Abstract
Background: Allogeneic hematopoietic stem cell transplantation (allo-HSCT) following chemotherapy is part of standard treatment protocol for patients with acute myeloid leukemia (AML). FUS-ERG+ AML is rare but has an extremely poor prognosis even with allo-HSCT in remission, possibly due to its a leukemia stem cell (LSC)-driven disease resulting in chemotherapy resistance and a novel therapy is urgently required. It has been reported that FUS-ERG-positive AML expresses CD123, a marker of LSC, in some cases. CD123-targeted CAR T cell (CART123) is promising immunotherapy, but how to improve the complete remission (CR) rate and rescue potential hematopoietic toxicity still need to explore.
Case Presentation: We used donor-derived CART123 as part of conditioning regimen for haploidentical HSCT (haplo-HSCT) in a patient with FUS-ERG+ AML who relapsed after allogeneic transplantation within 3 months, resists to multi-agent chemotherapy and donor lymphocyte infusion (DLI) and remained non-remission, aiming to reduce these chemotherapy-resistant blasts and rescue potential hematopoietic toxicity. The blasts in BM were reduced within 2 weeks and coincided with CAR copies expansion after CART123 infusion. The patient achieved full donor chimerism, CR with incomplete blood count recovery, and myeloid implantation.
Conclusion: Our results hints that CART123 reduces the chemotherapy-resistant AML blasts for FUS-ERG+ AML without affecting the full donor chimerism and myeloid implantation.
Introduction
Allogeneic hematopoietic stem cell transplantation (allo-HSCT) is part of standard treatment protocol for patients with high-risk acute myeloid leukemia (AML). In some cases, however, even allo-HSCT in remission still could not overcome the poor prognosis, FUS-ERG+ AML patients are one of them (β). FUS-ERG fusion gene is formed by the translocation t(16;21) (p11;q22), which is a rare reciprocal chromosomal change. This translocation has been most frequently reported in AML, with an incidence of 1% (). To date, more than 100 patients with FUS-ERG+ AML have been described in patients from 1 to about 60 years of age, of which most are children (β, ). In childhood, FUS-ERG+ AML patients who achieved MRD-negative showed no significant difference in event-free survival (EFS) compared to that of MRD-positive, possibly due to its a leukemia stem cell (LSC)-driven disease and cannot be successfully eradicated with current treatment protocol (). Moreover, 4 years EFS of FUS-ERG+ AML is 7%, while the high-risk group is 45%, indicating an inferior prognosis of FUS-ERG+ AML (). Furthermore, the FUS-ERG+ AML patients with leukemia burden before transplantation even had a poorer prognosis than those with complete remission (CR) (). Thus, these patients urgently require novel forms of therapy.
Until now, CD123 positive in FUS-ERG+ AML patients was reported in several studies (, β). CD123 is expressed in 40β93% of patients with AML and is one of the significant markers of LSC when expressed at meager amounts or not found in healthy CD34+ hematopoietic cells (, ). Given increased research on LSC in the past two decades, researchers found that LSC is quiescent for a long time and the possible origin of leukemic blasts, which represent critical factors for chemotherapy resistance (). This finding makes CD123 one of the most promising targets for AML treatment. Also, CD123 is generally expressed in some myeloid progenitor cells, monocytes, plasmacytoid dendritic cells (pDC), basophils, and endothelial cells (, ).
Chimeric antigen receptor (CAR) T cell targeting CD19 have demonstrated remarkable potential in B cell malignancies (β). At present, research on CAR T cell for the treatment of AML has drawn considerable attention worldwide. Preclinical data have revealed several targets, such as CD44v6, FRΞ², CD38, FLT-3, CD7, and CLEC12A. Targets, such as Lewis Y, CD33, CD123, and NKG2D-ligands, have been applied to clinical trials (). To date, several groups have reported different clinical results of CD123-targeted CAR T cell (CART123). The first patient who received CART123 achieved a partial remission (PR) (). Researchers from Cellectis recently reported two patients treated with UCART123, and both patients rapidly developed severe cytokine release syndrome (CRS) and capillary leak syndrome (CLS), one of whom died (). The clinical results of βbiodegradableβ T cells that were electroporated with anti-CD123 CAR mRNA revealed no anti-tumor effect and toxicities other than fever or CRS (). Although the outcome of Budde L's study exhibited that the hematopoietic toxicity of CART123 is quite limited, the CR rate is still needed to be improved (). From the preliminary clinical results of CART123, the efficacy is much lower than that of CD19-targeted CAR T cell (CART19), possibly due to the specificity of targets. Therefore, the efficacy of CART123 remains to be improved. Considering the poor prognosis of FUS-ERG+ AML patients, a stronger treatment should be given.
Although a high objective response rate was achieved after CART19, the high relapse rate remains the major problem (β). It is gratifying that remission induced by CAR T cell can be consolidated by allo-HSCT (β). Therefore, CAR T cell is more likely to be a mean of bridging transplantation to enhance the efficacy of transplantation by eliminating tumors. Moreover, it can't be ignored that preclinical studies have demonstrated that CART123 causes severe cytopenia, and allo-HSCT could rescue the hematopoietic toxicity caused by CART123 in a mouse model (, ). Taken together, donor-derived CART123 was selected as part of conditioning regimen for haplo-HSCT to treat a patient with FUS-ERG+ AML relapse after allo-HSCT.
Case Presentation
Background of Patient
A 25-year-old male was diagnosed with AML-M2 1 year ago, according to the French-American-British classification. Bone marrow (BM) morphology revealed 62.2% blasts, and peripheral blood (PB) was manually sorted by 39% blasts. The morphology examination exhibited megakaryocyte dysplasia, erythrophagocytosis, vacuolation in both cytoplasm and nucleus in leukemia cells in BM (Figures 1AβD).
Figure 1
Immunophenotyping by flow cytometry (FCM) analysis revealed positive results for CD34, CD38, HLA-DR, CD13, CD33, CD15, CD64, CD11b, CD56, CD117, CD123, MPO, and CyCD3 in BM. His karyotype showed 46, XX, t(4;8) (q28;q24.1,t(16;21) (p11.2;q22) () /46, XY () (Figure 1E). The FUS-ERG fusion gene was positive at 21.96% quantitatively in BM. He received induction chemotherapy DA (daunorubicin, cytarabine) and reinduction MA (mitoxantrone, cytarabine) and achieved CR. Then, he received two cycles of chemotherapy MA and IDA (idarubicin, cytarabine) and achieved minimal residual disease (MRD) negative by FCM. He received a human leukocyte antigen (HLA)-matched unrelated donor allo-HSCT after cyclophosphamide and total body irradiation (TBI) as preconditioning followed by Cyclosporine A (CsA), mycophenolate mofetil (MMF), basiliximab and short-term Methotrexate (MTX) for prophylaxis of graft-vs-host disease (GVHD). He achieved MRD-negative CR 1 month after HSCT but relapsed 2 months later.
Then, he successively received DCAG (decitabine, cytarabine, aclacinomycin, G-CSF), DMA (decitabine, mitoxantrone, Ara-c), and CLAG (cladribine, Ara-c, G-CSF) combined with donor lymphocyte infusion (DLI) and achieved transient CR with MRD positive. He developed an anal fissure and perianal abscess, and the infection was controlled by anti-infective therapy. He subsequently relapsed 1 month later with central nervous system leukemia (CNSL) and was administered four cycles of Ara-c, MTX, and DXM by intrathecal injection and CLAG + DLI. CNSL was controlled, but the disease progressed (Figure 2A).
Figure 2
Treatment of a Patient With CART123 as Part of Conditioning for Haplo-HSCT
The patient received reduced-intensity conditioning (RIC) regimen of TVFB (therarubicin 60 mg on d1 and 40 mg on d2-3; teniposide 200 mg on d1 and 150 mg on d3 and d5; fludarabine 50 mg on d1-5; and busulfan 3 mg/kg on d6-8) and CART123 1 day after preconditioning. The total infused CART123 was 1.1 Γ 108 cells, and 9 Γ 107 cells (CAR+ 80.2%) were CAR+ cells (1 Γ 106/kg). This second-generation CAR consisted of anti-CD123 single chain fragment variable (scFv), CD8a hinge region, CD8 transmembrane domain, 41BB costimulatory domain, and CD3ΞΆ cytoplasmic region. Truncated human Epidermal Growth Factor Receptor (EGFR) polypeptide (tEGFR) was integrated with CAR gene through a P2A peptide (Figure 3A). The viability was 89.0%, and the CD4+/CD8+ ratio was 1.81. Of the infused cells, 98.2% were CD3+ cells principally composed of the CD8+ subset (30.2%) and CD4+ subset (54.7%), and 8.43% and 90% of CAR+ cells were characterized with the central memory phenotype (CD45RO+/CD62L+) and effect memory phenotype (CD45RO+/CD62Lβ), respectively (Figure 3B). Both the stem cells and the CAR T cells were from his father, who exhibited a 5/10 HLA loci matching and ABO incompatibility with the patient. Subsequently, 4 days after CART123 infusion, anti-thymocyte globulin (ATG; 2.5 mg/kg/d 3d) was administrated for prophylaxis GVHD. However, during the second infusion of ATG, the patient developed tachypnea, tachycardia, and persistent hypoxemia. Given these serious side effects, the third-day infusion of ATG was canceled. Instead, the prophylactic regimen is adjusted to basiliximab (20 mg/d; days 0, 4, and 8), CsA, MTX (0.33g d1 0.02g d3, 6), mycophenolate mofetil (MMF; 1.8g 1/day 1.5g 1/night), and ATG (2.5 mg/kg/d 2d). Granulocyte colony-stimulating factorβmobilized peripheral blood stem cells (G-PBSC) was infused (mononuclear cells 11.77 Γ 108/Kg, CD34+ 4.8 Γ 106/Kg, CD3+ 4.1 Γ 108/Kg) 6 days after CART123 infusion. Considering the potential hematopoietic toxicity of CART123, the second infusion of PBMC will be performed to promote implantation if the hematopoietic system remains unrecovered within about 14 days (Figure 2C).
Figure 3
Response to Treatment
The blasts in BM decreased from 40.8 to 10.3% by FCM 6 days after CART123 infusion and decreased from 38 to 8% by morphology 14 days after CART123 infusion. On day 18, the second donor engraftment achieved 97.7% in BM. Although G-CSF was administrated to promote implantation from day 6, the hematopoietic system remains unrecovered until day 16. Thus, cyclophosphamide (4150mg) was administered as conditioning regimen and G-PBSC was infused again on day 18 and day 19 (mononuclear cells 14.28 Γ 108/Kg, CD34+ 4.74 Γ 106/Kg, CD3+ 4.44 Γ 108/Kg). On day 32, blasts in BM were 0.5, 0.05, 0.042, and 0.02% by morphology, FCM, Wilms tumor-1 (WT1) and FUS-ERG detection, respectively. Compared to the first allo-HSCT, the second allo-HSCT was conducted in non-remission status using a RIC regimen, indicating the anti-leukemic activity of CART123. The patient achieved myeloid implantation on day 42 but was not weaned from platelet (PLT) and red blood cell (RBC) transfusion (Figures 2A,B).
Expansion of CAR T Cell
The proportion of T lymphocytes (CD3+, CD4+, and CD8+) in PBMC was significantly increased after CART123 infusion. Then, T cells were sharply reduced after the administration of medications, such as methylprednisolone, ATG, and basiliximab (Figure 3C). Direct evidence of CART123 amplification was detected by qPCR (Figure 3D).
Toxicities and Side Effects
CRS
The patient developed a fever (>39Β°C), hypotension (92/58 mmHg) and pneumonia within 24 h after infusion, and these effects were evaluated as grade 3 CRS. He was immediately administered tocilizumab, a pressor agent and empirical anti-infective therapy. Assessment of cytokines in serum revealed an increasing trend for IL-6 and IFN-Ξ³, and the effects in IL-6 was most obvious. Four days later, dyspnea, progressive pneumonia, and fever persisted (up to 41Β°C), and these features were evaluated as grade 4 CRS. The changing trend of C-reactive protein (CRP), lactate dehydrogenase (LDH), and body temperature was consistent with the level of cytokines and the clinical symptoms of the patient. Considering that tocilizumab on days β5 (240 mg) and β3 (400 mg) was invalid, methylprednisolone was administered from days β2 to 8 (day 4β7: 2 mg/kg for the first dose, 1 mg/kg q12h; d8-10: 2 mg/kg q12h) and the dose was gradually decreased. CRS was rapidly controlled after the infusion of methylprednisolone and ATG, with the decline of CRP, LDH, body temperature, and IFN-Ξ³ (Figures 4AβC).
Figure 4

Trends of serum cytokines, body temperature, and major blood biochemical indexes after CART123 infusion. (A) Cytokines changed after CART123 infusion. Serum cytokine levels were measured at the indicated time points before or after CART123 and PBSC infusions. (B) Changes in body temperature after CART123 infusion. (C) Changes in CRP and LDH levels after G-PBSC infusion. (D) Changes in Cre, TBiL, DBiL, and ALT levels after G-PBSC infusion. CART123, CD123-targeted chimeric antigen receptor (CAR) T cell; PBMC, peripheral blood mononuclear cell; IL, interleukin; IFN, interferon; TNF, tumor necrosis factor; CRP, C-reactive protein; ALT, Alanine transaminase; aGVHD, acute graft-vs-host disease; CsA, Cyclosporine A; MMF, mycophenolate mofetil; GC, glucocorticoids; UCB-MSC, umbilical cord blood mesenchymal stem cells; DIC, disseminated intravascular coagulation; LDH, lactate dehydrogenase; Cre, creatinine; TBiL, total bilirubin; DBiL, direct bilirubin.
Infections
The patient has an anal fissure before transplantation, and then it progressed to anal fistula with perianal infection after transplantation. However, the perianal infection caused repeated sepsis and pneumonia. Intermittent fevers occurred and were accompanied by sharp elevations in CRP and LDH after allo-HSCT. Repeated anti-infective, symptomatic and supportive treatment was administered to the patient and exhibited effective results. On day 28, he developed disseminated intravascular coagulation (DIC) due to infection and was controlled by the symptomatic treatment (Figure 4C).
GVHD
On day 32, after CRi was achieved, he soon developed fever, vomit, stomachache, and severe diarrhea. Total bilirubin (TBiL) progressively increased, mainly direct bilirubin (DBiL). He was diagnosed with aGVHD and administered by CsA, glucocorticoids (GC), MMF, basiliximab, tacrolimus, and maraviroc were successively for the treatment of aGVHD. On day 48, a total number of 7 Γ 107 umbilical cord blood mesenchymal stem cells (UCB-MSC) were administered for the treatment of aGVHD. Finally, he was diagnosed with grade IV aGVHD involving liver and gut. In the final stage, creatinine increased progressively, reflecting the deterioration of renal function. Unfortunately, the patient died of aGVHD, severe pneumonia, intestinal obstruction, and multiple organ failure on day 56 (Figure 4D).
Discussion
Still, relapse after allo-HSCT remained a ticklish question (
Numerous reports suggested that second allo-HSCT may produce a better prognosis for patients with favorable performance status, remission at the time of the second transplant and most importantly, a long interval between initial transplant and relapse (
CRS is the most common adverse effect after CAR T cell treatment, with an incidence ranging from 18 to 100% while severe CRS from 8 to 46% in the previous major CART19 clinical studies (
However, the patient developed several complications after allo-HSCT, including infections, poor graft function (PGF), and GVHD, which closely related to his disease status. Park et al. (57) showed that the presence of grade β₯3 CRS was a factor independently associated with any infection especially bloodstream infection, but whether tocilizumab or corticosteroids used to treat high-grade CRS increases the risk of infection independent of CRS remain unknown. Also, Hill et al. (58) demonstrated most infections occurred early after CAR T cells infusion and CRS severity was the only factor after CAR T cells infusion associated with infection in a multivariable analysis. Tocilizumab has been shown to confer increased risk of cytopenias and infections in patients with rheumatoid arthritis (59). Until now, although both corticosteroids and/or tocilizumab may increase infection risk in patients with severe CRS (58), further study will be required.
PGF, which can be a life-threatening complication, occurs in 5β27% of patients after allo-HSCT (60β63). The patient experienced a primary PGF after allo-HSCT. He achieved full donor chimerism and myeloid implantation while presented with thrombocytopenia and erythropenia associated with a hypercellular marrow after transplantation. The occurrence of PGF in this patient after allo-HSCT may be related to major ABO incompatibility, HLA mismatching, GVHD, the RIC regimen, and septicemia, according to previous studies (61, 63β66). Moreover, CART123 remained detectable 14 days after CART123 infusion. Although the persistence of CART123 is short, it is consistent with the reduction in tumor burden and the occurrence of CRS. It may be due to the use of ATG and basiliximab that might kill or inhibit the proliferation of the CAR T cells (
In this study, the patient developed a fatal aGVHD after achieved CRi. It is most likely related to recurrent infections after transplantation. Infectious diseases can theoretically promote the elevation of inflammatory cytokines after allogeneic HSCT and the activation of various immune effector cells, which might lead to aggravation of acute GVHD (68). Unfortunately, perianal infections in this patient were challenging to be effectively eliminated and caused repeated sepsis and pneumonia, possibly leading to severe aGVHD, and eventually death due to multiple organ failure. Moreover, higher CD3+ doses had an increased incidence of aGVHD or grade III-IV aGVHD in allo-HSCT (69, 70). The reinfusion of G-PBSC to promote engraftment may aggravate the occurrence of aGVHD in this patient. Hence, many factors, such as infections, CD3+ cell doses, and disease status, possibly results in the occurrence of aGVHD. Anwer et al. (71) found that GVHD occurred in only 6.9% of patients who relapsed after HSCT and received donor-derived CART19. It can be seen that the incidence of GVHD after donor-derived CART19 is lower in patients who have relapsed after transplantation. However, it remains to be seen whether the infusion of a haploidentical CAR T cell to a patient who has not been transplanted will produce GVHD. Haploidentical CAR T cell has been used as part of a pretreatment regimen to treat B-ALL and achieved full donor engraftment, with a mild βGVHD-likeβ reaction or no GVHD (
Taken together, our results hint that haploidentical CART123 reduces the chemotherapy-resistant AML blasts for FUS-ERG-positive AML without affecting the full donor chimerism and myeloid implantation. However, the long-term anti-leukemic effect, the interval between infusions of CART123 and G-PBSC, and the prophylaxis of GVHD still require further study.
Materials and Methods
See the Materials and Methods section in the Supplementary Material.
Statements
Data availability statement
All datasets generated for this study are available on request to the corresponding author.
Ethics statement
The studies involving human participants were reviewed and approved by Institutional Review Board at the Affiliated Hospital of Academy of Military Medical Sciences (Beijing, China). The patients/participants provided their written informed consent to participate in this study.
Author contributions
CH and ZB designed the trial and experiments and analyzed the data. HL and CJ performed experiments, analyzed the data, and revised the manuscript. SY performed experiments, analyzed the data, and wrote the paper. LY, LB, WQ, NH, FH, ZL, and WP performed experiments and analyzed the data.
Funding
This work was supported by grants from the Science and Technology Planning Project of Beijing City (Z171100002217069 and Z161100000516184).
Conflict of interest
LY, FH, ZL, and WP was employed by the company HRAIN Biotechnology. The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fonc.2019.01358/full#supplementary-material
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Summary
Keywords
chimeric antigen receptor, CD123, allogeneic hematopoietic stem cell transplantation, acute myeloid leukemia, cytokine release syndrome, graft-vs-host disease, FUS-ERG
Citation
Yao S, Jianlin C, Yarong L, Botao L, Qinghan W, Hongliang F, Lu Z, Hongmei N, Pin W, Hu C, Liangding H and Bin Z (2019) Donor-Derived CD123-Targeted CAR T Cell Serves as a RIC Regimen for Haploidentical Transplantation in a Patient With FUS-ERG+ AML. Front. Oncol. 9:1358. doi: 10.3389/fonc.2019.01358
Received
30 July 2019
Accepted
18 November 2019
Published
03 December 2019
Volume
9 - 2019
Edited by
Bin Zhang, Northwestern University, United States
Reviewed by
Antonio Curti, University of Bologna, Italy; Julian Pardo, Fundacion Agencia Aragonesa para la Investigacion y el Desarrollo, Spain
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Copyright
Β© 2019 Yao, Jianlin, Yarong, Botao, Qinghan, Hongliang, Lu, Hongmei, Pin, Hu, Liangding and Bin.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Chen Hu chenhu217@aliyun.comHu Liangding huliangding@sohu.comZhang Bin zb307ctc@163.com
This article was submitted to Cancer Immunity and Immunotherapy, a section of the journal Frontiers in Oncology
β Deceased
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