 then equates α and β directly. One might even argue that Δp has the form (M + 1/M)−1, in which case Δx ∼ 1/M and Δp ∼ M in the particle case (M < MP) and Δx ∼ M and Δp ∼ 1/M in the black hole case (M > MP). This would be consistent with the extended de Broglie relations (
In the standard picture, one can calculate the black hole temperature from the Uncertainty Principle by identifying it with a multiple η of Δp. This gives (
FIGURE 2

Hawking temperature (in Planck units) from Eq. 3 and surface gravity argument as a function of M/MP for β = 1 (bottom), β = 0.5 (middle) and β = 0.1 (top). Also shown on the right is the Adler prediction. From
Eq. 9 is inconsistent with the BHUP correspondence since this also modifies the relationship between the black hole radius Δx and M. If we adopt Eq. 3 instead, then the surface gravity argument gives a temperatureThis is plotted in Figure 2 and is very different from the Adler form. As M decreases, the temperature reaches a maximum of around TP and then goes to zero as M → 0.
An important caveat is that Eq. 6 assumes that the two uncertainties add linearly. On the other hand, since they are independent, it might be more natural to assume that they add quadratically (
We refer to Eqs 6, 12 as the linear and quadratic forms of the GEP, respectively. The latter corresponds to a unified expressionwhere we have we have again introduced β. This leads to the approximationsandThese might be compared to the exact expressions in the linear case, given by Eqs 3, 4. As we now show, a model inspired by LQG permits the existence of a black hole whose horizon size has precisely the form (13).
3 Loop black holes
Loop Quantum Gravity is based on a canonical quantization of the Einstein equations, written in terms of the Ashtekar variables. One feature of this is that area is quantized, with its smallest possible value beingwhere γ is the Immirzi parameter and of order 1. The quantity ao ≡ Amin/8π, together with the dimensionless polymeric parameter δ, determines the deviation from classical theory.
One version of LQG, using the mini-superspace approximation, gives rise to cosmological solutions which resolve the initial singularity problem (
This corresponds to Eq. 13 if β = aoc2/G. The important physical implication of Eq. 21 is that central singularity of the Schwarzschild solution is replaced with another asymptotic region, so the collapsing matter bounces and the black hole becomes part of a wormhole. The fact that a purely geometrical condition in LQG implies the quadratic version of the GUP suggests some deep connection between general relativity and quantum theory. The duality between the two asympotic spaces also suggests a link between elementary particles with M ≪ MP and black holes with M ≫ MP (Modesto and Premont-Schwarz, 2009), which is clearly relevant to the theme of this paper.
The temperature implied by the black hole’s surface gravity isHowever, if one calculates the temperature using the GUP expression for Δp, one obtains
This is similar to Eq. 11 but inconsistent with Eq. 23 in the sub-Planckian regime. The source of the discrepancy is that there are two asymptotic spaces—one on each side of the wormhole throat—and the temperature is different in these. Observer only detect radiation from the horizon on their side of the throat, so the inner horizon with respect to r = ∞ corresponds to the outer horizon with respect to r = 0 (
4 Carr-Mureika-Nicolini approach
This section describes a particular interpretation of the linear version of the BHUP correspondence, described in my work with Mureika and Nicolini (
This is equivalent to Eq. 3 and we noted a possible connection with the energy-dependent metric in the “gravity’s rainbow” proposal (Magueijo and Smolin, 2004) and with the QFT renormalization of mass in the presence of stochastic metric fluctuations (
The black hole luminosity in this model is where , so the mass loss rate decreases when M falls below MP and the black hole never evaporates completely. There are two values of M for which the evaporation time (τ ∼ M/L) is comparable to the age of the Universe (t0 ∼ 1017s). One is super-Planckian, , this being the standard expression for the mass of a PBH evaporating at the present epoch. The other is sub-Planckian, M** ∼ β2 (tP/t0)MP ∼ 10−65β2 g, although the mass cannot actually reach this value at the present epoch because the black hole is cooler than the CMB temperature for M < MCMB ∼ 10−36β g. This leads to effectively stable relics of this mass.
It is interesting to consider observational constraints on the parameter β and these are discussed in
Recently we have extended this work, together with Heather Mentzer, to charged and rotating black holes (
FIGURE 3

The solid curves show the outer and inner horizons for a standard RN black hole with n = 5, 11, 16 (left to right). For each n, the horizons meet at the extremal mass on the line (green dotted) and are bounded from above by the Schwarzschild radius (black dotted line). The Compton curve is shown by the dashed line and the inner horizon asymptotes to this for n = 16. Solutions with 11 < n < 16 penetrate the sub-Planckian RN regime. From
For each n, the two horizons merge on the line r = GM (lower dotted curve) at the minimum value of M. This corresponds to a sequence of “extremal” solutions (shown by the dots in Figure 3) with a spectrum of masses . For given n, there are no solutions with M less than this since these would correspond to naked singularities. In particular, n could be at most the integer part of (i.e. 11) for a Planck-mass black hole. As in the GUP case, the temperature of the RN solution reaches a maximum and then goes to zero as M tends to the limiting value . One might want to associate elementary particles only with extremal solutions (since they are stable) but these states all have masses in the range (0.1–1)MP, which is too large. Also even extremal black holes may discharge through the Schwinger mechanism (Schwinger, 1951).
The (standard) Compton line intersects the outer black hole horizon, as required if one wants a smooth connection between particles and black holes, at the mass(This is also termed the self-completeness condition (
One can extend this model to the GUP-modified RN solutions by replacing M with MADM given by Eq. 25. Providing for fixed β, the outer horizon behaves as in the GUP-Schwarzschild case, with a continuous transition between the gravitational (rCS ∝ M) and Compton (rCS ∝ M−1) scaling. Also, r+ has a minimum and r− has a maximum at
This is indicated by the curves on the left of Figure 4. In principle, the particle-like black holes can have arbitrarily low mass in this case. However, it is unclear that these solutions are candidates for stable particles since none of them are extremal, this possibility arising only in the limit . For larger values of n, the form of the solutions changes, as indicated by the curves on the right of Figure 4. These represent super-Planckian black holes on the right (similar to the standard RN case with an extremal solution at the smallest value of M) and sub-Planckian particles on the left, with a mass gap in between. Equivalently, for a given value of n, there is a critical value of β = n2αe/2 below which the solutions bifurcate and become separated by a mass gap.
FIGURE 4

Outer (solid) and inner (dash-dot) horizon size for GUP-RN black hole with β = 2. Left: Outer (top) and inner (bottom) horizons for n = 10 (red), n = 16 (blue) and n = 23 (black). The dashed/dotted lines show the usual Schwarzschild/Compton scales. The inner horizon is nearly asymptotic to the Compton wavelength at large M for n = 16. There is a discontinuity when n reaches 23, this being close to an extremal solution. Right: Outer (top) and inner (bottom) horizons for n = 23 (black), n = 25 (blue) and n = 30 (black). The horizons in this case have a maximum value of M on the left and a minimum value on the right. There are no black holes between these values. From
The Kerr metric exhibits similar behaviour but there is a critical spin (nℏ) rather than a critical charge. The extremal case corresponds to the spectrum of masses , while the self-completeness condition corresponds toThis allows all values of n, whereas n could not exceed in the RN case. In the GUP Kerr case, an expression similar to Eq. 29 still applies and there is a change in the form of the solutions for n > 2β.
5 Higher-dimensional black holes
The black hole boundary in Figure 1 assumes there are three spatial dimensions but many theories suggest that the dimensionality could increase on small scales. Although the extra dimensions are often assumed to be compactified on the Planck length, there are also models in which they are much larger. For example, the model of
Eq. 32 implies that the usual expression for the Schwarzschild radius no longer applies for masses below . If the black hole is assumed to be spherically symmetric in the higher-dimensional space, one has (
FIGURE 5

Modification of the Schwarzschild line and Planck scales in the (M, R) diagram for extra compact dimensions associated with (A) a single length scale or (B) a hierarchy of length scales (B) if the Compton scale preserves its usual form. (C) and (D) are the corresponding diagrams if the duality between the Compton and Schwarzschild expressions is preservd. From Lake and Carr (2019).
In principle, the lowering of the Planck mass could permit the possibility of TeV quantum gravity and the production of small black holes at the Large Hadron Collider (LHC), with their evaporation leaving a distinctive signature (
Another possible reason for the non-detection of accelerator black holes is that the M dependence of RC is also affected by the extra dimensions. Lake and myself have argued that the effective Compton wavelength depends on the form of the (3 + n)-dimensional wavefunction (Lake and Carr, 2019). If this is spherically symmetric in all the dimensions, then one has RC ∝ M−1 (as usually assumed). However, if the wave function is pancaked in the extra dimensions and maximally asymmetric, then we find RC ∝ M−1/(1+n). This implies that the duality between the Compton wavelength and the Schwarzschild radius persists in the higher dimensional case but that there is no accelerator production of black holes. Thus the constraint on RE given by Eq. 35 no longer applies. This scenario is illustrated in Figure 5C for extra dimensions compactified on a single length scale RE and in Figure 5D for a hierarchy of length scales, when the extra dimensions help to smooth the minimum. The latter case resembles the smooth minimum in Figure 1, which suggests that higher dimensions might themselves underlie the BHUP correspondence.
The above discussion of higher-dimensional black holes has assumed that the simple power-law forms for RS and RC apply all the way to their intersect at the (modified) Planck scale. However, the BHUP correspondence suggests that they should be unified in some way, which would smooth the minima in Figure 5. This raises the issue of the form of the GUP and BHUP correspondence in the higher-dimensional case. If the Compton wavelength preserves its 3-dimensional form, one might expect the generalized Compton wavelength to becomeso that becomes at large M. If duality between RS and RC is preserved in the higher-dimensional case, one might expectHowever, the literature on this gives different results (Koppel et al., 2017;
Finally, if we interpret the Compton wavelength as marking the boundary in the (M, R) diagram below which pair-production rates becomes significant, we might expect the presence of compact extra dimensions to affect pair-production rates at high energies. Specifically, pair-production above the energy scale MEc2 ≡ ℏc/RE, should be enhanced relative to the 3-dimensional case. Indeed, there is tentative evidence that this is a generic feature of higher-dimensional theories (
6 Linking black holes and elementary particles
The suggestion that there could be a fundamental link between elementary particles and black holes goes back to the 1970s, when it was motivated in the context of strong gravity theories (Sivaram and Sinha, 1977). Various arguments supported this suggestion: 1) both hadrons and Kerr-Newman black holes are characterised by three parameters (M,J,Q); 2) both have a magnetic dipole moment and a gyromagnetic ratio of two but no electric dipole moment; 3) Regge trajectories and extreme Kerr solutions have the same relationship between angular momentum and mass (J ∼ M2); 4) when classical black holes interact, their surface area can never decrease, which is analogous to the increase in cross-sections found in hadron collisions.
Of course, elementary particles cannot be black holes with normal gravity, since their Compton wavelength is much larger than their Schwarschild radius, as illustrated in Figure 1. The early models therefore assumed that gravity becomes stronger by a factor of on the hadronic scale. This requires the existence of a massive spin-2 meson and corresponds to a short-range force. If the hadronic resonances are extremal black holes, their mass and spin should satisfy , corresponding to a Regge slope of (1Gev)−2, and they should have a spectrum of masses Mn ∼ n1/2 GeV (Oldershaw, 2010).
The current proposal—explored in more detail in work with Mureika and Nicolini (
Extending the BHUP correspondence to charged black holes adds important insights. Although the Reissner-Nordstrom itself has a nearly Planckian mass and therefore cannot represent an elementary particle, adding a GUP term introduces sub-Planckian solutions. This explains why the charge cannot exceed for β ∼ 10–2, as observed for elementary particles. Similar considerations apply for spinning black holes. However, these solutions only correspond to extremal black holes if the mass is , which is too large for an elementary particle (given the allowed range of β).
These considerations must be modified if there are extra dimensions on small scales. Although there is some uncertainty in the modifications to the GUP in this case, Figure 5 shows that the extra dimensions themselves smooth the Compton-Schwarzschild transition. Furthermore, the black hole mass may be shifted down towards the hadron scale, the effective strength of gravity being increased by the extra dimensions. However, the higher-dimensional analysis has not yet been extended to the charged and rotating black holes. Extra dimensions may also play an important role in amalgamating general relativity and quantum theory, with higher-dimensional relativity permitting a classical-type interpretation of some quantum anomalies.
Statements
Data availability statement
The original contributions presented in the study are included in the article/supplementary material, further inquiries can be directed to the corresponding author.
Author contributions
This paper is the work of the author BC but also includes some review of earlier work done in collaboration with other authors.
Acknowledgments
I thank my collaborators in the work reported here: Matthew Lake, Heather Mentzner, Leonardo Modesto, Jonas Mureika, Piero Nicolini and Isabeau Prémont-Schwarz.
Conflict of interest
The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
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Summary
Keywords
Generalized Uncertainty Principle, Compton-Schwarzschild correspondence, black holes, higher dimensions, elementary particles
Citation
Carr BJ (2022) The Generalized Uncertainty Principle and higher dimensions: Linking black holes and elementary particles. Front. Astron. Space Sci. 9:1008221. doi: 10.3389/fspas.2022.1008221
Received
31 July 2022
Accepted
22 September 2022
Published
17 October 2022
Volume
9 - 2022
Edited by
Matthew J. Lake, National Astronomical Research Institute of Thailand, Thailand
Reviewed by
Kimet Jusufi, State University of Tetovo, North Macedonia
Ali Övgün, Eastern Mediterranean University, Turkey
Euro Spallucci, Universities and Research, Italy
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Copyright
© 2022 Carr.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: B. J. Carr, B.J.Carr@qmul.ac.uk
This article was submitted to High-Energy and Astroparticle Physics, a section of the journal Frontiers in Astronomy and Space Sciences
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