Abstract
Despite significant effort, the development of effective vaccines inducing strong and durable T-cell responses against intracellular pathogens and cancer cells has remained a challenge. The initiation of effector CD8+ T-cell responses requires the presentation of peptides derived from internalized antigen on class I major histocompatibility complex molecules by dendritic cells (DCs) in a process called cross-presentation. A current strategy to enhance the effectiveness of vaccination is to deliver antigens directly to DCs. This is done via selective targeting of antigen using monoclonal antibodies directed against endocytic receptors on the surface of the DCs. In this review, we will discuss considerations relevant to the design of such vaccines: the existence of DC subsets with specialized functions, the impact of the antigen intracellular trafficking on cross-presentation, and the influence of maturation signals received by DCs on the outcome of the immune response.
Introduction
Vaccination is the most effective way to prevent the spread of infectious diseases. We classify vaccines into two main types: preventative or therapeutic. Preventative vaccines typically elicit generation of specific antibodies and memory B cells. They are designed to block the spread of infection through these humoral immune responses (). Alternatively, therapeutic vaccines are designed as a treatment to eradicate the cause of disease. Therapeutic vaccines are typically intended to activate or induce cytotoxic antigen-specific CD8+ T cells to eliminate virally infected cells or cancer cells. There are many conditions for which vaccination has diminished the devastating effects of disease, and the discovery of these vaccines has largely resulted from successful trial and error. However, there are many diseases for which no vaccine exists; e.g., human immunodeficiency virus, hepatitis C, malaria, and cancer. It is likely that cytotoxic CD8+ T-cell activity will be required to protect patients from these chronic conditions. For this reason, efforts are required to develop carefully designed therapeutic vaccines that will derive from our increasing understanding behind the mechanisms of the human immune system. Dendritic cells (DCs) are the antigen-presenting cells that initiate and direct adaptive immune responses, and thus are critically important in our consideration of vaccines designed to induce cellular immunity.
DCs induce and regulate immunity against pathogens, and tolerance against self-antigens and commensal microorganisms (–). In their immature state, DCs reside in the periphery where they are situated to recognize and capture antigens. Upon receiving an activating stimulus, DCs migrate to lymphoid organs whereby they present processed peptides derived from captured antigens to T cells in the context of major histocompatibility complex (MHC) class I or II (). The immune response initiated by the DCs is dependent upon the context in which the antigen was captured. DCs induce tolerance under steady-state conditions, in the absence of infection or inflammation – generally in this case it is self-antigens that are processed and presented. The exact nature and state of tolerogenic DCs remain elusive. However, there is an increasing body of evidence suggesting that microenvironmental signals condition DCs to become tolerogenic (). In this process, beta-catenin activation appears to play a central role (–), although other mechanisms also contribute to tolerance induction (). In the presence of inflammatory signals, such as microbial products, proinflammatory cytokines, and other endogenous signals, DCs undergo a process called maturation. DC maturation is associated with dramatic functional and morphological changes that lead to an optimized ability to initiate T-cell immunity. It is characterized by an increase in cell surface expression of MHCI and MHCII molecules and accessory/costimulatory molecules, increased antigen processing, and induction of specific cytokine production (). Maturation depends on both the nature of the stimuli and its extent and combination (). Additionally, the DC compartment is diverse and contains different cell types with both conserved and unique functions and specialties. Indeed, different DC subsets possess different capacity for antigen presentation, cytokine production, and microbial sensing (). Thus, it seems that different types of immune responses are initiated by specialized DC subsets.
The critical role of DCs to activate CD8+ T cells makes them an attractive target for vaccination against intracellular pathogens and diseases for which cellular immunity seems to be a crucial part of the immune response. One approach is cell-based immunotherapy with ex vivo generated DCs loaded with antigens (). This approach however is laborious and expensive, and thus far clinical results have been limited. Another more promising approach to direct DCs involves selective targeting to DC-specific endocytic receptors by monoclonal antibody coupled or fused to a desired antigen. These complexes are internalized by the DCs, trafficked through the intracellular vesicular system, processed, and the antigenic peptides are loaded onto MHC and presented to T cells (, ). In mice, in the presence of adjuvant, these antigen–antibody conjugates induce robust immune responses (). However, in the absence of adjuvant, these conjugates can promote a tolerogenic state (). This in situ targeting strategy is in its infancy in human patients. The first clinical trials to evaluate this vaccine approach are in progress and their preliminary results are encouraging (–). Recent progress in understanding the biology of DCs should further help with optimization of a DC-targeted vaccine strategy: (1) identification of the human DC subsets with superior capacity at initiating CD8+ T-cell responses if any, (2) selection of the receptors based on expression pattern to target the desired DC subset(s), and also their ability to deliver antigen to intracellular compartments for processing and loading on MHC and (3) choice of the adjuvant(s) to induce the desired immune response. In this review, we will discuss the issues relevant to human vaccination through in vivo DC targeting: the existence of multiple DC subsets with specialized functions, how DCs handle external antigen for presentation on MHCI and the intracellular targeting that induces optimal immune responses, and finally the role of DC maturation signals in orchestrating the immune outcome.
Dendritic Cell Subsets
Increasingly it has become apparent that there exists a division of labor among DC subsets in both mice and in humans (, , ). The number of DC subsets identified, and the functional studies performed both in vivo in mice and in vitro using isolated DC subsets from humans yield evidence for specialization in T-cell priming and induction of immune responses, although the functions of the different DC subsets can partially overlap.
While the mouse DC network has been quite well characterized, until recently thorough studies with human blood DCs have been difficult due to their paucity in the blood and the difficulty to access human tissues. However recent genome-wide expression profiling studies helped identify the potential human counterparts to the mouse DC subsets (, ).
Human and mouse DCs can be divided in two main subsets: plasmacytoid DCs (pDCs) and conventional/myeloid DCs (mDCs) (Figure 1). pDCs play a crucial role against viral infection by producing vast amounts of type I interferon in response toll-like receptors (TLR) 7 and 9 and intracellular sensor triggering (). pDCs have been shown to be rather poor at antigen presentation in comparison to mDCs (–), although recent studies suggest that efficient antigen delivery to pDCs via endocytic receptors can lead to robust presentation on both MHCI and MHCII (–). However, the influence of antigen presentation by pDCs in vivo has yet to be understood. Additionally, in mice there is evidence that suggest pDCs play a major role in the generation of tolerance (, ). Whether this is true for human pDCs is still unknown.
Figure 1
Human mDCs can be divided into two main subsets based on the surface markers BDCA1/CD1c or BDCA3/CD141. A transcriptional comparison of mDCs has shown genetic similarity between human BDCA1+ DCs and BDCA3+ DCs from various tissues to murine CD11b+ and CD11b− DCs, respectively (
Finally, the human equivalent of mouse inflammatory DCs was recently identified (
One limitation of the studies aimed at characterizing the functional capacity of human DCs is that they are performed in vitro using T-cell lines or memory T cells. These assays permit to evaluate the DCs’ capacity for antigen presentation. However, other factors are also important for DC function in vivo and priming of immune responses. The enhanced capacity of LCs to prime CD8+ T-cell responses may at least partially result from their ability to express IL-15 upon maturation (59, 60). The costimulatory molecule CD70 also promotes the priming of CD8+ T-cell responses and the generation of CD8+ T-cell memory (61–63). CD70 has been found to be expressed on LCs and all three blood DCs subsets upon maturation [(64, 65); Delamarre, personal communication]. Finally, DC function may depend on environmental cues, resident BDCA3+ DCs constitutively produce IL-10, possibly in a vitamin D3-dependent manner, and thus mediate T-cell tolerance rather than immunity at steady-state (66). Granulocyte–macrophage colony stimulating factor (GMCSF) has recently been shown to enhance the cross-presentation capacity of mouse CD11b− CD8α+ DCs (67, 68).
Based on our current knowledge, there is no strong rational for the targeting of one DC subset over another to prime CD8+ T-cell responses in humans. Further in vivo studies are needed to identify the DC subsets if any that are specialized in cross-priming of CD8+ T cells. In this effort, it would be useful to better characterize DC subsets in non-human primates which appear to possess subpopulations of DCs that are similar to those present in humans (69) and therefore would be a more relevant model to humans than mice. Additionally, engagement of multiple DC subsets has been suggested to be important in generating a broad and potent T-cell response (70). For this reason, it may make sense to target a broad spectrum of DC subsets rather than a single DC subset.
Antigen Cross-Presentation Pathways
In the design of rational DC-targeted vaccines, there are important considerations related to the delivery of antigen to DCs and the downstream processing of antigen by DCs. Delivery of antigen to DCs is essential to generate strong and prolonged T-cell responses. DCs are able to non-specifically phagocytose and macropinocytose pathogen-associated antigen and can also uptake antigen more specifically via lectin receptors, Fcγ receptors, and scavenger receptors (
DC subsets express different pattern of endocytic receptors and therefore the choice of receptor will determine which DC subsets are delivered antigen (Table 1). The choice of receptor also matters for other reasons. Some receptors can trigger DC maturation and induce immune responses of various natures as further discussed in the next section. In addition, they determine antigen intracellular trafficking that impacts antigen fate (
Table 1
| Receptors | Expression by DCs | Expression by other cells | Intracellular routing | DC activation | MHCI cross-presentation | MHCII presentation |
|---|---|---|---|---|---|---|
| CD11c | BDCA1+, BDCA3+, CD14+, LC, inflam. DC | Mono/MØ, neutrophil | Early endosome | No | +++ (Peptide) | ? |
| CD32 | BDCA1+, BDCA3+, CD14+, LC, inflam. DC, pDC | B, mono/MØ, NK, endothelial, neutrophil | Lysosome | Yes | +++ (Protein) | +++ (Protein) |
| CD40 | BDCA1+, BDCA3+, CD14+, LC, inflam. DC, pDC | B, mono/MØ, endothelial | Early endosome | Yes | +++ (Peptide) | +++ (Peptide) |
| +++ (Protein) | +++ (Protein) | |||||
| CD205 | BDCA1+, BDCA3+, CD14+, LC, inflam. DC, pDC | B, mono/MØ, T, endothelial | Lysosome | No | ±(Peptide) | ±(Peptide) |
| +++ (Protein) | +++ (Protein) | |||||
| CD206 | BDCA1+, CD14+, inflam. DC | Mono/MØ, epithelial | Early endosome | No | + (Peptide) | +++ (Protein) |
| +++ (Protein) | ||||||
| CD207 | LC | – | Birbeck granules | No | −(Virus) | +++ (Protein) |
| +++ (Virus) | ||||||
| CD209 | CD14+, inflam. DC, pDC | Mono/MØ | Early endosome/lysosome | No | +++ (Protein) | +++ (Protein) |
| DNGR1 | BDCA3+ | – | Early endosome | No | +++ (Peptide) | +++ (Protein) |
| +++ (Protein) | ||||||
| Dectin-1 | BDCA1+, CD14+ | Mono/MØ | ? | Yes | +++ (Protein) | ? |
| DCIR | BDCA1+, LC, CD14+, pDC | B, mono/MØ | Early endosome/lysosome | No/suppressive? | +++ (Protein) | ? |
Expression, intracellular localization, and ability to deliver antigen to MHCI and MHCII pathways of selected endocytic receptors and antigen.
Receptor selection for targeting DCs depends on four criteria: (1) whether the receptor is widely expressed among DC subsets, (2) whether other subsets of cells express the receptor, (3) upon internalization, where the receptor is trafficked, and finally (4) whether binding of this receptor activates DCs (
Two main intracellular pathways for the cross-presentation of exogenous antigen on MHCI have been reported. They are referred to as the “cytosolic” and “vacuolar” pathways (Figure 2) (81, 82).
Figure 2

MHCI cross-presentation pathways of captured antigens. Antigen captured by DCs has different potential fates. Antigens destined for cross-presentation on MHCI have two different intracellular routes. Antigen can be transported from the endocytic vesicles to the cytosol to access the classical MHCI pathway involving proteasomal degradation and transport into the ER or back into the endosomal compartment for loading onto MHCI. The second pathway results in degradation and loading directly in endosomal compartments before peptide–MHCI complexes are transported to the plasma membrane. Modified from Delamarre and Mellman (
From extensive work with human and mouse DCs, the “cytosolic pathway” appears the most predominant pathway. It is proteasome-dependent, and therefore requires that internalized proteins escape the intracellular trafficking pathway and access the cytosol, where they are processed by the proteasome and transported into the ER and possibly in endocytic compartments by TAP1/2 transporters for loading onto MHCI (83–85). The molecular mechanism underlying transport of antigen from endocytic compartments to cytosol remains largely unknown. No specific transporter has been identified yet, despite substantial efforts from different laboratories. A role of the ER-associated degradation (ERAD) machinery has been suggested in antigen export to the cytosol (86, 87). Consistent with this finding, the recruitment of ER-resident proteins to the phagosomes, via the ER molecule Sec22b, is required for cross-presentation (88). Regardless of the exact mechanism, antigen transfer to the cytosol is rate-limiting to antigen access to the MHCI pathway. When the antigen actively gains access to the cytosol using listeriolysin O or a fusogenic virus, cross-presentation is 10-fold more efficient (
The “vacuolar pathway” is dependent upon lysosomal proteolysis by cathepsins and IRAP (90, 91) and independent of the proteasome and TAP1/2 transporters. Exogenous antigens are degraded directly in endocytic compartments by lysosomal proteases and trimmed for loading onto MHCI.
The reason why certain antigens are cross-presented by one pathway rather than the other is unknown. The nature and the form of the antigen, and the ability of the proteolytic environment to generate MHCI epitopes are certainly contributing factors (90). Maybe counter intuitively, antigen intracellular targeting does not appear to influence the intracellular-processing pathway for cross-presentation in human blood DCs as cross-presentation of antigen required proteasomal processing independently of its intracellular targeting (79).
A feature essential to the ability of DCs to efficiently present antigens on MHCI and MHCII is their reduced ability for endosomal degradation. Although proteolysis is essential to the generation of MHC peptides, too much proteolytic activity leads to complete protein degradation into amino acids. Indeed, DCs are distinguished from other phagocytic cells (e.g., macrophages) by a remarkably low expression level of lysosomal proteases and a high lysosomal pH (92–94). The antigen susceptibility to degradation even by these reduced levels of proteases is a determinant factor to the efficiency at which MHCII–peptide complexes can be generated (95). Studies performed with murine DCs suggest that the MHCI pathway may be even more sensitive to lysosomal degradation. Indeed, inhibition of lysosomal proteases promotes antigen cross-presentation (96, 97). Murine CD11b− CD8α+ DCs, which exhibit an increased ability for cross-presentation in comparison to the CD11b+ CD8α− DCs, also generate high levels of reactive oxygen species in a NOX-2-dependent fashion so that their endocytic compartments stay at a more alkaline pH, thereby limiting antigen destruction (98). In addition, this phenomenon may also act to weaken or disrupt the vesicular membrane (99). As a result, antigen transport in the cytosol is increased. In addition, CD11b− CD8α+ DCs also have higher levels of lysosomal inhibitors and lower levels of lysosomal proteases than CD11b+ CD8α− DCs (
Finally, recent studies from our group and others suggest that both early and late endosomal compartments are capable of serving as antigen portals for cytosolic entry and cross-presentation. However, early endosomal compartments appear to be far more efficient for some antigens. This is not dependent on internalization levels, but rather the low proteolytic activity of early endosomes (
Collectively, the data reviewed in this section indicate that targeting receptors for antigen delivery to DCs can promote CD8+ T-cell responses by increasing the amount of antigen delivered to the desired DC subset(s). It can also enhance antigen presentation by controlling its intracellular routing and degradation, and extend antigen cross-presentation to DCs that might not be optimally equipped.
Adjuvant
In absence of stimulation at steady-state DCs can induce tolerance. Antigen inoculation in absence of adjuvant leads to T-cell anergy or T-cell deletion (
The use of the mouse model to study and select adjuvants for human vaccine is limited because the pattern of expression of PRR can significantly differ between the two species. Because non-human primates express a similar repertoire of TLRs on immune cells to humans, they are a more relevant model to evaluate adjuvant effects (120, 121). While most adjuvants can induce antibody responses, generation of CD8+ T-cell immunity has proved particularly difficult (122). Immunization studies in non-human primates showed that Poly ICLC which stimulate multiple PPRs (TLR3, RIG-I, and MDA-5) and TLR7/8 agonists are currently the most potent known adjuvants for induction of T helper 1 and CD8+ T-cell responses (123–126). Poly ICLC and TLR7/8 agonist are the only TLR ligands capable of inducing both IL-12 and type I interferon, which are required for efficient cross-priming (
The co-delivery of adjuvant and antigen to DCs is critical for the priming of the immune response. Co-delivery has been realized by coupling antigen to adjuvant (127–129), fusing antigen to protein adjuvant, or co-encapsulation in particles (130–132), and has lead to significant increase in the magnitude of the immune responses and a better quality immune response (127). This enhanced T-cell priming may result from multiple effects: increased antigen uptake, altered intracellular routing, increased stability of the TLR agonist. The adjuvant effect may be even better achieved if the adjuvant and the antigen co-localize in the same endosomal compartments, as TLRs control MHCII presentation only in the compartments in which they are present (133, 134). Another benefit of coupled vaccines may be the local retention of the adjuvant at the site of injection, and thus the reduction of their toxicity. Indeed, free TLR agonists rapidly leave the site of injection and induce systemic innate responses resulting in high levels of serum cytokines (114). A more direct and controlled approach to reduce unwanted systemic effects of TLR agonists is to engineer their targeted delivery to DCs, although it might affect adjuvant effectiveness if activation of bystander cells contributes to the immune response (70, 118). Delivery of poly ICLC and TLR7/8 agonists through DEC205 or CD209 enhances DC activation and CD8+ T-cell response in mice. Moreover, potent CD8+ T-cell responses can be achieved with doses of adjuvant that do not induce toxic high serum cytokine levels (132).
Receptors other than TLRs have been shown to trigger DC activation. They are attractive due to their stimulatory capacity and their endocytic capacity that offer the potential of using a single molecule to deliver both antigen and activation signal to DCs. Dectin-1, a receptor involved in anti-fungal immunity, is a syk-coupled C-type lectin receptor that stimulate DC through its ITAM-like domain (112). Antigen delivery to human monocyte-derived DCs and BDCA1+ DCs through Dectin-1 leads to enhanced MHCI cross-presentation and cell activation in vitro (135, 136). However, mouse immunization studies suggest that Dectin-1 may be more potent at priming CD4+ T-cell responses than CD8+ T-cell responses (137). A more promising receptor may be the CD40 receptor, which is expressed by all DC subsets. Not only does it efficiently deliver antigen to the MHC presentation pathways in DCs (
Conclusion
Recent advances in DC biology and the mechanisms controlling adaptive immune responses have offered new insights for the rational design of novel vaccines. Immunization studies in mice indicate that there is a clear benefit to the targeting of antigens to DCs. A major challenge, however, remains to translate this approach developed in mice to humans. The preliminary data obtained from the first clinical trials testing vaccines targeting DEC205 (CDX-1401, Celldex) and mannose receptor/CD206 (CDX-1307, Celldex) indicate that this strategy can elicit immune responses (
Another challenge specific to the therapeutic treatment of cancer and maybe persistent viral infection is that they developed mechanisms to evade immune clearance by impairing T-cell function (146). The presence of these suppressive factors may limit vaccine efficacy, and combination of a vaccine with immunomodulatory molecules to neutralize inhibitory signals may be necessary to produce effective T-cell immune response.
In spite of these challenges, we view the present as an exciting time to study vaccine development and foresee that continuing to design DC-based therapies will allow us to prevent and treat many of the major illnesses for which no vaccine currently exists.
Statements
Acknowledgments
The authors thank Allison Bruce (Genentech) for excellent assistance with artwork.
Conflict of interest
Lélia Delamarre is an employee of Genentech, and hence declares a competing financial interest. Lillian Cohn declares no conflict of interest.
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Summary
Keywords
dendritic cells, MHC class I, CD8+ T cells, vaccination, adjuvants, immunologic
Citation
Cohn L and Delamarre L (2014) Dendritic Cell-Targeted Vaccines. Front. Immunol. 5:255. doi: 10.3389/fimmu.2014.00255
Received
05 February 2014
Accepted
15 May 2014
Published
30 May 2014
Volume
5 - 2014
Edited by
Marianne Boes, University Medical Centre Utrecht, Netherlands
Reviewed by
Masaaki Murakami, Osaka University, Japan; Joke M. M. Den Haan, VU University Medical Center, Netherlands
Copyright
© 2014 Cohn and Delamarre.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Lélia Delamarre, Genentech, MS#231, 1 DNA way, South San Francisco, CA 94080, USA e-mail: delamarre.lelia@gene.com
This article was submitted to Antigen Presenting Cell Biology, a section of the journal Frontiers in Immunology.
Disclaimer
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