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ORIGINAL RESEARCH article

Front. Energy Res., 26 November 2025

Sec. Smart Grids

Volume 13 - 2025 | https://doi.org/10.3389/fenrg.2025.1688128

A neutral-point voltage balance control method for 3L-NPC converters

  • Department of Electronic Information, Hunan International Economics University, Changsha, Hunan, China

The inherent problem of neutral-point potential imbalance in three-level neutral-point-clamped (3L-NPC) converters increases the risk of overvoltage in switching devices, causes increased output harmonic content, and seriously affects the performance and safe operation of the converters. To achieve neutral-point voltage balance control, this article proposes a neutral-point voltage balance control method based on zero-sequence component injection. The proposed method has the advantage of low computational complexity and can achieve balance control of neutral-point potential under various operation conditions. Finally, the experimental results validated the correctness and effectiveness of the presented method.

Introduction

Compared with the traditional two-level inverter, the three-level neutral-point-clamped (3L-NPC) converter has the advantages of large capacity, high output voltage, and low output current harmonic content; therefore, it is widely used in new energy power generation, medium–high voltage, and high-power applications (Lewicki et al., 2024; Lee et al., 2025; Sarker et al., 2024). However, due to its topological structure, there is a problem of neutral-point potential imbalance. The neutral-point potential imbalance not only leads to increased output harmonics but also causes overvoltage damage of power devices, which affects the output performance and safety of the converter (Guo et al., 2022).

With the deepening research on the problem of neutral-point voltage (NPV) balance, some NPV balance strategies have been proposed, mainly divided into hardware balance methods and software balance methods. The former uses additional devices or circuits to balance the neutral-point potential, which requires additional hardware, such as increasing the capacitance of the DC-link capacitors or adding additional voltage equalization circuits. The hardware balance methods increase the system’s volume and maintenance costs and also reduce the power density of the system (Von Jouanne et al., 2002; Rivera et al., 2015). The software balancing scheme achieves balance control of the neutral-point potential by improving the control algorithm. Many improved pulse width modulation (PWM) techniques have been developed, which are mainly classified as space vector PWM (SVPWM) and carrier-based PWM (CBPWM) (Chen et al., 2021).

The balance scheme based on SVPWM utilizes the principle that different vectors have different effects on the neutral-point potential to achieve NPV balance (Liu et al., 2018; Jiang et al., 2020). A vector allocation factor is introduced to adjust the action time of two small vectors. It uses the opposite effect of small vectors on the neutral-point potential to achieve NPV balance (Liu et al., 2018). However, it increases the output harmonic content, and the SVPWM method involves complex trigonometric function calculation and sector judgment. The nearest triangle vectors (NTV) SVM method realizes the NPV balance by selecting proper redundant small vectors (Yamanaka et al., 2002). However, this cannot operate effectively under the conditions of high modulation index and low power factor.

The commonly used methods in CBPWM include dual-modulation signals and zero-sequence voltage injection. The former injects appropriate offset signals into the dual reference signal to generate dual-modulation signals, balancing the DC-link voltages. In Giri et al. (2017) and Giri et al. (2019), dual-modulation signals are generated to balance the capacitor voltage and eliminate its ripple. However, generation of the offset signals relies on real-time acquisition of the voltage vector angles, which involves calculation of inverse trigonometric functions and requires high computational resource overhead. Another approach to achieving NPV balance is to inject a zero-sequence voltage signal into the original modulation signals (Wang et al., 2016; Mukherjee et al., 2019). Zero-sequence voltage affects the direction and magnitude of neutral-point current, thereby achieving NPV balance. Wang et al. (2016) propose a carrier-based PWM strategy with zero-sequence voltage injected for the 3L-NPC inverter, which achieves NPV balancing by decomposing the modulation wave in a specific mode after injecting zero-sequence voltage. This method effectively expands the NPV equilibrium region, but the decomposition of modulated waves involves the calculation of many trigonometric functions, which undoubtedly increases the computational burden. In addition, this method requires prior knowledge of the load power factor, which is difficult to obtain in some practical applications. In Li et al. (2018), a triangle carrier-based discontinuous PWM (TCB-DPWM) method is proposed, which improves system efficiency. However, this method requires calculating the sign of the three-phase voltage and calculating the average neutral-point current within a switching period, which requires multiple multiplication, division, addition, and other operations on the voltage and current. In Zhang et al. (2017) and Mukherjee et al. (2019), the injected zero-sequence voltage signals are generated by a closed-loop controller, which is designed to regulate the deviation of the two DC-link capacitor voltages to be zero. However, the NPV balancing performances, such as steady-state NPV fluctuations and balancing speed, depend on the introduced discontinuity control parameter (Mukherjee et al., 2019).

Some easy-to-implement methods with relatively low computational burden have been proposed (Wan et al., 2021; Alsofyani and Lee, 2021; Wang et al., 2020). The calculation of ideal NP current (Alsofyani and Lee, 2021) and hysteresis capacitance voltage bands (Wang et al., 2020) requires prior knowledge of capacitor parameters, which may affect the performance in cases of unbalanced capacitor parameters or parameter drift caused by aging or heat. The proposed method takes into account the situation of capacitor parameter imbalance.

The neutral-point potential balance is a problem that must be addressed when applying a 3L-NPC converter. Although many scholars have proposed various solutions, most existing solutions lack low computational complexity characteristics. Therefore, this article proposes a neutral-point voltage balance control method based on zero-sequence component injection for 3L-NPC converters. Compared with most existing CBPWM schemes, the proposed method has the advantage of low computational complexity and good adaptability to operation conditions.

Materials and methods

Figure 1 shows the topology diagram of the 3L-NPC converter. C1 and C2 are the upper and lower DC-link capacitors, and u1 and u2 are the voltages of the DC-link capacitors. Each phase of the 3L-NPC converter can generate three states, which are defined as “P,” “O,” and “N.”

Figure 1
Diagram of a multi-level inverter circuit with three phases labeled A, B, and C. It includes switches S and diodes D in different sections, with capacitors C1 and C2. Currents i_c1, i_a, i_b, and i_c and voltages u1 and u2 are indicated, along with a DC voltage source V_dc.

Figure 1. Topology of the 3L-NPC converter.

Based on Kirchhoff’s current law, the averaged neutral-point current can be obtained as Equation 1:

io¯=iC1¯iC2¯=daOia+dbOib+dcOic(1)

where ix (x = a,b,c) is the phase current, and dxO {x = a,b,c} is the duty cycle of “O.” iC1 and iC2 are the currents of each capacitor.

It can be seen that the averaged neutral-point current within a switching period is the sum of the instantaneous values of the phase currents in the “O” state of the three-phase system.

NPV balance control method

This section proposes a zero-sequence voltage injection method based on the phase disposition pulse width modulation (PD-PWM) to suppress the neutral-point potential fluctuation of 3L-NPC converters. The averaged neutral-point current can be controlled by injecting zero-sequence voltage components into the three-phase modulation signals to change the duty cycle of state “O.” First, the compensation zero-sequence voltage calculation method of the proposed method is introduced. In addition, a controller is designed to achieve closed-loop control of the neutral-point potential.

The basic principles

The proposed NPV balancing method includes two key procedures:

1. Inject the zero-sequence components u0.

To improve the utilization rate of DC-link voltage, a zero-sequence component is injected into the original three-phase modulation signals. The zero-sequence voltage is designed as Equation 2:

u0=midua,ub,uc/2(2)

where ua, ub, and uc indicate the original three-phase modulation signals.

The obtained three-phase reference voltage can be expressed as Equation 3:

ua*=ua+u0ub*=ub+u0uc*=uc+u0(3)

1. Calculate umax,umid,umin and iumax,iumid,iumin.

umax,umid,umin represent the maximum, medium, and minimum values of the three-phase reference voltage, respectively, iumax is the instantaneous value of the phase current corresponding to the maximum value of the three-phase reference voltage, iumid is the instantaneous value of the phase current corresponding to the medium value of the three-phase reference voltage, and iumin is the instantaneous value of the phase current corresponding to the minimum value of the three-phase reference voltage.

umax,umid,umin are expressed as Equation 4:

umax=ul*=maxua*,ub*,uc*  la,b,cumid=um*=midua*,ub*,uc*  ma,b,cumin=un*=minua*,ub*,uc*  na,b,c(4)

iumax,iumid,iumin are expressed as Equation 5:

iumax=il  la,b,ciumid=im  ma,b,ciumin=in  na,b,c(5)

1. Calculate the compensated zero-sequence voltage ucom.

According to the proposed neutral-point potential compensation strategy in this article, calculate the required compensation zero-sequence component and inject it into the three-phase reference voltage modulation signals to achieve control of neutral-point potential balance. The final modulation voltage is expressed as Equation 6:

umax*=umax+ucomumid*=umid+ucomumin*=umin+ucom(6)

Duty cycle calculations

The calculation of the duty cycles varies under different carrier modulation strategies. This section derives the PD-PWM as an example. Under the PD-PWM modulation strategy, the modified modulation signals within each switching period exhibit the following four situations based on their amplitude, as shown in Figure 2.

Figure 2
Four diagrams labeled (a) to (d), depict voltage reference levels in relation to \( V_{dc} \) divided by 2. Each diagram shows horizontal lines at different voltage levels: yellow for \( u_{max} + u_{com} \), green for \( u_{mid} + u_{com} \), and red for \(u_{min} + u_{com} \). Dashed lines indicate triangular voltage relationships, with a consistent layout across all diagrams.

Figure 2. Modified modulation signals under PD-PWM. (a) Case I. (b) Case II. (c) Case III. (d) Case IV.

When ux*0,x=max,mid,min, the duty cycle of the “P” and “O” states is expressed as Equations 7, 8:

dxP=ux*/u1(7)
dxO=1ux*/u1(8)

When ux*<0,x=max,mid,min, the duty cycle of the “N” and “O” states is expressed as Equations 9, 10:

dxN=ux*/u2=ux*/u2(9)
dxO=1+ux*/u2(10)

Normalize the compensated modulation signals, and the corresponding duty cycles are expressed as Equation 11:

dmaxP=umax*/u1=umax+ucom/u1umax*0dmaxN=umax*/u2=umax+ucom/u2umax*<0dmidP=umid*/u1=umid+ucom/u1umid*0dmidN=umid*/u2=umid+ucom/u2umid*<0dminP=umin*/u1=umin+ucom/u1umin*0dminN=umin*/u2=umin+ucom/u2umin*<0(11)

where subscripts “P” and “N” indicate the output voltage state.

The compensated zero-sequence voltage

The averaged neutral-point current within a modulation period is expressed as Equation 12:

io¯=i=a,b,cdioii=i=a,b,c1diPdiNii=i=a,b,c1ui*Vdc/2ii(12)

It can be observed that adjusting the compensated modulated signal ux* can alter the duty cycle of the state “O” dio. Because the controlled component of the compensated modulated signal ux* solely consists of the compensated zero-sequence voltage component ucom, it can be concluded that changing ucom can modify the duty cycle of the state “O,” thereby achieving control over the averaged neutral-point current and ultimately suppressing neutral-point potential fluctuations.

The averaged neutral-point current corresponding to the four types of modified modulation signals is analyzed as Equations 1316:

1. Case I:umax*>0,umid*0,umin*0

io¯=1dmaxPiumax+1dmidPiumid+1dminNiumin=1u1umaxiumaxumidiumid+uminiumin+ucomu1iumaxiumid+iumin=id1+2ucomu1iumin(13)

2. Case II:umax*0,umid*0,umin*<0

io¯=1dmaxPiumax+1dmidNiumid+1dminNiumin=1u1umaxiumax+umidiumid+uminiumin+ucomu1iumax+iumid+iumin=id22ucomu1iumax(14)

3. Case III:umax*>0,umid*>0,umin*0

io¯=1dmaxPiumax+1dmidPiumid+1dminPiumin=1u1umaxiumaxumidiumiduminiuminucomu1iumax+iumid+iumin=id3(15)

4. Case IV:umax*0,umid*<0,umin*<0

io¯=1dmaxPiumax+1dmidPiumid+1dminPiumin=1u1umaxiumax+umidiumid+uminiumin+ucomu1iumax+iumid+iumin=id4(16)

where id1, id2, id3, and id4 are the neutral-point fluctuation currents.

The analysis reveals that the averaged neutral-point current contains compensated zero-sequence components when the compensated modulation signal is as shown in Figure 2 in Case I and Case II. The signs of three-phase modulation signals are not the same, which means that the averaged neutral-point current can be compensated and controlled by changing the compensating zero-sequence component, thereby controlling the neutral-point potential. When the compensated modulation signal is in Case III and Case IV, as shown in Figure 2, the signs of the three-phase modulation signals are the same, and the averaged neutral-point current does not contain the compensated zero-sequence component. This indicates that injecting zero-sequence components does not affect the averaged neutral-point current, thus making it impossible to control the neutral-point potential. Therefore, when using the compensation zero-sequence component injection to achieve balanced control of neutral-point potential, it is necessary to avoid the situation where the modulation signals maintain consistent polarity after injecting the zero-sequence component.

The averaged neutral-point current after injecting the compensating zero-sequence component is expressed as Equation 17:

io¯=1ua*+ucomVdc/2ia+1ub*+ucomVdc/2ib+1uc*+ucomVdc/2ic(17)

Assume that ua*>0,ub*<0,uc*<0 and ua*<ucom<maxub*,uc*, Equation 17 can be expressed as Equation 18:

io¯=ia+ib+ic+2Vdcua*ia+ub*ib+uc*ic+2ucomVdcia+ib+ic=id+icom(18)

According to (18), there are three parts included in the averaged neutral-point current: 1) The sum of the grid side currents. This component is zero in a three-phase three-line system. 2) The second part is the neutral-point fluctuation current generated by the PD-PWM modulation strategy, represented as id. This item is uncontrollable and the fundamental cause of neutral-point potential fluctuations. 3) The third part is the compensation current generated by injecting the zero-sequence component, represented as icom. The proposed method utilizes icom to compensate for the neutral-point fluctuation current id, thereby controlling the averaged neutral-point current.

The averaged neutral-point current for other modulation voltages and compensated zero-sequence voltages can be derived similarly. Therefore, the averaged neutral-point current under different situations is summarized in Table 1.

Table 1
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Table 1. The averaged neutral-point current under different situations.

To avoid the situation where the modulation signals maintain the same polarity after injecting the zero-sequence component, the compensation voltage must meet Equation 19:

maxui*<ucom<minui*(19)

According to Equations 13, 14, it can be seen that the expression of the compensating zero-sequence component is related to the sign of umid* and can be expressed as follows:

1. When umid*0, the compensation zero-sequence component is derived as Equation 20:

ucom=io¯id1u12iumin(20)

2. When umid*<0, the compensation zero-sequence component is derived as Equation 21:

ucom=io¯id2u12iumax(21)

Therefore, the control block diagram of the compensation zero-sequence component is designed as shown in Figure 3.

Figure 3
Block diagram depicting a control system with three main pathways. The upper pathway includes an arithmetic sum, labeled inputs including \(\Delta u^*=0\), and output \(e\) to a PI controller. The middle pathway includes an integral element, \(1/(Cs)\), linked to the output \(\overline{i}_o\), which is summed with input \(i_d\). The result, along with others, converges to produce output \(u_{com}\). The lower pathway involves \(u_1\), modulus operator \(sgn(u^*_{mid})\), and factor \(1/{2i_{diff}}\). The entire system is governed by equations: \(\Delta u = u_1 - u_2\).

Figure 3. Control block diagram for compensating zero-sequence component.

Where idiff is the phase current whose polarity is different from that of the other two phases, Δu=u1u2 is neutral-point potential fluctuation, sgn() is the sign function, and id is the unified expression for the neutral-point fluctuation current, expressed as Equation 22:

id=id1sgnumid*+12+id2sgnumid*12(22)

The required compensation zero-sequence component and phase current sign relationship for different neutral-point potential fluctuations are shown in Table 2. It can be concluded that the sign of the compensating zero-sequence component is related to the fluctuation of neutral-point potential and the sign of the phase current involved in generating the compensating neutral-point current. From the above derivation, the sign of the modulation signal after adding the compensating zero-sequence component determines the phase current used to generate the compensating neutral-point current. Therefore, the sign of the required compensating zero-sequence component can be obtained.

Table 2
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Table 2. The required compensation zero-sequence component and phase current sign relationship for different neutral-point potential fluctuations.

Therefore, the expression for the compensation zero-sequence component can be obtained as Equation 23:

ucom=kp1+kis·Δu·sgnΔu·iumin(23)

where kp and ki are the proportional coefficient and integral coefficient of the proportional-integral (PI) controller, respectively.

In summary, the flow chart of the proposed neutral-point voltage balancing method is shown in Figure 4.

Figure 4
Flowchart for three-phase modulation voltage. It begins with

Figure 4. Flow chart of the proposed neutral-point voltage balancing method.

Discussion

The experimental prototype of the 3L-NPC converter is shown in Figure 5, and the main parameters are listed in Table 3.

Figure 5
Internal view of an electronic converter labeled with components. The control board is at the top, the drive board is in the middle, and DC-link capacitors are on the right. The NPC three-level converter section is highlighted at the bottom left.

Figure 5. Experimental setup of 3L-NPC converters.

Table 3
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Table 3. Parameters of the experimental setup.

The experimental results of the proposed control method under unbalanced capacitance are shown in Figure 6. The experimental results showed that when there is a difference in the DC-link capacitance of the inverter, the proposed neutral-point potential balance control method can effectively balance the neutral-point potential. The corresponding total harmonic distortion (THD) values of the currents are 3.98%. The THD is smaller than 5%, which meets IEEE Std. 519-2014. The DC capacitor voltage ripple is less than 1.5 V in the steady state, indicating that the proposed method has good steady-state performance.

Figure 6
Oscilloscope waveform showing two time-based graphs. The left graph features three signals labeled \(u_2\), \(u_1\), and \(u_{ac}\) with respective divisions of 10 volts, 10 volts, and 300 volts, and a 20 amperes current labeled \(i_a\). The right graph shows the same signals with a time scale of 10 milliseconds per division and a marked total harmonic distortion (THD) of 3.98%. The signal \(u_1\) shows a value of 1.5 volts. Both graphs share identical labels and the division scales for different signals.

Figure 6. Experimental results under an unbalanced capacitance condition.

Figure 7 shows the experimental waveforms under unbalanced equivalent leakage current (unbalanced parallel resistance simulates unbalanced equivalent leakage current). The experimental results showed that when there is a difference in the equivalent leakage current of the DC-link capacitors, the presented method can also effectively balance the neutral-point potential.

Figure 7
Graph showing electrical waveforms. The left side displays u₁ and u₂ voltages and iₐ and uₐₐ signals over time at 100 milliseconds per division. The right side shows the same signals at 10 milliseconds per division.

Figure 7. Experimental results of an unbalanced equivalent leakage current condition.

Figure 8 shows the experimental results of the proposed method under unbalanced capacitance and with a power factor of 0.7. It can be observed that after applying the proposed neutral-point potential balance control method, even when the inverter operates at a non-unity power factor, it can effectively balance the neutral-point potential caused by the difference in DC-link capacitance.

Figure 8
Graph showing electrical signal fluctuations over two time scales. The left section displays signals over a 100 milliseconds per division scale, with varying voltages and currents: \( u_2 \) and \( u_1 \) at 10 volts per division, \( i_a \) at 20 amperes per division, and \( u_{ac} \) at 300 volts per division. The right section zooms into a 10 milliseconds per division scale with the same parameters. Signals display sinusoidal patterns and variations between sections.

Figure 8. Experimental results of the proposed method under unbalanced capacitance with a power factor of 0.7.

A comparison between the proposed method and other existing methods is shown in Table 4. The zero-sequence voltage injection method based on modulation wave decomposition involves the calculation of many trigonometric functions. The model predictive control (MPC) method based on virtual space vectors requires the calculation of a cost function, which has strong parameter dependence, which is not expected in practical applications. In addition, the MPC method involves the selection of weight factors. In contrast, the proposed method has a relatively smaller computational burden and is not dependent on circuit parameters.

Table 4
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Table 4. Comparison of the existing methods and the proposed method.

Conclusion

This article proposes a neutral-point potential balance control method based on zero-sequence component injection to address the issue of neutral-point potential imbalance in 3L-NPC converters. The basic principle and the compensation zero-sequence voltage calculation of the method are introduced. Based on the relationship between the averaged neutral-point current and the neutral-point potential, a neutral-point potential balance controller is designed. Finally, a 3L-NPC converter prototype is developed to verify the feasibility of the proposed neutral-point potential balance control method under the conditions of unbalanced DC-link capacitance and unbalanced equivalent leakage current. The experimental results show that the developed control method can effectively balance the neutral-point potential with hardware differences under different operating conditions, ensuring safe and stable operation of the system.

Data availability statement

The original contributions presented in the study are included in the article/supplementary material; further inquiries can be directed to the corresponding author.

Author contributions

JW: Investigation, Writing – review and editing, Writing – original draft, Validation, Methodology, Formal Analysis.

Funding

The author(s) declare that no financial support was received for the research and/or publication of this article.

Conflict of interest

The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Generative AI statement

The author(s) declare that no Generative AI was used in the creation of this manuscript.

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Keywords: three-level neutral-point-clamped converter, zero-sequence component injection, neutral-point voltage balance, NPV balance control method, compensated zero-sequence voltage

Citation: Wang J (2025) A neutral-point voltage balance control method for 3L-NPC converters. Front. Energy Res. 13:1688128. doi: 10.3389/fenrg.2025.1688128

Received: 18 August 2025; Accepted: 20 October 2025;
Published: 26 November 2025.

Edited by:

Marif Daula Siddique, Swinburne University of Technology, Australia

Reviewed by:

Ahmed Hussein, INESC TEC Institute for Systems and Computer Engineering, Technology and Science, Portugal
Nithin Kolli, North Carolina State University, United States

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*Correspondence: Jun Wang, bGlhb3poX2hpZXVAc2luYS5jbg==

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