Abstract
It has been proposed that some reproductive traits specific to birds, such as thermoregulatory contact incubation (TCI), may also have been present in oviraptorosaurians, as inferred from clutch-associated oviraptorid adults with postures resembling avian brooding behavior. Nevertheless, prerequisites for TCI, such as the incubating adult providing the majority of heat needed for normal embryonic development, have not been evaluated with respect to their body and egg dimensions. To test this, a realistic Heyuannia huangi incubator, oviraptorid clutches, and heat transfer numerical simulations were developed to simulate the brooding behavior of Heyuannia huangi and Nemegtomaia barsboldi. Our results indicate that the incubator could only partially contact the outer-ring eggs of the clutch, leading to a temperature difference between the inner and outer rings and a lower incubation efficiency compared to that of extant birds. Additionally, an outer-ring egg had a considerably higher temperature than the superimposed inner-ring egg when positioned near the incubator’s core, whereas an outer-ring egg had approximately the same temperature as the superimposed inner-ring egg when positioned closer to the incubator’s periphery. If Nemegtomaia barsboldi were to initiate incubation before clutch completion, the temperature distribution could cause the outer-ring egg at the incubator’s core to hatch earlier than the inner-ring egg immediately beneath it, whereas at the periphery the inner-ring egg could hatch earlier than the outer-ring egg immediately above it. However, irrespective of position, the inner-ring egg of Heyuannia huangi may hatch earlier than the outer-ring egg immediately above it. Our findings do not support the TCI hypothesis and instead, they suggest that oviraptorids co-regulated incubation with environmental heat, with the adult stabilizing clutch temperatures, reducing thermal extremes, and influencing patterns of asynchronous hatching.
1 Introduction
Paleontologists frequently infer dinosaur behaviors by phylogenetically bracketing the two closest extant relatives of dinosaurs, crocodiles and birds (Neornithes) (Sato et al., 2005; Organ et al., 2007; Tanaka et al., 2018a; ). In terms of reproductive behavior facilitating egg development, however, crocodiles and birds differ to a great extent. Crocodiles bury their eggs in substrates and rely on environmental heat sources, such as sunlight or fermentation of nest substrates (; Tanaka et al., 2015). Conversely, all bird eggs, excluding megapode and some Charadriiformes eggs (), are exposed to the air. Some of them are manipulated during incubation to receive heat from the featherless brooding patch of the incubating adult, a behavior known as effective incubation (Wang and Beissinger, 2011), contact incubation (; Turner, 2002), or thermoregulatory contact incubation (TCI) (Yang et al., 2019a, 2019b). Based on extant bird species, TCI is defined as: (i) all eggs are contacted by the incubating adult (; Wang and Beissinger, 2011); (ii) the incubating adult is the major heat source that keeps the embryos at temperature suitable for development (); (iii) the temperature differences between the eggs are small, resulting in similar embryonic developmental rates (; Yang et al., 2019a, 2019b). While most pre-Pennaraptora dinosaurs, with the exception of Argentinian Auca Mahuevo sauropods (; ), could have buried their eggs, some, such as oviraptorosaurians and troodontids, built semi-open nests (Varricchio et al., 1997, 1999, 2013; Tanaka et al., 2015, 2018b; Wiemann et al., 2017). Given the intermediate characteristics of these semi-open nests, it remains unclear whether the adults incubated the nests as modern birds do or relied on environmental heat sources as crocodiles do.
The adult-associated clutches of oviraptorid dinosaurs found in Cretaceous strata in China and Mongolia could elucidate the origin of TCI (Osborn et al., 1924; ; ; ; Norell et al., 1995, 2018; ). So far, seven oviraptorid specimens have been found in association with clutches, each sitting on top of an oviraptorid clutch and exhibiting a bird-like brooding posture: forelimbs spreading across the rim of the clutch, folded hindlimbs resting on the eggs, and belly contacting the egg-free center of the clutch (Osborn et al., 1924; ; ; ; Norell et al., 1995, 2018; ). In these specimens, a thin layer of sediment lies between the adult and the eggs, and, in some cases, the adult is in “extremely close proximity” to the eggs (). Some paleontologists interpret the adult-associated clutches as demonstrations of TCI behavior (; ; ; Norell et al., 1995, 2018; ), a hypothesis that is supported by the discovery of embryonic remains in Macroolithus yaotunensis eggs covered by an oviraptorid skeleton from the Nanxiong Group in southern China (). A study of eggshell porosity also reveals that oviraptorids are the phylogenetically earliest dinosaur group known to build semi-open nests and exercise some avian-like reproductive features and behaviors (Tanaka et al., 2015). For instance, oviraptorid eggshells have cuticles and blue-green pigmentation, which are associated with paternal care (Wiemann et al., 2017, 2018; Yang et al., 2018). Their embryos may hatch asynchronously, as in some derived Neoaves (Weishampel et al., 2008; Yang et al., 2019a; ), and exhibit prehatching postures resembling avian tucking behavior (Xing et al., 2021).
Despite the similarities between oviraptorid and avian reproductive traits, oviraptorid clutches, sensuYang et al. (2019b), are unanalogous among extant species. In contrast to the en masse style of egg laying seen in crocodiles and some sauropods (Seymour, 1979; ; Reisz et al., 2012; Ruxton et al., 2014), oviraptorid eggs are arranged in pairs, a feature that has been linked to the two functional oviducts ovulating monoautochronically (Varricchio et al., 1997; Sato et al., 2005; ). Some egg pairs have different maternal origins, as supported by the differences in phosphorus distribution patterns and shell thicknesses between egg pairs, suggesting communal nesting behavior (Yang et al., 2016; Weiß, 2020). These egg pairs have their acute end buried and blunt end exposed in the air (Wiemann et al., 2017). They form rings encircling the central vacant space, with the blunt ends pointing towards the center in a 35° to 40° inclination angle relative to the ground (Yang et al., 2019b). In clutches with multiple rings of eggs, the outer ring stacks on top of the inner ring to form tiers, and a thin layer of sediment is interbedded between the rings (Yang et al., 2019b). The highly organized structure suggests that oviraptorosaurians laid eggs sequentially from the innermost ring to the outermost ring (Yang et al., 2019b).
Based on the unique clutch structure and the inferred clutch-building behavior, some researchers have questioned the validity of directly inferring TCI behavior based on the adult-associated clutch specimens (; Yang et al., 2019b). The stacked structure of the clutch suggests that the outer ring may have prevented the adult from contacting the inner-ring eggs; whereas the egg-free center may lead to insufficient contact between the adult and the eggs as the adult’s belly would have rested primarily over the egg-free center (; Yang et al., 2019b). Furthermore, inferring from the highly organized and minimally disturbed clutch architecture, oviraptorid eggs are hypothesized to have no chalazae (Varricchio et al., 1997), further preventing the parents from manipulating them to distribute heat evenly (Yang et al., 2019b, contraYang and Sander, 2022). Despite these speculations against oviraptorids utilizing TCI, the TCI prerequisite of the adult sufficiently contacting every egg has not been tested.
Regarding the TCI prerequisite of the incubating adult being the primary heat source elevating the clutch over ambient conditions, several isotopic studies indicate that oviraptorids had body and incubation temperatures similar to those of birds. Analyses of oviraptorid eggshells from the Nemegt and Djadokhta formations reveal that the adult had a body temperature of 31.9 ± 2.9°C (), and the embryos from the Nanxiong Group were incubated at temperatures ranging from 30°C to 40°C (; ). Despite our poor understanding of the optimal incubation temperature for oviraptorid embryos, the presence of late-stage embryos at the aforementioned temperature range suggests that the isotopic temperature estimates could be the developmental temperature range of oviraptorid embryos. However, the ambient temperature, 34°C on average, of the Late Cretaceous Nanxiong Group could exceed these incubation temperature ranges (), and it remains unclear whether the eggs mainly received heat from the adult or the environment (). Even though the egg temperature might be maintained at a viable range regardless of the main heat source, there might exist temperature differences between the eggs.
For the third prerequisite, the adult’s ability to maintain all eggs within a constrained temperature range is challenged by the discovery of embryos exhibiting different levels of ossification (Weishampel et al., 2008; Yang et al., 2019a; ). In extant saurians, the rate of embryonic development correlates positively with the incubation temperature, up to the lethal threshold (; ; ; ; Parker and Andrews, 2007; Zhao et al., 2015). Since avian eggs are incubated within a narrow thermal range, asynchronous hatching, defined as a spread of hatching greater than 24 hours (Stoleson and Beissinger, 1995), usually results from the adult commencing TCI prior to clutch completion (Stoleson and Beissinger, 1995; Wang and Beissinger, 2011; contra). To date, three partially preserved oviraptorid clutches bearing embryos with different levels of ossification have been discovered in the Nanxiong Group (Weishampel et al., 2008; Yang et al., 2019a; ). Two of the three partial clutches have distinguishable inner and outer rings. Of these, Yang et al. (2019a) describe a partial clutch containing a pair of inner-ring embryos and a single outer-ring embryo. To explain a higher level of ossification in the inner-ring embryos than the outer-ring one, Yang et al. (2019a) propose two possible scenarios. The first one is that oviraptorids practiced “effective” TCI before clutch completion as some birds do (Yang et al., 2019a). The second is that oviraptorids initiated incubation after clutch completion but did not utilize effective TCI or incubate at all, such that the developmental levels of the eggs reflect the order in which they were laid (Yang et al., 2019a). In contrast, describe another clutch in which an inner-ring egg exhibits a lower developmental level than an outer-ring egg in an adult-associated, embryo-bearing clutch, contradicting the pattern reported by Yang et al. (2019a). The authors postulate that the adult came to “brood” after clutch completion and the outer ring developed faster due to closer contact with the adult and correspondingly higher incubation temperature (). Further isotopic analyses reveal intra-ring temperature variation in the outermost ring, though the inter-ring temperature variation remains unknown (). While both studies consider temperature difference as the major attribute of inter-ring asynchronous hatching, support of such inferences still requires further investigations of temperature distribution within the clutch.
In addition to estimating temperatures of extinct species based on stable oxygen isotope composition (δ18O) and clumped isotope paleothermometry (Δ47) (; ; ), some studies have conducted heat transfer experiments or numerical simulations to study dinosaur physiology (; O'Connor and Dodson, 1999; ; ). While these realistic or in silico studies make generalizations based on extant proxies, they yield illuminating insights into dinosaur physiology and behaviors. Regarding dinosaur brooding behaviors, simulated troodontid incubation by heating two half-buried chicken eggs with a water bag and concluded that buried dinosaur eggs like those of troodontids could have been maintained above ambient temperature via adult-mediated incubation. Although the authors inferred from the experimental results that the inner ring of an oviraptorid clutch would have experienced a lower temperature than the outer ring due to the thermal gradient, the oversimplified model was likely insufficient to explain the heat transfer in a much more complex oviraptorid clutch. Taking a similar approach, reconstructed a generalized oviraptorid clutch using emu eggs and tested the thermal effects of oviraptorid incubation under the scenarios of the incubator directly contacting the eggs from the top, indirectly through sandy substrates, and directly contacting with additional heat source within the clutch that simulates the hindlimbs of the adult. Based on the results, the author proposes that oviraptorids could achieve more uniform temperatures between rings when hindlimbs are present within the clutch and the brooding behavior could confer thermal advantage favoring subaerial clutch arrangement. While makes an important leap in experimentally testing the thermal effects of incubating an oviraptorid clutch, there are a few less realistic reconstructions. The radially symmetrical design of the incubator is drastically different from the bilaterally symmetric, elongated body of an oviraptorid adult. Additionally, the much higher breadth-to-length ratio of emu eggs than oviraptorid eggs leads to a more packed clutch and more exposed eggs than those observed in fossil records. Regarding the experimental setting, conducting the experiments indoors overlooks the contribution of ambient heat sources and the diel fluctuation of ambient temperatures. An even more realistic reconstruction is needed to properly assess the thermal effects of incubation on an oviraptorid clutch.
Taking into account the effects of adult body dimensions, elongated egg shapes, clutch arrangement, and environmental heat sources, this study investigates the brooding behavior and asynchronous hatching patterns of oviraptorid dinosaurs through realistic heat transfer experiments and in silico numerical simulations. These pioneering approaches will not only contribute to the discussion on the early evolution of TCI behavior but also illuminate the unique mechanisms underlying asynchronous hatching in oviraptorid dinosaurs.
2 Materials and methods
2.1 Incubation experiments
To study the thermodynamic effects of an oviraptorid adult attending a clutch, a life-sized oviraptorid incubator, oviraptorid eggs, and clutches were reconstructed. Each component is introduced as follows.
2.1.1 Oviraptorid incubator
A life-sized Heyuannia huangi body model was constructed using polystyrene foam and wood for the skeletal framework, and cotton, bubble paper, and cloth for soft tissue. Heyuannia huangi was chosen as the model because both it and its egg Macroolithus yaotunensis have been well studied (; ; Sato et al., 2005; Wiemann et al., 2017, 2018; Yang et al., 2018, 2019a; ). In the oviraptorid adult-associated clutches (Osborn et al., 1924; ; ; ; Norell et al., 2018; ), the clutch was primarily covered by the trunk region (limbs included) from the first dorsal vertebra to the posterior tip of the ilium (; Norell et al., 2018; ). Accordingly, the head, neck, and tail were not reconstructed in the model.
The lengths of long bones (femur and tibia) of Heyuannia huangi were acquired from specimens HYMV1–1 and HYMV1–2 in . Since the width and the height of the Heyuannia huangi holotype were not available due to poor preservation, the width was approximated with an oviraptorid Nemegtomaia barsboldi skeleton displayed at the National Museum of Natural Science, Taiwan (NMNS) based on the reason that Nemegtomaia barsboldi is the sister taxon of Heyuannia with a similar body length (; ). Transverse planes were constructed at an interval of 7.5 cm (2.5% of the total body length of the Nemegtomaia barsboldi skeleton; Seebacher, 2001) starting from the first dorsal vertebra to the posterior tip of the ilium. In each transverse plane, the width (twice the maximum medial-lateral distance of the right rib cage) was measured. Given that the body size (mass) is positively correlated with the length of the long bones (, ; ), the measured widths were rescaled using the average of the femoral length ratio between Heyuannia huangi and Nemegtomaia barsboldi and the tibial length ratio between the two species, a value of 0.947, to estimate the width of Heyuannia huangi in each transverse plane.
Since the NMNS Nemegtomaia barsboldi skeleton lacked gastralia, the height (the dorsal-ventral distance from the tip of the spinous process, or the linearly interpolated height between the two neighboring spinous process, to the gastralia) of each transverse plane was estimated with the Heyuannia huangi reconstruction illustrated by Scott Hartman (). Height measurements were taken at an interval of 7.1 cm (7.5 cm × 0.947). The dorsal-ventral distance from the tip of the spinous process to the width of the right rib cage of each transverse plane of the Nemegtomaia skeleton was also measured and rescaled (× 0.947) to calculate the intersection point between the width and the height in the Heyuannia model (Figure 1). These transverse planes were then lofted to create the trunk region.
Figure 1
The internal structure in the Heyuannia model was supported by polystyrene foam with a cross-section of 4 cm × 5.4 cm. Wood with a cross-section of 0.9 cm × 0.9 cm was cut into the dimensions of calculated widths and heights. The wood pieces were inserted into the foam every 7.1 cm and intersected perpendicularly at the intersection point of each transverse plane. After gluing the cross-like structure along the foam, cotton and bubble wrap were packed into the remaining space to represent flesh. A piece of blue cloth covered the exterior of the model. The final model measured 63.9 cm in length, 45.6 cm at its widest point, and 33.2 cm at its deepest section (Figure 1).
After the Heyuannia model was completed, a heating pad (THOMSON Electric Blanket SW-W03BS) was attached to the ventral side of the model as the heat source. The body model and the heating pad together constituted the oviraptorid incubator. The portion of the pad that encircled the model represented the belly of the brooding oviraptorid, hereinafter referred to as the “core”. The folded-up portion of the heating pad resembled the limbs of an adult covering the rim of the clutch, hereinafter referred to as the “periphery” (Figure 2). Although feathers had so far been found in basal oviraptorosaurians, many studies suggested that feathers were a shared characteristic in Oviraptorosauria (
Figure 2

The core and the periphery of the incubator. (A) The dorsal view of the incubator lying on top of the eggs. The egg sets that contact the brown-yellow core with a dashed line [axis region of the adult body, see core in (B)] are core sets and have a dark-green color. The egg sets that contact the light-yellow periphery [appendicular region of the adult body, see periphery in (B)] are peripheral sets and have a blue-green color. The blanket [light-blue cover in (B)] is indicated by the outermost light-blue line of the incubator. (B) The transverse section of the incubator. The yellow heating pad is attached to the ventral side of the Heyuannia model. The brown-yellow portion of the heating pad that covers the model is the core, while the light-yellow portion that does not cover the model is the periphery. The light-blue blanket covers the model and the heating pad from the dorsal side.
2.1.2 Eggs
Modeling clay was molded into an oviraptorid egg shape based on the dimensions of NMNS CYN-2004-DINO-05, which had been previously assigned to Macroolithus yaotunensis (Wiemann et al., 2017). The blunt end of the clay egg was attached to a clay egg cup. About 60 g of casting resin was applied on the surface of the clay egg and a layer of fiberglass was attached to the resin to reinforce the shell. After the resin hardened, about 50 g of resin was evenly spread on the first resin layer. The resin egg was then detached from the clay egg cup and heated at 60 °C to melt the modeling clay from the blunt-end opening, leaving a hollow resin egg with a shell thickness ranging from 1.6 to 1.9 mm, a value consistent with the thickness of the Macroolithus eggshell (Yang et al., 2019b; Weiß, 2020). Lids (blunt ends) were made following the same procedure and attached to the resin eggs.
Inside each hollow resin egg, water was chosen to represent egg white based on their similar heat transfer performances (Sabliov et al., 2002). To measure the temperature of the blunt end, where the adult’s belly would have contacted, and the embryo would have occupied (Turner, 2002; Yang et al., 2019a), a hole was drilled to insert a thermometer [digital thermometer NTC (10K/3435)] 2.5 cm into the water-filled cavity. After the hole was sealed with resin, waterproof paint (Aqua Seal: Mold and Mildew Resistant) was applied to the egg to reduce water loss.
The eggs’ lengths (the distance between the tips of the blunt end and the acute end) ranged from 19.3 cm to 21.2 cm, and the widest widths ranged from 7.3 cm to 8.3 cm. The eggs weighed between 740 g and 867 g, falling within the estimated weight range of Macroolithus eggs (Tanaka et al., 2018a). The overall dimensions of the eggs were similar to those described in
2.1.3 Clutches
Two types of clutches were reconstructed using the abovementioned resin Macroolithus eggs, an original clutch and a generalized clutch. The original clutch replicated the egg arrangement of the double-ring clutch NMNS004529-F003855 (see Yang, 2012). The eggs in this clutch had linearituberculate ornamentation, which only appeared in Macroolithus sp. among all Elongatoolithidae eggs (Zhao, 1975; Yang et al., 2019b; Weiß, 2020). Based on the ornamentation, the lengths, and the widest width of the eggs, the eggs were assigned to Macroolithus. After measuring the eggs’ squashed inclination angles relative to the ground, the reconstructed angles were calculated based on the formula in Yang et al. (2019b). To avoid inaccurate estimation caused by deformation during fossilization, only eggs with intact blunt ends were included, yielding an average inclination angle of 29.6°, a value less than that reported in Yang et al. (2019b). There were 19 eggs in the specimen, but either because of deformation or burial by sediment, only 13 eggs could be reconstructed. The outer-ring eggs were labeled from 1 to 9. The inner-ring eggs were labeled from 10 to 13 and were located below egg 1, 2, and 3 (see Supplementary Figure S1). The eggs were positioned according to the observed arrangement in the clutch. For the eggs excluded in the reconstruction, the clutch rim was built to the height of the neighboring outer-ring eggs. The blunt ends pointed towards the clutch center at the reconstructed angles, and approximately five centimeters from the tip of the blunt end was exposed in the air (Wiemann et al., 2017). A one-centimeter-thick layer of soil laid between the two rings of the clutch. The soil thickness covering the outermost ring was unknown but assumed to be one centimeter thick (Yang et al., 2019b). While the original clutch was more realistic than the generalized clutch, the small number of inner-ring eggs makes a comparison of the incubation effects on the inner- and outer-ring eggs difficult. To better compare the temperatures of the inner-ring eggs and the superimposing outer-ring eggs, a generalized clutch with parameters like that of the original clutch was constructed.
The generalized clutch had a configuration following several published complete clutches (Wiemann et al., 2017; Tanaka et al., 2018a; Yang et al., 2019b). In these fossils, the egg-free center was oval; the central angle between the egg pairs varied; the outer ring did not stack precisely on top of the inner ring; and each egg had a different inclination angle (Wiemann et al., 2017; Tanaka et al., 2018a; Yang et al., 2019b). Nevertheless, in the generalized clutch, the center was assumed to be a circle with a diameter of 24 cm; the outer ring stacked directly on top of the inner ring; and the eggs uniformly had 30° inclination relative to the ground. A one-centimeter-thick soil layer was laid between the two rings. As a complete clutch, it would have been a double-ring clutch with each ring consisting of 5 pairs, with a central angle of 20° within the egg pairs and 50° between the egg pairs. To simplify the experiment, only three out of the five pairs were reconstructed for the experiments. There were twelve eggs in total in the generalized clutch, with six in the inner ring and six in the outer ring. The eggs in the outer ring were named from 1-o to 6-o (“o” denotes outer). The inner-ring eggs were named from 1-i to 6-i (“i” denotes inner) (Figure 2A). Each stacked pair of inner- and outer-ring eggs was collectively referred to as a set (e.g., set 1 consists of egg 1-o and egg 1-i). There were two eggs per set, six sets in total. Egg 1-o, 2-o, and 6-o were contacted by the core of the incubator (hereinafter referred to as the “core eggs”). Other eggs were contacted by the periphery of the incubator (hereinafter referred to as the “peripheral eggs”) (Figure 2).
As oviraptorid Elongatoolithidae eggs had been discovered in fine-grained (in China) and coarse-grained (in Mongolia) soil, soil composition of the clutch substrate might be less important to oviraptorids than to other buried nesters, which had specific preferences for soil for incubation (Tanaka et al., 2018b). Even so, we collected soil from the experimental site (24°04’15.4”N 120°45’18.1”E) as it texturally resembled the sandy paleosol in the Nanxiong Group and Nemegt Formation (
2.1.4 Experiments
Three experiments were performed to study the thermodynamic effects of clutch attendance: the absence of an adult (Experiment I), clutch attendance in a colder environment that resembled the temperature of the Nemegt Formation (Experiment II), and clutch attendance in a hotter environment that resembled the temperature of Nanxiong Group (Experiment III). All experiments were performed outdoors on a hill in Wufeng District, Taichung City, Taiwan (24°04’15.4”N 120°45’18.1”E). Thermometers (digital thermometer NTC (10K/3435)) were calibrated in air, water, and local soil before the experiment and all measured within 0.3 °C of the mean. Temperatures were recorded manually every twenty minutes and compiled in Excel. Soil moisture (volumetric water content) of the clutch was measured at two locations at the start and the end of each experiment using two Capacitive Moisture Sensors v1.2 powered by an Arduino Uno board. These sensors were calibrated beforehand using local soil with different moisture levels. The correlation coefficient between the measured and observed moisture level was 0.94.
2.1.4.1 Experiment I: no incubator
This scenario was designed to simulate an oviraptorid clutch incubated by the environmental heat sources. In Experiment I, the original clutch was exposed directly to the sun without the incubator. It started at 7:06 and ended at 18:06 on October 17, 2021, totaling eleven hours. The weather was sunny with few clouds. A total of 29 thermometers was used: 13 measured the temperatures of the eggs’ blunt ends, 2 measured the ambient (shaded air) temperature, and the rest measured the temperature of the soil between the eggs of the same pair at a depth equivalent to that of the base of the clutch (0 cm above the ground), the inner ring (12 cm above the ground), and the outer ring (18 cm above the ground).
2.1.4.2 Experiment II: incubator in a cold environment
Experiment II simulated the incubation of Nemegtomaia barsboldi in the Nemegt Formation based on the similarity in body size between Heyuannia huangi and Nemegtomaia barsboldi. It was performed from 8:03 to 23:03 on December 19, 2021. In Experiment II, the generalized clutch was incubated by the incubator, which was assumed to be a steady incubator without on- or off-bout behaviors (Turner, 2002). According to the meteorological station G2F820 of the Central Weather Bureau in Wufeng, Taichung (agr.cwb.gov.tw/NAGR/history/station_hour), the average ambient temperature of December 19 was 18.9 °C, which resembled that of the continental “cool temperate monsoon-influenced climate” of the Nemegt Formation (Owocki et al., 2020). Although the egg length of Nemegtomaia barsboldi was slightly shorter than that of Heyuannia huangi, Nemegtomaia barsboldi had a larger clutch-body ratio and thus was apparently unable to cover every egg (
Before Experiment II began, the eggs had been left undisturbed in the clutch for a night to reach thermal equilibrium with the surrounding soil. When the experiment began, the cranial end of the incubator pointed towards egg 1-o and egg 2-o, and the caudal end pointed towards egg 6-o. The blanket, mimicking feathers, covered the incubator and contacted the clutch rim at about 15 cm above the ground. Most theropods were endothermic (
Figure 3

The design of the incubation experiments. (A) The arrangement of thermometers in the incubation experiments. Thermometers 1 (with thicker outlines) were used in Experiment II. Thermometers 2 (with lighter outlines) were the additional thermometers used in Experiment III. The schematic presents a lateral view of the clutch and the incubator. (B) The actual setup of Experiment II (without blanket). The thermometers were collectively placed on labeled cardboard. Pictures of the readings of the thermometers were taken during data collection. (C) A computer-rendered graphic depicting the arrangement of air temperature measurers in Experiment III. There were four measurers inside the clutch and three outside. The ones inside measured air temperature at heights of 0 cm, 12 cm, and 18 cm above the ground. The ones outside measured air temperature at heights of 12 cm and 18 cm above the ground. The red eggs represent the outer-ring eggs, whereas the green eggs represent the inner-ring eggs. (D) A photograph of the generalized clutch after Experiment III.
2.1.4.3 Experiment III: incubator in a hot environment
Experiment III simulated the clutch attendance of Heyuannia huangi in the Nanxiong Group. It was performed from 07:13 on July 25 to 13:13 on July 26, 2022. According to the meteorological station G2F820, the average air temperature on July 25 was 30.2°C, which was approximately 4°C lower than the upper end of the reconstructed paleotemperature range in the Nanxiong Group (
The generalized clutch was rebuilt using nine of the renewed eggs and three new eggs. A partial clutch for reference, which consisted of one outer-ring egg stacked on top of two inner-ring eggs, was placed nearby and exposed to the sun to serve as a control for the effect of incubation. The incubator was positioned on the generalized clutch as in Experiment II, while the referencing partial clutch was not incubated. A total of 80 thermometers were used to better document the environmental conditions for heat transfer simulation. In addition to what was recorded in Experiment II, more thermometers were placed on the soil surface (height relative to the ground same as Experiment I) to record the surface soil temperature. Air temperature measurers made from chopsticks and rubber bands measured the air temperature in close proximity to the surface thermometers (Figure 3). One additional thermometer measured the middle of the periphery of the incubator. Temperature data at 02:13, 02:53, and 03:13 were not collected. At 05:28, July 26, a tent temporarily covered the clutch to protect the thermometers from getting wet in the rain, and it was removed after the rain stopped at 05:44. During this period, the sky remained fully cloudy.
2.1.5 The contact area between the eggs and the incubator
After Experiments II and III, the exposed surfaces of the eggs were colored by acrylic paint. The incubator, with a piece of white cloth fastened on its ventral side, was then placed on top of the clutch in the same posture as during the experiments. The colored spot on the cloth was later analyzed with ImageJ (https://imagej.nih.gov/ij/) to represent the contact areas between the incubator and the eggs.
2.1.6 Data processing
Arithmetic means of incubation temperatures were calculated for comparison of temperature distribution between inner- and outer-ring eggs. The egg temperatures of the final four hours of Experiment II were averaged arithmetically. For Experiment III that had fluctuating egg temperature, the readings over a 24-hour period were arithmetically averaged based on the linear degree-hours model (
Furthermore, for egg temperatures that reached equilibrium, the adult incubation efficiency was calculated using Equation 1, which was modified from
The original equation in
Among the experiments, only the eggs in Experiment II reached equilibria. While some of those eggs only reached equilibria in the final four hours, estimating the incubation efficiency solely from the final four hours would provide an overestimation since the contribution of environmental heat to egg temperatures is discounted by the declining ambient temperature after sunset. To avoid overestimation of the incubation efficiency, temperature data from the final seven hours of the experiment were used to calculate the incubation efficiency.
2.2 Heat transfer numerical simulation
2.2.1 The design of studies and boundary conditions
Two types of heat transfer numerical simulations were designed—the posture simulations and the non-posture simulations—and performed under the environmental conditions of Experiment II and Experiment III with COMSOL Multiphysics 6.1.
The posture simulations were designed to closely match the settings of the two experiments. Eggs were assigned different contact areas based on measured values. Contact temperatures from the incubator closest to each egg, either derived from measurements at the core or the periphery, were applied to the corresponding contact areas to represent the incubation temperature. These simulations were used to verify the temperature distribution trends observed in Experiment II and Experiment III.
In the non-posture simulations, extreme scenarios were created based on the experimental data. The maximum recorded contact area and contact temperature were applied to all outer-ring eggs. The homogeneous setting minimized the influence of the adult’s posture over the eggs to help examine the effects of heat sources other than the incubator, such as the sun, on the temperature distributions within the clutch.
2.2.2 Model geometry
The simulated clutch replicated the dimensions of the generalized clutch and was built in the COMSOL Multiphysics model builder. The below-ground soil was modeled as a cylinder with one meter in both the diameter and the depth.
A two-dimensional oviraptorid egg shape was rotated along its longest axis to form a three-dimensional oviraptorid egg. It was offset to form two bodies, generating an outer layer (the shell) and the inner layer (the egg white). The outer layer had the same dimension as NMNS CYN-2004-DINO-05 described in Wiemann et al. (2017). The inner layer was 1.8 mm less along each boundary compared to the outer layer, creating a space between the two layers that represented the eggshell with a thickness of 1.8 mm, a value derived from the eggshell of Macroolithus yaotunensis (Yang et al., 2019b; Weiß, 2020). The shell was assigned chicken eggshell material properties. The inner layer was assigned chicken albumen material properties.
The clutch rim had a right-triangular lateral view. The inner wall was tilted 60° relative to the ground while the outer wall was tilted 30° relative to the ground (Figure 4). All eggs were arranged as they were in the generalized clutch, with the only difference that the central angle between the eggs within a pair was 30° instead of 20° as in the experiment because of the limiting drawing capacity of the software.
Figure 4

(A) Boundary conditions of the posture simulations and the non-posture simulations. (B) The initial temperatures of the posture simulation of Experiment II. (C) The initial temperatures of the non-posture simulation of Experiment II. Both kinds of simulations have contact temperatures (Tc, indicated by the pink lines), solar radiation (Gext) and heat flux (q”radiation and q”convection) on the exterior clutch wall and the ground (indicated by the dashed light blue lines), soil insulation (indicated by the dark-gray lines), and convective heat flux of natural convection within the clutch (hn vs. Tgap, indicated by the dark blue lines). The differences between the posture and the non-posture simulations lie in their contact area and contact temperature Tc. For posture simulations, the contact area and posture vary according to the experimental records (B). The non-posture simulations have uniform contact area and contact temperature (C).
In the posture simulations, the blunt ends of the eggs were sliced to match each egg’s respective contact area. When simulating Experiment III, an area of 15 cm2 of the clutch was sliced next to egg 6-o to represent the position where the incubator contacted the soil. In the non-posture simulations, however, every egg was sliced uniformly to have the maximum recorded contact area. Free tetrahedra were used for meshing.
2.2.3 Boundary conditions
In the model, the incubator was not drawn. Instead, the incubator’s contact temperatures (Tc) were applied to the slices that matched the measured contact area of the eggs (Figure 4). The values of Tc varied based on the position of the egg (core or periphery). For posture simulations with the environmental settings of Experiment II, Tc were the average temperatures of either the core or the periphery over the last seven hours (16:02-23:02) of the experiment. Tc of 36.4°C was assigned to egg 1-o, 2-o, and 6-o, whereas a Tc of 32.3°C was assigned to egg 3-o, 4-o, and 5-o. For simulations with the environmental settings of Experiment III, Tc was assigned as the linearly interpolated functions of the recorded incubator core or periphery temperatures because the incubator temperature had diel fluctuation.
In all simulations, forced convection (hf) (e.g., blown by the wind) was applied to the exterior of the clutch. The surrounding temperature for parameterizing hf was based on the ambient temperature data from the meteorological station G2F820 (Ta) (Figure 4A). Convective heat flux of natural convection in the air (hn) was applied to the surface of the eggs and of the soil inside the clutch (Figure 4A). The surrounding temperature for hn was based on the measured air gap temperature (Tgap) at different positions inside the clutch. The convective heat transfer coefficient (h) of the heat flux was calculated based on a simplified geometry.
Surface-to-ambient radiation was applied to account for solar radiation and the radiation between the ground and the sky. Since the clutch was covered by the incubator and the feathers during the experiment, the sun (Gext) only radiated to the ground and up to 12 cm above the ground on the exterior clutch wall, and the same area radiated to the sky (Gamb) (Figure 4A). Radiation within the clutch was not considered since heat conduction was the dominant mechanism of heat transfer due to a low temperature difference between the incubator and the eggs. Additionally, calculating radiation among irregular shapes constructed by the incubator and the inner side of the clutch would require a substantial computational power that is beyond our capacity and defeat a simulation’s purpose of simplifying a real-world context. Thermal insulation was applied on the side of the soil cylinder. The bottom of the soil cylinder was assigned the soil temperature measured one meter underground by the meteorological station (Figure 4A).
2.2.4 Materials and parameters
The thermophysical properties implemented in the simulations were acquired from measurements, literature review, and the material library of COMSOL Multiphysics. When calculating thermal conductivity of the soil, it was assumed that the local soil had a quartz (SiO2) content of 0.9, the same as loamy sand (Tarnawski et al., 2011). The thermal properties of the air were calculated using the relationship described in
Table 1
| Material type | Density (kg/m3) | Thermal conductivity (W/m·K) | Heat capacity (J/kg·K) | Source |
|---|---|---|---|---|
| Soil | 1460 | Soil moisture 0.07 (mL/cm3): 0.793 Soil moisture 0.05 (mL/cm3): 0.488 | Soil moisture 0.07(mL/cm3): 968.89 Soil moisture 0.05 (mL/cm3): 926.31 | Calculated from Yang et al. (2005) |
| Chicken Eggshell | 2241 | 2.25 | 888 | |
| Resin Eggshell | 1350 (under 28.2°C) | 0.22 | 1280 (under 24.00 °C) | Measured with Laser Flash Thermal Diffusivity Analysis, Differential Scanning Calorimeter, True Density Analyzer |
| Egg White (under 25 °C) | 1040.45 | 0.5449 | 3800 | |
| Water | Temperature Dependent | Temperature Dependent | Temperature Dependent | COMSOL Materials |
| Air | 1030.5 − 0.19975 T + 3.9734 × 10−4 T2 |
Material properties used in the simulations.
Since the ambient temperature had a small range in the experiments, the thermal properties of the air at its average temperature were used to calculate the dimensionless Grashof number (Gr), the Prandtl number (Pr), and the Rayleigh number (Ra) to derive the Nusselt Number (Nu), which was then used to calculate the convective heat transfer coefficient (h) (
The emissivity of the soil (ϵsoil) was assumed to be 0.975, the same as sandy soil (
Surface to ambient radiation was applied on the soil surface as Equation 3:
The soil was assumed to be an opaque medium, where the absorptivity and the emissivity of the soil surface were assumed to be corresponding to a diffuse surface. The ambient was approximated as a blackbody at the effective sky temperature.
2.2.5 Governing equations
For heat transfer in solids, the transient heat transfer is governed by conduction as in Equation 4:
where
In Equations 4 and 5, is density of the material (kg/m3), Cp is the heat capacity under constant pressure (J/(kg·K)), T is the absolute temperature (K), is the heat flux (W/m2), k is the thermal conductivity, is the heat source in solid (W/m3).
2.2.6 Initial values
The average of the temperatures of the eggs in the same ring at the start of the experiments was assigned as the initial egg temperature for eggs in that specific ring. Soil temperature within the raised clutch rim was taken directly from the measurements. For the underground soil, temperature data were obtained from the meteorological station G2F820. Since the above-ground rim raised the soil temperature below it, the soil temperature measured at the depths of 20 cm underground and below were assigned to the soil with depths 20 cm above that of the measured depth in the simulation (e.g., 30 cm becomes 10 cm underground). For soil deeper than 50 cm, the soil in the simulation had the same temperature as that recorded by the meteorological station G2F820. The initial temperature of the air-gap air in the non-posture simulation was a linearly interpolated function with respect to the z-axis that reflects the temperature of the nearby soil.
2.2.7 Study
The model was time-dependent. For the simulations replicating Experiment II and Experiment III, the overall simulated time was 900 and 1,800 minutes, respectively.
3 Results
3.1 Incubation experiments
3.1.1 Experiment I: no incubator
At the onset of the experiment, the inner-ring eggs generally had higher initial temperatures than the outer-ring eggs, with a mean difference of 1.2°C (29.0°C vs. 27.8°C). As the experiment progressed, the mean temperature of all eggs rose from 28.2°C to 42.0°C at time 13:26, with egg 1 reaching 46.0°C. Between corresponding outer- and inner-ring eggs—for instance egg 2 and 12, and egg 3 and 13—the outer-ring eggs had lower maximum temperatures than the inner-ring eggs. For egg 1 and 11, however, the outer-ring egg 1 had a higher maximum temperature.
The shaded ambient temperature ranged from 23.2°C to 30.8°C during the experimental period. Overall, the ambient temperature, the eggs, and the soil had similar temperature profiles. They all reached their maximum temperature at around 13:26 and declined thereafter. The egg temperature varied more than either soil temperature or shaded ambient temperature. The temperature difference experienced by an individual egg ranged from 11.3°C in egg 3 to 18.3°C in egg 1.
3.1.2 Experiment II: incubator in a colder environment
In this experiment, the incubator contacted none of the inner-ring eggs. Among the outer-ring eggs, egg 1-o was most contacted, with an area of 12.32 cm2. The least contacted egg was egg 4-o, with an area of 0.76 cm2.
The inner-ring eggs had a higher initial average temperature than that of the outer-ring eggs, 19.1°C and 17.5°C respectively. As the experiment progressed, the core outer-ring eggs, egg 1-o, 2-o, and 6-o, reached equilibrium at 17:02 and stayed within ± 0.2°C (Figure 5). Comparing the average temperature over the final four hours (19:22-23:02) of the experiment of these three eggs, egg 1-o had the highest value of 30.3°C, followed by 28.0°C for egg 6-o, and 25.7°C for egg 2-o. For the peripheral outer-ring eggs, egg 3-o, 4-o, and 5-o, their temperatures declined gradually after sunset at 17:42 and reached lower equilibrium temperatures than the core outer-ring eggs. Their average temperatures over the final four hours of the experiment were 25.6°C of egg 3-o, 25.1°C of egg 5-o, and 24.4°C of egg 4-o. The inner-ring eggs reached equilibrium about three hours later than the corresponding outer-ring eggs in the same set. Contrary to their outer-ring counterparts, the temperatures of eggs 3-i, 4-i, and 5-i did not decline. The average temperatures over the final four hours of the inner-ring eggs were 28.5°C for egg 1-i, 26.3°C for egg 2-i, 24.7°C for egg 3-i, 23.7°C for egg 4-i, 25.1°C for egg 5-i, and 25.8°C for egg 6-i.
Figure 5

The temperature profiles of Experiment II and a selected set from posture simulation for Experiment II. The temperature profile of the incubator core, egg set 1, and the ambient temperature of Experiment II are shown in dark colors. The simulated temperature profile of egg set one is shown in warm and bright colors. Aside from some peripheral eggs showing a decline in temperature at the end of the experiment, most eggs have temperature profiles similar to those of egg set 1.
The soil and the eggs had similar temperature profiles. The temperatures of the inner-ring eggs were approximately the same as those of the surrounding soil, while the outer-ring eggs had temperatures higher than those of the surrounding soil.
At the end of the experiment, the maximum temperature difference within the outer ring was 6°C between egg 1-o and egg 4-o (30.2°C vs. 24.2°C). The maximum temperature difference within the inner ring was 3.8°C between egg 1-i and egg 4-i (28.5°C vs. 23.7°C). All egg temperatures were well above the ambient air temperature.
Zooming in on the comparison between sets, it was observed that in the core sets, the outer-ring eggs had higher average temperatures over the final four hours than the inner-ring eggs. For example, in set 1, egg 1-o was 1.8°C higher than egg 1-i. In the peripheral sets, the differences were much smaller. For instance, in set 4, egg 4-o was 0.7°C higher than egg 4-i (Figure 6A1). In set 5, the average temperature was the same, and the temperature of egg 5-o fell below that of egg 5-i by 0.6°C by the end of the experiment. Moreover, the core sets generally had higher equilibrium temperatures than the peripheral sets. The results showed two general trends: (a) the closer a set was to the core, the larger the temperature difference between the inner- and outer-ring eggs was; (b) the closer an egg was to the core, the higher its equilibrium temperature was (Figure 6A1).
Figure 6

(A1) The average blunt-end temperatures of the eggs over the final four hours of Experiment II. The average equilibrium temperature of each egg over the final four hours of the experiment is converted to different colors, with black indicating the coldest and white the hottest. (A2) The average blunt-end temperatures of the eggs over the final four hours of the posture simulation of Experiment II. (A3) The average blunt-end temperatures of the eggs over the final four hours of the non-posture simulation of Experiment II. (B1) The average blunt-end temperature of each egg over the 24-hour period of Experiment III. (B2) The average blunt-end temperature of each egg over the 24-hour period of the posture simulation of Experiment III. (B3) The average blunt-end temperature of each egg over the 24-hour period of the non-posture simulation of Experiment III.
The highest equilibrium temperature over the final seven hours of the experiment was observed in egg 1-o (30.2°C), whereas the lowest was in egg 4-i (23.4°C). The average ambient air temperature over the final seven hours was 18.9°C; the average incubator temperature over the same period was 36.4°C. Calculating from Equation 1, the estimated oviraptorid adult incubation efficiency was 26%~65%.
3.1.3 Experiment III: incubator in a hotter environment
As in Experiment II, the incubator contacted none of the inner-ring eggs. Among the outer-ring eggs, egg 4-o was most contacted, with a contact area of 10.2 cm2. Egg 3-o was least contacted, with a contact area of 5.3 cm2. Egg 1-o and 2-o were contacted by the core, egg 3-o, 4-o, and 5-o were contacted by the periphery, and egg 6-o was not contacted (Please refer to Figure 2A for egg arrangement in the clutch).
The partial clutch heated directly by the sun showed extreme temperature fluctuations. The outer-ring egg reached its maximum temperature of 54.1°C at 14:13. The inner-ring eggs had lower maximum temperatures, which were still higher than the unshaded ambient temperature. At night, the lowest temperature of the outer-ring egg was 26.4°C, which was still higher than the ambient temperature at that time. The outer-ring egg had a higher maximum and a lower minimum temperature than the inner-ring eggs, with a maximum temperature difference of 27.6°C.
Due to pre-heating, the initial temperature of the incubator core was 39.6°C, but this value soon dropped to 36.5°C after 40 minutes and maintained a mean of 37.1°C for the rest of the experiment. For the incubator periphery, the temperature was more unstable. It first rose from its initial value of 34.4°C to 41.5°C at 14:13, and then declined to 32.5°C at 18:53. It maintained around 32.8°C until 06:33, then rose again at dawn, reaching 41.6°C at 12:53 of the second day.
For the generalized clutch, the egg temperatures had diel fluctuations (Figure 7). The maximum and minimum temperatures appeared later in comparison to the ambient temperature, resembling a phase shift. All outer-ring eggs had higher maximum temperatures and lower minimum temperatures than the inner-ring eggs, with a temperature range of 5.2°C for egg 1-o and 3.5°C for egg 1-i over the 24-hour period (12:13, July 25 to 12:13, July 26). Moreover, egg sets closer to the core reached their maximum temperature about an hour earlier than the eggs at the periphery. In addition to the difference in timing, the core eggs had a lower maximum temperatures and higher minimum temperatures than the peripheral eggs (e.g., egg 2-o had 36.2°C for the maximum temperature while egg 4-o had 37.4°C; egg 2-o had 30.6°C for the minimum temperature while egg 4-o had 30.4°C). The average egg temperature over the 24-hour period was higher at the core (33.1°C for egg 1-o and 32.8°C for egg 6-o) than at the periphery (32.5°C for egg 4-o; Figure 6B1). For the average temperature difference between the outer- and inner-ring eggs (outer minus inner) within the same set, the trend that core sets had higher temperature differences than the peripheral sets was also observed. In some sets, such as set 4, the difference was slightly negative.
Figure 7

The temperature profiles of Experiment III and a selected set from posture simulation for Experiment III. The temperature profile of the incubator core, egg set 1, and the ambient temperature of Experiment III are shown in dark colors. The simulated temperature profile of egg set 1 is shown in warm and bright colors. Egg set 1 demonstrates the diel fluctuation of the egg temperatures, with the outer-ring egg having a higher maximum and a lower minimum temperature than the inner-ring egg.
Soil temperatures also had diel fluctuations. Generally, the higher the soil was above the ground, the higher its maximum and the lower its minimum temperature were. Among the surface soil of the exterior clutch wall, the soil covered by the blanket had much lower temperature than sites that were not, with more than 10°C difference in the maximum temperature. The lowest maximum temperature of the surface soil of the exterior clutch wall exceeded 40°C. Some, such as those not covered by the blanket, reached as high as 57.6°C.
3.2 Heat transfer simulation results
3.2.1 Simulations for Experiment II
3.2.1.1 Posture simulation
The simulated results showed good agreement with the experimental trends (Figure 6A2). As in the experiment, the temperature of the eggs increased and stabilized in the final few hours of the simulation. A pattern was observed in which the closer an egg was to the periphery, the lower its equilibrium temperature became: the core egg 1-o reached an equilibrium (final four hours) temperature of 27.6°C, whereas the peripheral egg 4-o had the lowest temperature at 24.8°C. The egg temperatures increased as the position of the egg approached the incubator core from the periphery, with the core egg 6-o exhibiting the highest equilibrium temperature of 27.9°C (Figure 6A2). The inter-ring temperature difference of the final four hours of the simulation also showed a similar trend. Egg 1-o was 3.1°C warmer than egg 1-i, and egg 6-o was 2.9°C warmer than egg 6-i, whereas egg 4-o was only 0.8°C warmer than egg 4-i. (Figure 6A2; see also Supplementary Figure S3 for the final temperature distribution of the simulation and Supplementary Video S2 for the animation for the simulation for posture simulation for Experiment III).
3.2.1.2 Non-posture simulation
The inter- and intra-ring temperature distribution patterns were largely absent in the non-posture simulation of Experiment II. Core outer-ring eggs, such as egg 1-o (27.7°C), had slightly higher average equilibrium temperatures than some peripheral eggs, such as egg 3-o and egg 4-o (27.2°C). The inter-ring temperature differences were similar across sets, with the core sets, such as set 2 (3.1°C), having slightly higher temperature differences than the peripheral sets, such as set 4 (2.9°C) (Figure 6A3).
3.2.2 Simulations for Experiment III—
3.2.2.1 Posture simulation
As in the experiment, egg temperatures exhibited diel fluctuations and the outer-ring eggs reached higher maximum temperatures. Some inner-ring eggs, such as eggs 1-i, 2-i, and 3-i, reached lower minimum temperatures than some outer-ring eggs, such as eggs 1-o and 2-o. Regarding the temperature trend, the intra-ring temperature pattern observed in the experiment was absent. For the average outer-ring temperature over the 24-hour period, eggs 1-o, 2-o, and 4-o shared the highest value of 33.3°C, whereas egg 6-o had the lowest value of 33.0°C. Regarding the inter-ring temperature variation, the temperature differences in the core sets were slightly larger than the sets closer to the periphery (e.g., the difference in set 2 was 0.5°C greater than the difference in set 5). However, set 6 had the minimum difference of 0.3°C (Figure 6B2; see also Supplementary Figure S3 for the final temperature distribution of the simulation and Supplementary Video S2 for the animation for the simulation for posture simulation for Experiment III).
3.2.2.2 Non-posture simulation
The outer-ring eggs had almost uniform temperatures, with a maximum difference of 0.4°C between egg 1-o (33.5°C) and 5-o (33.9°C). The average outer-ring egg temperatures increased almost incrementally from egg 1-o to egg 6-o. The average inter-ring temperature difference was nearly uniform (0.7°C), except for set 1, which was 0.3°C higher than the average (Figure 6B3).
4 Discussion
4.1 The equations for incubation efficiency
Overall, the incubation efficiency obtained in this study is robust across various calculation methods. The incubation efficiency range obtained using
An extension of Equation 1 involves integrating the difference between egg temperature and ambient temperature over time and dividing this integral by the integral of the difference between incubator temperature and ambient temperature. This extension evaluates the contribution of the incubator to elevating egg temperature above fluctuating ambient temperatures when the egg temperature does not reach equilibrium, making it especially suitable for eggs experiencing diel temperature fluctuations, such as those in Experiment III. Using the trapezoidal method to approximate the integrals, the resulting incubation efficiency for Experiment II ranges from 26% to 65%, whereas the incubation efficiency for the final 24-hour period of Experiment III ranges from 49% to 55%. The identical incubation efficiency range for Experiment II supports the validity of this approach. The resulting incubation efficiency for Experiment III falls within a comparable range to that of Experiment II and suggests similar incubator efficiency in both hotter and colder environments.
One limitation of all methods for calculating incubation efficiency discussed above is the difficulty in delineating the contributions between the incubator and other environmental heat sources on egg’s temperatures. The incubation efficiency is calculated under the assumption that the ambient heat source has similar thermal effects on the ambient air temperature and the clutch. In the equation, the ambient air temperature is treated as the basis for no thermal influence from the incubator and subtracted to accentuate the influence of the incubator on the eggs when the effects of the environmental heat are accounted for. However, this assumption may not be realistically accurate, as soil usually heats up to a higher temperature than the ambient air temperature, and the eggs were heated up directly by the soil rather than the ambient air. As such, the presence of a strong environmental heat source, such as the sun, may bias the calculated efficiency.
A more accurate method for assessing the thermal effects of the incubator on elevating the egg’s temperature above that of the ambient is to measure the temperature of the eggs when the incubator is present but provides no heat. A replica of the same experimental setup that runs in parallel to the main experiment can achieve the comparison and provide a more accurate basis than the ambient air temperature. However, due to logistical constraints, such a plan was not implemented. Alternatively, simulations that accounts for solar irradiation but excludes the heat of the incubator can be performed in a similar manner to the simulations implemented in this study and provide a more accurate basis for calculating incubation efficiency. Future investigations into the appropriate equation quantifying the incubating adult’s contribution to the eggs will greatly benefit the field.
4.2 Heat transfer within an oviraptorid clutch
4.2.1 Temperature distribution patterns
Egg temperatures stabilized in the final few hours of Experiment II but did not do so in Experiment III. The difference can be explained by the sun acting as an additional, powerful heat source in Experiment III.
The solar effect in Experiment II was not as powerful as in Experiment III. Even though the air and the soil temperatures in Experiment II displayed diel fluctuations, they remained below the incubator temperature. Thus, the air and soil acted as heat sinks, whereas the incubator acted as a heat source. Over time, the eggs reached temperatures between the ambient and incubator, consistent with the results reported by
In Experiment III, nevertheless, the sun raised the temperatures of the soil along the exterior clutch wall well above that of the incubator during the day. Instead of acting as a heat sink, the soil, alongside the incubator, heated up the eggs and raised their temperatures. After sunset, when the ambient temperature fell below the egg temperature, the air and surrounding soil again functioned as heat sinks, producing the pronounced diel fluctuations observed in Experiment III.
Despite the differences in temperature profiles, both experiments showed consistent temperature distribution patterns: (1) The core outer-ring eggs had higher average temperatures than the peripheral outer-ring eggs. (2) The temperature differences between the outer- and inner-ring eggs were larger in core sets than in peripheral sets. These patterns were also present in the posture simulation of Experiment II, but they were less pronounced in the posture simulation of Experiment III. More detailed initial conditions for the simulation may help reproduce the small temperature differences observed in Experiment III.
It should be emphasized that the above generalizations are based on a clutch with 12 eggs. An oviraptorid clutch could contain 10 pairs (20 eggs) or more, which could have yielded very different results. Furthermore, caution is warranted against overgeneralizations since this study was designed based on specific interpretations of oviraptorid behaviors and physiology for clutches of a specific size class. We thus refrain from applying the interpretations to a general condition and instead limit our discussions to the incubator model and clutches built for this study.
4.2.2 The major contributor to the temperature distribution patterns
Comparing the posture and the non-posture simulations of Experiment II, it can be observed that the abovementioned temperature distribution patterns are much more pronounced in the posture simulations but to a lesser extent in the non-posture simulations, which by design excluded the effects of different contact areas and temperatures due to the adult’s posture. Since both types of simulations experienced the same time-dependent solar radiation specific to the experimental settings, solar radiation may contribute to the observed patterns much less than the adult’s posture. As the incubator and the sun were the only two heat sources in the system, by deduction, the adult’s posture is most likely the major contributor to the patterns.
The variations in incubation temperature within the reconstructed clutch resulting from the adult’s position may have been caused by unequal contact areas and temperatures, as well as by differing rates of heat loss. As observed in the experiments, the incubators had unequal contact areas with the eggs. In extant bird nests, such a condition may arise when many eggs crowd the nest, causing some eggs to be only partially contacted and therefore receive less heat from the brooding adult (
4.3 Oviraptorid reproductive biology
4.3.1 Incubation temperature and embryonic development
If the embryos of insects, turtles, and lizards are not incubated at extremely high or low temperatures, their development rates have positive linear relationships with the incubation temperature (Wagner et al., 1984;
4.3.2 Environmental heat sources and embryo vitality
While some paleontologists hypothesize that the adult-clutch association primarily served to protect eggs from predation (Norell et al., 1995;
Shielding the eggs from extreme temperature fluctuations may also have benefited embryonic survival. Without the incubator, the egg temperatures dropped substantially at night, sometimes by more than 20°C, as recorded in the partial clutch. The magnitude of fluctuation is far greater than that observed in crocodile nests, where egg temperatures are maintained within 3°C (
Due to the risk of reducing embryonic survivorship, oviraptorids probably would not have left their eggs exposed to the environment without care for an extended period. Adult clutch attendance likely assisted embryonic development by reducing the extreme temperature variation and preventing eggs from experiencing lethal incubation temperature (Norell et al., 1995), an adaptation also observed in modern birds (Wang and Beissinger, 2011). Such an interpretation complicates
4.3.3 The temperature distribution patterns and asynchronous hatching
4.3.3.1 Intra-ring asynchronous hatching
Intra-ring temperature variation within the outer ring has been reported by
In Experiment III and its associated simulations, however, the greatest difference between the 24-hour average temperature of the outer-ring eggs was 0.6°C. This result is inconsistent with the profound temperature difference of the adult-associated clutch discovered in the Nanxiong Group (
4.3.3.2 Inter-ring asynchronous hatching
The reproductive constraints imposed by oviraptorid clutch structure likely shaped the early development of inner-ring eggs. With the highly organized egg pairs being partially buried in the clutch sediment (
In a colder environment similar to that experienced by Nemegtomaia in the Nemegt Formation, the core outer-ring egg may have hatched earlier than the core inner-ring egg, whereas the peripheral outer-ring egg may have hatched later or at approximately the same time as the corresponding peripheral inner-ring egg. In Experiment II, the core outer-ring egg had a higher incubation temperature than the inner-ring egg in the same set (e.g., 1.8°C in set 1). With a higher incubation temperature, the outer-ring egg may have developed more rapidly and eventually hatched earlier, producing the pattern described in
In a hotter environment such as that experienced by Heyuannia in the Nanxiong Group, the inner-ring eggs may have hatched earlier than their corresponding outer-ring eggs regardless of their proximity to the core. The average temperature differences between the outer and inner rings are minimal, ranging from -0.1°C to 0.4°C in Experiment III and 0.3°C to 1.0°C in both the posture and the non-posture simulations of Experiment III. With small differences in temperature, the outer- and inner-ring eggs may have similar developmental rates. Developing earlier, the inner-ring egg may have hatched earlier than the outer-ring egg of the same set, producing the pattern described in Yang et al. (2019a). Based on the experimental results, the less-developed inner-ring egg reported in
Considering that our interpretations of both intra-ring and inter-ring asynchronous hatching are based on the experimental design, three real-world scenarios could complicate the interpretations. Firstly, the arrangement of the eggs within the clutch with varying inclination angles, as seen in the original clutch and clutches discussed in Yang et al. (2019b), may alter the temperature distribution patterns. Secondly, a living and mobile adult, instead of an immobile one assumed in the experiments, might have produced different temperature distribution patterns. Still, even if the incubating adult was likely to move, we cannot completely exclude the possibility of inter- and intra-ring asynchronous hatching, as suggested by isotope-based temperature reconstructions and living examples of temperature-induced hatching asynchrony, despite the presence of only a single egg layer in the clutch (
4.3.4 Thermoregulatory contact incubation and less efficient incubation in comparison to modern birds
To understand whether the thermodynamic advantage conferred by adult clutch attendance fulfills the criteria of TCI, the prerequisites are examined.
The first prerequisite of contacting all eggs is not fulfilled in our experimental model. In the generalized clutch, the outer ring prevents the incubator from contacting the inner ring. Since the eggs are partially buried and highly organized in the clutch, the brooding adult may not be able to manipulate the inner-ring eggs or contact them (
The second prerequisite of the adult being the major heat source is fulfilled but with an incubation efficiency far lower than that of modern birds. The calculated incubation efficiency in Experiment II reaches at most 65%, well below the 84.3% reported for the common eider (Somateria mollissima) (
The third prerequisite of maintaining all eggs within a narrow range of temperature is not fulfilled by our experimental model. As discussed in 4.2.3, the temperature differences within a clutch in Experiment II could result in intra- and inter-ring asynchronous hatching. While there are few intra- or inter-ring temperature differences in Experiment III, the diel fluctuations of eggs are greater than those found in extant birds. Direct comparison of the temperature profile in Experiment III with that of wild ostrich eggs incubated in an environment with greater ambient temperature fluctuation shows that the experimental oviraptorid egg temperatures fluctuated by about 2°C more (
The prerequisites critical for TCI are not fulfilled. By induction, the results of this study do not support the hypothesis of oviraptorids conducting TCI. It is worth noting, nevertheless, that other interpretations of adult postures in the clutch, such as one in which the brooding adult places its legs in the egg-free center (
Instead of utilizing TCI, oviraptorids and the sun may be co-incubators. While an oviraptorid relies on the sun to raise the clutch temperature, the comparison between the attended and unattended clutch demonstrates that clutch attendance can maintain a substantially more stable microenvironment for embryonic development (Wang and Beissinger, 2011). The shade provided by the adult reduces the risk of embryonic hyperthermia. The heat conferred by the adult raises egg temperatures above the ambient temperature during nighttime. This comparatively less efficient incubation behavior, relative to modern birds, combines adult incubation and ambient heat sources, which could be a more ancestral state of incubation and the precursor of the TCI behavior.
4.3.5 Oviraptorid sex determination system
In extant animals, the development of offspring gonads can be determined by the sex chromosome or the accumulation of certain genetic products, a mechanism known as genotypic sex determination (GSD). Another type of sex-determining mechanism depends on the environmental conditions, such as temperature, social dynamics, or stress. It is known as environmental sex determination (ESD) (Weber and Capel, 2021). Among different types of ESD, crocodiles use temperature-dependent sex determination (TSD) (
Extant TSD species incubate their eggs near the pivotal temperature, which is the temperature that yields 50% of offspring of each sex in a nest (Mrosovsky and Yntema, 1980), to avoid skewing the sex ratio of offspring (
Moreover, oviraptorids appeared to have occupied regions that are less favorable for TSD species. Extant TSD species tend to inhabit areas with significantly warmer ambient temperatures (mean 24.38°C), whereas GSD species with short breeding seasons (one to four months) inhabit areas with significantly colder ambient temperatures (
The hypothesis that oviraptorids utilized GSD is not contradicted by molecular clock analyses of avian ZW chromosomes. Although the recombination suppression of the ZW chromosomal segment appeared after the divergence between non-avian dinosaurs and Avialae species around 155 Ma (Nam and Ellegren, 2008; Wang and Lloyd, 2016), proto-sex chromosomes could take several millions of years or longer to accumulate enough mutations to become heterologous and thereby suppress recombination (
4.3.6 Evolution of reproductive traits
Although uncertainty remains regarding the existence of multiple tiers in caenagnathid clutches, caenagnathids and oviraptorids may have had similar clutch configurations and potentially shared similar brooding behaviors (Tanaka et al., 2018a, contra
Figure 8

Simplified phylogeny showing hypothesized evolution of reproductive traits. Asynchronous hatching (number 1) could be a autapomorphy of Oviraptorosauria. Genotypic sex determination (number 2) could evolve in Pennaraptora or in even earlier lineages. While thermoregulatory contact incubation (number 3) could either evolve in Paraves or independently in Troodontidae and Avialae, the first inference is preferred here. The topology of the tree is based on
In contrast to most birds, which induce hatching asynchrony by incubating some eggs prior to the others in a nest, the temperature difference within an oviraptorosaurian clutch may have led to asynchronous embryonic developments, reaffirming Yang et al. (2019a)’s hypothesis of hatching asynchrony as a autapomorphy of oviraptorosaurians (Figure 8). Such an inference is also consistent with the understanding that troodontid eggs hatch synchronously and that hatching asynchrony has evolved independently in the avian lineage several times (Stoleson and Beissinger, 1995; Varricchio et al., 2002).
Regarding the evolution of the TCI behavior, the adult incubation efficiencies of Troodon (75.6%~83.1%) and birds (84.3%) are much higher than that of oviraptorids (26%~65%) (
4.4 Potentials for future investigations
With the current state of knowledge, it remains unclear whether dromaeosaurids conducted TCI. The discovery of more complete adult-associated dromaeosaurid clutches would help cast light on the evolution of TCI behavior.
While the model tested in this study provides a general explanation for asynchronous hatching patterns in oviraptorosaurians, real temperature distributions may be complicated by parental behavior, thermogenesis of the embryo, and daily temperature fluctuations (Whittow and Tazawa, 1991;
Future models examining how incubation temperature influences crocodilian and avian embryonic development rates at different development stages are needed to phylogenetically bracket and estimate the development of oviraptorosaurian embryos under varying incubation temperatures. A study of the pig-nosed turtle (Carettochelys insculpta) modeled developmental progress using changes in head width (
5 Conclusion
This study reconstructs realistic oviraptorid clutches and employs numerical simulations to investigate the heat transfer in an adult-associated clutch. Our results show that the oviraptorosaurian adult, modeled on Heyuannia huangi, contacts none of the inner-ring eggs in the reconstructed clutch, relies partially on environmental heat sources for incubation, and induces temperature variation within the clutch through its posture. These findings do not support the hypothesis that oviraptorosaurians utilized thermoregulatory contact incubation in the manner of extant birds. Instead, the brooding adult transferred heat less efficiently to the eggs and co-regulated egg temperature in conjunction with solar input.
We also find evidence consistent with asynchronous hatching in oviraptorosaurian embryos. In a Nemegtomaia clutch, the core outer-ring egg would hatch earlier than the inner-ring egg immediately beneath it, whereas the peripheral inner-ring egg would hatch earlier than the corresponding outer-ring egg. In a Heyuannia clutch, inner-ring eggs would hatch earlier regardless of position. Interpreting hatching asynchrony as posture-induced not only reconciles contrasting hatching patterns found in the fossil record but also supports the inference that hatching asynchrony is a shared derived trait within Oviraptorosauria.
Furthermore, the substantial difference in incubation temperature ranges between Nemegtomaia and Heyuannia suggests that oviraptorosaurians likely did not have temperature-dependent sex determination. If they had TSD, the large temperature differences we recovered could have produced skewed sex ratios. Overall, the methods and findings of this study demonstrate a strong potential for quantitative thermal experimentation and modeling as a means to investigate the behavioral and reproductive biology of extinct animals that have no extant analog.
Statements
Data availability statement
The original contributions presented in the study are included in the article/Supplementary Material. Further inquiries can be directed to the corresponding authors.
Author contributions
CS: Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Software, Supervision, Validation, Visualization, Writing – original draft, Writing – review & editing. JL: Methodology, Software, Writing – review & editing. HW: Data curation, Methodology, Software, Visualization, Writing – review & editing. KC: Data curation, Methodology, Software, Writing – review & editing. CC: Data curation, Methodology, Software, Visualization, Writing – review & editing. ML: Data curation, Methodology, Software, Writing – review & editing, Conceptualization, Resources, Supervision, Validation. TY: Conceptualization, Data curation, Methodology, Resources, Software, Supervision, Validation, Writing – review & editing, Formal analysis, Funding acquisition, Investigation, Project administration, Visualization, Writing – original draft.
Funding
The author(s) declared that financial support was received for this work and/or its publication. This study is supported by the research grant of the National Science and Technology Council (No. 111-2116-M178-004- and 113-2116-M-178-001), Taiwan, to TY.
Acknowledgments
The authors would like to thank NMNS for access to the collection of oviraptorid clutch specimens and skeleton display. CS would like to thank Bo-Wei Chen for his relentless and invaluable guidance, Kun-Ming Chuang for instructing the use of molding equipment, Chun-Chi Su and Hui-Ling Chen for facility space for experimentation, and Yun-Ju Chen, Shi-Xian Lien, Yu-Tsung Tai, Sin-Bo Guan, and Ching-Hsien Cheng for their support.
Conflict of interest
The authors declared that this work was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Generative AI statement
The author(s) declared that generative AI was not used in the creation of this manuscript.
Any alternative text (alt text) provided alongside figures in this article has been generated by Frontiers with the support of artificial intelligence and reasonable efforts have been made to ensure accuracy, including review by the authors wherever possible. If you identify any issues, please contact us.
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Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fevo.2026.1351288/full#supplementary-material
Abbreviations
HYMV, Heyuan Museum, Guangdong Province, China; IGM, Mongolian Institute for Geology, Ulaanbaatar, Mongolia; LDNH, Lande Museum of Natural History, Hebei Province, China; NMNS, National Museum of Natural Sciences, Taichung City, Taiwan.
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Summary
Keywords
asynchronous hatching, heat transfer, Heyuannia huangi, Nemegtomaia barsboldi, numerical simulation, oviraptorosaurians, reproductive biology, thermoregulatory contact incubation
Citation
Su C-Y, Liao J-Y, Wu H-J, Chou K-Y, Chen C, Lee M-T and Yang T-R (2026) Heat transfer in a realistic clutch reveals a lower efficiency in incubation of oviraptorid dinosaurs than of modern birds. Front. Ecol. Evol. 14:1351288. doi: 10.3389/fevo.2026.1351288
Received
06 December 2023
Revised
18 January 2026
Accepted
21 January 2026
Published
17 March 2026
Volume
14 - 2026
Edited by
Peter David Roopnarine, California Academy of Sciences, United States
Reviewed by
Terry A. Gates, North Carolina State University, United States
David Varricchio, Montana State University, United States
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© 2026 Su, Liao, Wu, Chou, Chen, Lee and Yang.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Ming-Tsang Lee, mtlee@pme.nthu.edu.tw; Tzu-Ruei Yang, tzurueiyang@nmns.edu.tw
† Present address: Chun-Yu Su, Department of Organismic and Evolutionary Biology, Harvard University, Cambridge, MA, United States Jun-Yang Liao, Thermal Design Department II, Inventec Corporation, Taipei, Taiwan
ORCID: Chun-Yu Su, orcid.org/0009-0007-5114-4978; Tzu-Ruei Yang, orcid.org/0000-0001-8236-1210
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