Abstract
Post-traumatic stress disorder (PTSD) is a mental illness developed by vulnerable individuals exposed to life-threatening events. The pharmacological unresponsiveness displayed by the vast majority of PTSD patients has raised considerable interest in understanding the poorly known pathophysiological mechanisms underlying this disorder. Most studies in the field focused, so far, on noradrenergic mechanisms, because of their well-established role in either tuning arousal or in encoding emotional memories. However, less attention has been paid to other neural systems. Manipulations of the dopaminergic system alter behavioral responses to stressful situations and recent findings suggest that dopaminergic dysfunction might play an overriding role in the pathophysiology of PTSD. In the present review, dopaminergic mechanisms relevant for the pathogenesis of PTSD, as well as potential dopaminergic-based pharmacotherapies are discussed in the context of addressing the unmet medical need for new and effective drugs for treatment of PTSD.
Introduction
Post-traumatic stress disorder (PTSD) is the most prevalent neuropsychiatric disorder developed by vulnerable individuals exposed to life-threatening events (). The probability of developing PTSD ranges from 5 to 31% according to different factors such as social background, home country and kind of traumatic event experienced (; Shalev et al., 2017). The complex diagnosis of PTSD relies on several criteria described in the Diagnostic and Statistical Manual of Mental Disorders, fifth edition (DSM-5): an individual, after exposure to death, threatened death, actual or threatened serious injury, or actual or threatened sexual violence (Criterion A), must exhibit ongoing intrusive re-experiencing symptoms (Criterion B, one required), avoidance symptoms (Criterion C, one required), negative alterations in mood and cognitions (Criterion D, two required) and symptoms of hyperarousal (Criterion E, two required). These symptoms must last for more than 1 month (Criterion F) and cause a functional impairment (Criterion G). It is also important to exclude that these symptoms are triggered by medications or other psychiatric disorders (Criterion H). Besides the classic PTSD, a cluster of patients may experience a dissociative subtype of PTSD, characterized by additional symptoms of depersonalization and derealization (). The first-line pharmacotherapy for PTSD consists of two selective serotonin reuptake inhibitors (SSRI), namely paroxetine and sertraline, which are the only medications approved by the U.S. Food and Drug Administration. However, because among PTSD patients only a few (less than 30%) achieve full remission (), there is an urgent need to discover and develop new effective medications. Several inconclusive approaches have been proposed to overcome this pharmacological unresponsiveness. The preventive therapy, which should be undertaken before the onset of the symptoms, indeed raises both economical and ethical issues, considering that some individuals are prone while others are resilient to develop PTSD after the trauma, and an univocal reliable method to identify the susceptible ones (those supposed to receive a preventive treatment) is still unavailable (Steckler and Risbrough, 2012). The results concerning the augmentation strategies with atypical antipsychotics for SSRI non-responders are also rather arguable (). One promising drug that could shed light on this issue is the non-competitive N-methyl-D-aspartate (NMDA) receptor antagonist ketamine. A key pilot randomized controlled trial demonstrated a rapid relief of PTSD symptoms after intravenous infusion of ketamine without the occurrence of dissociative symptoms (). Despite these encouraging results, the efficacy and safety of repeated infusions of ketamine would need to be tested in further confirmatory clinical trials. Indeed, preclinical studies suggest that ketamine might promote the development of PTSD (Morena et al., 2017; Radford et al., 2018).
A promising, recently proposed, strategy is the combination of pharmacological treatment and cognitive behavioral therapy (CBT, Morena et al., 2018). In PTSD, CBT consists of repeated exposure of the patient to trauma-related reminders in a safe controlled situation. It is believed that this kind of exposure-based psychotherapy may trigger extinction learning processes, which could result effective in a subset of PTSD patients. However, a substantial number of PTSD patients drops out of CBT, while a high rate of relapse of PTSD symptoms has been observed after the end of CBT (). In this regard, either drugs able to counteract the excessive retrieval or drugs that can enhance the extinction of traumatic memories could increase the efficacy of CBT (Morena et al., 2018).
Increasing our understanding of the neurobiology of a given disease is essential for the development of new effective and safe medications (). The etiology and the pathophysiological mechanisms underlying PTSD remain poorly understood despite the numerous experimental studies carried out over the last 30 years. Although the vast majority of the research in the field is focused on noradrenergic mechanisms (Naegeli et al., 2018), growing evidence suggests that other neural systems may be involved in the etiology and pathophysiology of PTSD. Great attention in this respect has been given to the endocannabinoid system. This neuromodulatory system is altered in PTSD patients (; , ) and represents a potential therapeutic target in the treatment of PTSD (; Morena et al., 2018). Intriguingly, a valuable body of findings demonstrate that the dopaminergic (DAergic) system controls behavioral responses to stressful situations (Pruessner et al., 2004). Various coping strategies to stressful events are sustained by fluctuations of tonic dopamine (DA) levels in the nucleus accumbens (NAc) () and manipulations of midbrain DAergic transmission alter resilience to stress (). A prominent role of DA into the prefrontal cortex (PFC) in mediating responses to stressful events has been also proposed (Pascucci et al., 2007) and, more interestingly, increasing evidence suggests that DAergic dysfunction might play a pivotal role in PTSD (Table 1). In the present review, DAergic mechanisms relevant for the pathogenesis of PTSD, as well as potential DAergic-based pharmacotherapies are discussed in the context of addressing the unmet medical need for new and effective drugs for treatment of PTSD.
Table 1
| Dopaminergic dysfunction | Description | References |
|---|---|---|
| ↑ Urinary DA levels | ↑ Severity of PTSD symptoms (especially intrusion symptoms) CRITERION B | Yehuda et al., 1992 |
| VNTR DAT SLC6A3 3′ polymorphism | Excess of nine repeat allele in PTSD patients | Segman et al., 2002 |
| VNTR DRD4 exon III polymorphism | ↑ Severity of PTSD symptoms on the Avoidance/Numbing scale. CRITERION C | |
| VNTR DAT SLC6A3 3′ polymorphism | ↑ Arousal symptoms CRITERION E | |
| COMT Val158Met polymorphism | ↑ Risk of PTSD in Met/Met homozygotes | |
| COMT Val158Met polymorphism | Attenuation of the effect of PTSD-related processes on right anterior cingulate cortex volume | Schulz-Heik et al., 2011 |
| ↑ DAT density | ↑ Striatal DAT density in PTSD patients | |
| COMT Val158Met polymorphism | ↑ Fear to safety signal and impaired fear extinction in PTSD Met/Met homozygotes as compared to Val allele carrier CRITERION B | Norrholm et al., 2013 |
| DRD3 single nucleotide polymorphisms (rs2134655, rs201252087, rs4646996, and rs9868039) | The minor alleles give resilience against PTSD | Wolf et al., 2014 |
| COMT Val158Met polymorphism | Smaller left hippocampus in PTSD Val/Val homozygotes as compared to Met allele carriers | |
| COMT Val158Met polymorphism | Childhood trauma-dependent association between the Met/Met genotype and fear inhibition/extinction deficit CRITERION B | |
| COMT Val158Met polymorphism | Better working memory and executive functions in PTSD Met carriers as compared to Val/Val homozygotes CRITERION D | |
Findings from human studies demonstrating an impact of DAergic dysfunction on PTSD.
Daergic System
In the late 1950s, Arvid Carlsson discovered that the catecholamine DA was not just the precursor of norepinephrine (NE) but also a neurotransmitter, per se (). DA exerts profound influences over several physiological functions including reward, cognition and emotional processes through the activation of two classes of DA receptors, the D1-like receptors (D1R and D5R) and the D2-like receptors (D2R, D3R, and D4R), which are G-protein-coupled receptors coupled to Gs and Gi protein, respectively (). DA is synthesized and released by DAergic nuclei located in the midbrain, whose projections create four major DAergic pathways (). DAergic neurons located in the ventral tegmental area (VTA) send projections mainly to the PFC (mesocortical pathway) and the ventral striatum (mesolimbic pathway). The nigrostriatal pathway consists of DAergic projections from the substantia nigra to the dorsal striatum. Lastly, the DAergic neurons of the tuberoinfundibular pathway originate in the arcuate nucleus of the hypothalamus and terminate in the median eminence. Besides these classic DAergic nuclei, relatively less-studied DAergic neurons in the ventral periaqueductal gray (vPAG) and dorsal raphe nucleus (DRN) finely modulate specific physiological functions, such as associative learning of fear, arousal states and social behavior (Matthews et al., 2016; ; ), which are altered in several neuropsychiatric disorders including PTSD. In line with these observations, converging lines of evidence indicate that DAergic dysfunction may subserve the development of the pathophysiological processes underlying several symptoms of this disorder.
Da and Intrusion Symptoms
Criterion B of the DSM-5 criteria for PTSD diagnosis refers to intrusion symptoms. Intrusive re-experiencing of traumatic events represents a hallmark symptom of PTSD. This re-experiencing may occur in several ways such as flashbacks, repetitive intrusive memories and distressing dreams (). Growing evidence indicates that a failure of the top-down inhibitory control exerted by the medial prefrontal cortex (mPFC) over the limbic regions and especially over the amygdala is responsible for these intrusion symptoms (Figure 1; ). Particularly, the impairment of cortical inhibitory control seems to be intimately related to a disrupted fear extinction (Milad et al., 2009), which contributes to exaggerated fear associated with the recurrence of traumatic memories. In the PFC, DA plays a pivotal role in regulating extinction memory consolidation (; Mueller et al., 2010; ; ). Indeed, the pharmacological blockade of the D1R in the infralimbic cortex (IL) induced conditioned fear responses through a disruption of extinction consolidation in rats trained for auditory fear conditioning (). On the other hand, a dietary zinc restriction-induced long-term rescue of deficient fear extinction has been associated with an enhancement of DAergic D1R and D2R receptor gene expression in the mPFC of a particular strain (129S1/SvImJ) of mice, which are basically characterized by deficient fear extinction acquisition and impaired fear extinction consolidation/retrieval (Whittle et al., 2016). This view is further substantiated by recent data showing that L-DOPA-induced burst of DAergic activity during extinction consolidation ameliorated extinction memory retrieval by increasing spontaneous ventromedial prefrontal cortex (vmPFC) reactivations (). The vmPFC has reciprocal connections with a key brain region involved in the acquisition and expression of conditioned fear, namely the amygdala (Phelps et al., 2004; Stevens et al., 2013). demonstrated a mesocortical DA-dependent modulation of fear extinction involving the interconnection between the IL and the central nucleus of the amygdala (CeA) (). The shock reminder-induced release of DA within the IL dampens the activity of this cortical region, which in turn removes the “brake” on the CeA. This aberrant mechanism triggers the fear reinstatement. Among the amygdaloid nuclei, the CeA receives the most abundant DAergic fibers from the mesolimbic DA-containing neurons (). These fibers release DA within the CeA under fear responses (Naylor et al., 2010). Notably, the DAergic vPAG/DRN neurons also represent a great source of DAergic fibers projecting to the CeA (Matthews et al., 2016). This DAergic vPAG/DRN – CeA circuitry has been recently proposed as a new pivotal participant of the Pavlovian fear conditioning processes. It couples a positive aversive prediction error signal (a central component of reinforcement learning, representing the mismatch between the actual outcome and the predicted outcome) to a DAergic reinforcement of an experience-dependent fear memory trace into the CeA (). Thus, a dysfunction of the DAergic vPAG/DRN – CeA circuitry together with a DA-dependent failure of the top-down inhibitory control exerted by the mPFC primarily over the hyperactive CeA might be responsible for the aberrant fear memory formation in PTSD patients.
FIGURE 1
At a clinical level, the severity of PTSD symptoms, particularly that of the intrusion symptoms, has been correlated to augmented urinary DA and NE levels (Yehuda et al., 1992). An inverse relationship between plasma DA and heart rate during fear inhibition has been also found in military service members with more severe subthreshold PTSD symptoms (
Da and Avoidance Symptoms
Criterion C of the DSM-5 criteria for PTSD diagnosis concerns attempting to avoid distressing, trauma-related stimuli, including thoughts, people, places, conversations, objects and more in general attempting to avoid emotional experiences. These symptoms are closely related to fear extinction deficits showed by PTSD patients. Indeed, greater avoidance symptomatology has been associated with greater activation of fear circuits in a sample of veterans with PTSD (Sripada et al., 2013). In this respect, Stein and Paulus hypothesized that PTSD would represent a disorder originating from an altered homeostatic balance between the approach system and the avoidance system (Stein and Paulus, 2009). By definition, approach indicates the tendency to move toward positively valenced stimuli and it is closely linked to reward processes. Conversely, avoidance is the tendency to turn away from negatively valenced stimuli and, as mentioned before, is more connected to fear-related mechanisms. DA is the most important neurotransmitter regulating the reward-related learning of approach behavior (
A fundamental role of striatal DA in mediating avoidance behavior is also documented. Genetic deletion of the D2R on striatopallidal neurons increases avoidance behavior (
The human neurobiological basis of avoidance symptoms has been less studied in PTSD. With regard to DA, one human genetic study has reported a significant association between the polymorphism of DRD4 exon III and the severity of PTSD symptoms on the Avoidance/Numbing scale (
Da and Alteration in Mood and Cognition
Criterion D of the DSM-5 criteria for PTSD diagnosis refers to the persistent negative changes in mood and cognition. PTSD patients may indeed experience cognitive dysfunctions such as dissociative amnesia (inability to recall crucial features of the traumatic event), impairment of executive functions (working memory and cognitive flexibility), but also enduring negative emotions (horror, anger, guilt, and shame), loss of interest in previously rewarding activities, social detachment, and incapacity to experience positive emotions (anhedonia). In this respect, a mutual interaction between emotions and cognition has been observed in PTSD. In PTSD patients, trauma-related memories and trauma-related cues generate negative emotions that may interfere with ongoing cognitive processes (
Although these findings suggest that mood and cognitive alterations in PTSD patients may be triggered by dysregulation of the DAergic system, additional research would be relevant to better clarify the impact of this DAergic dysfunction.
Da and Hyperarousal Symptoms
Criterion E of the DSM-5 criteria for PTSD diagnosis focuses on hyperarousal symptoms, including exaggerated startle, sleep disturbance, hypervigilance, impulsivity and aggressiveness. These symptoms often occur first (
FIGURE 2

Hypothetical influence of DA-induced hyperarousal (CRITERION E) on symptoms (CRITERION D) occurring in post-traumatic stress disorder.
Relatively few studies have explored the role of DA in the startle reactivity. An increase of the DAergic signaling obtained by systemic administration of DA agonists is able to strengthen the startle reactivity (
Aggressive and/or dysfunctional impulsive behavior elicited by perceived threat is another common hyperarousal symptom characterizing PTSD. Aggressive and/or dysfunctional impulsive behavior has been linked to a deficient cortical brake over the limbic regions similarly to the disrupted fear extinction discussed above (Figure 1;
To our knowledge, only one clinical study (
The Potential Therapeutic Value of Targeting the Daergic System in PTSD
The human and animal data discussed in this review suggest that DAergic dysfunction is implicated in the pathophysiology of PTSD and, as a consequence, drugs targeting the central DAergic system could have a therapeutic value for the management of this disorder. As mentioned above, the failure of the top-down inhibitory control exerted by the PFC over the limbic regions might be one of the key aberrant mechanisms subserving predominantly both the intrusion and the hyperarousal symptoms (
It has been further suggested that D3R antagonists may be effective cognitive enhancers in individuals with neuropsychiatric disorders (Nakajima et al., 2013). The pro-cognitive effect of D3R antagonists has been linked to a facilitation of PFC top-down control of subcortical brain regions, implicated in the modulation of cognition (Millan et al., 2007;
In a candidate gene study, the minor alleles of four DRD3 single nucleotide polymorphisms (rs2134655, rs201252087, rs4646996, and rs9868039) have been found to be protective against the risk for PTSD (Wolf et al., 2014). Preclinical findings have also demonstrated that the selective blockade of D3R ameliorates the PTSD-like behavior of rats, previously exposed to the single-prolonged stress model (Song et al., 2018). These observations indicate that the D3R may be considered an interesting pharmacological target for the development of new effective drugs for the treatment of PTSD. From another perspective, commercially available drugs targeting the D3R might undergo a drug repositioning process. This process aims to discover new uses for already approved and commercialized medications and it offers great advantages over the long-lasting, risky and expensive, de novo drug discovery. In this context, two intriguing commercially available drugs are the antipsychotic aripiprazole and cariprazine, both endowed with D2R/D3R partial agonist activity and preferential binding to D3R (
Conclusion
Currently available pharmacotherapies for PTSD are poorly effective on a substantial proportion of patients. Given this high rate of pharmacological unresponsiveness, further studies are needed to extend the knowledge of the basic mechanisms associated with the pathophysiology of this disorder. The findings discussed in this review suggest that DAergic dysfunction, especially genetic-dependent DAergic alteration, plays a prominent role in the pathophysiology of PTSD; as a consequence, drugs targeting the DAergic system might be therapeutically relevant. A better understanding of how and which DAergic dysfunction contributes to the symptoms of PTSD patients with different genetic background may lead to the development of effective drugs and more personalized treatments.
Statements
Author contributions
All authors listed have contributed to the work, by searching the literature, critical reading, and summarizing published data and writing this review. All authors listed have approved this review for publication.
Funding
This work was supported by Piano Triennale per la Ricerca – Linea Intervento 2, University of Catania, Italy.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
post-traumatic stress disorder, dopamine D3 receptor, intrusive symptoms, mood and cognition, arousal, SSRI
Citation
Torrisi SA, Leggio GM, Drago F and Salomone S (2019) Therapeutic Challenges of Post-traumatic Stress Disorder: Focus on the Dopaminergic System. Front. Pharmacol. 10:404. doi: 10.3389/fphar.2019.00404
Received
26 February 2019
Accepted
01 April 2019
Published
17 April 2019
Volume
10 - 2019
Edited by
Patrizia Campolongo, Sapienza University of Rome, Italy
Reviewed by
Maria Morena, University of Calgary, Canada; Antonia Manduca, Aix-Marseille Université, France
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© 2019 Torrisi, Leggio, Drago and Salomone.
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*Correspondence: Salvatore Salomone, salomone@unict.it
This article was submitted to Experimental Pharmacology and Drug Discovery, a section of the journal Frontiers in Pharmacology
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