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ORIGINAL RESEARCH article

Front. Oncol.

Sec. Gastrointestinal Cancers: Gastric and Esophageal Cancers

Risk Factors for Postoperative Pulmonary Complications in Esophageal Cancer: Focus on Inflammatory Markers

Provisionally accepted
Mengchao  XueMengchao Xue1Zhang  RuihaoZhang Ruihao1Yirou  MaYirou Ma1Yiyang  LiuYiyang Liu1Junjie  LiuJunjie Liu2Zhenyi  LiZhenyi Li2Bingtao  HuangBingtao Huang3Zheng  MaZheng Ma2Ming  LuMing Lu2Yongxin  ZhouYongxin Zhou1*
  • 1Tongji Hospital Affiliated to Tongji University, Shanghai, China
  • 2Qilu Hospital of Shandong University, Jinan, China
  • 3Binzhou Medical University Hospital, Binzhou, China

The final, formatted version of the article will be published soon.

Background: In patients with esophageal cancer (EC), postoperative pulmonary complications (PPCs) have an impact on both the long-term prognosis and postoperative recovery. The prognostic utility of novel inflammatory biomarkers for PPCs is yet unknown, despite the fact that systemic inflammation is a hallmark of malignancy. The objective of this study was to methodically identify perioperative parameters that are independently linked to the formation of PPCs, with an emphasis on inflammatory markers. Methods: 781 individuals receiving elective EC resection between January 2022 and December 2024 were included in this retrospective, single-center cohort analysis. Patients were divided into two groups at random: a validation set (n = 232) and a training set (n = 549). To find independent factors linked to PPCs, univariate and multivariate logistic regression analyses were carried out. A nomogram based on the factors found was created for exploratory purposes, and its effectiveness was evaluated. Results: 11.7% of people had PPCs overall. Five independent predictors were found by multivariate analysis: the eosinophil count (OR=5.924, p=0.027), intraoperative pleural metastasis (OR=6.853, p=0.026), postoperative ICU admission(OR=6.963, p=0.006), and postoperative anastomotic leakage (OR=13.454, p=0.000) were found to be significant risk factors, while the LMR (OR=0.791, p=0.021) was a protective factor. Limited discriminative ability was demonstrated by the exploratory nomogram based on these parameters (AUC 0.665 in training, 0.561 in validation sets). With modified C-statistics of 0.666 and 0.557 for the training and validation sets, respectively, the DCA showed acceptable discriminatory performance. The DCA revealed a clinically net advantage throughout a broad range of threshold probabilities, and the model demonstrated satisfactory calibration (Hosmer-Lemeshow test p>0.05). Conclusion: Clinical parameters and inflammatory biomarkers are identified as independent risk factors for PPCs in EC patients. Higher LMR is a protective factor for PPCs, while postoperative ICU admission, higher eosinophil counts, intraoperative pleural metastases, and postoperative anastomotic leaks are risk factors. In order to lower the incidence of PPC, these results offer a theoretical foundation for clinical risk classification and focused preventive measures.

Keywords: Esophagectomy, Inflammatory factors, LMR, Postoperative pulmonary complications, Risk factors

Received: 09 Dec 2025; Accepted: 05 Feb 2026.

Copyright: © 2026 Xue, Ruihao, Ma, Liu, Liu, Li, Huang, Ma, Lu and Zhou. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

* Correspondence: Yongxin Zhou

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