Abstract
Adequate oxygenation of the kidney is of critical importance in the neonate. Non-invasive monitoring of renal tissue oxygenation using near-infrared spectroscopy (NIRS) is a promising bedside strategy for early detection of circulatory impairment as well as recognition of specific renal injury. As a diagnostic tool, renal NIRS monitoring may allow for earlier interventions to prevent or reduce injury in various clinical scenarios in the neonatal intensive care unit. Multiple studies utilizing NIRS monitoring in preterm and term infants have provided renal tissue oxygenation values at different time points during neonatal hospitalization, and have correlated measures with ultrasound and Doppler flow data. With the establishment of normal values, studies have utilized renal tissue oxygenation monitoring in preterm neonates to predict a hemodynamically significant patent ductus arteriosus, to assess response to potentially nephrotoxic medications, to identify infants with sepsis, and to describe changes after red blood cell transfusions. Other neonatal populations being investigated with renal NIRS monitoring include growth restricted infants, those requiring delivery room resuscitation, infants with congenital heart disease, and neonates undergoing extracorporeal membrane oxygenation. Furthermore, as the recognition of acute kidney injury (AKI) and its associated morbidity and mortality in neonates has increased over the last decade, alternative methods are being investigated to diagnose AKI before changes in serum creatinine or urine output occur. Studies have utilized renal NIRS monitoring to diagnose AKI in specific populations, including neonates with hypoxic ischemic encephalopathy after birth asphyxia and in infants after cardiac bypass surgery. The use of renal tissue oxygenation monitoring to improve renal outcomes has yet to be established, but results of studies published to date suggest that it holds significant promise to function as a real time, early indicator of poor renal perfusion that may help with development of specific treatment protocols to prevent or decrease the severity of AKI.
Introduction
The use of near infrared spectroscopy (NIRS) to monitor regional tissue oxygenation in neonates was first introduced clinically in the 1980's (). The mechanism behind the technology has been well-described in previous reviews (–). NIRS provides clinicians an estimate of local tissue oxygen utilization by assessing post-capillary oxygenation. Multiple factors may affect NIRS values, but the two main determinants are tissue perfusion and tissue oxygen utilization. In the neonatal intensive care unit (NICU), the principal end-organ clinically monitored with NIRS has been the brain, however, multiple other tissues have been evaluated in neonatal research studies including the kidney, splanchnic circulation and peripheral muscles. In a recent survey of neonatal providers, 61% of respondents used NIRS for monitoring the kidney (). This survey did not ask what type of patients received renal NIRS monitoring or how this information was used. These survey results highlight the need for specific renal tissue oxygenation monitoring guidelines and protocols to improve neonatal critical care ().
It has been proposed that specifically in neonates, peripheral NIRS monitoring may be more sensitive to acute changes in oxygenation homeostasis than cerebral monitoring due to the protective physiologic mechanisms that maintain cerebral perfusion (). This ability to detect sensitive changes in renal tissue oxygenation coupled with a notable increase in neonatal acute kidney injury (AKI) research over the past 20 years has resulted in multiple studies evaluating renal NIRS monitoring in groups of neonates at high risk for kidney injury. With the development of specific neonatal AKI definitions, the epidemiology of kidney injury in neonates cared for in critical care environments has become clear (, ). The most accepted current AKI definition is the neonatal modified KDIGO definition (Table 1) (). Since adopting this definition AKI has been independently associated with increased mortality and length of hospital stay, highlighting the importance of this often overlooked neonatal comorbidity (, ). How renal tissue oxygenation monitoring will be used clinically in critically ill neonates to reduce the rates of AKI and improve neonatal renal outcomes is just starting to be understood.
Table 1
| Stage | Serum creatinine | UOP over 24 h |
|---|---|---|
| 0 | No change in sCr or rise <0·3 mg/dL | > 1 mL/kg/hour |
| 1 | sCr rise ≥ 0·3 mg/dL within 48 h or sCr rise ≥1·5–1·9 X reference sCra within 7 days | >0·5 and ≤ 1 mL/kg/hour |
| 2 | sCr rise ≥ 2–2·9 X reference sCra | >0·3 and ≤ 0·5 mL/kg/hour |
| 3 | sCr rise ≥3 X reference sCra or sCr ≥ 2·5 mg/dLbor Receipt of dialysis | ≤ 0·3 mL/kg/hour |
Neonatal AKI KDIGO definition.
Reference sCr is the lowest prior sCr measurement.
this is lower than the original KDIGO definition as a sCr of 2.5 mg/dl in neonates suggests a GFR <10 ml/min/1.73m2.
sCr, serum creatinine; UOP, urine output.
In this review, we attempt to summarize and highlight how clinicians and researchers are using renal NIRS monitoring in neonates in the critical care setting. We include multiple specific groups of neonates that are at high risk for renal abnormalities as well as attempt to define normal values in otherwise healthy neonatal populations. Finally, we propose future directions for research, clinical care and commercial development as it pertains specifically to neonatal renal NIRS monitoring.
Renal Tissue Oxygenation: How to Monitor and What is Normal?
Logistics of Monitoring
The first step to monitoring renal tissue oxygenation is selection of a NIRS device and sensor. Although differences in cerebral tissue oxygenation in neonates taken with different devices and probes have been analyzed in previous studies, there have been no published studies that have directly compared renal tissue oxygenation (). These previous studies show that cerebral tissue oxygenation measures overall correlate well-between devices, but there are differences in the absolute values. A simultaneous comparison of neonatal renal tissue oxygenation levels from multiple NIRS devices would be challenging given limited surface area and underlying differential tissue oxygenation between the left and right kidneys. Evaluation at different time epochs would also be challenging given the inherent variability in oxygenation of the kidneys over short time intervals. Future comparative device studies may benefit from development of an in vitro model of the kidneys.
The next step is the appropriate placement of the NIRS sensor. Either kidney may be monitored, and no current studies have evaluated if the right and left kidney have similar tissue oxygenation. The appropriate placement of a renal NIRS sensor is below the costal margin and above the iliac crest with the emitting tip of the sensor lateral to the spine and the reading side of the sensor wrapping around the neonate's flank (Figure 1). Although this is the typical location of the kidney, it is important to note that the NIRS reading in this region is not as precise as cerebral tissue oxygenation readings of the brain. “Renal tissue oxygenation” in this paravertebral region is likely a combination of multiple tissues in the area, including but not limited to fat, muscle and potentially even intestine. With a fixed depth of penetration of near-infrared light dependent on the type of NIRS monitor and size of the sensor, in some very small neonates, readings may not truly be reflective of renal tissue oxygenation. Limited neonatal studies have correlated saturations from renal NIRS monitoring to renal blood flow measures (, ). The addition of point of care ultrasound (POCUS) technology in the NICU could result in more accurate renal NIRS readings as the relative position of the sensor in relation to the kidney can be checked with a simple bedside ultrasound performed by a trained neonatal POCUS provider.
Figure 1
Lastly, it is important to consider implications of artifact and loss of signal. There have been no published articles that have discussed how frequently artifact or loss of signal occurs with neonatal renal tissue oxygenation monitoring. Clinically relevant artifact may occur during dislodgement of a sensor, such as during turning of a baby. These artifacts are typically readily apparent with non-physiologic, large changes between adjacent measurements or prolonged periods of missing data. However, distinguishing the natural variability in renal oxygenation measures from artifact may be challenging. From a research perspective, multiple different techniques to remove artifact have been attempted. In one study, unexplained dips or peaks that were 30% different between two data points were ignored and a manual review of the data was performed to pick the 1 h with the most high quality data for analysis (). Other research techniques to minimize artifact from cerebral oxygenation data may be adapted for renal oxygenation data. Future standardization for removing suspected artifactual data is needed.
Normal Values in Term Neonates
After nearly 15 years of published studies on neonatal tissue oxygenation, estimates of normal neonatal renal tissue oxygenation levels are becoming clearer. Normal renal tissue oxygenation values in the neonate are dependent on numerous factors but the three primary driving factors appear to be gestational age, chronologic age or post-menstrual age, and hemoglobin status (, –). In Supplemental Table 1, we attempt to summarize neonatal publications presenting renal tissue oxygenation data. Starting in the delivery room, Montaldo et al. studied renal NIRS values in the first 15 min after birth in term newborns (). They found that renal tissue oxygenation starts off in the 40% range immediately after birth and as SpO2 improves to normal levels during the first 10 min of life, renal tissue oxygenation also improves to the mid 80% range. In the first 48 h of age after the delivery room, renal NIRS values in term newborns continue to increase to about 90% and slowly decrease as renal blood flow improves and oxygen utilization increases—fitting with the expected normal renal developmental physiology (). As healthy term newborns are most often discharged in the first 48 h of life, it remains to be seen what typical renal tissue oxygenation is in the days, weeks, and months until the age of 2 years when renal function is perceived to have matured. The combination of data from these two studies is depicted in Figure 2 as the theoretical curve for healthy term newborn renal tissue oxygenation in the first 48 h of life.
Figure 2
Normal Values in Preterm Neonates
However, in preterm infants, the trajectory is likely much more complex and depends significantly on gestational age at birth and degree of illness. For the very low birthweight and extremely low birthweight neonates, the first factor is ensuring placement of the relatively large neonatal NIRS sensor and adherence in a >70% humidified isolette so that a consistent renal measurement can be obtained. After acquisition of a consistent reading, the next challenge is identification of the multiple factors affecting renal tissue oxygenation in a critically ill preterm infant. Some specific factors critical to account for in future studies in the low birth weight preterm population include gestational age at birth, growth for gestational age and birth weight, chronological age and status of the ductus arteriosus.
There are a few small studies describing consistent monitoring of preterm renal tissue oxygenation with generation of “normal” values. First, it appears that in the first 48 h, renal tissue oxygenation does not start off as high as is seen in term infants and may be more reflective of poor renal perfusion than high oxygen utilization (
Figure 3

Estimated normal preterm neonatal renal tissue oxygenation in the first 21 days. This figure depicts predicted normal values of renal tissue oxygenation in preterm babies during the first 21 days of life based on studies done by Richter and McNeil (
Other Tissue Oxygenation Metrics
In addition to renal tissue oxygen saturation levels, other tissue oxygenation metrics have been reported including fractional tissue oxygen extraction, variability in oxygenation, and cerebral to renal oxygenation ratios. Renal fractional tissue oxygen extraction (rFTOE) is a reflection of oxygen consumption by the kidney and is calculated as (Systemic oxygen saturation—Renal tissue oxygen saturation)/(Systemic oxygen saturation). The cerebral to renal oxygenation ratio (CROR) compares renal oxygen levels, which are more sensitive to changes in cardiac output, to brain oxygen levels, which under normal conditions are better autoregulated with relatively stable metabolic demands. Similarly, the degree of variability in renal oxygen saturation is anticipated to be greater than that of cerebral oxygen saturation, with the potential to indicate ongoing changes in an infant's clinical condition. The optimal measures to characterize renal function and detect AKI have yet to be determined. In the following section, we will focus on specific groups of infants and interventions that have been shown to significantly affect renal tissue oxygenation status.
Renal Tissue Oxygenation in Term Subgroups
Congenital Heart Disease, Cardiac Surgery, and Extracorporeal Membrane Oxygenation (ECMO)
The population of infants with congenital heart disease (CHD) may be at increased risk for poor systemic perfusion, making monitoring of renal tissue oxygenation with NIRS especially useful to evaluate changes in somatic blood flow. In the pre-operative period, one study demonstrated that renal saturation levels were significantly lower in patients with hypoplastic left heart syndrome (HLHS), tricuspid atresia, or pulmonary atresia with intact ventricular septum (64 ± 11%) compared to controls without CHD (85 ± 6%, p = 0.009) during the first 72 h of postnatal life, while compensatory renal fractional tissue oxygen extraction (rFTOE) was significantly higher (31 ± 8 vs. 14 ± 4%, p = 0.007) (
The clinical benefit of monitoring renal saturations in infants with CHD in the pre-operative period has been described. In a historical cohort study, Johnson et al. found that routine pre-operative cerebral and renal NIRS monitoring in patients with HLHS reduced the need for invasive therapies with no difference in mortality or duration of hospital stay (
Furthermore, cardiac surgery-associated acute kidney injury (CSA-AKI) is a severe and common complication occurring in 36–52% of infants undergoing cardiac surgery and is associated with increased mortality, prolonged length of hospital stay, ventricular dysfunction, and increased risk of chronic kidney disease (
A related population of infants who may benefit from monitoring of renal oxygenation are those term infants requiring ECMO. Neonates on ECMO for cardiorespiratory failure typically are at risk for significant shifts in regional blood flow, including blood flow to the kidneys. In addition to alterations in regional blood flow and a patient's underlying disease, the development of AKI during ECMO support may also be related to inflammatory or hormonal factors (
Hypoxic-Ischemic Encephalopathy (HIE)
Neonates with HIE after birth asphyxia are also at significant risk for AKI. Renal perfusion may be impaired from a severe or long-standing antenatal insult combined with ongoing postnatal ischemia and exposure to nephrotoxic medications. For infants with HIE, the development of AKI has been independently associated with prolonged mechanical ventilation, longer hospital course, and brain injury on magnetic resonance imaging (
Growth Restriction
An interesting population for further evaluation of renal tissue oxygenation monitoring is in growth restricted neonates. Children and adults with a history of fetal growth restriction or low birth weight have been noted in several studies to have a higher risk for CKD (
Surgery and Anesthesia
The use of renal tissue oxygenation monitoring during anesthesia and surgery has been extensively described in the neonatal cardiac surgery population (
Renal Tissue Oxygenation in Preterm Subgroups
Patent Ductus Arteriosus (PDA)
Preterm infants are at particular risk for decreased renal perfusion due to the persistence of a hemodynamically significant PDA. Left-to-right shunting through a PDA may result in decreased end organ perfusion. Several NIRS monitoring studies have investigated the effect of the PDA on renal saturation measures. Underwood et al. found a decreased renal saturation <43% in preterm infants in the first 4 days of life predicted treatment with indomethacin or surgical ligation with 77% sensitivity and 83% specificity (
NIRS monitoring may also be useful during treatment of the PDA. Several investigators have documented an increase in renal saturation following indomethacin treatment of a PDA, indicating closure of the ductus (
Anemia and Transfusions
Preterm infants are at significant risk for anemia and are likely to undergo transfusions of packed red blood cells during their hospital course. Several investigators have demonstrated an increase in renal tissue oxygenation by 18–22% and a decrease in renal FTOE by 20–30% over the course of a transfusion, indicating enhanced tissue oxygenation after transfusion (
Acute Kidney Injury (AKI)
While using renal NIRS to determine optimal timing of transfusions is important, the ultimate goal of continuous renal tissue oxygenation monitoring in preterm infants in the NICU would be to prevent AKI. With the current markers of AKI changing 12–48 h after irreversible damage has already occurred, oxygenation changes that occur well before that time may represent a therapeutic window when specific clinical changes or therapies could reverse or prevent injury (Figure 4). Although multiple neonatal studies in cardiac surgery patients have shown that low renal tissue oxygenation correlates with AKI, the type of AKI in preterm patients may be much different than the typical hypoxia reperfusion injury that explains cardiac surgery-associated AKI, and thus renal tissue oxygenation changes may be much different. Preterm AKI likely is highly variable in its origin and includes prerenal, intrarenal, and post-renal causes but the common final pathway may be low tissue oxygenation secondary to hypoperfusion and hypoxia. Bonsante et al. were the first to show that preterm neonatal renal tissue oxygenation changes correlate with future AKI (53). In 128 infants born <32 weeks gestational age and monitored with NIRS, they detected 12 cases of AKI (~10% as defined by serum creatinine > 1.3 mg/dL after the 1st day), and in these patients, low renal tissue oxygenation was significantly associated with developing AKI. After adjusting for possible confounding factors, low renal tissue oxygenation (80 ± 9.5 vs. 69.7 ±11.3%, p < 0.001) on the 1st day of life remained associated with high peak serum creatinine on day 2–7. This study was limited with renal tissue oxygenation data only available for the 1st day of age and no information about other nephrotoxic medications the babies may have received. Despite these limitations, this study verifies that a decrease in renal tissue oxygenation prior to increases in serum creatinine are detectable in extremely preterm infants. Significant questions still remain about the exact time frame of tissue oxygenation changes before urine output decreases and serum creatinine increases and if tissue oxygenation correlates to urinary proteomic and metabolomic biomarkers of injury. Further studies are needed to answer these questions.
Figure 4

Therapeutic window created by monitoring renal tissue oxygenation. This figure shows the theoretical timeline of changes in a patient with acute kidney injury. Initially tissue oxygenation changes occur followed by a later decrease in urine output and an increase in serum creatinine. Changes in urine output and serum creatinine may signal permanent tissue injury, while changes in tissue oxygenation may reflect an earlier time period when renal ischemia is still reversible and responsive to fluid management, transfusions, inotropic support, or medication administration that may resolve ongoing injury.
Future Directions
A growing body of literature has supported the clinical utility of renal tissue oxygenation monitoring in specific populations of neonates with a high risk of immature or abnormal renal function. However, a significant concern remains about whether or not non-invasive NIRS monitoring of renal tissue oxygenation will have a place in routine assessment of neonatal renal function in both healthy and sick neonates. Although measurement of serum creatinine has significant drawbacks in neonates, it still remains the gold standard assessment of estimated glomerular filtration rate (eGFR). Future techniques of assessing eGFR with serum cystatin C, measuring other urine biomarkers, or counting glomerular number with MRI may play a role in both assessment of current kidney function and prediction of future kidney risk. Further studies on renal tissue oxygenation are needed in all neonatal populations to see if there is a correlation to our current best markers of eGFR, serum creatinine and cystatin C. Furthermore, long-term studies are needed to correlate measures of neonatal renal tissue oxygenation with childhood and adult kidney function. With our current knowledge of renal tissue oxygenation, use of real-time NIRS monitoring is best suited in the populations of neonates and conditions mentioned in this review rather than for estimating renal function. However, significant research still needs to be conducted to better understand the complex relationship between oxygen delivery and oxygen extraction by the kidneys, as well as concurrent cerebral and systemic oxygenation. While population-based norms for renal oxygen saturation have been reported, specific thresholds associated with AKI and anticipated temporal and developmental changes remain as existing knowledge gaps. Moreover, changes in renal perfusion may be reflected by alterations in renal tissue oxygenation, but the extent to which these hemodynamic changes impact kidney function may be quite variable. The physiology of acute and chronic kidney injury may be informed by both renal oxygen saturation measures and renal oxygen extraction data. NIRS monitoring of renal oxygenation will also be critical to evaluate the impact of various therapeutic interventions to preserve kidney function and reduce neonatal AKI. Aside from these research advances, future goals should also include efforts to standardize clinical monitoring protocols, better synchronize data collection of tissue oxygenation with other patient parameters, and develop improved sensor interfaces to more precisely target the kidney and protect neonatal skin. Continued evidence-based research with renal tissue oxygenation monitoring will help achieve the goal of improved neonatal outcomes.
Statements
Author contributions
VC and MH have both made substantial contributions to writing this review article and have approved the submitted version.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fped.2020.00241/full#supplementary-material
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Summary
Keywords
NIRS, tissue oxygenation, kidney, renal, neonatal, preterm, HIE, cardiac
Citation
Harer MW and Chock VY (2020) Renal Tissue Oxygenation Monitoring—An Opportunity to Improve Kidney Outcomes in the Vulnerable Neonatal Population. Front. Pediatr. 8:241. doi: 10.3389/fped.2020.00241
Received
09 March 2020
Accepted
20 April 2020
Published
14 May 2020
Volume
8 - 2020
Edited by
Elisabeth M. W. Kooi, University Medical Center Groningen, Netherlands
Reviewed by
Titia Lely, University Medical Center Utrecht, Netherlands; Frank Van Bel, University Medical Center Utrecht, Netherlands
Updates

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Copyright
© 2020 Harer and Chock.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Valerie Y. Chock vchock@stanford.edu
This article was submitted to Neonatology, a section of the journal Frontiers in Pediatrics
Disclaimer
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