SYSTEMATIC REVIEW article
Sec. Higher Education
Competencies for Advancing Transformations Towards Sustainability
- 1School of Sustainability, Arizona State University, Tempe, AZ, United States
- 2Center for Global Sustainability and Cultural Transformation, Leuphana University of Lüneburg, Lüneburg, Germany
- 3Center for Global Sustainability and Cultural Transformation, Arizona State University, Tempe, AZ, United States
Advancing transformations towards sustainability calls for change agents equipped with a new set of competencies. Such sustainability competencies have been articulated with multiplicity and ambiguity, which is counterproductive to joint and accelerated progress. A unified framework of sustainability learning objectives would provide guidance to students, educators, and administrators of sustainability programs. To this end, we carried out a systematic review of the relevant literature. After scanning thousands of publications, we identified over 270 peer-reviewed articles of highest relevance, spanning two decades. Despite appearance otherwise, we found that there is a high level of agreement among scholars over the sustainability competencies that students should be trained in. Expanding on the five key competencies, namely, systems-thinking, anticipatory, normative, strategic, and interpersonal competence, that have gained widespread use, this article synthesizes the new suggestions made over the past decade into a unified framework. It centers on 8 key competencies in sustainability (the 5 established and 3 emerging—intrapersonal, implementation, and integration competence), which are complemented by separate disciplinary, general, and other professional competencies. This comprehensive framework of key competencies in sustainability is applicable across disciplines and can guide faculty, students, and practitioners in their joint efforts to advance transformations towards sustainability.
To achieve the Sustainable Development Goals (SDGs) by addressing persistent sustainability challenges such as climate change, biodiversity loss, and socio-economic injustices requires ambitious and whole-scale transformations of societies worldwide (UNESCO, 2017; Scoones et al., 2020). Facilitating these transformations will require novel approaches (Linnér and Wibeck, 2019) that ought to be carried out by change agents who are educated in sustainability and sustainable development (Franco et al., 2019; Redman et al., 2021). In response, the number of sustainability programs at universities and colleges has substantially increased worldwide—to over 1,500 in the United States alone over the past decade (Weiss and Barth, 2019). Yet, critics have long noted that most of this education hews too close to the status quo (Orr, 2003) and graduates of these programs are equipped only to make incremental improvements, instead of being the change agents capable of advancing transformations (Gordon et al., 2019). The characteristics of such transformational change agents should be reflected in the learning objectives of sustainability programs.
Yet, there still remains a lack of clarity and coordination regarding a unified framework of sustainability learning objectives (O’Byrne et al., 2015), which undermines effectiveness, innovation, and legitimacy of such programs (Vincent and Focht, 2009). Guidance is unlikely to come via high-level policy (Mochizuki, 2016), as neither the UNDESD, nor the more recent SDG 4.7, which calls for Education for Sustainable Development (ESD) globally (Giangrande et al., 2019), provide any explicit learning objectives, let alone a coherent framework for advancing transformations. In contrast, UNESCO has articulated how key competencies in sustainability can be utilized to develop educational programming around all seventeen of the SDGs (UNESCO, 2017).
Scholarly reviews of university sustainability programs (Trencher et al., 2018; Salovaara et al., 2020) and expert surveys (Rieckmann, 2012; Demssie et al., 2019; Brundiers et al., 2021) have brought those perspectives into the scholarly literature. At the same time, the growing number of scholarly works on sustainability learning objectives in diverse disciplines, from science and engineering to teacher education, has remained dispersed and thus does not offer coherent direction. Some literature reviews have been published, but these have either been large and systematic, yet, without a thorough synthesis (Hallinger and Chatpinyakoop, 2019), or synthesizing, yet, small and non-systematic (Lozano et al., 2017). In summary, there is a need for a comprehensive, systematic review which goes beyond description. This study offers such a review and synthesizes a unified framework of sustainability learning objectives to provide guidance to sustainability educators and accelerate transformations towards sustainability.
Synthesizing a growing body of research such as that on sustainability learning objectives is best done through a systematic literature review (Snyder, 2019). We followed the procedures laid out by Fink (2014) to be systematic, explicit, comprehensive and reproducible. One of the goals of this study was to be as thorough as possible and identify almost everything that has been published on sustainability learning objectives. In order to be sure that definitional differences did not accidentally exclude relevant articles, we searched for synonyms of learning objectives. We sought to draw from as broad a pool of publications as possible; thus, we conducted our search on Web of Science, SCOPUS, ERIC, and Google Scholar. Based on other sustainability education literature reviews, we expected these databases to provide comprehensive coverage.
The exact search strings can be found in the supplementary materials, but in brief, we were looking for publications through the end of 2020, in English which described specific learning objectives (e.g., competencies, capabilities, and attributes) for sustainability education programs (degrees, courses, etc.). In line with the transformational framing of this review, education focused exclusively on incremental behavior changes (e.g., how to sort recycling material) were excluded. The identified publications went through an iterative screening process (Figure 1) to create a final collection of articles for review. At each stage, publications were only excluded when they clearly did not fit the above characteristics. For final inclusion, descriptions of specific sustainability learning objectives had to be identified in the text. In addition, each of the databases was screened for articles published or in press until August 2021, and the most relevant were included in the overall qualitative analysis.
For the analysis, bibliographic information as well as any information coded or extracted from the publications was imported into R (R Core Team, 2020) for analysis. A variety of analyses were performed such as text mining of the titles, keywords, and abstracts, citation analysis, and others. The learning objectives and their descriptions were extracted from each publication for both quantitative and qualitative analysis. The overall collection was also reviewed and synthesized qualitatively. Specifics and more details on the methods used for analysis can be found in the Supplementary Materials.
After duplicates were removed, we were left with 4,520 bibliographic entries to review. The iterative process is described in more detail in the PRISMA diagram (Figure 1), but essentially, we first made several passes to exclude those publications which were clearly irrelevant before reviewing the remaining ones. The collection ultimately contained 272 publications used for complete analysis plus 5 more from 2021 which were qualitatively reviewed only (see Supplementary Materials for a full list).
Increasing Publication Efforts and the Challenge of Convergence
Publishing on sustainability learning objectives only began in earnest this millennium and has grown continuously between 1997 and 2020 (Figure 2). Across the most relevant publications (n = 272), many perspectives are being represented among diverse scientific journals (more than 100), with the top 3 journals accounting for about one third (32%). Over half of the sampled articles (n = 143) were written for a particular discipline including teacher education (n = 32), business/entrepreneurship (n = 29), engineering (n = 29), and many more such as design, computer science, health, tourism, facility management, agriculture/food, and construction. Geographically, the sample is far less diverse with only 9% of publications coming from outside of the OECD member countries.
This varied body of literature converges in the intention to prepare students for contributing to sustainability transformations. Publication abstracts and titles typically include phrases explicitly referring to sustainability challenges (77%) and pointing to the need to address them (76%). This is grounded, to some extent, in the literature, with Our Common Future and the UN Decade of Education for Sustainable Development being the two most cited background references (by 23% of articles for each).
The conducted literature search included common synonyms for learning objectives, e.g., “literacy” (Dawe et al., 2005) and “attributes” (Barrie, 2006), with “competencies” emerging as the most widely used term (Figure 3). A competence is defined as “a complex combination of knowledge, skills, understanding, values, attitudes and desire which lead to effective, embodied human action in the world, in a particular domain (Crick, 2008).” Competencies are most often specified as independent of domain-specific content knowledge, which allows for articulating competencies across disciplines and professions. The competencies approach to education was broadly popularized beginning more than two decades ago through efforts such as the OECD-led initiative on “Definition and Selection of Competencies (DeSeCo)” (Rychen and Salganik, 2000). Yet, as late as in 2008, it was not seen as commonly used in sustainability education (Van Dam-Mieras et al., 2008), though with increased adoption since (Barth, 2015).
FIGURE 3. Percentage of publications mentioning competencies versus all other synonyms (“literacy” etc.) in title, keywords, or abstract by year (2005–2020) (publications prior to 2005 (n = 10) were excluded for better presentability).
A common theme in the literature is that “no consensus has been reached within ESD discourses as to the process of how to identify essential abilities and as to a list of abilities seen as important” (Wolbring and Burke, 2013). Even as recently as 2021, scholars (and presumably practitioners) continue to operate as though there is “no agreement on exactly what these key competencies are” (McCarthy and Eagle, 2021). This position lends legitimacy to the current practice of continuously re-inventing sustainability competencies in the literature. At the same time, there is little explicit connectivity in the literature, with 40% of the articles (prior to 2019) not being cited by any others (in the whole sample).
Convergence on Key Competencies in Sustainability
Yet, when looking beyond terminological differences, we find convergence in the literature on what graduates and professionals need to be capable of to advance social transformations to sustainability. The 2011 review article “Key competencies in sustainability—a reference framework for academic program development” (Wiek et al., 2011) was the first articulation of this convergence. The authors synthesized from the literature a framework of sustainability-problem solving competence, integrating five key competencies, namely, systems-thinking, anticipatory, normative, strategic, and interpersonal competence. This article has been received as a unifying framework• and identified as “the most influential paper” in ESD (Grosseck et al., 2019, 26). Over the past decade, it has been cited by over 63% (n = 141) of the sampled articles published in 2011 or after (n = 225). The second most cited publication (Rieckmann, 2012) (by 25%) distills expert opinions into a list of competencies, without synthesizing a framework, while the third most cited publication (Barth et al., 2007) (by 21%) focuses on how competencies may be developed rather than offering a framework. Beyond citations, the 2011 key competencies framework has facilitated explicit convergence, being used as the full foundation in 32 articles (14% of the sampled articles published 2011 and after) and as a partial foundation in 78 articles (35%). Mapping this framework over the entire sample (n = 272) between 1997 and 2020 demonstrates convergence on these competencies (Figure 4). Interviews with sustainability professionals have found these competencies to be well recognized (Salovaara et al., 2020). In addition, this framework has been applied in many real-world contexts from university programs (Boone, 2015; Richard et al., 2017; Jarchow et al., 2018) to K-12 teacher training (Archambault et al., 2013; Kieu et al., 2016; Redman et al., 2018), K-12 education directly (Wiek et al., 2016; Rodríguez-Aboytes and Nieto-Caraveo, 2018), and training for in-service professionals (Thomas and Millar, 2016; Withycombe Keeler et al., 2017).
FIGURE 4. Percentage of sampled publications (n = 272) on competencies that can be mapped onto the 2011 framework (1997–2020).
Updating the 2011 Key Competencies Framework
In the ten years since the publication of the 2011 key competencies framework (2011–2020), 110 articles were published that substantively engaged with the framework (beyond just citing it). Analysis of this body of literature identifies both insufficient receptions and productive suggestions relevant to an update (Wiek and Redman, 2021).
Indicative of the deficient, yet prevailing list-approach to competencies, scholars often acknowledge the relevance of the five competencies and then add a competence or two without offering how those might integrate into the framework and specifically contribute to sustainability problem solving (Heiskanen et al., 2016). Beyond the lack of adopting the framework-approach, many articles lack concise definitions and clear conceptual development of new competencies, a flaw called out by several other reviews (Sterling et al., 2017; Galleli et al., 2019; Shephard et al., 2019; Wilhelm et al., 2019; Brundiers et al., 2021). One example is “action competence” (Mogensen and Schnack, 2010), which is frequently added to the 2011 framework, but often confounded with strategic competence (Lans et al., 2014). Another common reception is to emphasize general and disciplinary competencies such as creativity (Steiner and Scherr, 2013; Lozano et al., 2017) or critical thinking (Rieckmann, 2012; Fukushima et al., 2017). As explained in the 2011 framework (p. 211), while these are necessary competencies for solving sustainability problems, they are not key competencies, as they are not distinct to sustainability but considered learning objectives of education in general (Voogt and Roblin, 2012).
Yet, there have also been a number of productive suggestions to expand the framework. Most relevant are three emerging competencies (for definitions, see Table 1), which have been proposed with varying frequencies (Figure 5). Intrapersonal competence has been called out in several conceptual (Anderson, 2013; Frank, 2021) and empirical (Giangrande et al., 2019; Brundiers et al., 2021) studies; yet, there remains some disagreement on whether this is a competence (Gómez-Olmedo et al., 2020) or an underlying disposition (Brundiers et al., 2021). Integration competence has already been mentioned in the original framework (p. 212) and elaborated in an early update of the framework (Wiek et al., 2016); it has been mentioned frequently thereafter (Evans, 2019). The least frequent explicit proposal is for an implementation competence (see Figure 5). The 2011 framework focuses on the competence to plan sustainability problem solving, and only touches on competence to implement sustainability interventions and solutions. Some authors have argued that implementation competence deserves the status of a key competence in sustainability (Perez Salgado et al., 2018), which is in line with other more vague descriptions of strategic action competence (Frisk and Larson, 2012). There is emerging agreement that sustainability education ought to prepare students for taking action (Mogensen and Schnack, 2010; Frisk and Larson, 2012); more specifically, for “collective interventions” (Clark, 2016; Perez Salgado et al., 2018) towards “transformative social change” (Glasser, 2016). As indicated in the original version of the framework (p. 214), this is a call for collective sustainability problem-solving competence that goes beyond the capacity of individuals (Barth, 2015).
TABLE 1. Definition and most common descriptors from the literature for each key competence in sustainability.
FIGURE 5. Percentage of sampled publications (n = 272) that can be mapped onto the three emerging competencies (1997–2020).
Framework of Competencies for Advancing Sustainability Transformations
The unified framework of competencies for advancing sustainability transformations centers on 8 key competencies in sustainability (with 5 established and 3 emerging), and is complemented by disciplinary, general, and other professional competencies (Figure 6; Table 1). As a framework, the key competencies are not compiled as a list to select from; instead, all key competencies need to be integrated for advancing sustainability transformations. Systems-thinking, futures-thinking, values-thinking, and strategies-thinking enable crafting sustainability action plans that yield sustainability outcomes if successfully implemented (which requires implementation competence). Inter- and intra-personal competencies (key professional competencies) enable that planning and implementation is undertaken in collaborative and self-caring ways—key factors for success (Sipos et al., 2008; Frisk and Larson, 2012). Finally, integration competence enables a coherent combination of collaborative and self-caring planning and implementation efforts, using established procedures for sustainability problem solving (Angelstam et al., 2013; Polk, 2014; Wiek and Lang, 2016; Henry, 2018). Complementary competencies are organized on two axes: disciplinary competencies complement the (content-independent) key competencies through content-dependent expertise; general competencies such as critical thinking and creativity as well as other professional competencies such as responsive project management are generic competencies (used in many different fields) that complement the sustainability-specific key competencies in efforts to advance sustainability transformations.
FIGURE 6. Unified framework of competencies for advancing sustainability transformations; centered on 8 key competencies in sustainability with 5 established (bold) and 3 emerging (italic); and complemented by disciplinary, general, and other professional competencies.
Competencies that fulfill important functions complementary to the key competencies in sustainability can be differentiated into disciplinary, general, and other professional competencies.
Disciplinary competence: There is broad agreement that advancing sustainability transformations requires content-dependent competencies, e.g., on climate, water, energy, food, and international development (Dale and Newman, 2005; Demssie et al., 2019). Disciplinary specialties will be critical complements to the content-independent sustainability competencies, resulting in “t-“, “pi” or “shield” shaped professional profiles (Uhlenbrook and de Jong, 2012; Conley et al., 2017; Pennington et al., 2020).
General: Although there are no universally agreed-upon general competencies, Binkley et al. (2012) distilled a broad sample of literature into a set of ten so-called “21st century skills”. Three of these general competencies were also frequently mentioned in the literature reviewed in the present study and can therefore be considered important complementary general competencies for advancing sustainability transformations, namely, the abilities of critical thinking, creativity, and learning.
Professional Competencies: As indicated above, inter- and intra-personal competencies are considered key competencies in sustainability, shared mostly with other caring professions, e.g., medicine, nursing, social work. In addition, two other, more “regular”, professional competencies, namely (advanced) compassionate communication and responsive project management, are important for advancing sustainability transformations on a more basic level (MacDonald and Shriberg, 2016; Brundiers and Wiek, 2017; Lozano et al., 2017).
This systematic review of the growing body of literature found, despite appearance to the contrary, a convergence on learning objectives in sustainability education around a discrete set of key competencies. In particular, the five key competencies described through a framework in 2011 (Wiek et al., 2011), namely, systems-thinking, anticipatory, normative, strategic, and interpersonal competence, have gained widespread use. Several productive propositions have emerged as well. Integrating the advances of the last decade, a framework of eight key competencies in sustainability is described, along with three classes of complementary competencies which form the best published scholarly knowledge of how to equip sustainability change agents to advance sustainability transformations. While this study focused on the perspectives captured in the literature, reviews of university sustainability programs (Trencher et al., 2018; Salovaara et al., 2020) and expert surveys (Rieckmann, 2012; Demssie et al., 2019; Brundiers et al., 2021) largely align with the findings presented here.
Zooming into the review results, systems thinking is the most established of the planning competencies, followed by interpersonal competence, which is addressed in many project-based sustainability courses (Konrad et al., 2020) (Figure 4). However, these are the less transformative of the key competencies. Futures-, values-, and strategies-thinking competencies, so far established to a lesser extent, are critical for change that disrupts the status quo (Hsu, 2020). These competencies enable graduates and professionals to envision sustainable futures, based on the SDGs, and develop effective and efficient strategies (action plans) to achieve them.
Beyond this, the three emerging competencies are much more unconventional, if not controversial. First, the aspects included as intrapersonal competence (self-awareness and self-care) are not part of typical learning objectives (Shephard, 2008; Frank, 2021), and do not fit well with how competencies are generally defined (Shephard et al., 2019; Gómez-Olmedo et al., 2020). Yet, this points more to a broader issue in education: medical schools, for example, having long realized they need to address emotional, and not just intellectual development in students (Coombs and Virshup, 1994). Second, while addressing sustainability problems is a common theme in sustainability education at the university level (Brundiers et al., 2010), this does not usually mean fully preparing graduates for doing sustainability (Alvarez and Rogers, 2006). Implementation competence calls for that to change, yet, this is a largely unexplored space for university programs. Finally, this review showed that like other scientists, those in sustainability continue to dissect holistic processes (i.e., problem-solving), into constituent parts (i.e., lists of competencies, as in (Lozano et al., 2017)). Integration competence pushes against this tendency and urges an emphasis on educating for the connections between competencies.
Sustainability science has developed and adopted a variety of approaches to solving problems (Angelstam et al., 2013; Polk, 2014; Wiek and Lang, 2016; Henry, 2018), with initial attempts to explore how that can shape education (Wei et al., 2020). The unified framework centers on how professionals can best collectively engage in sustainability problem solving and advancing sustainability transformations. Through this foundation, the framework is explicitly not intended to serve any specific discipline but should be adoptable by all disciplines and fields (with some relevance to sustainability). The framework offers a base from which to build off and specify learning objectives in life science, engineering, business, or teacher’s education, to name a few. To this end, the language of the unified framework has been further universalized (e.g., “normative” is often mistranslated), and discilenary competencies are now situated within this more extended framework.
The reviewed literature focused on publications in English, which underrepresents large regions of the world; a problem confirmed in other studies (Weiss and Barth, 2019). Indeed, there is, for example, a growing discourse in Latin America (in Spanish) around how to develop sustainability education (Dieleman and Juarez-Najera, 2008). We found that specifically with regards to learning objectives in sustainability little has been published (in English) by researchers from outside the OECD. After many early calls for it (Mochizuki and Fadeeva, 2010), publications from underrepresented countries have recently increased (23 of 25 identified were published in the last 5 years), but more comprehensive inclusion of these perspectives is needed.
The results of this study show that, despite terminological differences, there is substantive convergence in the literature on what change agents need to be capable of to advance social transformations to sustainability. On this basis, the article describes a framework of eight key competencies in sustainability, broadly applicable to sustainability education in all disciplines. The unified framework of key competencies in sustainability links science, education, and society in the joint effort of broadening and accelerating transformations towards the Sustainable Development Goals. This does not mark the endpoint of needed research, rather an opportunity to make much needed advances. Three immediate needs include: 1) research and development of the emerging competencies; 2) operationalization of the framework across disciplines, learning settings, and global contexts; and 3) testing the framework in real-world problem-solving settings. Even more fundamental though is the need for the community of scholars to come together and better coordinate their efforts. Complementary and comparative studies would overcome the current fractured structure of the field and allow for more robust and accelerated advances.
Data Availability Statement
The original contributions presented in the study are included in the article/Supplementary Material, further inquiries can be directed to the corresponding author.
AR and AW designed the research project together and structured the article and wrote the article together. AW secured the funding, and AR did the data collection and full literature review. Both authors approved the submitted version.
The authors acknowledge funding from the Lower Saxony Ministry of Science and Culture and Volkswagen Foundation for the Grant “Educating Future Change Agents—Higher Education as a Motor of the Sustainability Transformation” (A115235) through the program “Science for Sustainable Development”.
Conflict of Interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
The authors would like to thank Charles Redman, Arizona State University, and Matthias Barth, Leuphana University of Lüneburg, for comments and suggestions on earlier versions of this article.
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/feduc.2021.785163/full#supplementary-material
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Keywords: learning objectives, sustainability education, transformations, change agents, key competencies in sustainability
Citation: Redman A and Wiek A (2021) Competencies for Advancing Transformations Towards Sustainability. Front. Educ. 6:785163. doi: 10.3389/feduc.2021.785163
Received: 28 September 2021; Accepted: 04 November 2021;
Published: 30 November 2021.
Edited by:Marco Rieckmann, University of Vechta, Germany
Reviewed by:Renate Wesselink, Wageningen University and Research, Netherlands
Jana Dlouhá, Charles University, Czechia
Copyright © 2021 Redman and Wiek. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Aaron Redman, firstname.lastname@example.org