Abstract
A compressor is one of the key components of a gas turbine engine and its performance and characteristics significantly affect the overall performance of the engine. Axial flow compressors are one of the most conventional types of compressors and are widely used in turbine engines for large-scale power generation. Intelligent techniques are useful for numerical simulation, characterization of axial compressors, and predicting their performance. The present work reviews studies applying different intelligent methods for performance forecasting and modeling different aerodynamic aspects of axial compressors. Corresponding to the outcomes of the considered research works, it can be expressed that by using these methods, axial compressors can be characterized properly with acceptable exactness. In addition, these techniques are useful for performance prediction of the compressors. The accuracy and performance of these methods is impacted by several elements, specifically the employed method and applied input variables. Finally, some suggestions are made for future studies in the field.
1 Introduction
Gas turbines are used around the world for power generation, with different capacities achievable by using different fuels (; ). One of the main components of a gas turbine engine is the compressor. Compressors used in gas turbine engines for power generation are classified into two main groups: axial flow and centrifugal flow types. Centrifugal compressors are used in cases where a low mass flow rate and medium pressure are required while the axial flow types are used for high mass flow rates and low pressure. Regarding the ability of axial flow compressors to provide higher mass flow rates with increased pressure, these kinds are mainly used in turbines for large-scale power generation. In axial flow compressors, the operating fluid, mainly air, is compressed by accelerating it in the first step and then diffusing it in order to have higher pressures. The acceleration of the fluid is done by a row of blades that rotate, known as the rotor, while the diffusion is done by a row of stationary blades, known as the stator. It should be noted that increases in the pressure are obtained by diffusion in the stator that converts increased velocity, obtained in the rotor, to pressure increases ().
Several studies have focused on the characteristics of various axial compressors and the elements influencing their performance (; ). For instance, investigated the effect of blade row defects on the performance of a compressor. It was found that defects in the blade row, depending on the features of the defects such as its location, affect the characteristics of the airfoils of the compressor and consequently the performance. applied a combined flow control method, based in a vortex generator and blade slot usable for decrement in flow loss and enhancement of flow stability, in a single-stage transonic compressor. They concluded that by using this approach it is possible to enhance the mean pressure ratio by 1.82 and improve isentropic efficiency by 0.88%; this was attributed to the significant decrease in separations. proposed a model to forecast variations of the compressors tip clearance in various working conditions and used it for simulation of an 11-stage axial compressor. It was found that variations of tip clearance cause 1% and 0.5% impacts on the determined efficiency and mass flow rate, respectively. applied Computational Fluid Dynamics (CFD) to investigate the impact of wet compression on the separation in an axial compressor. It was found that wet compression makes it possible to decrease and eliminate the separation of flow. assessed the impact of adding roughness on the characterizations of a transonic axial compressor. They concluded that roughness addition at the blade’s leading edge leads to increment in the thickness of the blade boundary layer. In another work (), roughness effect was considered and it was noticed that the most remarkable impact on increment in the roughness is the flow coefficient variation.
According to the literature review, different aspects of axial compressors have been investigated by scholars in recent decades, and mainly experimental and numerical simulations have been applied for these purposes. Despite the advantages of these approaches, they are costly and time-consuming. In this regard, utilization of intelligent techniques can be attractive alternatives. Intelligent methods such as Artificial Neural Networks (ANNs) have demonstrated great performance in modeling numerous engineering problems and systems (; ; ). These techniques are applicable for different turbomachines and the related systems (). For instance, compared the accuracy of a regression model and ANN in estimation of the turbine power curve and found that ANN outperforms the regression. In anotherr study (), ANN was applied for design and off-design simulation of a gas turbine and it was observed that the model has significant exactness. applied ANN for monitoring the performance and health of a gas turbine engine. used ANN to create the flowfield models and predict flow performance of fan. The output of their model was used for optimization of the system. employed a radial basis neural network to obtain optimal design of the impeller of a centrifugal compressor; the isentropic efficiency was improved by 1%. used ANN for gas-dynamic characteristics of a centrifugal compressor vane diffuser. employed ANN for performance prediction of a gas turbine engine. The proposed model had the ability of capturing working characteristics with a mean error of less than 1%.
Thus far, no review paper on the applications of intelligent techniques for axial compressors has been published. According to the mentioned references, it can be seen that intelligent techniques can be used for modeling various aspects of turbomachines and optimizing their performance, geometry, and operating conditions (). This article focuses on the applications of these methods for aerodynamic aspects of axial flow compressors.
2 Intelligent methods
Intelligent approaches are useful for regression, classification, and clustering. In this section, six of the most used intelligent methods for the analysis of axial flow compressors are explained.
2.1 Multilayer perceptron artificial neural network
One of the most conventional kind of ANNs used for regression is the Multilayer Perceptron (MLP), which is constructed by coupling the intelligent approaches usable for computation and biological principles; in Figure 1, a simple architecture of this type of ANN is illustrated (; ).
FIGURE 1
In this network, there are several nodes in some layers. In its simplest form, with three layers, there is a hidden layer besides the input and output layers, while in networks with a higher degree of complexity, the number of hidden layers can be higher. In each network node, a weight vector is employed to link it to the upcoming layer. The summation of the nodes is the input of the next layer. By assumption of the input vector as X, nj is the jth node’s input that is in the following layer which is determined by using Eq. (1) as follows (
In Eq. (1), ,, and K are the threshold, weight, and number of nodes, respectively. Thereafter, a transfer function is used to determine the inputs of the next layer as provided in Eq. (2).
There are different transfer functions applicable in the abovementioned equation. Multiplying the connecting weight and the hidden layer output will determine the output of the node. It should be noted that there is no specific rule to define the size of the hidden layer and its number. The number of this layer depends on the complexity of the problems, noise of data, etc. (
2.2 GA-KM-radial basis function
A standard Radial Basis Function (RBF) neural network is able to project linear data with low dimensions into non-linear data with high dimensions. This network is applied to estimate non-linear functions and set up mappings between the input and output parameters. Standard RBF forward-propagation is as follows (
In Eq. 3, n is the training samples number, i.e., the hidden nodes number, and is the coefficients of weights. is presented as follows (
In Eq. 4, refers to the hidden nodes’ values and is the mean expansion constant. On the basis of the Galerkin method, F(x) can be replaced with as follows (
In this equation, refers to the clustering centers’ means values. By minimizing the cost function, that means the minimization of forecasting error, a set of coefficients of weights could be calculated as follows (
In addition, can be rewritten as follows (
In Eq. 8, refers to the adjoint operator of D as the linear differential operator and denotes the Dirac Delta function at point x = ti. By combining Eq. 8, Eq. 6 would be equivalent to Eq. 9 for the matrix of weight as follows (
Susbequently, the weight matrix could be directly solved by using Eq. 10 as follows (
Corresponding to the above theorem, coefficients of weight could be calculated. In standard RBF, the hidden nodes number is equal to the samples of the training number; consequently, a long convergence time and overfitting is typical when there is too large a number of training samples. When there are a small number of training data, mapping relation cannot be captured. To restrict the number of hidden nodes in standard RBF and enhance its performance, a combination scheme has been presented: GA-KM-RBF. A clustering algorithm of K-Means++ (KM) is employed in order to calculate the hidden nodes’ number. Subsequently, the Genetic Algorithm is utilized for optimization of network hyperparameters that further decreases the empirical coefficient dependence (
2.3 Adaptive neuro-fuzzy inference system
Adaptive neuro-fuzzy inference system (ANFIS) is another intelligent technique applicable for regression and proposing predictive models. The architecture of this method in its simplest form, in the case of a single output and two inputs, is illustrated in Figure 2. The first layer of this structure is used to convert input variables to fuzzy sets and project them based on fuzzy membership in span of 0 and 1. The inputs’ signals are created in the following layer and the weights are checked. Afterwards, normalized firing strength is determined in the 3rd layer. Subsequently, in the 4th layer, the obtained values are converted into defuzzy sets. In the last layer of this architecture, inputs from the previous part are summed up and the output is determined.
FIGURE 2

Structure of the ANFIS model (
2.4 Least square support vector machine (LS-SVM)
SVM is another intelligent method utilizable for regression and training (
In Eq. (11), f denotes the association between the input and output and w and b are weight vector and value of bias, respectively. is employed in order to convert inputs into the characteristics’ vector (
A fitting error function is applied to be minimized in order to have the highest accuracy. This function is obtained by using Eq. (12) as follows (
In this regard, a limitation equation is defined as follows (
where ek and γ and are loose variables of kth x and margin parameter, respectively (
Lagrange multipliers are used in order to calculate the optimization process solution. The multiplier is defined as follows (
By implementing partial derivatives of Eq. (14) based on the variables, as provided in Eq. (15), it is possible to determine the optimal state.
The linear form of the abovementioned equation is as follows (
Where α, Y, and Z are assumed as: α = [α1,…,α1], {Y = Y1;. . .; Yym }, and Z = φ(X1)TYi,…, φ(Xm)TYm, respectively. Applying kernel function of K (X,Xk) = φ(X)Tφ(Xk), i = 1,2,…,m, the regression is as follows (
There are several functions such as RBF that can be used as a kernel in regression errors, as in Eq. (17). In regression models, radial basis function is a regular kernel (
2.5 Group method of data handling (GMDH)
In this approach, a Volterra series is used for defining the relationship between the inputs and output. This series is similar to Kolmogorov discerete polynomial functions. In GMDH, the total estimator models are replaced by the incrementing iterative algorithm. In this method, polynomial neurons are generated and combined with each other in order to create a complex system with proper performance. GMDH is composed of a number of neurons with binomial transfer function that arise from the linking between various pairs of variables via the 2nd order Kolmogorov relation according to Eq. (18) (
2.6 Support vector data description (SVDD)
In addition to modeling and regression, intelligent methods are applicable for clustering and classification. SVDD is a one-class classification approach. The principle idea of this method is finding a hypersphere with a small radius and as many as possible points in this. Support vectors are the points on the hypersphere surface. Eq. (19) is applied for the definition of the structure error function as follows:where R is the radius and a is the center. The distance from point to centre could not be strictly less than R in order to allow the training set to have outliers induced by noise or other parameters. A relaxation factor is introduced to punish the outliers. Consequently, the minimization error can be written as follows:
In this equation, C is applied for controlling the compromise between the false treated points number and hypersphere radius. To solve this problem, Lagrange multipliers are used as follows:where and refer to Lagrange multipliers. By applying partial derivative to L, we obtain the following equations:
Therefore, Eq. (25) can be written as follows:
When the description of the data set by the hypersphere in the original space is not sufficient, the data set could be mapped from the space with a low dimension to a high-dimension one. In order to substitute the interproduct, kernel function K ( is applied as follows:
The definition of distinguish function is as follows:
3 Applications of intelligent techniques for axial compressors
Intelligent approaches are employable for modeling various aspects of compressors. In the following subsections, research works on each aspect are represented and reviewed.
3.1 Characteristics of axial compressor
As previously stated, intelligent methods can be applied for different turbomachines in order to model their behavior, predict the output, and design control systems (
FIGURE 3

Inputs and outputs of the developed model for the compressor with distorted flow by
The performance of intelligent methods is dependent on several parameters, namely, the applied algorithm and the function (
3.2 Surge and stall
There is a useful range for operation of axial compressors, as shown in Figure 4. At high mass flow rates, chocking occurs and sonic velocity is reached in some units. One the other hand, at low mass flow rate, there is possibility for the occurrence of stall and surge that causes instabilities in the fluid flow and performance of axial compressors. Stall is a type of instability caused by the disturbance of the circumferential flow (
FIGURE 4

Map of axial flow compressor (
In addition to performance prediction and the characteristics of fluid flow, intelligent methods are useful for other purposes in different energy-related systems (
3.3 Design and optimization
Aerodynamic design of modern compressors is challenging because of the higher gradient of adverse pressure and increment in the interaction blade rows that induce internal turbulent flow. In this regard, it is beneficial to develop new approaches and algorithms for design and optimization of axial flow compressors (
In Table 1, studies related to the employment of machine learning techniques in axial flow compressors are summarized.
TABLE 1
| References | Approach | Findings |
|---|---|---|
| ANN | A model was proposed for direct determination of the operating point | |
| SVM and K-nearest neighbor | The model was able to model pressure loss better in mid-span compared with all-span | |
| SVR and GPR | Making use of the intelligent methods reduced the prediction error of empirical models | |
| ANN | Significant performance of the model in prediction of four outputs was observed | |
| ANN | Using pressure ratio for constant speed lines for modeling corrected mass flow rate was preferred compared with utilizing corrected mass flow rate for constant speed lines at higher speed | |
| ANN | RGRNN provided higher accuracy compared with the other applied methods | |
| ANN | RGRNN outperformed GRNN in predicting the performance of the compressor | |
| ANFIS | Structure of the model influences the exactness | |
| GA-RBF | Compared with the traditional models, the surrogate model was more suitable for modeling efficiency and pressure ratio | |
| SVDD | The applied approach was able to properly detect compressor surge | |
| Evolved GMDH | R2 of the applied model for stall cell prediction was around 0.862 | |
| Wavelet neural network | An active controller was designed for compressor surge | |
| ANN | Using pressure signals for the network can provide a proper monitoring system for stall prediction | |
| Hybrid machine learning method | Performance of the compressor was improved by the applied optimization | |
| ANN and GA | Depending on the incidence angle, pressure loss coefficient can be significantly reduced by using the proposed optimization based on ANN. | |
| ANN | Using ANN can accelerate the design process compared with using flow calculations | |
| ANN | Optimization by using ANN for database generation significantly reduced computation efforts compared with the classic optimization procedures | |
| ANN | Using ANN and an optimization tool led to increase in the isentropic efficiency |
Summaries of the studies on the use of machine learning approaches for axial compressors.
4 Recommendations for future
The previous section focused on reviewing the scientific works performed on the usage of machine learning methods in axial flow compressors. Despite the significance of the studies on the utilization of these methods for aerodynamic aspects of axial flow compressors, there are some issues and potential for enhancement. For instance, the comprehensiveness of the proposed models for different purposes such as determination of characteristics, design, and surge or stall prediction is not sufficient. Furthermore, some ideas can be developed to achieve more precise models with higher exactness. According to the knowledge of the authors, some recommendations are presented here for upcoming studies. Corresponding to the influence of model characteristics and type on the precision of the predictions (
In addition to the mentioned suggestions, mainly on the characteristics of the applied approaches, there are some recommendations for the applications of these techniques with focus on the axial compressors. Some studies have applied intelligent methods for flow field modeling and prediction. For instance,
5 Conclusion
Regarding the time-consuming process of numerical 3D simulation, it is essential to develop novel, efficient, and fast methods for the modeling and forecasting characteristics of axial compressors. Intelligent techniques are suitable alternatives for 3D numerical simulations. In this article, studies on this field are reviewed. The key findings of the considered research works are as follows.
• Using intelligent techniques makes it possible to properly determine the operating point of axial compressors.
• Different characteristics of axial compressors such as pressure ratio, mass flow rate, and pressure loss can be predicted by intelligent methods with acceptable exactness.
• Modification on the intelligent techniques such as applying optimization approaches for tuning the hyperparameters can further enhance the exactness.
• Outputs of intelligent methods could be usable for providing databases to optimize the performance and other characteristics of axial compressors.
• Prediction of surge and stall is possible by utilization of different intelligent methods such as GMDH and SVDD.
• Similar to optimization, intelligent methods are attractive alternatives for generating databases for the design of compressors.
• Specification of the intelligent methods such as architecture, applied functions, and formulation influence the exactness.
• Some recommendations such as utilization of intelligent methods for flow field analysis of axial flow compressors have been suggested for forthcoming works.
Statements
Author contributions
The MP and AZ authors were involved in writing, search, edition. The MN author was responsible for design of study, supervision and edition.
Conflict of interest
MP, AZ and MN were employed by MAPNA Group.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Abbreviations
ANFIS, Adaptive Neuro Fuzzy Inference System; ANN, Artificial Neural Network; GA-KM, Genetic Algorithm K-Means++; GMDH, Group Method of Data Handling; LS-SVM, Least Square Support Vector Machine; MLP, Multilayer Perceptron; MSE, Mean Squared Error; RBF, Radial Basis Function; SVDD, Support Vector Data Description; Parameters and Operators , Coefficient; , Linear Differential Operator; , Adjoint Operator of D; , Input Vector; , Number of Nodes; , Output Vector; , Lagrange Multiplier; , Dirac Delta Function; , Coefficient of Regularization; , Cost Function; , Threshold; , Coefficient of Regularization; , Weight.
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Summary
Keywords
artificial neural network, axial flow compressor, intelligent methods, machine learning, surge
Citation
Pakatchian MR, Ziamolki A and Alhuyi Nazari M (2023) Applications of machine learning approaches in aerodynamic aspects of axial flow compressors: A review. Front. Energy Res. 11:1135055. doi: 10.3389/fenrg.2023.1135055
Received
31 December 2022
Accepted
14 March 2023
Published
27 March 2023
Volume
11 - 2023
Edited by
Gianluigi De Falco, DICMAPI—University of Naples Federico II, Italy
Reviewed by
Vedran Mrzljak, University of Rijeka, Croatia
Apurba Kumar Roy, Birla Institute of Technology, Mesra, India
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© 2023 Pakatchian, Ziamolki and Alhuyi Nazari.
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*Correspondence: Mohammad Alhuyi Nazari, nazari.mohammad@mapnaturbine.com
This article was submitted to Process and Energy Systems Engineering, a section of the journal Frontiers in Energy Research
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