Abstract
On 21 May 2021, an earthquake of moment magnitude (Mw) 7.4 occurred near Maduo county in Qinghai Province China. This is the first major earthquake that occurred in the interior of the Bayan Har block in the Tibetan Plateau over the past 70 decades. Focusing on this event, we conducted a study on three-dimensional (3D) coseismic displacement reconstruction and its tectonic implication. We acquired both Synthetic Aperture Radar (SAR) and optical imaging satellite imagery, including SAR images from Sentinel-1 and Advanced Land Observation Satellite-2 (ALOS-2) as well as the multi-spectrum images from the Sentinel-2 (S2) satellite. We applied the Interferometric SAR (InSAR) and pixel-offset tracking (POT) techniques to coseismic SAR data pairs and reconstructed two dimensional displacements. With the constructed displacement fields in multiple viewing directions, we resolved the 3D coseismic displacements (north-south, east-west, and up components) by integrating the regional strain model with variance components estimation (SM-VCE). We recommend using the standard deviation value at each grid cell, which can be calculated in the resampling, as the initial weight. Based on the resolved 3D coseismic displacements, we further estimated the dip angles for the two segments (F4 and F5) in the east of the rupture zone. The associated moment magnitude is about Mw7.4, which corresponds to the released energy of ∼ Nm.
1 Introduction
On 21 May 2021, an earthquake of moment magnitude (Mw) 7.4 occurred near Maduo county in Qinghai Province China (Figure 1). The determined epicenter is located at 34.59°N, 98.34°E at a depth of ∼17 km according to the China Seismological Network (CSN, https://ceic.ac.cn/). This Mw 7.4 earthquake occurred inside the Bayan Har block (Figure 1), which is one of the most active regions with strong earthquakes (Mw 7.0) in the Tibetan plateau (). Most of these large earthquake events occurred along the boundaries of the Bayan Har block, e.g., the 1997 Mw7.5 Manyi earthquake (), the 2001 Mw 7.8 Kokoxili earthquake (), the 2008 Mw7.9 Wenchuan earthquake (), and the 2008 Mw7.1 Yutian earthquake (). Whereas the Mw 7.4 Maduo earthquake is the first major earthquake to occur in the interior of the Bayan Har block since the 1947 Dari earthquake ().
FIGURE 1
The overall length of the coseismic rupture zone is ∼148 km (
In this study, we focused on the 3D coseismic displacement (north-south, east-west, and up components) reconstruction and its tectonic implication. The experiment employed both Sentinel-1 A/B (S1) and Advanced Land Observation Satellite-2 (ALOS-2) acquisitions and applied the Synthetic Aperture Radar Interferometry (InSAR) techniques, which are sensitive in estimating 3D earthquake location and magnitude (
2 Dataset and methods
2.1 Data preparation
We acquired the S1 SAR imagery in both ascending and descending orbits, ALOS-2 SAR imagery in two adjacent descending orbits, and multi-band optical imagery acquired by the S2 satellite.
The acquisition dates of SAR coseismic pairs are listed in Table 1. The C-band S1 SAR imagery was acquired in Terrain Observation by Progressive Scans (TOPS) mode. The width of a standard swath is about 250 km. The L-band ALOS-2 SAR data has a longer wavelength of 23.6 cm, which is beneficial to resist decorrelation and measure displacements with a large gradient. The ALOS-2 ScanSAR mode imagery has a swath width of 350 km. The footprints of SAR and optical imagery are shown in Figure 1.
TABLE 1
| Sensors | Orbital type | Acquired time | Perpendicular baseline (m) | Wavelength (cm) | Incident angle (°) | Azimuth angle (°) | Imaging mode | |
|---|---|---|---|---|---|---|---|---|
| Master image | Slave image | |||||||
| S1 A/B | Ascending | 2021/5/20 | 2021/5/26 | 53 | 5.6 | 39 | -13 | TOPS |
| S1 A/B | Descending | 2021/5/20 | 2021/5/26 | 117 | 5.6 | 39 | -167 | TOPS |
| ALOS-2 | Descending | 2020/11/1 | 2021/9/19 | 145 | 23.6 | 39 | -170 | ScanSAR |
| ALOS-2 | Descending | 2020/12/4 | 2021/6/4 | 197 | 23.6 | 39 | -170 | ScanSAR |
Basic information of SAR data used herein.
S2 is a high-resolution multispectral satellite with a standard granule size of . Considering that the quality of optical images relies on cloud coverage, we selected coseismic pairs acquired on 12 October 2020 and 17 October 2021 based on the cloud amount criteria (<3%). Ortho-rectified Level-1C (L1C) products of S2 in two adjacent tracks were obtained to fully cover the coseismic rupture zone (Figure 1).
Additionally, GPS coseismic measurements published by
The Shuttle Radar Topographic Mission (SRTM) Digital Elevation Model (DEM) (
2.2 Extraction of 1D/2D displacement fields from multi-source remote sensing imagery
2.2.1 Sentinel-1 A/B pairs processing
We processed the S1 coseismic pairs in both ascending and descending orbits. Both differential InSAR and pixel offset tracking methods were applied to reconstruct the one-dimension (1D) displacement in Line-of-sight (LOS) direction as well as two-dimensional (2D) displacements in range/azimuth directions, respectively. In InSAR processes, the single look complex (SLC) SAR images were multi-looked by a factor of 10 in range and two in azimuth. The pixels with coherence (<0.6) were masked prior to the phase unwrapping. The Minimum Cost Flow algorithm (
To conduct the pixel-offset tracking (POT) process (
2.2.2 ALOS-2 pairs processing
We processed ALOS-2 coseismic pairs in two adjacent descending orbits. The bandwidth of acquired SLCs in ScanSAR mode is 28 MHz with a swath width of 350 km, which is large enough to cover the entire rupture fault with a single standard frame. ALOS-2 SAR images were multi-looked by a factor of eight in range and 30 in azimuth. We applied the standard differential interferogram generation approach (
2.2.3 Sentinel-2 pairs processing
The L1C product of the S2 satellite is an orthoimage product that is geometrically refined. The Sentinel Application Platform (SNAP) developed by ESA was used to conduct the atmospheric correction of L1C. Afterward, we used MicMac software (
To sum up, the SAR coseismic products are limited to range displacement and azimuth displacement in the satellite side-looking geometry. Additionally, SAR measurements are largely ambiguous with regard to NS movement (
2.3 Reconstruction of 3D coseismic displacements
Based on the above-generated 1D/2D displacement fields, we can reconstruct the 3D field of the Mw 7.4 Maduo earthquake. To begin the reconstruction, we first sampled the 1D/2D field into the same geographic grid. Each input coseismic displacement field was resampled into a 0.01° 0.01° grid size using uniform averaging. The associated standard deviation of each individual grid cell during this averaging process was also calculated and used as an initial weight in the rest of the 3D field estimation.
A strain model (SM) based 3D displacement reconstruction approach (
in which is the unknown 3D displacement components in the east-west (), north-south (), and up () direction and the unit is meter; L denotes the coseismic displacement components in different satellite viewing directions that were derived in the last sub-section.
From left to right, is the range offset of S1 data derived from offset-tracking; is the azimuth offset of S1 data derived from offset-tracking; is the LOS displacement of S1; is the LOS displacement of ALOS-2 data in orbital 41. is the LOS displacement of ALOS-2 data in orbital 42. is the east-west displacement of S2. Note that capital letters A and D denote ascending and descending orbits, respectively.
Given the SAR/optical remote sensing reconstructed coseismic components are the projection of 3D deformation components into a certain direction, the design matrix A can be generated from the satellite-looking vector of each component. The geometry vectors of each input displacement field were calculated according to corresponding satellite orientation parameters (e.g., heading angle or/and incidence angle). The basic expression of A can be written as , where a and b are calculated from incidence angle and satellite heading angle depending on the satellite viewing directions, as listed here:in which is the satellite direction of kth pixel. is the incident angle of the kth pixel.
Afterward, we can further build the functional relationship between displacement observations and 3D surface displacements based on the SM model. The detailed steps of integrating a strain model can be found in
Note that the SM-VCM method is based on the assumption that the displacements are continuous and smooth in the space. The Maduo earthquake was mainly a strike-slip event, and the two sides of the seismogenic fault were moved relatively in different directions. Thus, the assumption is invalid for pixels in the near field of the rupture zone. Therefore, it is necessary to guarantee that the deformation signals of pixels within a certain window are spatially continuous when we used these surrounding pixels to form a strain model. To solve this issue, we set up a polyline barrier based on geologically mapped rupture information (
3 Results
3.1 3D surface displacements
Based on the strategy described in Section 2.1, the coseismic displacement fields in the LOS direction via InSAR are demonstrated in Figure 2. The InSAR-derived range displacement fields show a similar spatial pattern. Their maximum displacements are both within 1 m. This is mainly because S1 and ALOS-2 have similar viewing geometries. However, the C-band S1 interferograms were decorrelated in the zone to the east of the epicenter, especially in the ascending orbit (Figure 2A). This decorrelation is related to the large displacement, as this zone is where the maximum coseismic deformation occurred (
FIGURE 2

Satellite LOS displacement fields derived from ascending (A) and descending (B) of S1 data as well as track 41 (C) and track 42 (D) of ALOS-2 satellite in descending orbit.
The coseismic displacements derived from the POT method are shown in Figure 3. The overall POT estimated displacement in range direction has similar patterns to that estimated from InSAR. The west part of the coseismic deformation field shows larger displacements than that in the east. As mentioned above, POT can measure offsets even when the displacement gradient is large regardless of data wavelength. Therefore, the coseismic movement near the fault rupture zone has been fully resolved. However, the azimuth displacement derived via POT shows a high noise level for both ascending and descending orbits. The sun-synchronous orbit and side-looking viewing geometry of SAR satellites, thus limits their ability in measuring NS movement. Additionally, the NS movement is relatively minor for the Mw 7.4 Maduo earthquake (
FIGURE 3

Range (A–C) and azimuth (B–D) displacement fields of Maduo earthquake calculated from the ascending and descending S1 pairs via POT approach.
The measured horizontal displacements from the multi-band optical remote sensing imagery are shown in Figure 4. The spatial pattern differs greatly from the range or LOS movement in Figure 2 and Figure 3, as NS displacements did not diminish towards the far field of the rupture zone (Figure 4A). This is likely because the displacements in the range direction are a combination of NS, EW, and UP components, while Figure 4B demonstrates only the NS component. Additionally, the spatial reference to EW movement in Figure 4 is also different from that of InSAR or POT. The measured coseismic displacement in the NS and EW directions range between ∼2 m. This is reasonable for movement in the NS direction. However, it is too large for that in the EW direction. We considered that the EW estimation with the S2 pair was likely impacted by large residual orbital errors.
FIGURE 4

Horizontal coseismic displacements of Maduo earthquake based on MicMac software. (A) and (B) are the east-west and north-west components.
Finally, taking into consideration that the strike of the Maduo earthquake in the NW-SE direction is approximately perpendicular to the flight direction of the descending Sentinel-1 satellite, the azimuth displacement result from the descending S1 pairs shows large noises, so does the S2-derived NS displacement. Therefore, they were excluded in 3D inversion. Afterward, we conducted a joint estimation with the solution described in Section 2.3. Additionally, we tested the different sizes of windows (from ∼2 km to ∼14 km) in the SM-VCE inversion. As shown in Figure 5, the L curve was generated based on each tested window size and the associated global misfit. In the end, an optimal window of 2.5 km was determined and applied to solve the 3D displacement field.
FIGURE 5

A trade-off curve between RMSE and window size in SM-VCE estimation.
The reconstructed 3D coseismic displacements are shown in Figure 6. Due to the limited spatial coverage of Sentinel-2 images, the resolved 3D displacements have a smaller spatial size that is nevertheless enough to cover approximately the entire rupture zone. Obviously, the ground surface movement of the 2021 Mw 7.4 Maduo earthquake is dominated by the EW displacements, which are in a range of -2m ∼ 2 m. The NS displacement is much smaller (ranging from -0.8m–0.8 m), which also seems not continuous from east to west of the rupture zone. The UP component is in about -0.5m–0.5 m that is mainly concentrated in the near field of the rupture zone. The existence of a vertical movement field implies that this earthquake is also associated with some minor dip-slip movement, especially in the east and west sections of the rupture zone, where the strike direction starts changing.
FIGURE 6

Derived 3D dimensional deformation fields of Maduo earthquake. (A–C) are the east-west, north-south and vertical components.
We plotted four profiles across the coseismic zone (Figure 6A). As shown in Figure 7, there is a fast decaying on both sides of the Jiangcuo fault, which is the suggested seismogenic fault of the Maduo earthquake (
FIGURE 7

Cross section of 3D coseismic deformation fields. The EW (green circle), NS (red triangle), and UP (blue square) displacement components are corresponding to the four profiles. (A), (B), (C), and (D) are associated with profiles AA′, BB′, CC′, and DD′ respectively. The orange line represents the Jiangcuo fault.
3.2 Validation for 3D displacements
1) Validation with GPS
To validate the quality of reconstructed 3D displacement fields, we computed the difference between GPS-derived displacements (
) and above-derived 3D displacements. We determined pixels within a radius of 0.02° of each GPS station and averaged them to represent the SM-VCE-derived 3D displacement. We then further computed the RMSE of differences between SM-VCE and GPS measurements in three directions (
Table 2). In the same table, we also listed the result from
, which reconstructed the 3D field with multi-source SAR imagery. The result indicates an improvement in the accuracy of the resolved NS and EW components. It indicates the advantages of adding displacement derived from S2 imagery and therefore highlights the importance of fusion SAR and optical products in 3D displacement reconstruction.
2) Validation with geological fieldwork
TABLE 2
| RMSE (mm) | |||
|---|---|---|---|
| EW | NS | UP | |
| 52 | 122 | - | |
| This study | 10.29 | 89.03 | 30.00 |
RMSE of Maduo earthquake determined from different studies.
FIGURE 8

Comparison between the horizontal displacements based on SM-VCE method and infield measurement.
4 Discussion
4.1 Optimal weight scheme of SM-VCE
During the study, we also found a strong dependence on reconstructed 3D displacements and initial weight at each input pixel in SM-VCE estimation. We tested a case run using equal weight as the initial weight scheme for each grid pixel. The corresponding result is presented in Figure 9, showing that the quality is obviously compromised with the equal initial weight. Moreover, the processing time for solving 3D displacements was nearly doubled, and it encountered more difficulties in reaching convergence. Therefore, we want to emphasize the importance of determining the proper initial weight of each input pixel when using the SM-VCE method. In Section 2.2, the applied initial weight was calculated from the standard deviation in the uniform averaging, which is recommended here. While any other weighting schemes that can properly represent the quality of the input dataset would also be applicable.
FIGURE 9

SM-VCE resolved 3D deformation of Maduo earthquake when using an equal initial weight of each input grid cell. (A–C) are the east-west, north-south and vertical components.
4.2 Coseismic slip distribution and structure of seismogenic fault
An elastic dislocation model (
The coseismic slip distribution of the Mw 7.4 Maduo earthquake constrained by the resolved 3D displacements is shown in Figure 11. Note that the dip angles of F1, F2, and F3 which are pre-defined according to the result published by
FIGURE 10

determination of optimal dip angle for segments F4 and F5.
The determined slip distribution is demonstrated in Figure 11. And the synthetic observation, simulation, and residual from the coseismic slip model inversion explains the rationality and reliability of the inversion result (Figure 12). The inversion result shows that the slip was mainly concentrated at a depth ≥15 km and the largest slip is approximately 6 m, which is located at the eastern section of the fault at a depth of 5 km. The moment magnitude obtained through inversion is about Mw 7.4 and the released energy is ∼ Nm. The slip distribution also indicates that the slip at the top of the fault reaches ∼3m, which is consistent with inverted 3D displacements. The maximum slip is in the east of the epicenter, e.g., the slip primarily ranged from 1.5 m to 6 m at a depth of 0 km–15 km in segment F3. Note that the western part of F3 lacks post-seismicities. This zone also corresponds to the area, where the continuous coseismic surface rupture was absent (
FIGURE 11

Fault-slip distribution of the Mw 7.4 mainshock. (A) is the front view of the slip distribution of two faults. (B) is the back view. The blue hollow is the result of relocated post-seismic sequence. Black stars represent the location of the hypocenter.
FIGURE 12

Synthetic observation, simulation, and residual from coseismic slip model inversion constrained by EW (A–C), NS (D–F) and UP (G–I) displacements.
We also plotted the geodetic strain field for the 2021 Maduo earthquake (Figure 13). As the associated strain parameters were simultaneously calculated in SM-VCE when resolved from 3D deformation. According to Figure 13, the maximum shear strain is located at a zone around E. This is where that fault extends to the east and orientation changes from NS to NW.
FIGURE 13

Maximum shear for the 2021 Maduo earthquake (Unit: × rad).
5 Conclusion
In this study, we focused on the 3D coseismic displacement reconstruction and its tectonic implication for Maduo Mw 7.4 earthquake. With derived displacement in range/offset directions from ALOS-2 and S1 pairs as well as NS direction from S2 pairs, we resolved the 3D coseismic displacement by using the SM-VCE method. We discovered the optimal weight scheme of the initial weight in SM-VCE to achieve robust and efficient 3D displacement estimations. We recommend using the standard deviation calculated in uniform averaging as the initial weight or other weighting schemes that can properly represent the quality of the input dataset. And adding displacement derived from S2 imagery can improve the accuracy of estimated NS and EW components. Based on the resolved 3D coseismic deformation fields, we further investigated the dip angles for the two segments (F4 and F5) to the east of the epicenter. The optimal dip angles were determined towards the south with values of 85° and 80° respectively. The moment magnitude obtained through inversion was about Mw7.4 corresponding to released energy of ∼ Nm.
Statements
Data availability statement
The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.
Author contributions
All authors listed have made a substantial, direct, and intellectual contribution to the work and approved it for publication.
Funding
This work was supported by the National Key Research Development Program of China (Grant No. 2019YFC1509201).
Acknowledgments
We would like to thank Jihong Liu from Central South University in China for his helpful suggestions. The Sentinel Application Platform (SNAP) is a common architecture for all Sentinel Toolboxes and is distributed by ESA via the link https://earth.esa.int/eogateway/tools/snap. The Micmac software is open-source and developed by the Institute Geìographique National (IGN) in France, which could be downloaded via the link https://github.com/micmacIGN/Documentation. The Sentinel-1 A/B SAR data were provided by ESA via the distribution of the Alaska Satellite Facility (ASF) (https://search.asf.alaska.edu/). ALOS-2 PALSAR2 dataset was ordered via PASCO Corporation. And Generic Mapping Tools (GMT) were used for figure illustrations (https://gmt-china.org/).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
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Summary
Keywords
coseismic displacements, three-dimensional displacements, InSAR, pixel offset tracking, multi-source remote sensing
Citation
Hua J, Gong W, Shan X, Zhang G and Song X (2023) Three-dimensional coseismic displacements and slip distribution of the 2021 Mw 7.4 maduo earthquake: Synergy of SAR, InSAR and optical images. Front. Earth Sci. 11:1060044. doi: 10.3389/feart.2023.1060044
Received
02 October 2022
Accepted
13 February 2023
Published
02 March 2023
Volume
11 - 2023
Edited by
Ziyadin Cakir, Istanbul Technical University, Türkiye
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Copyright
© 2023 Hua, Gong, Shan, Zhang and Song.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Wenyu Gong, gwenyu@ies.ac.cn; Xinjian Shan, xjshan@163.com
This article was submitted to Structural Geology and Tectonics, a section of the journal Frontiers in Earth Science
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