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ORIGINAL RESEARCH article

Front. Toxicol., 17 November 2023
Sec. Regulatory Toxicology
This article is part of the Research Topic Methods and Protocols in Regulatory Toxicology View all 4 articles

SciRAPnano: a pragmatic and harmonized approach for quality evaluation of in vitro toxicity data to support risk assessment of nanomaterials

  • Institute of Environmental Medicine, Karolinska Institutet, Stockholm, Sweden

Large amounts of nanotoxicity data from alternative non-animal (in vitro) test methods have been generated, but there is a lack of harmonized quality evaluation approaches for these types of data. Tools for scientifically sound and structured evaluation of the reliability and relevance of in vitro toxicity data to effectively inform regulatory hazard assessment of nanomaterials (NMs), are needed. Here, we present the development of a pragmatic approach to facilitate such evaluation. The tool was developed based on the Science in Risk Assessment and Policy (SciRAP) tool currently applicable to quality evaluation of chemical toxicity studies. The approach taken to develop the tool, referred to as SciRAPnano, included refinement of the original SciRAP in vitro tool through implementation of identified NM-relevant criteria, and further refined based on a set of case studies involving evaluation of 11 studies investigating in vitro toxicity of nano-sized titanium dioxide. Parameters considered cover key physicochemical properties as well as assay-specific aspects that impact NM toxicity, including NM interference with test methods and NM transformation. The final SciRAPnano tool contains 38 criteria for reporting quality, 19 criteria for methodological quality, and 4 guidance items to evaluate relevance. The approach covers essential parameters for pragmatic and harmonized evaluation of NM in vitro toxicity studies and allows for structured use of in vitro data in regulatory hazard assessment of NMs, including transparency on data quality.

1 Introduction

Scientific toxicity data, including from alternative non-animal in vitro methods should be systematically reused to the extent possible during risk assessment processes (More et al., 2021b; EFSA, 2021). This is particularly critical and urgently needed in the nanosafety community, where large amounts of complex and multidisciplinary safety data have been generated, but harmonized strategies for data reuse are currently limited (Jeliazkova et al., 2021; Ji et al., 2021). Nanosafety addresses the risks of nanomaterials (NMs), which differ markedly from traditional chemicals, since variations of physicochemical properties of NMs challenges the identification of specific features driving hazard (Fadeel et al., 2018). Even though the general health risk assessment paradigm and principles used for conventional chemicals are also applicable for NMs (OECD, 2022a), NMs risk assessment should be adapted to address the complexity associated with their identity, and their biological and environmental behaviors (Laux et al., 2018). Hence, several frameworks and tools specifically for risk assessment of NMs (in some contexts referred to as nanoforms) have been proposed (Hristozov et al., 2012; Stone et al., 2014; Bos et al., 2015; Hristozov et al., 2016b; Dekkers et al., 2016), with the aim of structured data collection and evaluation, considering their unique physicochemical properties and distinct behavior (Hristozov et al., 2016a).

However, among the available risk assessment approaches, the highly variable levels and techniques used for physicochemical and biological characterization of NMs across different studies, is considered the main bottleneck for the assessment (Laux et al., 2018). Thus, there is a need for methods that facilitate systematic evaluation of data quality and relevance to inform efficient risk assessment for regulatory purposes (e.g., decision-making relating to restriction/approval of chemicals) (Nymark et al., 2017). In the regulatory context, quality of data is commonly referred to as the reliability of data (Molander et al., 2015). Reliability entails the study’s inherent scientific quality, demonstrated by the robustness of the methods used, reproducibility of the results and adequate description of the study (OECD, 2002). Data relevance describes whether a set of data are relevant for evaluating the health risks that are being assessed, i.e., relates to a specific problem formulation (Hardy et al., 2017). In general, the evaluation of “reliability” and “relevance” of toxicity studies is an integral part of the weight-of-evidence (WoE) process in regulatory chemical risk assessment context (Hardy et al., 2017).

Nevertheless, challenges regarding the evaluation of data reliability and relevance remains in the nanosafety community (Savage et al., 2019). Firstly, harmonized data quality assessment approaches are lacking, impeding both adequate health risk assessment of NMs and the reuse of data from alternative methods for risk assessment. The lack of valid experimental protocols and models for regulatory decisions, and difficulties in identifying key physicochemical properties of NMs to predict human hazards as well as reliable Test Guidelines for use under the Mutual Acceptance of Data has hindered the use of nano-derived toxicity data (OECD, 2016). To promote the efficient use of nanotoxicity data, evaluation of data quality should be performed in a transparent and structured way. Secondly, differences in use of terminology within nanosafety research and chemical risk assessment approaches have caused confusion. In addition to data quality (reliability) and relevance, the term “completeness” is also a specific (meta)data requirement to serve the intended purpose in the nanosafety community due to the necessity of extensive physicochemical characterization of NMs before and during toxicity testing (Robinson et al., 2016). (Meta)data should be “complete”, illustrated by the adequate characterization of the test NM in both physicochemical and biological aspect. However, the definition of “completeness” overlaps with data “quality” (Robinson et al., 2016). Thus, there is a need to clarify the terminology to support risk assessment of NMs.

Science in Risk Assessment and Policy (SciRAP) is a freely available online platform (www.scirap.org) which contains different tools to evaluate the reliability and relevance of in vivo, in vitro and ecotoxicity data for hazard and risk assessment of chemicals. The tools are structured around sets of predefined criteria for evaluating reliability, based on requirements and recommendations in OECD Test Guidelines, OECD Guidance Documents (e.g., Guidance Document for Describing Non-Guideline In Vitro Test Methods–GIVIMP (OECD, 2017)), as well as previous methods such as the Klimisch method (Klimisch et al., 1997) and the ToxRtool (Schneider et al., 2009). The SciRAP tools have been rigorously tested through external review by experts and subsequently refined, providing high scientific soundness and applicability in the regulatory setting (Molander et al., 2015; Roth et al., 2021). Reliability evaluation using the SciRAP approach consists of evaluating reporting quality (RQ) and methodological quality (MQ) separately, and is also explicitly separated from evaluation of relevance. The aim is to facilitate structured and transparent use of toxicological data in regulatory risk assessment of chemicals (Molander et al., 2015). Apart from the evaluation of reliability and relevance, SciRAP provides reporting checklists for researchers with a set of items that is necessarily included in the test report for ensuring sufficient detail and transparency (Molander et al., 2015).

The MQ and RQ of an evaluated study or dataset are presented quantitatively, with a numerical score, and qualitatively with a set of color-coded Excel charts. The output of the evaluation of relevance is presented as a qualitative color profile. The SciRAP method for evaluating in vivo toxicity studies was first published in 2014 and further refined in 2018 (Molander et al., 2015; Beronius et al., 2018). Recently, the SciRAP approach was also refined to enable evaluation of data quality of in vitro toxicity and was published and available online in 2021 (Roth et al., 2021). The tool also includes criteria for evaluation of ecotoxicity studies on NMs (Hartmann et al., 2017). However, the criteria for in vitro studies are not optimized for NM-specific context due to the unique requirements on physicochemical characterization (Roth et al., 2021).

Different from previous data quality assessment approaches such as the Klimisch method (Klimisch et al., 1997) which gives higher scores to studies performed with internationally standardized methods by default, SciRAP facilitates structured evaluation for non-standard studies. This is especially useful for most NMs’ toxicity studies, since availability of standardized test guidelines suitable for NM testing are currently limited (Rasmussen et al., 2016), despite the progress made in validating methods and updating test guidelines for NMs risk assessment (OECD 2018b; OECD 2018a; Gao and Lowry, 2018; OECD, 2022b). Apart from the scarcity of “standard methods” within the nanosafety community, it has been pointed out that OECD Test Guidelines revised for toxicity testing of NMs still result in new challenges for both scientists and for quality assessment when conducting GLP (good laboratory practice) studies (Lee et al., 2021). Therefore, there is an urgent need for inclusion of non-standard studies with high quality and relevance for NMs risk assessment, indicating that SciRAP is urgently needed for the NM-specific context.

The aim of the present study was to refine the SciRAP criteria towards applicability for evaluating reliability (reporting and methodological quality) and relevance of in vitro toxicity data for NM in support of both research and risk assessment. A number of previously published efforts and reviews aimed at identifying key physicochemical parameters relevant to quality assessment of nanosafety data were utilized as a starting point for refinement of the SciRAP criteria, including documents from EU-funded projects (caLIBRAte, 2023; GRACIOUS, 2023; GUIDEnano, 2023), as well as reviews and analyses of existing standards, regulatory guidelines and other NM-specific recommendations (ECHA, 2008; ISO, 2012; Rasmussen et al., 2016; Elberskirch et al., 2022). Finally, another aim of the study was to clarify the terminology utilized within nanosafety when referring to data quality and relevance (e.g., “completeness”) in relation to the terminology used within the regulatory context.

2 Methods and materials

2.1 Terminology

In order to clarify the diverse terminologies, evaluation of the interrelation among “reliability”, “quality”, “reporting quality”, “methodological quality”, and “completeness” was performed utilizing the terminology applied in WoE assessment approaches as a reference (Hardy et al., 2017). Details of the literature that were used to define the above terms are shown in Supplementary Table S1A1.

2.2 Literature search for the development of SciRAPnano

To develop the NM-applicable reliability assessment criteria and relevance items, several existing approaches and other guidance documents were reviewed. These materials were used to identify the critical parameters and topics that needed to be included in the NM-specific reliability and relevance evaluation approach. Details are shown in Supplementary Table S1A2.

2.2.1 Key physicochemical parameters

Diverse reports and publications from the EU-funded projects caLIBRAte (caLIBRAte), GUIDEnano (GUIDEnano), and GRACIOUS (GRACIOUS), as well as from the OECD, were used as a basis to identify key parameters to include in the current study.

The caLIBRAte quality assessment method involves the evaluation of relevance, reliability, and completeness of nanotoxicity data in the regulatory context (Nymark et al., 2017). The GUIDEnano hazard assessment strategy, developed for industrial stakeholders, provides a scoring system for evaluating the test design and reporting of NMs toxicity studies, including the physicochemical properties that need to be characterized and reported (Fernández-Cruz et al., 2018). GRACIOUS has identified the key physicochemical properties that are critical to be included in NMs’ toxicity study reporting, involving the physicochemical properties required by REACH for nanoform identification and physicochemical properties recommended by ECHA for grouping and read-across (Robinson et al., 2016). In addition, OECD WPMN has published the Physical-chemical Decision Framework to Inform Decisions for Risk Assessment of Manufactured Nanomaterials, to clarify requirements and reduce uncertainty in the applicability of testing and measurements for resolving knowledge gaps (OECD, 2019). The physicochemical properties involved in this framework were also considered to be integrated into the approach.

2.2.2 Consideration of additional physicochemical parameters

Elberskirch et al. have analyzed existing standards, regulatory guidelines (e.g., OECD Test Guidelines), and other NM-specific guidelines to create a minimum information table (MIT) which is considered necessary to be reported in nanotoxicity testing, including a total of 300 parameters (Elberskirch et al., 2022). Besides the key physicochemical parameters covered by the other central documents described above, further NM-specific physicochemical properties within the second module (material information) of the MIT were considered for inclusion in SciRAPnano.

2.2.3 NM-specific aspects of in vitro toxicity studies

Apart from the physicochemical properties, other NM-specific recommendations and considerations in designing and performing in vitro nanotoxicity studies were reviewed. In this step, guidance documents from international organizations (e.g., OECD, ISO), regulatory bodies (e.g., ECHA, EFSA), and non-regulatory academic literature were included.

2.3 Development of SciRAPnano in vitro tool v1.0

The original SciRAP criteria and items for assessment of reliability (both RQ and MQ) and relevance of in vitro studies provided the basis for developing the NM-applicable evaluation approach. Hence, the key physicochemical properties of NM and other NM-specific aspects identified in the previous step were integrated into the original SciRAP in vitro criteria. The existing SciRAP criteria were reviewed and adjusted in terms of both content and wording to be applicable to NM-data. The newly generated RQ and MQ criteria and relevance items of SciRAPnano in vitro tool version 1.0 (v1.0) are included in Supplementary Table S1.

2.4 Case study for testing SciRAPnano v1.0 and refinement to v2.0

The SciRAPnano in vitro tool v1.0 was tested and evaluated through assessment of a set of selected in vitro studies focusing on titanium dioxide (TiO2) nanomaterials.

2.4.1 Selection of TiO2 studies

In order to allow for a controlled and harmonized evaluation of the tool, studies were selected based on the following considerations.

a) The study should evaluate in vitro toxicity induced by nano-sized TiO2

b) Together the selected studies should cover different types of toxicities and test systems in order to test the applicability to various study results

c) Studies with complex study design and mixtures were avoided.

d) Only studies published within the past 10 years were included

e) The selected studies should cover various levels of reporting regarding physicochemical properties, based on preliminary judgement

Based on the above considerations, 11 studies were selected. Details are shown in Supplementary Table S2B1.

2.4.2 Evaluation of the selected studies

The reliability and relevance of the studies were evaluated according to the proposed v1.0 RQ and MQ criteria, and relevance items. The evaluation was done manually using Excel to consolidate the results and to further analyze the soundness of each criterion (or item) across studies. For each study, the quality criteria were judged as “fulfilled, F” “partially fulfilled, PF” “not fulfilled, NF” “not determined, ND”, whereas the relevance items were judged as “directly relevant, DR” “indirectly relevant, IR” “not relevant, NR” “not determined, ND”. Evaluation of all studies in the case study was carried out by one evaluator.

2.4.3 Refinement of SciRAPnano v1.0 into v2.0

The evaluation of the case studies supported further refinement and development of SciRAPnano v1.0 into v2.0 based on the following goals: i) to obtain understanding of the general quality of recent nanotoxicity studies, especially the level of physicochemical characterization of the selected NM, ii) to identify potential refinement needs in the practical implementation of each newly proposed SciRAP criteria and item, iii) to identify potential overlaps or interconnection among criteria, and iv) to evaluate the overall adequacy and consistency of the whole approach.

3 Results

3.1 Clarifying terminology

The interrelationship between the terms “reliability”, “relevance” and “completeness” was clarified utilizing the structure and terminology of the WoE process as an example of common terminology used within regulatory risk assessment processes (Hardy et al., 2017; SHEER, 2018). The WoE process is initiated by a problem formulation process, which is coupled to the setting of a clear definition of the minimum data required to support health risk assessment. Problem formulation is followed by three steps of evidence assembling, weighing and integration to conclude the overall assessment (Hardy et al., 2017). During weighing of evidence, reliability and relevance of each single study (single evidence) is evaluated in order to be used as a basis for the assessment. It should be noted that the problem formulation sets the basis for the evaluation of data relevance. The definitions of “reliability” and “relevance” within the WoE process are shown in Table 1. During integration of the evidence, (meta)data should be curated and integrated in line with the original minimum data required during the setting of the problem, which can be considered criteria for completeness, in order to be sufficient for the specific risk assessment scenario at hand. The definition of “completeness” as guided by the WoE process is shown in Table 1.

TABLE 1
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TABLE 1. List of terminology used in SciRAP and how “completeness” relates to the SciRAP terminology.

3.2 SciRAPnano in vitro tool v1.0

SciRAPnano v1.0 provided the draft of criteria (items) development, based on the newly identified physicochemical properties and other NM-specific aspects in experimental design, performance and reporting, as described in the following.

3.2.1 Eleven key physicochemical parameters

Eleven key physicochemical parameters were identified based on the literature review, including size, size distribution, crystallinity, shape, surface chemistry, surface area/specific surface area, surface charge, agglomeration/aggregation, stability, solubility and dissolution rate (shown in Table 2). In addition, Table 3 shows how key physicochemical properties dictate the NM’s interaction with biological system and how these parameters interlink with each other. These parameters were included among the RQ criteria within SciRAPnano. The terminology used for formulating the RQs corresponded to the eNanoMapper ontology (Hastings et al., 2015). Composition and purity were already covered by existing SciRAP criteria and were not added to the RQ. It should be noted that dustiness, density, surface hydrophobicity, free radical generation capacity, conduction band energy level, corrosivity were only mentioned once in existing minimum information checklists and thus regarded as low priority at this point.

TABLE 2
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TABLE 2. Overview of physicochemical properties list in different literature and the result of the identified key physicochemical properties a.

TABLE 3
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TABLE 3. Key physicochemical properties of NMs and their link to toxicity.

3.2.2 Four additional physicochemical properties

The following physicochemical properties were considered as lower priority than key physicochemical properties, since they were only mentioned once among all selected resources (see Table 2.) but were covered by the open criterion “other information” in SciRAPnano v1.0 RQ criteria list (RQ #34).

1. Delivery form: Powder or suspension.

2. Dustiness: This parameter is regarded as low priority in the first step. However, it is relevant for NMs’ exposure via air (particularly by inhalation) and required by REACH (Annex VII) (EC, 2018).

3. Viscosity: Viscosity of the media after sample preparation.

4. Labelling: Nanomaterials are frequently labelled to track their biological interactions (e.g., fluorescent probes, radiolabeling). The labeling details should be reported, if applicable.

3.2.3 Eight critical aspects of in vitro toxicity testing of nanomaterials

Based on the literature review, the following 8 aspects were considered NM-specific and may affect the study result in NMs’ toxicity testing regarding the study design and performance and are mostly incorporated into RQ and MQ criteria.

1. Sample preparation method and the dispersion stability

2. Transformation and temporal changes of the NM

3. Dispersant and/or stabilizers

4. Dose metrics

5. The reduced or excessive delivery of NMs into test systems due to the agglomeration status of NMs

6. NMs interference with the test method

7. NM physicochemical properties characterization

8. Added substances to the test system and potential contamination to the test system

3.2.4 SciRAPnano v1.0 reliability criteria

The above parameters and aspects were formulated and integrated in the original SciRAP in vitro section, generating the first version of SciRAPnano in vitro quality assessment approach. The details about the new criteria and rewording of existing SciRAP RQ and MQ criteria are shown in Supplementary Tables S1A3, A4. RQ#5-15, MQ#2, MQ#3 MQ#10 and MQ#16 are new criteria and not present in the original SciRAP in vitro section. MQ#4, MQ#5, MQ#11, MQ#12, MQ#13 were reworded owing to the identified NM-specific aspects, based on the original SciRAP criteria. In addition, the original SciRAP MQ#2 criterion: It was likely that the test compound was soluble at the concentrations used was deleted since this is not relevant for NMs, which are not in general soluble in common solvents.

3.2.5 SciRAPnano v1.0 relevance item(s)

The four relevance items in the original SciRAP in vitro tool are i) the identity of the tested substance; ii) the test system used; iii) the endpoint studied; and iv) the concentrations used. These items were not changed for NM-specific reasons. However, since NMs may transform, the test item in toxicity studies may not be relevant to the risk assessment of the nanoform of interest. Hence, this aspect was added to the guidance of the first relevance item (the identity of the test item). Details are provided below in chapter 3.5.

3.3 Case studies

An overview of ratings for each of the 11 studies evaluated in the test round for RQ and MQ reliability criteria, and relevance items, is shown in Tables 4-6, respectively.

TABLE 4
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TABLE 4. Results of RQ evaluation of 11 selected studies by SciRAPnano criteria. Each column represents the evaluation of an individual study; rows represent individual criteria. Green cells indicate criteria judged as “fulfilled” (F), yellow cells indicate criteria judged as “partially fulfilled” (PF), red cells indicate criteria judged as “not fulfilled” (NF), and grey cells indicate criteria left as “not determined” (ND). Details of the case studies are available in Supplementary Table S2B1.

TABLE 5
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TABLE 5. Results of MQ evaluation of 11 selected studies by SciRAPnano criteria. Each column represents the evaluation of an individual study; rows represent individual criteria. Green cells indicate criteria judged as “fulfilled” (F), yellow cells indicate criteria judged as “partially fulfilled” (PF), and red cells indicate criteria judged as “not fulfilled” (NF). Details of the case studies are available in Supplementary Table S2B1.

TABLE 6
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TABLE 6. Results of relevance evaluation of 11 selected studies by SciRAPnano items. Each column represents the evaluation of an individual study; rows represent individual criteria. Green cells indicate items judged as “directly relevant” (DR), whereas yellow cells indicate items judged as “indirectly relevant” (IR). No items were judged as “not relevant” in this case. Details of the case studies are available in Supplementary Table S2B1.

For RQ, the least reported parameters among all studies were “#12 water solubility of the test item”, “#13 dissolution rate of the test item” “#18 metabolic competence of the test system”, and “#22 measures taken for avoiding or screening for contamination” (Table 4). In addition, the whole “physicochemical properties of the test item” section was poorly reported, with #5 “size” being the only fully reported parameter within all 11 physicochemical properties across all studies.

For MQ, “#16 NMs physicochemical properties characterization was adequately performed at least ‘as received’, ‘as administered’ and ‘after administration or in situ’” is the least fulfilled criterion, indicating the poor characterization of physicochemical properties of the tested NM (Table 5). This finding corresponds to the inadequately reported physicochemical properties (cf. Table 4). In addition, the NM interference of the test item with the test condition (MQ#12) was not fully considered in most of the studies. Besides, due to the agglomeration of nano-TiO2 dispersion, MQ#3 which assesses whether a stable dispersion was maintained, was scarcely fulfilled.

For the purpose of relevance evaluation, a generic problem was formulated as follows: “human health risk assessment of nano-size TiO2 in real-life exposure level”. Items #1 and #3 were both judged as “directly relevant” for all studies which investigates the toxicity of nano-TiO2 for different endpoints (Table 6). In contrast, many of the studies do not explain the rationale for the chosen exposure level, making it difficult to evaluate item #4 (the concentration used).

3.4 SciRAPnano in vitro tool v2.0

3.4.1 SciRAPnano reliability criteria (v2.0)

Based on the refinement needs identified in the case study, SciRAPnano in vitro tool v1.0 was refined to SciRAPnano in vitro tool v2.0, which involves 38 criteria for RQ and 19 criteria for MQ. The full lists of all criteria are shown in Table 7 and Table 8. In addition, a revised guidance for the MQ section is presented in Supplementary Table S3C1.

TABLE 7
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TABLE 7. The SciRAPnano in vitro tool 2.0 RQ criteria. The left column is the full list of RQ criteria. The right column lists NM-specific parameters/aspects identified in the literature research (see Methods 2.2) and the refinement of SciRAPnano v1.0 (see Method 2.4). “/” indicates that the corresponding criteria remains the same as in the original SciRAP in vitro tool.

TABLE 8
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TABLE 8. The SciRAPnano in vitro tool 2.0 MQ criteria. The left column is the full list of MQ criteria. The right column lists NM-specific parameters/aspects identified in the literature research (see Methods 2.2) and refinement of SciRAPnano v1.0 (see Method 2.4). “/” indicates that the corresponding criteria remains the same as the original SciRAP in vitro tool.

The overview and the detailed description of the refinement and reasons behind the refinement can be found in Supplementary Table S1. Briefly, the refinement included considerations of i) harmonization between the NM-specific criteria and the original SciRAP terminology/wording as far as possible, ii) overlaps with existing criteria, iii) a need to integrate or separate NM-specific criteria from existing criteria, and iv) clarification of NM-specific terminology and their positioning in the tool (e.g., NM-specific RQ vs. MQ, interference vs. interaction).

In total, 15 RQ criteria (#5-16, #24, #29, #31) and 3 MQ criteria (#3, #6, #14) were added based on the literature review and the case study. Further, one new MQ criterion (#2) replaced the original MQ criterion (#2) in the SciRAP in vitro tool. It should be noted that both RQ and MQ have an open criterion for evaluators to provide other aspects apart from the existing criteria (e.g., study design, performance, and reporting) that affects the overall reliability. These functions are retained in the final SciRAPnano tool and users are recommended to use the “comment” function for each criterion and to provide the rationale behind each evaluation.

3.5 SciRAPnano relevance items (v 2.0)

The SciRAPnano in vitro tool 2.0 involves 4 items for evaluating relevance. No alteration or refinement of items formulations themselves were done in NM-specific context. However, the guidance for the first item (the identity of the test item) was revised in SciRAPnano v1.0 owing to the distinct physicochemical properties of NMs, details are shown in Table 9. Due to the generic problem formulation relating to the case studies (see section 3.3) no further refinement of the relevance items was required in v2.0 of the SciRAPnano tool.

TABLE 9
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TABLE 9. The SciRAPnano in vitro tool 2.0 relevance items. The left column is the full list of relevance items. The right column lists NM-specific parameters/aspects identified in the literature research (see Methods 2.2) and used to refine the guidance for the item. “/” indicates that the corresponding relevance item remains the same as in the original SciRAP in vitro tool.

4 Discussion

To facilitate structured and transparent use of in vitro toxicity data for regulatory hazard and risk assessment of NMs, SciRAPnano was developed to provide a pragmatic, harmonized and user-friendly approach to evaluate data reliability and relevance for regulatory purpose. The tool was developed based on the previously established SciRAP in vitro tool, which has rigorously been tested through internal and external review (Roth et al., 2021). The SciRAPnano in vitro approach is also in accordance with both the trend of Next-Generation Risk Assessment of NMs and recommendation from regulatory authorities that non-animal alternatives should be applied whenever possible to avoid animal experimentation (EC, 2009; Browne et al., 2019).

Within the EU, efforts have been made to ensure that data are of high quality in NM’s risk assessment. For example, the German-funded DaNa 2.0 project (DaNa, 2023) created a Literature Criteria Checklist which evaluates whether NMs’ physicochemical properties and experimental details are fully described in toxicological publications. In addition, Elberskirch et al. (Elberskirch et al., 2022) created a metadata schema to establish a representation standard for nanotoxicity studies, including 300 parameters in 6 modules. These measures, to a large extent, contribute to ensuring studies with high reporting quality being included for NM’s risk assessment. However, adequate data reporting may not automatically ensure data quality, and experimental design and performance also play a vital role in determining the overall reliability and relevance of studies (Grafström et al., 2021; Jeliazkova et al., 2021; Saarimäki et al., 2021). To this end, SciRAPnano allows for a pragmatic and harmonized evaluation, considering the most critical parameters in line with the characterization requirement of nanoforms under REACH and guidance documents from EU chemical regulatory bodies. Moreover, the detailed criteria in SciRAPnano contribute to ensure that central aspects for evaluating the inherent scientific quality of the study (i.e., experimental design and study performance) are considered across all studies, regardless of compliance with standardized test guidelines, which remain limited in nanosafety community. In addition, the approach is harmonized with quality assessment of chemical toxicity studies, providing a basis for comparable quality assessments between the fields, to the extent possible.

SciRAPnano enables assessors to evaluate the data in a semi-automated and structured fashion. Easy-to-follow instructions for how to fulfill MQ criteria requirements are provided. In addition, SciRAPnano users can provide comments (e.g., the rationale of each judgement) under each criterion during data evaluation providing means for transparency. Individual evaluation reports for each evaluated study can be generated and color-coding charts and quantitative scores indicate the quality of studies. In addition to risk assessors, SciRAPnano is also useful for researchers by supporting appropriate study design and sufficient reporting, and therefore improving the usefulness of data for regulatory purposes.

The presented pragmatic approach also leaves room for flexibility (i.e., expert judgement) which is particularly important in its implementation as many aspects still lack consensus within the nanosafety community. For example, owing to the complexity of the protein corona profile and the lack of understanding regarding its effect on toxicity, it remains unclear if and how the bio-corona should be taken into account in NMs’ risk assessment (Westmeier et al., 2015; Lin et al., 2017). In SciRAPnano, the “bio-corona” aspect is covered by the aspect of transformation (RQ#16 and MQ#3) and would be evaluated on a case-by-case basis with expert judgement. Moreover, expert judgement is also needed beyond SciRAPnano in evaluating nanosafety data quality. For instance, apart from the key parameters identified in the present study, other physicochemical properties (photocatalysis, redox potential, etc.) are also potential descriptors for NM’s toxicity (Fu et al., 2014). Some toxicity determinants should only be considered specific to the type of NM or to the adverse outcomes and thus, were not prioritized in SciRAPnano (e.g., dustiness determines the toxicity of airborne NMs, but is not related to risk from other exposure routes (Donaldson and Poland, 2013)). These potential parameters were not included in the approach but should be considered and evaluated on a case-by-case scenario.

Overall it should be noted that a pragmatic approach does not necessarily refer to complete exclusion of expert judgement, but rather aims to bring transparency, consistency and structure to the process (Wandall et al., 2007; Beronius and Ågerstrand, 2017). The SciRAPnano approach ensures that data quality and relevance assessment are systematically performed while allowing for flexibility, which is particularly important for non-standard studies, e.g., during WoE processes in risk assessment (Ingre-Khans et al., 2020).

Relating to the above, it was noted at the start of this study that the evolution of terminology within the nanosafety field has caused difficulties and unclarities associated with quality and relevance assessment of data and literature from the nanotoxicology field within regulatory risk assessment (OECD, 2022a). For example, within nanosafety, a commonly used term to indicate data requirements is “completeness”, which in general refers to the necessity of adequate physicochemical characterization of NMs in toxicity testing. The term has proved difficult to fit within the chemical regulatory context, where data should be “reliable” and “relevant”, and often causes confusion as to whether it relates to data being complete enough in order to be reliable (i.e., sufficient physicochemical characterization to reliably assess toxicity in a given test system), or complete enough in order to be relevant (i.e., sufficient physicochemical characterization to relevantly address a specific problem formulation) (Robinson et al., 2016; Hardy et al., 2017). Here, the term “completeness” of (meta)data was clarified from a regulatory perspective using the WoE assessment approach as a reference, contributing to the alignment of the nanosafety community with the regulatory context. Overall, the term was strongly associated with a dependency on the questions posed (e.g., the problem formulation in a risk assessment context) and therefore, from a regulatory perspective, related to reporting quality and relevance, but not to methodological quality (cf. Table 1). However, further effective communication is still needed among regulatory agencies, industries and nanosafety experts to progress data quality and relevance assessment for risk assessment of NMs.

5 Conclusion

Here we present the newly developed SciRAPnano tool for evaluation of reliability and relevance of in vitro studies on NMs. It is based on the previously available SciRAP tool for in vitro studies and covers 38 RQ criteria (involving 15 new or adjusted criteria to evaluate key physicochemical properties, sample preparation methodology, cellular uptake, dose metrics, dispersion stability, NM’s transformation and measures taken to address the potential interference) and 19 MQ criteria (involving 4 new or adjusted criteria covering NM’s transformation, dispersant, NMs’ interference with test method and sample preparation). In addition, the tool involves four relevance items, which remain unchanged from the original SciRAP in vitro tool, except for an addition to the guidance of the first item (the identity of the test item), which was revised based on the consideration of NMs potential for transformation. Other aspects relevant to NMs, involving delivery form, viscosity, dustiness, labelling information of NMs, as well as potential contamination within the test sample, and extra substances added to the test system, are included in the “other information” sections of the RQ and MQ criteria, respectively.

Overall, SciRAPnano allows for pragmatic, harmonized and user-friendly evaluation of data reliability and relevance in order to support structured and transparent use of toxicological data within, for example, WoE processes for risk assessment of NMs. In addition to support for regulatory risk assessment of NMs, the approach can be expected to provide extensive support to the recently proposed framework aimed to guide innovation involving chemicals and materials towards becoming Safe and Sustainable by Design (SSbD) (Caldeira et al., 2022). The framework is heavily dependent on the reuse of existing data and knowledge, indicating an urgent need for harmonized and structured data quality and relevance assessment across diverse agents, including NMs (Nymark et al., 2020).

Data availability statement

The original contributions presented in the study are included in the article/Supplementary Materials, further inquiries can be directed to the corresponding author.

Author contributions

GS: Conceptualization, Data curation, Methodology, Investigation, Validation, Visualization, Writing–original draft. AB: Conceptualization, Funding acquisition, Methodology, Supervision, Writing–review and editing. PN: Conceptualization, Funding acquisition, Resources, Supervision, Visualization, Writing–review and editing.

Funding

The author(s) declare financial support was received for the research, authorship, and/or publication of this article. This research was funded by the Swedish Fund for Research without Animal Experiments (F2022-0003; PN).

Acknowledgments

The authors would like to acknowledge Prof. Annika Hanberg for her extensive support.

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

The author(s) declared that they were an editorial board member of Frontiers, at the time of submission. This had no impact on the peer review process and the final decision

Publisher’s note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Supplementary material

The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/ftox.2023.1319985/full#supplementary-material

SUPPLEMENTARY TABLE S1 | Literature and description of SciRAPnano v1.0.

SUPPLEMENTARY TABLE S2 | Overview of case studies.

SUPPLEMENTARY TABLE S3 | SciRAPnano guidance for MQ criteria.

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Keywords: data quality, reliability, relevance, in vitro toxicity testing, nanomaterials, risk assessment

Citation: Shao G, Beronius A and Nymark P (2023) SciRAPnano: a pragmatic and harmonized approach for quality evaluation of in vitro toxicity data to support risk assessment of nanomaterials. Front. Toxicol. 5:1319985. doi: 10.3389/ftox.2023.1319985

Received: 11 October 2023; Accepted: 30 October 2023;
Published: 17 November 2023.

Edited by:

Jan Willem Van Der Laan, Medicines Evaluation Board, Netherlands

Reviewed by:

Rob Vandebriel, National Institute for Public Health and the Environment, Netherlands
Karolina Jagiello, University of Gdansk, Poland

Copyright © 2023 Shao, Beronius and Nymark. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Penny Nymark, cGVubnkubnltYXJrQGtpLnNl

Disclaimer: All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.