Abstract
Cancer immunotherapies targeting immune checkpoint pathways, such as programmed cell death-1 (PD-1)/programmed cell death ligand-1 (PD-L1) and cytotoxic T-lymphocyte-associated antigen-4 (CTLA-4), have achieved unprecedented therapeutic success in treating various types of cancer. The prominent and persistent clinical responses to immune checkpoint blockade (ICB) therapy are currently constrained to a subset of patients. Owing to discrete individual tumor and immune heterogeneity, most patients fail to benefit from ICB treatment, demonstrating either primary or acquired resistance. A thorough comprehension of the mechanisms restricting the efficacy of immune checkpoint inhibitors (ICIs) is required to extend their clinical applicability to a broader spectrum of patients and cancer types. Numerous studies are presently investigating potential prognostic markers of responsiveness, the complex dynamics underlying the therapeutic and adverse effects of ICB, and tumor immune evasion throughout the course of immunotherapy. In this article, we have reviewed the extant literature elucidating the mechanisms underlying the response and resistance to ICB, with a particular emphasis on PD-1 and CTLA-4 pathway blockade in the context of anti-tumor immunity. Furthermore, we aimed to explore potential approaches to overcome cancer therapeutic resistance and develop a rational design for more personalized ICB-based combinational regimens.
1 Introduction
Prolonged antigenic stimulation and the ensuing inflammation in tumor microenvironments (TME) lead to immunosuppression, which results in different states of T cell exhaustion. Continuous exposure to antigens causes antigen-specific T cells to lose their effector functions and proliferative capacity and acquire multiple inhibitory receptors. Therefore, restoring the functionality of tumor-specific T cells is a crucial objective of cancer immunotherapy. Immune checkpoint-targeting interventions have demonstrated significant anti-tumor efficacy; nonetheless, ICB has elicited therapeutic responses only in a subset of patients (). The molecular mechanisms associated with the PD-1 or CTLA-4 pathway-mediated negative regulation of T cell responses and the alterations in PD-1 or CTLA-4 signaling upon blocking their interactions to revive exhausted T cells warrant further comprehensive elucidation. Moreover, it is essential to identify the predictive biomarkers of ICB-mediated responsiveness for designing personalized therapies.
2 Biological mechanisms and clinical effects of ICB
2.1 CTLA-4 pathway blockade
CTLA-4 is a co-inhibitory receptor primarily expressed by T cells. Intracellular CTLA-4 is translocated to the cell surface following the recognition of cognate antigens early after T cell activation where they compete with CD28 for interacting with B7 molecules on antigen-presenting cells (APCs), exhibiting a higher affinity (). Subsequently, this interaction delivers negative signaling to T cells, leading to the attenuation of T cell proliferation, activation, and overall function (, ) (Figure 1). CTLA-4 is also constitutively expressed in regulatory T cells (Tregs) (–). A close association between CTLA-4 and the maintenance and function of Tregs has been demonstrated. CTLA-4-knockout mice suffer from lymphoproliferative disorders and early fatality (, ). Treatment with an anti-CTLA-4 antibody effected a pronounced and persistent regression of established tumors in syngeneic mouse models (). Subsequently, clinical trials evaluated fully human anti-CTLA-4 blocking antibodies in patients with advanced cancers, revealing a durable response in a certain proportion of patients, irrespective of the relatively high frequency of associated toxicity. In an initial clinical trial where an anti-CTLA-4 blocking antibody was administered to patients with metastatic melanoma in combination with peptide vaccines containing melanoma-associated antigens, 43% of patients (6 out of 14) experienced grade III/IV autoimmunity affecting multiple organs (). In 2011, ipilimumab was licensed as the first ICI for the treatment of metastatic melanoma (, ).
Figure 1
The anti-tumor effects of CTLA-4 blockade have been shown to be accompanied by an increase in effector T cells and a decrease in Tregs, thereby leading to an elevated ratio of intratumoral effector T cells to Tregs in mouse tumor models (
2.2 PD-1 pathway blockade
PD-1, an inhibitory receptor of the CD28 family, predominantly regulates T cell exhaustion and suppresses T cell anti-tumor effector functions under persistent antigenic stimulation. PD-1 is expressed in various hematopoietic cells and binds to two members of the B7 family of ligands— PD-L1 and PD-L2 (
Recent findings on heterogeneous exhausted CD8 T cell subsets with varying qualities have revealed that PD-1 blockade therapy acts primarily on progenitor exhausted CD8 T cells, promoting their proliferation and differentiation into more terminally exhausted CD8 T cells with effector functions (
3 Resistance Mechanisms of ICB
Despite the unprecedented durable outcomes achieved with cancer immunotherapies, many patients may present with either primary resistance, which indicates irresponsiveness to ICB, or acquired resistance, which develops in patients who initially respond to treatment, and eventually deems the tumor refractory. Various mechanisms regulating the therapeutic resistance to ICBs have been elucidated and implicated in multiple cancer indications (Table 1).
Table 1
| Tumor cell – intrinsic | ◼ Low levels of TMB / neoantigens ◼ Defects in antigen presentation  - loss of B2M  - loss of HLA  - overexpression of MEX3B ◼ Activation of oncogenic signaling  - activation of PI3K/loss of PTEN  - activation of β-catenin ◼ Defects in IFN-γ signaling  - mutations of genes encoding JAK1, JAK2, IFNGR1, IFNGR2, IRF1 ◼ Epigenetic alterations | ( ( ( ( ( |
| Tumor cell – extrinsic | ◼ Suppressive immune cells  - MDSC, TAM, Treg ◼ Gut microbiome ◼ Upregulation of additional immune checkpoint molecules  - TIM-3, VISTA, LAG-3, TIGIT, 2B4 ◼ Other: inhibitory cytokines, growth factors | ( ( ( ( |
Mechanisms of primary and acquired resistance to ICB.
3.1 Tumor-intrinsic mechanisms for primary resistance to ICB
3.1.1 Tumor mutational burden/antigen presentation
To generate anti-tumor T cell responses, the first step is the recognition of tumor antigens that are distinct from self-antigens by T cells. Although tumor mutational burden (TMB) alone is not sufficient to prognosticate the benefit of treatment, prior research has depicted a relationship between the neoantigen load arising from tumor-specific mutations and the clinical activity of ICB. A significant correlation has been established between the high TMB and improved clinical outcomes from anti-PD-1/PD-L1 therapy across diverse types of cancer (
3.1.2 Oncogenic signaling
Tumor-intrinsic oncogenic signaling plays a role in ICB resistance. Activation of the tumor-intrinsic PI3K pathway via phosphatase and tensin homolog (PTEN) loss is inversely associated with the efficacy of anti-PD-1 therapy. Patients with metastatic melanoma who received anti-PD-1 therapy have shown that PTEN-expressing tumors were associated with an improved objective response compared with tumors with PTEN deficiency (
3.1.3 IFN-γ signaling
In the TME, T cells produce cytokines, such as IFN-γ, upon recognizing specific tumor antigens. IFN-γ serves as a strong inducer of PD-L1 expression, enabling the tumor to evade the anti-tumor immune response. The therapeutic effects of PD-1 pathway blockade involve the disruption of adaptive immune resistance that relies on pre-existing anti-tumor immunity (
3.1.4 Epigenetic alterations
Epigenetic modifications occurring in tumor cells may contribute to immune evasion and resistance to ICIs. In an ovarian cancer model, mice harboring tumors deficient in ARID1A, a component of the switch/sucrose non-fermentable (SWI/SNF) chromatin remodeling complex, exhibited increased TMB and impaired mismatch repair capacity, and notably demonstrated reduced tumor growth and improved survival in response to anti-PD-1 therapy compared to those with control tumors (
3.2 Tumor-extrinsic mechanisms for primary resistance to ICB
Suppressive immune cells have been implicated as mediating ICB resistance. Myeloid-derived suppressor cells (MDSCs) play a role in promoting tumor growth, angiogenesis, and metastasis, as well as inhibiting anti-tumor immunity (95). A study on patients with metastatic melanoma receiving ipilimumab showed that responders had a significantly lower frequency of circulating monocytic MDSCs than non-responders (
The gut microbiome has been reported to influence and modulate responses to ICB therapy. Considerable variations in the diversity and composition of the gut microbiome have been observed between responders and non-responder melanoma patients receiving anti-PD-1 therapy (
Immunosuppressive cytokines such as transforming growth factor-β (TGF-β) contribute to ICB resistance. TGF-β signaling in fibroblasts was associated with CD8 T cell exclusion from the tumor parenchyma and resistance to anti-PD-1 therapy in patients with metastatic urothelial cancer (
3.3 Mechanisms for acquired resistance to ICB
Cancer immunoediting involves three distinct phases: elimination, equilibrium, and escape. It reflects the intricate interplay between the tumor and the immune system during tumor progression, and these dynamics can also occur in response to immunotherapy (97). When the tumor reaches a state where it can evade the anti-tumor immune response and the immunotherapy fails to adequately counteract tumor-mediated immune suppression, the tumor acquires resistance to the treatment.
It has been reported that loss of neoantigens could be associated with acquired resistance to ICB. Examination of the emergence of acquired resistance in patients with non-small cell lung cancer who initially responded to PD-1 blockade or combined PD-1 and CTLA-4 blockade therapy revealed a decrease in mutation-associated neoantigens in resistant tumors compared with pretreatment tumor samples (
β-2-microglobulin (B2M), a subunit of the MHC class I complex, plays an essential role in the assembly and trafficking of MHC class I molecules and antigen presentation. Accordingly, B2M deficiency can lead to immune evasion by tumors. Genetic alterations in B2M have been reported in several types of cancer that have developed acquired resistance to ICB. Whole-exosome sequencing assessment of baseline and relapsed tumors from four patients with melanoma who developed resistance to anti-PD-1 therapy after the initial response identified an acquired homozygous truncating mutation in the gene encoding B2M at relapse in one patient (
Tumors exhibiting PTEN loss have also been observed in patients who experienced relapse after an initial clinical response to ICB. In the case of uterine leiomyosarcoma patients who developed acquired resistance following an initial response to anti-PD-1 therapy, biallelic PTEN loss was detected (
Defective IFN-γ signaling has also been documented in ICB-resistant tumors upon relapse. A study has depicted that loss-of-function mutations in JAK1 or JAK2 were found in two of four melanoma patients presenting with acquired resistance to anti-PD-1 therapy (
It has been documented that in the TME at the time of acquired resistance, there is an upregulation of other immune checkpoint molecules, which may have non-redundant roles. This suggests the existence of potential resistance mechanisms and implies that combined blockade targeting multiple immune checkpoints could result in synergistic therapeutic efficacy. Notably, an analysis of two lung cancer patients who experienced a partial response to anti-PD-1 therapy but eventually progressed revealed upregulated expression of T cell immunoglobulin and mucin domain-containing protein 3 (TIM-3) on TILs, to which anti-PD-1 antibodies were bound, at the time of resistance (
4 Discussion
Numerous factors and mechanisms contribute to primary and acquired ICB resistance. Specific immunomodulatory strategies are envisaged to induce cancer immunoediting and consequent immune escape. Clinical trials are actively assessing the efficacy of combination cancer therapies involving multiple ICIs and other therapeutic interventions. Therefore, endeavors directed toward comprehensively elucidating the response, limitations, and irresponsiveness to ICB can provide insight into identifying prognostic biomarkers of ICB-mediated response to formulate personalized combinational therapeutic regimens. Consequently, this would enhance clinical outcomes for a broader spectrum of cancer patients.
Statements
Author contributions
JL researched and drafted the manuscript. EHK supervised the content. All authors contributed to the article and approved the submitted version.
Funding
This work was supported by National Research Foundation of Korea (NRF) grants funded by the Korean government (MSIT), grant number NRF-2021R1C1C1012962 and NRF-2023M3A9G6057281.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
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Summary
Keywords
cancer, immune checkpoint blockade, PD-1, CTLA-4, response, resistance
Citation
Lee J and Kim EH (2023) Mechanisms underlying response and resistance to immune checkpoint blockade in cancer immunotherapy. Front. Oncol. 13:1233376. doi: 10.3389/fonc.2023.1233376
Received
02 June 2023
Accepted
10 July 2023
Published
28 July 2023
Volume
13 - 2023
Edited by
Huiyan Zeng, Beth Israel Deaconess Medical Center and Harvard Medical School, United States
Reviewed by
Hiroshi Yano, Cornell University, United States; Wendy Nevala, Mayo Clinic, United States ; Gregory Verdeil, Université de Lausanne, Switzerland
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Copyright
© 2023 Lee and Kim.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Eui Ho Kim, euiho.kim@ip-korea.org
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