Abstract
Eastern Africa has been a prime target for scientific drilling because it is rich in key paleoanthropological sites as well as in paleolakes, containing valuable paleoclimatic information on evolutionary time scales. The Hominin Sites and Paleolakes Drilling Project (HSPDP) explores these paleolakes with the aim of reconstructing environmental conditions around critical episodes of hominin evolution. Identification of biological taxa based on their sedimentary ancient DNA (sedaDNA) traces can contribute to understand past ecological and climatological conditions of the living environment of our ancestors. However, sedaDNA recovery from tropical environments is challenging because high temperatures, UV irradiation, and desiccation result in highly degraded DNA. Consequently, most of the DNA fragments in tropical sediments are too short for PCR amplification. We analyzed sedaDNA in the upper 70 m of the composite sediment core of the HSPDP drill site at Chew Bahir for eukaryotic remnants. We first tested shotgun high throughput sequencing which leads to metagenomes dominated by bacterial DNA of the deep biosphere, while only a small fraction was derived from eukaryotic, and thus probably ancient, DNA. Subsequently, we performed cross-species hybridization capture of sedaDNA to enrich ancient DNA (aDNA) from eukaryotic remnants for paleoenvironmental analysis, using established barcoding genes (cox1 and rbcL for animals and plants, respectively) from 199 species that may have had relatives in the past biosphere at Chew Bahir. Metagenomes yielded after hybridization capture are richer in reads with similarity to cox1 and rbcL in comparison to metagenomes without prior hybridization capture. Taxonomic assignments of the reads from these hybridization capture metagenomes also yielded larger fractions of the eukaryotic domain. For reads assigned to cox1, inferred wet periods were associated with high inferred relative abundances of putative limnic organisms (gastropods, green algae), while inferred dry periods showed increased relative abundances for insects. These findings indicate that cross-species hybridization capture can be an effective approach to enhance the information content of sedaDNA in order to explore biosphere changes associated with past environmental conditions, enabling such analyses even under tropical conditions.
Introduction
Paleogenomics Applied to Sediment Samples
The characterization of sediments from the Chew Bahir basin is part of the Hominin Sites and Paleolakes Drilling Project (HSPDP), which encompasses six drill sites within the East African Rift System (Figure 1) (; ; ). Eastern Africa is known for the discovery of hominin fossils, including the famous Australopithecus afarensis female “Lucy”, found 30 km from the HSPDP Northern Awash drill site, and the archaic Homo sapiens fossils Omo I and Omo II, found only 90 km to the west from the Chew Bahir drill site (; ). The influence of global and local environmental instability on human evolution has been a matter of debate and many competing hypotheses on the relationship between both exist (e.g. Potts, 2013; ; ). Eastern Africa has been a traditional setting for testing hypotheses on environment-evolution linkages because of its rich hominin fossil record and the ability to date fossil wearing strata (Trauth et al., 2010; ). For these reasons, the sediment drill cores from the HSPDP offer an extraordinary chance to obtain paleoclimatic and paleoenvironmental data to further complement the understanding of climate change and of selective regimes in hominin evolution.
FIGURE 1
The investigation of sedaDNA is a relatively new approach in the study of deep sediment drill cores. Traditionally, the analysis of organisms in a sediment record often either relied on microscopy (then restricted to taxa with remnant hard structures, e.g. diatoms) or biogeochemical indicators for certain bio-productivities, an approach with very coarse taxonomic resolution (e.g. Stoof-Leichsenring et al., 2011). sedaDNA analysis does not depend on conservation of biomaterial that is suitable for microscopy and may hence considerably widen the range of taxa retrieved (e.g., limnoplanctic rotifers as good indicators of changes in salinity through time,
It is widely recognized that cold temperatures are beneficial for the preservation of aDNA in sediments or fossils (Pääbo et al., 2004;
Studies on sedaDNA without any prior PCR amplification are usually compromised by a large part of the revealed metagenome originating from modern DNA of the prokaryote-rich deep biosphere (
DNA hybridization capture (a.k.a. target enrichment) has already been successfully applied to enrich low-concentration DNA-fragments of interest from aDNA samples including sediments (Slon et al., 2017;
Here we present a sedaDNA study on selected samples of the upper 70 m of two ∼280 m long lacustrine sediment cores from the paleolake Chew Bahir in Ethiopia (Foerster et al., in rev.). The objective of this metagenomic study is to contribute to the characterization of the past environment around the Chew Bahir basin and to test the feasibility of analyzing extremely degraded sedaDNA. We chose to utilize DNA hybridization capture for these sedaDNA studies, as hybridization capture has been proven superior to direct PCR amplification for highly degraded DNA (
Regional Setting
Today, Chew Bahir is a saline mudflat at the southern border of Ethiopia at approximately 4.7071°N, 36.8524°E and an altitude of approximately 570 m asl (
Before the deep drilling campaign in the Chew Bahir basin started as part of the HSPDP in 2014, six short cores, up to 22 m long, had been collected in 2009–2010 from this site in pilot studies (e.g.
These findings on bioindicators served as an orientation for the application of molecular genetic methods on the sediments from the Chew Bahir basin and were considered during bait design.
Materials and Methods
Core Drilling and Sampling
The sediment samples originate from two drill cores taken from the southwestern Chew Bahir basin in November-December 2014 (Figure 1). The duplicate cores were retrieved in close proximity to each other, core HSPDP-CHB12-2A at 4.7612°N, 36.7668°E and core HSPDP-CHB14-2B at 4.7613°N, 36.7670°E (
The collected material consists of almost three metric tonnes of mostly calcareous clays and silts (
DNA Extraction and Library Preparation
All materials and chemicals that can persist UV sterilization were UV-treated before use. Tools and surfaces were treated with a DNA-degrading agent (DNA-ExitusPlusTM, AppliChem). All steps that involved unamplified aDNA were performed in dedicated aDNA laboratories. For every third sample a mock extraction (“extraction blank”) without any sample material was added. Gloves were changed between the opening of the tube of every sample. The samples were initially sampled at 3–4 g in order to work with the DNeasy PowerMax Soil Kit (QIAGEN), which is designed for input masses of up to 10 g. However, we moved to other protocols more suitable for highly degraded fragments. We decided against further subsampling the samples in order to avoid any (cross-) contamination. DNA extraction combined protocols published by
We used 20 µl of every extract, including the extraction blanks, for library preparation right after extraction based on a protocol by
The reagents for library amplification and indexing comprised 44.8 µl of nuclease free water, 8 µl of 10 × AccuPrimeTM Pfx reaction mix (ThermoFisher Scientific), 0.8 µl of 2.5 U/µl AccuPrimeTM Pfx polymerase, 3.2 µl of P5 indexing primer, 3.2 µl of P7 indexing primer and 20 µl of each library. The PCR reactions were executed starting with 2 min at 95°C, followed by the number of cycles calculated according to
DNA Hybridization Capture
Taxon-specific RNA-baits for hybridization capture were synthesized according to sequence templates. For animals, sequences of the mitochondrial cytochrome oxidase subunit 1 (cox1 or COI) gene were used as barcoding marker for species identification. The sequence of the chloroplast ribulose bisphosphate carboxylase large chain (rbcL) served as the universal barcoding marker for higher plants and diatoms (Wales et al., 2014). A set of selected target species was compiled based on a literature research and microscopic evidence. Results from the pilot core studies on paleolake Chew Bahir provided initial information on which potential target species to expect in the long core, including gastropod, teleost, and plant species (
For all chosen taxa or their closest relatives, sequence information for the barcoding genes was retrieved from the GenBank sequence database (ncbi) between May and August 2017. Often, the sequences available at GenBank covered the gene loci only partially. In total, 223 metabarcoding sequences from 199 different species were collected (Supplementary Table S1). For these sequences, baits were produced by Arbor BiosciencesTM in form of a myBaits® Custom Target Capture Kit. The final set contained 19,584 baits, each at a length of 60 bp. The synthesized baits were short overlapping fragments representing the whole bait-template sequences of cox1 or rbcL of the respective taxon. The “tiling density” of the bait set was 4 ×, i.e., any base in a sequence was covered by four different 60 bp-baits. According to empirical experiences of the suppliers, one extra copy of baits with <28% GC content, one extra copy of baits with ≥50% and <60% GC content, and four extra copies of baits with >60% GC content were included in order to prevent capture biases. Ambiguous bases (e.g. the IUPAC code “Y” for pyrimidines) in the reference sequences were replaced at equal ratios with a single candidate base. Undetermined bases, indicated by an “N” in the DNA sequence, were always replaced with thymine, which is the standard procedure of the bait manufacturer. For taxonomic groups underrepresented in our taxon selection (e.g. there were far fewer bird than diatom species selected), two to three extra copies of each bait were added.
Hybridization capture reactions were performed using the myBaits® In-Solution Sequence Capture for Targeted High-Throughput Sequencing Custom Kit (designs with 1–20 k probes) by Arbor BiosciencesTM. The recommended input is 100–500 ng of library DNA, which equaled 7 µl of our libraries (DNA concentrations of amplified libraries between 14 and 72 ng/µl, extraction blanks 10–23 ng/µl, library blanks 9–15 ng/µl). In order to reduce the number of samples undergoing hybridization capture, the five extraction blanks (four from extraction batch one, one from batch two) and five library blanks were pooled separately, resulting in one pooled extraction blank and one pooled library blank. The capture experiments were conducted according to the manufacturer’s instructions with the following modifications: all capture reactions were incubated for 45 h at 55°C as recommended by the manufacturer for highly degraded samples. Due to the truncation of the P5-adapter in the library (according to
Previous experiences show that dilution of commercial baits is a cost-effective way of hybridization capture, even of degraded DNA, without decreasing the yield substantially (
Before hybridization capture, the libraries of all samples, except for the samples at 2.17 and 71.65 m, underwent direct shotgun sequencing on an Illumina Nextseq 500 platform, producing approx. 260,000 maximally 76 bp long single-end reads per sample. This will be referred to as ”shotgun data.” All twelve libraries that underwent hybridization capture were sequenced on an Illumina Nextseq 500 platform, producing approximately three million 76 bp single-end reads per sample. This will be referred to as “first round capture data.” A second round of hybridization capture was performed on the samples at 2.17, 2.48, 2.93, and 71.65 m. The second round of capture used the captured and amplified libraries of the first capture experiment as input for a second capture procedure, i.e., all steps of the hybridization capture were performed a second time. Sequencing conditions were the same as for first round capture data. The data resulting from this are referred to as “second round capture data.” The blanks were sequenced together with the respective sample libraries at the same depths as the samples, prior to capture (shotgun data) and after two rounds of hybridization capture.
Bioinformatic Analysis
All reads underwent adapter- and quality-trimming using cutadapt-2.6 (
Enrichment success was evaluated with regard to the marker sequences from which the 60 bp-baits were designed. In all datasets, the fraction of reads that show significant sequence similarity to cox1 and rbcL was estimated using Hidden Markov Models (HMMs). The HMM was produced with the nHMMER function of the HMMER 3.1b1 tool collection (
The precision of taxonomic assignment depends on the degree of sequence conservation of the reference. The Shannon entropy served as an approximation of the degree of conservation across eukaryotes in the different domains of the cox1 gene. Applied to DNA sequence alignments, the Shannon entropy describes the diversity of each nucleotide position (i.e. column) of an alignment. Estimation of the Shannon entropy of a cox1 multiple sequence alignment was carried out with Python 2.7 (https://gist.github.com/jrjhealey/130d4efc6260dd76821edc8a41d45b6a 2020-10-26), applying a moving average of ten. In order to avoid distortion due to different nucleotide coverage at the positions of the MSA, only full length cox1 sequences were aligned with default settings in MAFFT v7. The accession numbers of these selected sequences are listed in the Supplementary Table S4. For better visualization, entropy scores were inverted by subtraction from the maximal possible value, which was ∼2.33 when assuming five possible nucleotide states (ATCGN). This way, a high value on the vertical axis equals a high estimated degree of conservation (i.e., a low entropy).
While Kraken2 served as a comprehensive approach to unravel the sample’s taxonomic profiles, enrichment patterns and efficiency of our bait set composition was evaluated with bwa. Specifically, all quality-filtered reads were mapped back to a collection of cox1 and rbcL sequences using bwa v0.7.17’s mem-algorithm (testruns with bwa aln with seeding disabled are shown in Supplementary Table S18). This collection of cox1 and rbcL sequences consisted of all sequences used for bait design, as well as 14 marker sequences of further potentially interesting species: Vertebrata thuyoides (Rhodophyta), Gracilaria salicornia (Rhodophyta), Leishmania tarentolae (Euglenozoa), Trypanosoma cruzi (Euglenozoa), Tapes belcheri (Bivalvia), Picocystis salinarum (Chlorophyta), Micromonas pusilla (Chlorophyta), Alcelaphus buselaphus (hartebeest antelope, Mammalia), Haphsa durga (Hexapoda), Homo sapiens (Mammalia). These additional species were identified post hoc by inspecting the Kraken2 results for taxa with relatively high read numbers and potential biological relation to the environment of Chew Bahir in eastern Africa. Species with chloroplasts were represented with both cox1 and rbcL sequences. Samtools 0.1.19 idxstats was used to count reads per cox1 or rbcL sequence. Samtools view in combination with shell commands served for filtering and counting reads according to their mapping quality score (MAPQ) and multi-mapping properties. The distribution of mapped reads was inspected using igv 2.7.2. From all cox1 gene sequences, those regions to which five or more reads mapped were copied into a separate fasta file. The sequences of this file were added to the MSA of full length cox1 gene sequences using MAFFT v7 with the --addfragments and --keeplength options. This alignment was visualized in Jalview 2.11.1.0. All full-length sequences were removed, leaving only the fragments that indicate the regions to which five or more reads mapped. The panel that visualizes the coverage of each column of this alignment (“occupancy”) was exported as cox1 mapping hotspots and aligned with the inverse Shannon entropy estimates to test for a relationship between the reads’ likelihood to map to a particular region in the cox1 gene and that region’s degree of sequence conservation.
Results
Extraction Success and Library Quality
The DNA extracts of all samples displayed relatively low DNA concentrations in the QuBit measurements, all below 4 ng/µl, but often even below the detection limit of 0.5 ng/µl. The samples differed considerably in appearance after extraction, with most of the samples showing transparent, colorless DNA extracts, but the samples at 0.93, 2.17, 5.21, and 71.65 m having turbid, light to medium brownish particles that could be removed by short centrifugation at low speed. None of these samples containing sediment remnants showed notably different results in subsequent analyses. The two samples at 2.17 and 71.65 m, that were extracted following exactly the protocol of
Read length distributions (Figure 2) show that for all samples except those at 0.93 and 6.36 m, after one round of capture, reads of 71–76 bp length are the most abundant with counts in the hundreds of thousands per each possible length. Shorter reads of 30–70 bp show counts in the tens of thousands. Read length distributions of taxonomic groups that were classified by Kraken2 (Figure 3) mainly follow the general read length pattern of their respective sample (cf. Figure 2). Reads classified as bacterial are more abundant than reads classified as eukaryotic at any given length. In contrast, after two rounds of hybridization capture, for samples at 2.17, 2.48, and 2.93 m, the reads assigned as eukaryotic occasionally outnumber the putative bacterial reads (Figures 4, 5). The read length distributions of the blanks for DNA extraction and library extraction generally resemble those of the samples, however, with in most cases lower read numbers and some deviations in the library extraction blanks (Supplementary Figures S1, S2; Figures 4, 5).
FIGURE 2

Read length distribution of all reads after duplicate removal for first round capture data. Samples at 0.93 m and at 6.36 m depth display a larger proportion of shorter reads in relation to the maximum possible length of 76 bp. However, this effect is less pronounced when taking into account the high fluctuation of absolute read numbers on the y-axis. The curve of samples that have much fewer short reads in relation to longer reads (>70 bp) may appear flat, but the counts usually still range in the tens of thousands (0.29 m: at 30 bp 13,023 reads counted, at 70 bp 23,980; 1.55 m: at 30 bp 11,802, at 70 bp 28,943; 2.48 m: at 30 bp 6,855, at 70 bp 25,867; 8.25 m: at 30 bp 7,997, at 70 bp 41,531).
FIGURE 3

Read length distribution of reads assigned to selected taxonomic groups after Kraken2 analysis for first round capture data. Read groups were filtered by GenBank TaxIDs using KrakenTools (https://github.com/jenniferlu717/KrakenTools, July 2021). Read length distributions mainly follow the trends of the distribution before entering Kraken2 analysis after duplicate removal. Note that read counts can be substantially smaller as in Figure 2 because only reads that could be assigned are displayed.
FIGURE 4

Read length distribution of all reads after duplicate removal for second round capture data. Longer reads (>70 bp) dominate all samples. The pooled blanks (one for mock extractions “5 pooled extrBlks” and one for mock library preparations “5 pooled libBlks”) display lower read numbers compared to samples, yet the difference is not always more than 2-fold (e.g. compare sample 2.93 m and five pooled extrBlks).
FIGURE 5

Read length distribution of reads assigned to selected taxonomic groups after Kraken2 analysis for second round capture data. In all samples, except for the sample at 71.65 m, for some read length classes, putative eukaryotic reads are found in higher numbers than putative bacterial reads. Note that the read length distribution for the pool of extraction blanks resembles those of the samples, especially of the oldest sample at 71.65 m, with a particular large bacterial fraction. The read length distribution in the pooled library blanks, however, deviates more from those of the samples and displays large frequency changes among adjacent length classes.
Enrichment Success
The main aim of the hybridization capture experiment was to enrich marker sequences from a broad range of eukaryotic species. After trimming and quality filtering, all reads were scanned for putative marker sequences (cox1 or rbcL). The fraction of reads that aligned to the HMM and therefore presumably originated from a marker gene was determined for every sample as parts per million (PPM) and ranged from 0 to 23 for shotgun, 67 to 2,461 after the first round of capture and 805 to 28,305 after the second round. In summary, after one round of capture the fraction of marker reads increased 15 to 413-fold (Figure 6). After a second round of hybridization capture, the fraction of marker reads compared to that after the first round increased 10 to 36-fold. For the samples at 2.48 and 2.93 m, from which sequence data of all three sequencing stages (shotgun, first round capture, second round capture) is available, this resulted in overall 580 and 1,769-fold increases, when comparing simple shotgun sequence data and second round capture sequence data (Figure 6).
FIGURE 6

Fold change of relative abundance of marker reads (cox1 and rbcL summarized) estimated by HMMs. Coloration according to log10 value of fold change. Grey panels indicate inability to calculate fold change, either because of a zero delimiter (“Inf”) or missing data (because a sample was not included in the respective experiment). “cap”, first round capture data; “shot”, shotgun data; “cap_2nd”, second round capture data.
Taxonomic Classifications
Assignment of Reads after Sequencing
Among all raw datasets across all samples, between 87 and 98% (mean >96%) of all sequence reads did not yield a phylogenetic placement. On average, for each of the three sequencing stages, between 11 and 26% of the reads were discarded because they were either too short, consisted of adapters only, or did not meet the minimum quality score. Another 1% (average for shotgun samples) to 50% (average for samples after second round of capture) were discarded because they were inferred to constitute PCR duplicates. The more capture reactions and subsequent library amplifications were applied, the more PCR duplicates were removed (Figures 7A–C). After trimming and duplicate removal, an average of 93–95% of all reads that entered the Kraken2 analysis remained taxonomically unassigned.
FIGURE 7

Categorization of reads. (A–C) Assignment of raw reads, including the fractions of reads that did not pass quality or size filtering (“trimmed off”), PCR duplicates (“dup.removed”), and failed taxonomic assignment (“unassigned”). (D–F) Taxonomic assignment of reads which passed the quality control steps and were retained for further analysis. (A,D): shotgun data, (B,E) first round capture data, (C,F) second round capture data (only applied to a subset of samples).
Proportions Between Domains of Life
After one round of capture, the ratios between the different organismal domains change. Specifically, the percentage of reads determined as eukaryotic increased, while the percentage of reads considered bacterial decreased (Figures 7D, E, 8A). A second round of capture further increased the number of reads assigned to eukaryotes, albeit to a different extent across taxa (Figures 7F, 8B).
FIGURE 8

Impact of Hybridization capture on different taxa and samples. log2 of fold changes of relative abundances of reads assigned to selected taxa. Dots represent the single samples with increased (blue) or decreased (red) abundance of the respective taxon; grey boxes display the mean value (middle) ± standard deviation. All taxa contained in the bait set are displayed, as well as some that were relatively abundant despite not being part of the bait set (Viruses, Chelicerata, Oomycetes, Fungi, Chlorophyta, and Rhodophyta). Note that fold-change calculations are less precise for taxa with few reads assigned to them (cf. Figure 9 for taxon-specific read counts). (A) Relative abundances in the first round capture data compared to those of the shotgun data. The relative abundance of eukaryotic reads increased at the expense of bacterial reads. (B) Relative abundances in the second round capture data compared to those of the first round capture data. The decrease of the bacterial fraction could only be observed after the first round of hybridization capture. Pictograms from phylopic.org courtesy of Sergio A. Muñoz-Gómez, Harold N Eyster, Julie Blommaert based on photo by Sofdrakou, Melissa Broussard, and Soledad Miranda-Rottmann. License: https://creativecommons.org/licenses/by/3.0/.
Number of Reads Assigned to Specific Taxa
In the results of the Kraken2 analysis, the bacterial genus Pseudomonas is the most frequent genus in all datasets, including all blanks (Supplementary Tables S11–S16). Among the retained reads assigned to eukaryotes, some taxa are more prominent than others, in particular mammals, birds (Aves), fish (Teleostei), insects (hexapods), and dicotyl plants, a pattern that is quite stable across all samples of different depths and across shotgun and capture data (Figures 9A, B, D; Table 1 depicts most abundant genera). A smaller fraction of the reads was assigned to Bivalvia, Gastropoda, Crustacea, Rotifera, and Bacillariophyta (diatoms). Notably, there was no systematic decrease or altered assignment pattern in the lowermost sample (71.65 m), as compared to the samples from the upper 10 m of the core.
FIGURE 9

Relative and absolute abundances of reads assigned to different eukaryotic taxa across samples and methods. Colors represent parts per million (ppm) of reads, grey: no reads. The absolute number of reads is written in the center of the colored tiles. (A) shotgun data, (B) first round capture data, (C) first round capture data mapped to cox1 sequences of the respective taxa, (D) second round capture data, (E) propensity of reads to map to particular regions in the cox1 gene (distribution in upper part) and degree of sequence conservation (lower part), which is estimated by a moving average (n = 10) of its Shannon entropy per column. The entropy score was subtracted from the maximal possible value (2.33 allowing five nucleotide states: ATGCN) for better representation of estimated sequence conservation. This way, high values on the scale correspond to a high degree of sequence conservation which coincides with a high propensity of reads to map to these regions. Note that values for Mammalia did not include reads assigned to Homo sapiens, to avoid impact of possible contamination (see Materials and Methods for details).
TABLE 1
| Name | Mean | SD | 0.29 B-0.29 | 0.93 B-0.93 | 1.55 B-1.55 | 2.17 B-2.17 | 2.48 A-2.94 | 2.93 A-5.57 | 3.05 B-3.56 | 4.57 A-6.19 | 5.21 A-6.81 | 6.36 A-7.93 | 8.25 B-10.03 | 71.65 B-70.36 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| A | ||||||||||||||
| Mus | 1.07 | 0.39 | 0.99 | 1.09 | 0.54 | 1.40 | 1.28 | 1.15 | 1.53 | 1.73 | 0.76 | 0.90 | 1.00 | 0.43 |
| Oryzias | 0.64 | 0.23 | 0.58 | 0.85 | 0.32 | 0.76 | 0.64 | 0.78 | 0.91 | 0.99 | 0.43 | 0.63 | 0.51 | 0.24 |
| Drosophila | 0.63 | 0.28 | 0.61 | 1.11 | 0.30 | 0.45 | 0.66 | 0.71 | 0.96 | 0.95 | 0.42 | 0.70 | 0.55 | 0.18 |
| Solanum | 0.49 | 0.18 | 0.51 | 0.63 | 0.25 | 0.42 | 0.58 | 0.75 | 0.77 | 0.54 | 0.32 | 0.47 | 0.43 | 0.18 |
| Spirometra | 0.40 | 0.13 | 0.47 | 0.45 | 0.26 | 0.51 | 0.46 | 0.45 | 0.62 | 0.45 | 0.28 | 0.34 | 0.39 | 0.16 |
| Bos | 0.38 | 0.15 | 0.36 | 0.47 | 0.18 | 0.43 | 0.40 | 0.42 | 0.66 | 0.64 | 0.25 | 0.30 | 0.32 | 0.20 |
| Danio | 0.38 | 0.16 | 0.42 | 0.42 | 0.21 | 0.23 | 0.42 | 0.46 | 0.70 | 0.58 | 0.23 | 0.40 | 0.37 | 0.18 |
| Aspergillus | 0.34 | 0.14 | 0.32 | 0.42 | 0.18 | 0.35 | 0.36 | 0.46 | 0.56 | 0.49 | 0.25 | 0.38 | 0.21 | 0.07 |
| Oryza | 0.32 | 0.17 | 0.24 | 0.39 | 0.15 | 0.56 | 0.28 | 0.44 | 0.46 | 0.61 | 0.24 | 0.28 | 0.13 | 0.08 |
| Ovis | 0.30 | 0.12 | 0.28 | 0.28 | 0.14 | 0.41 | 0.33 | 0.31 | 0.55 | 0.43 | 0.21 | 0.23 | 0.26 | 0.18 |
| Scophthalmus | 0.28 | 0.09 | 0.24 | 0.32 | 0.14 | 0.30 | 0.37 | 0.33 | 0.43 | 0.36 | 0.16 | 0.24 | 0.32 | 0.19 |
| Pyrus | 0.24 | 0.43 | 0.02 | 0.20 | 0.12 | 1.56 | 0.24 | 0.12 | 0.30 | 0.24 | 0.04 | 0.07 | 0.02 | 0.01 |
| Laeops | 0.24 | 0.54 | NA | 0.10 | 0.04 | 1.69 | 0.56 | 0.06 | 0.24 | 0.12 | 0.01 | 0.08 | NA | NA |
| Larimichthys | 0.24 | 0.09 | 0.23 | 0.27 | 0.11 | 0.18 | 0.23 | 0.27 | 0.38 | 0.40 | 0.17 | 0.21 | 0.33 | 0.10 |
| Lupinus | 0.24 | 0.09 | 0.23 | 0.25 | 0.15 | 0.39 | 0.31 | 0.29 | 0.34 | 0.31 | 0.14 | 0.16 | 0.16 | 0.11 |
| Cucumis | 0.20 | 0.15 | 0.13 | 0.21 | 0.14 | 0.60 | 0.29 | 0.15 | 0.29 | 0.18 | 0.08 | 0.11 | 0.11 | 0.06 |
| Cladophialophora | 0.19 | 0.21 | 0.05 | 0.24 | 0.07 | 0.80 | 0.24 | 0.12 | 0.21 | 0.30 | 0.02 | 0.18 | 0.04 | 0.02 |
| Sus | 0.19 | 0.09 | 0.17 | 0.13 | 0.08 | 0.14 | 0.22 | 0.24 | 0.33 | 0.37 | 0.13 | 0.21 | 0.16 | 0.06 |
| Theobroma | 0.18 | 0.12 | 0.15 | 0.31 | 0.06 | 0.30 | 0.13 | 0.17 | 0.20 | 0.45 | 0.10 | 0.11 | 0.12 | 0.04 |
| Vigna | 0.18 | 0.06 | 0.20 | 0.27 | 0.12 | 0.20 | 0.19 | 0.18 | 0.29 | 0.19 | 0.12 | 0.16 | 0.19 | 0.05 |
| Plasmodium | 0.18 | 0.09 | 0.14 | 0.21 | 0.07 | 0.13 | 0.27 | 0.24 | 0.27 | 0.34 | 0.11 | 0.20 | 0.11 | 0.07 |
| B | ||||||||||||||
| Mus | 847.33 | 289.69 | 1,110 | 545 | 1,228 | 648 | 987 | 846 | 1,005 | 892 | 758 | 356 | 1,269 | 524 |
| Oryzias | 495.50 | 150.96 | 656 | 427 | 724 | 354 | 493 | 572 | 600 | 508 | 427 | 249 | 647 | 289 |
| Drosophila | 491.67 | 176.48 | 683 | 558 | 683 | 209 | 509 | 524 | 627 | 491 | 418 | 278 | 697 | 223 |
| Solanum | 390.75 | 154.41 | 572 | 318 | 564 | 193 | 447 | 548 | 502 | 280 | 316 | 186 | 547 | 216 |
| Spirometra | 333.92 | 144.18 | 532 | 227 | 585 | 234 | 358 | 333 | 404 | 233 | 279 | 135 | 496 | 191 |
| Bos | 303.50 | 98.72 | 403 | 234 | 414 | 197 | 308 | 311 | 431 | 329 | 250 | 117 | 406 | 242 |
| Danio | 312.92 | 131.05 | 469 | 212 | 471 | 106 | 327 | 338 | 459 | 297 | 227 | 157 | 469 | 223 |
| Aspergillus | 260.50 | 97.57 | 358 | 213 | 407 | 160 | 275 | 339 | 368 | 251 | 252 | 149 | 269 | 85 |
| Oryza | 236.75 | 79.84 | 268 | 198 | 338 | 258 | 220 | 321 | 299 | 316 | 245 | 109 | 167 | 102 |
| Ovis | 240.08 | 80.07 | 310 | 141 | 327 | 192 | 257 | 226 | 361 | 220 | 210 | 92 | 325 | 220 |
| Scophthalmus | 231.08 | 86.48 | 273 | 162 | 318 | 137 | 288 | 242 | 282 | 187 | 160 | 95 | 398 | 231 |
| Pyrus | 149.83 | 198.72 | 21 | 101 | 265 | 724 | 186 | 85 | 197 | 123 | 43 | 27 | 19 | 7 |
| Laeops | 138.33 | 243.20 | 0 | 52 | 82 | 782 | 435 | 47 | 157 | 62 | 12 | 31 | 0 | 0 |
| Larimichthys | 194.75 | 91.32 | 256 | 135 | 247 | 83 | 177 | 197 | 247 | 205 | 173 | 83 | 413 | 121 |
| Lupinus | 190.00 | 74.48 | 254 | 123 | 350 | 180 | 236 | 214 | 224 | 159 | 139 | 64 | 204 | 133 |
| Cucumis | 150.25 | 84.41 | 148 | 105 | 312 | 276 | 227 | 111 | 189 | 95 | 81 | 45 | 144 | 70 |
| Cladophialophora | 121.67 | 95.62 | 58 | 120 | 167 | 369 | 189 | 89 | 141 | 155 | 24 | 72 | 48 | 28 |
| Sus | 144.75 | 58.83 | 189 | 65 | 188 | 65 | 172 | 174 | 216 | 193 | 127 | 84 | 196 | 68 |
| Theobroma | 129.25 | 51.59 | 173 | 158 | 142 | 139 | 102 | 127 | 128 | 233 | 99 | 44 | 154 | 52 |
| Vigna | 147.83 | 70.39 | 221 | 133 | 282 | 94 | 145 | 134 | 188 | 100 | 118 | 62 | 237 | 60 |
| Plasmodium | 135.50 | 47.31 | 155 | 104 | 169 | 60 | 205 | 174 | 179 | 174 | 114 | 80 | 133 | 79 |
Most abundant eukaryotic genera in the first round capture dataset.
Relative abundances were calculated with the Pavian online tool. Sorted by mean value of each line. Panel A shows relative abundances (in %) of all reads that could be identified at the resolution of genus level. Panel B provides absolute read numbers. Samples are depicted by their depth (bold, in m) and their sample ID. Genera are ranked by mean values across samples. SD, standard deviation. The genera Cyprinus, Homo, Apteryx, and Notomacropus have been removed as likely contamination or artifacts (see text for details).
Some taxonomic groups, such as red (Rhodophyta) and green algae (Chlorophyta), were rather prominent in the Kraken2 results (after one and two rounds of capture), albeit no taxon-specific sequences had been included in the bait set. This pattern remained, even if the data were restricted to sequences assigned to the barcoding gene cox1 used for hybridization capture (Figure 9C).
In both PCA and hierarchical clustering, the samples did not group according to their depth (Supplementary Figure S3). The sample at 2.48 m, which had the highest number of reads assigned to the barcoding gene cox1 (Figure 9C), stood out in the corresponding PCA plot (A-2.94 in Supplementary Figure S3).
The reads were further mapped back to the template sequences of the bait set and 14 additional cox1/rbcL sequences (see Material and Methods) using the bwa mem algorithm (Supplementary Table S17). When mapping the reads back to the cox1 sequences of the bait set, some previously detected taxa could not be observed at all (grey coloring in Figure 9C). Mammalia, Hexapoda, and Chlorophyta form the groups to which most reads could be mapped. In this analysis, the oldest sample at 71.65 m yielded a considerably smaller number of reads than the samples of the uppermost 10 m of the core. Overall, much fewer reads mapped back to the bait set template sequences than there were reads that could be classified in Kraken2. This resulted in a patchy representation of some taxa (Figure 9C) that loosely, but significantly correlated with the results obtained by Kraken2 (ρ = 0.239, p = 0.002). Across all species and samples, reads preferentially mapped to particular regions of the cox1 gene (Figure 9E). From a representative alignment, the Shannon entropy index was calculated (for a moving window of 10 nucleotide sites) as a proxy for sequence conservation at different positions of the cox1 gene. The number of reads mapped to regions of the cox1 gene and that region’s estimated conservation were significantly correlated (ρ = 0.414, p < 0.001). Regarding abundant eukaryotic taxa, there is a sharp contrast between the two assignment methods Kraken2 and bwa mem (Figure 10): reads assigned to Hexapoda (insects) were very abundant according to both analyses, but Kraken2 inferred teleost fish as the most abundant taxon. In contrast, only few reads were assigned to teleost fish in the bwa mem analysis. Here, besides insects, a large fraction of reads was assigned to green algae (Chlorophyta). Interestingly, in the bwa mem analysis, there were marked fluctuations among samples retrieved from different depth in the respective abundance of reads assigned to either insects or green algae (Figure 10).
FIGURE 10

Relative fraction of reads assigned to selected abundant eukaryotic taxa with the two assignment tools Kraken2 and bwa mem, relative to depth (in m) as well as potassium count rates (inverted scale) and stratigraphy in the respective sediment layer. For each sample, the most abundant eukaryotic genera are depicted. AHD, African Humid Period; YD, Younger Dryas. Note that—due to incompleteness of reference databases—reads could be assigned to genera so far unreported for Ethiopia (marked *). They may refer to related taxa not included in the reference database. Potassium count rates in counts per second (cps, note that y-axis is inverted) (Trauth et al., 2021).
Discussion
Challenges of sedaDNA Metagenomics
Working with ancient sediment samples provides two main challenges: first, the deeper the sample from below the earth’s surface, the older and the more fragmented is the sedaDNA. Second, sediment samples regularly contain enzyme inhibitors. DNA extracts from sediment samples are known to contain DNA polymerase inhibitors, mainly humic acids (Wales et al., 2014; Parducci et al., 2018). Our DNA isolation protocols were tailored towards removing humic acids as much as possible, while retaining authentic sedaDNA. These two aspects, short fragment recovery and inhibitor removal, constitute a trade-off, since inhibitor removal requires additional processing steps, whereas small fragment retention rather implies keeping the number of processing steps at a minimum.
Generally, abundant eukaryotic taxa are detected throughout all samples and preparations, without any obvious systematic change relative to age/depth. The lowermost sample from 71.65 m (corresponding to ∼152 ka according to the directly dated RRMay2019 age model of Roberts et al., 2021) produced fewer reads, yet was inconspicuous with regard to taxon assignment (Figure 9). Notably, this reduction in read numbers by depth was most apparent in our gene-specific analysis, i.e. when considering only reads mapping to the cox1 barcoding gene (Figure 9C). This result meets the expectation that the amount of detectable authentic sedaDNA should decrease with age/depth. As a consequence for future DNA extractions from more samples, the samples could be processed in batches of similar depths in the core in order to minimize contamination of the samples with lower sedaDNA contents (presumably, the oldest ones) with DNA of more recent origin.
An important assumption for the paleogenetic analysis is that the DNA obtained is indeed ancient. This is rather difficult to test for in metagenomic sediment samples. Many of the sequences were assigned to microorganisms and likely originate from the deep biosphere, but are not necessarily ancient. Due to the complexity of metagenomes, the use of reference-based tools for aDNA content estimations, such as mapDamage (
Our DNA extracts and libraries showed the typical low DNA concentrations and qPCR results experienced in other aDNA studies. The read length distributions (Supplementary Figures S1, S2; Supplementary Tables S2–S5) display short reads (30–70 bp), which indicates advanced DNA fragmentation, consistent with an ancient origin of the recovered sequences. Still, in most samples the majority of reads are longer (70–76 bp, 76 bp constitutes the maximal length possible). This fraction could originate from the deep biosphere, representing modern, mostly prokaryotic DNA, which is expected to be abundant in most samples. Samples with a less pronounced longer fraction, such as at 0.93 and 6.36 m, could indicate regions of less rich deep biosphere, presence of inhibiting agents, such as humic acids (Wales et al., 2014; Parducci et al., 2018), or unconscious methodological inconsistencies during lab processing. Ideally, the eukaryotic domain would be larger in the shorter read length range (30–70 bp). This would indicate a mainly eukaryotic origin of fragmented DNA. However, this was only partly observed after two rounds of hybridization capture (Figure 5). A possible reason is that fragmented ancient bacterial DNA is very likely also present. It must be emphasized that the assessment of read length distributions by taxonomic groups is always biased towards longer reads, as a read’s likelihood to be taxonomically classified increases with increasing read length. Tools for metagenomic aDNA authentication are currently under development. In the meantime, further analysis of samples from Chew Bahir may omit the UDG treatment (at least for some samples), such that reads could be mapped to a selection of species and be subsequently assessed for aDNA-typical damage patterns with mapDamage (
Effects of Hybridization Capture on Ancient Metagenomes
In metagenomic analyses, many experimental and analytical decisions constitute explicit or implicit filters and hence influence the outcome. This is particularly true for the compilation of the bait set used for hybridization capture. The choice of target genes and species, the species’ evolutionary relationships and sequence divergence, as well as their numerical representation in the baits is likely to influence the taxon representation in the outcome. Within the scope of our study, the effects of the bait set species composition cannot be disentangled from other putative filters in the downstream analysis. Consequently, absolute abundances could not be inferred and cross-taxa comparisons of relative abundances should keep these potential biases in mind. Still, as the same filters were consistently applied across samples, we argue that—with all caution—shifts across strata of different depth in their relative abundances of reads assigned to specific taxa (Figures 9, 10) may reflect real shifts in the abundances of the respective taxon-specific sedaDNA.
We could demonstrate that hybridization capture led to an enrichment of both eukaryotic taxa (relative to prokaryotes) and of targeted barcoding sequences (cox1 and rbcL). The enrichment worked best for conserved regions of the target genes (Figure 9E). Consequently, taxa related to those for which the baits were designed could also be enriched. Sometimes even more distantly related taxa were enriched, such as Rhodophyta that had no close relatives in the bait set, yet they were enriched not only in the results of the Kraken2 analysis (Figure 8), but also in the first round capture datasets restricted to reads mapping back the target gene cox1 (Figure 9C, bwa-based analysis). As a consequence of this cross-taxa enrichment, baits complementary to any primate species should rather be excluded (unless they constitute the explicit focus of the study), as this could massively increase the enrichment for modern human contaminant DNA.
In the taxonomic assignments, Oomycota (water molds), Cladophialophora (Fungi), and Cryptococcus (Fungi) were often among the putative taxa which had left DNA traces in the sediment. It is not clear if the corresponding DNA fragments originate from ancient or extant populations. In case they originate from aDNA, they could be abundant and potentially ecologically informative of Chew Bahir’s past biosphere. Alternatively, these groups could be part of the deep biosphere, i.e. contributing modern DNA. A possible experimental procedure to investigate whether a taxon contributes modern DNA as part of the deep biosphere could be to target longer DNA sequences typical for modern DNA by PCR (Vuillemin et al., 2017).
Applying a second round of hybridization capture led for all samples to a further increase in the number of reads with taxonomic assignment and a decrease in putative contaminant/artifact reads (Homo or Cyprinus), but also yielded a higher fraction of PCR duplicate reads, which seems plausible as it involves another library amplification step. The Kraken2 results in the second round capture data featured two abundant aquatic eukaryotic genera, the flatfish Laeops and the green algae Micromonas that were not among the most abundant genera after only one round of hybridization capture. Assessing the validity of these assignments remains challenging, given the low reliability of current metagenomics software in taxonomic resolutions below family level (Sczyrba et al., 2017). Ultimately, the implementation of a second round of hybridization capture on metagenomes yields a slight overall increase in relative abundance of putative eukaryotic marker reads and identifies additional potentially interesting genera, at the expense of overall more amplification artifacts and a decreased absolute read number retained as presumably authentic.
The sensitivity of both our shotgun and hybrid capture approach appears superior to direct PCR on sedaDNA: in pilot studies (Krueger, Hofreiter, Tiedemann, unpublished), no PCR products could be produced on the sedaDNA not even from the uppermost sediments of Chew Bahir when using primers for diatoms or rotifers that were successfully applied to other eastern African sediment samples (
Reliability of Taxonomic Assignments
DNA sequence content in publicly available databases is taxonomically biased, with overrepresentation of so-called “model organisms” (e.g. Mus musculus, Drosophila spp., Bos taurus, Solanum spp.). In turn, taxa of current and past ecosystems of southern Ethiopia may be underrepresented. This may lead to an assignment bias towards model organisms (
Species identification based on established barcoding genes (cox1, rbcL) should be generally more reliable, as these genes have been sequenced in a much larger set of taxa. Yet, in the vast majority of recent publications, the performance of cox1 as metabarcoding marker is evaluated only for specific taxonomic groups. It is also important to consider that GenBank’s nt database is essentially an uncurated database, hence unconsciously propagating errors in the taxonomic and/or gene assignment of the submitting authors. For example, some sequences published as “COI” (cox1) in GenBank actually are nuclear copies of mtDNA that have become pseudogenes, so-called “numts” (
The more precise the taxonomic classification of the sedaDNA fragments, the more precise can be the conclusions drawn from their presence. The extensive study of eastern African diatoms by
Benchmarking studies (
Possible Inferences About Biodiversity in the Chew Bahir Basin in Response to Environmental Conditions
To limit biases in taxon assignment, we generally assigned our reads retrieved from the upper 70 m of the Chew Bahir drill cores to higher eukaryotic taxa (above family level). Here, inferred taxa generally resemble organisms known to occur in southern Ethiopia (Figures 8–10), with the exception of Rhodophyta, for which we could not find any African inland record in the literature. In the assignments produced by Kraken2, reads were searched against the entire GenBank nt database (Figures 8A,B,D, 9A,B,D). Differences were more prominent across taxa than across sampling depth/age, such that a putative correlation to environmental changes throughout the studied time period is not directly apparent. If we, however, focus only on the reads assigned to our barcoding marker gene cox1 by bwa (Figures 9C, 10), the sample at 2.48 m (deposited during the African Humid Period, ∼15–5 ka) stands out in terms of high absolute number of mapped reads, with high assignment rates to mammals, snails (Gastropoda), insects (Hexapoda), as well as to green and red algae (Chlorophyta, Rhodophyta).
This coincides with a decrease in potassium count rates from X-ray fluorescence scanning of the cores (reflecting the concentration of potassium in the sediment), indicative of wetter climate and presumably a paleolake at Chew Bahir (Figure 10) (Trauth et al., 2021). In contrast, the sample at 6.36 m (deposited during a relatively arid climate time before the onset of the AHP) exhibits high potassium count rates, indicative of drier climate (Figure 10). In this sample, insects were most prominent, compatible with a terrestrial environment in the respective period. If we plot relative read frequencies of the most abundant taxa against potassium count rates (as a proxy for aridity) and depth, considerable fluctuations can be observed in the bwa assignment to the two most abundant taxa, i.e. insects (Hexapoda) and green algae (Chlorophyta; panel “bwa” in Figure 10). In the younger half (~5–10 ka BP) of the African Humid Period (AHP in Figure 10), there is some coincidence with the potassium count rates such that inferred changes from dry to wet (=decrease in potassium) favor green algae, while apparent shifts from wet to dry (=increase in potassium) increase the fraction of reads assigned to insects.
Although this pattern is less apparent in the half of the AHP before 10 ka BP, we consider our ability to retrieve taxon-specific DNA reads from the tropical Chew Bahir drill core and to align changes in biodiversity to inferred changes in humidity as encouraging proof-of-principle of sedaDNA analysis to infer past biosphere/climate interactions from deep drill cores, even in tropical environments.
Statements
Data availability statement
The datasets presented in this study can be found in online repositories. The names of the repository/repositories and accession number(s) are: NCBI BioSample (accession numbers SAMN18507916-SAMN18507927).
Author contributions
The study was conceived and supervised by MT, MH, and RT. Subsampling of the core was organized by VF and RT. Lab work was performed by JK in the laboratory of MH. Data analysis was performed by JK with input from MH and RT. Stratigraphic and age data were compiled by VF and MT who also contributed further relevant geoscientific expertise. The manuscript was drafted by JK and finalized by JK and RT, with contributions from VF, MT, and MH. All authors read and approved the final version of the manuscript.
Funding
The study was financed by grants of the Deutsche Forschungsgemeinschaft to MH (HO 3492/19-1) and RT (TI 349/14-1; TI 349/18-1) and further contributions of the University of Potsdam to MH and RT.
Acknowledgments
The authors are grateful to Rebecca Nagel subsampling the cores at LacCore, University of Minneapolis. We further acknowledge technical assistance from Michaela Preick and Katja Havenstein. Advice regarding the compilation of a taxon list for bait construction was kindly provided by Annett Junginger, University of Tübingen, Finn Viehberg, University of Greifswald, and Sarah Davies, Aberystwyth University.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/feart.2021.683010/full#supplementary-material
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Summary
Keywords
Chew Bahir, hybridization capture, ICDP, paleoclimate, past biosphere, sedaDNA, sediment core
Citation
Krueger J, Foerster V, Trauth MH, Hofreiter M and Tiedemann R (2021) Exploring the Past Biosphere of Chew Bahir/Southern Ethiopia: Cross-Species Hybridization Capture of Ancient Sedimentary DNA from a Deep Drill Core. Front. Earth Sci. 9:683010. doi: 10.3389/feart.2021.683010
Received
19 March 2021
Accepted
18 August 2021
Published
20 September 2021
Volume
9 - 2021
Edited by
Marco J. L. Coolen, Curtin University, Australia
Reviewed by
T. Bence Viola, University of Toronto, Canada
Linda Armbrecht, University of Adelaide, Australia
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Copyright
© 2021 Krueger, Foerster, Trauth, Hofreiter and Tiedemann.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Ralph Tiedemann, tiedeman@uni-potsdam.de
This article was submitted to Paleontology, a section of the journal Frontiers in Earth Science
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