POLICY AND PRACTICE REVIEWS article
Citizen Social Science for More Integrative and Effective Climate Action: A Science-Policy Perspective
- 1School of Geography, University of Lincoln, Lincoln, United Kingdom
- 2Tyndall Centre for Climate Change Research, University of East Anglia, Norwich, United Kingdom
- 3School of Psychology, Cardiff University, Cardiff, United Kingdom
- 4School of Environment and Sustainability, University of Saskatchewan, Saskatoon, SK, Canada
- 5Wildlife Conservation Society, Toronto, ON, Canada
- 6Climate Outreach, Oxford, United Kingdom
- 7School of Earth and Environment, University of Leeds, Leeds, United Kingdom
- 8Department of Geography, University of Calgary, Calgary, AB, Canada
- 9School of Environment, Education and Development, University of Manchester, Manchester, United Kingdom
- 10School of Geography and Sustainable Communities, University of Wollongong, Wollongong, NSW, Australia
Governments are struggling to limit global temperatures below the 2°C Paris target with existing climate change policy approaches. This is because conventional climate policies have been predominantly (inter)nationally top-down, which limits citizen agency in driving policy change and influencing citizen behavior. Here we propose elevating Citizen Social Science (CSS) to a new level across governments as an advanced collaborative approach of accelerating climate action and policies that moves beyond conventional citizen science and participatory approaches. Moving beyond the traditional science-policy model of the democratization of science in enabling more inclusive climate policy change, we present examples of how CSS can potentially transform citizen behavior and enable citizens to become key agents in driving climate policy change. We also discuss the barriers that could impede the implementation of CSS and offer solutions to these. In doing this, we articulate the implications of increased citizen action through CSS in moving forward the broader normative and political program of transdisciplinary and co-productive climate change research and policy.
This paper examines why current forms of climate policy are not working and offers some suggestions as to how to further increase citizen engagement in science and policy decisions at different scales of governance that move beyond tokenistic forms of citizen participation. We offer a framework for what we call “citizen social science” (CSS), highlighting the various social, political and institutional barriers that prevent greater citizen participation in climate science and policy decisions. We then present some suggestions as to how CSS can potentially be used to overcome these barriers to enable citizens to contribute more effectively and directly to ambitious formal climate policy goals.
Citizen Participatory Issues With Current Forms of Climate Policy-Making
National governments make top-down climate policy decisions that often involve little input from lay citizens. Consequently, when it is time for a policy to be implemented there can be public resistance to it or lack of uptake. The challenge, therefore, is not only to make climate policy more robust, but to also further democratize citizen involvement in policy formulation to increase uptake. There have been repeated calls for increased citizen engagement, understanding individual behavior, and greater channels of communication between different stakeholders in both scientific and policy discourses related to climate change that move beyond mere public acceptance of the physical evidence of climate change (Lassen et al., 2011; Beniston, 2013; Schweizer et al., 2013; Swart et al., 2014; Sörqvist, 2016; Carvalho et al., 2017; Sprain and Reinig, 2018). It is never more imperative that the forms and structures of citizen engagement in climate science and policy decisions remain central to climate action given that the Paris Agreement will afford non-state actors (e.g., private and third sector groups) more influence in formal policy implementation (Van Asselt, 2016; Kuyper et al., 2018). The latest Intergovernmental Panel on Climate Change (IPCC) Special Report (Global Warming of 1.5°C an IPCC special report on the impacts of global warming1 of, 3) has emphasized how the “strengthening of capacities for climate action of national and sub-national authorities, civil society, the private sector, Indigenous peoples and local communities” is key to achieving ambitious climate policy goals that will limit warming below 1.5°C by 2100. But citizens and institutions must act together, now.
However, democratically legitimizing increased citizen engagement within current institutional structures is complex given how such structures demarcate lay citizens from scientific experts and/or government (Miller and Rose, 2017). Even polycentric climate governance systems that are supposed to incorporate private and third sector groups into policy decisions suffer from orchestration from particular government (state) actors, resulting in systematic governance experimentation and learning being stifled (Abbott, 2017). Furthermore, communication practices often exist between citizens, scientific experts and/or government that constrain increased citizen engagement in climate change policy formulation and implementation (Carvalho et al., 2017). Hence, the governance crisis of the sustainability paradigm continues (Peters, 2017), where states continue to dominate the international political discourse of climate change through particular modes of governmentality and sovereignty (Kythreotis, 2012; Bäckstrand and Lövbrand, 2016), ostracizing citizens within the climate policy process and thus delimiting greater citizen participation in helping achieving ambitious climate policy goals made by formal policy actors like the state.
Increased lay citizen participation in climate science and policy decisions can limit the influence of institutional expertise in democratic spaces that often do not speak for the majority of citizens (Sprain and Reinig, 2018). Given the limitations in citizen science translating to effective climate action (Groulx et al., 2017), we argue that increased public engagement in the “politics of science” (Jasanoff, 2003) and what we call the “politics of policy” (how policy is politicized by governments) can help protect against public misinformation on climate change, prevent particular forms of epistemic expertise dominating climate science-policy decisions, producing more transparently public-engaged climate politics and policy. In this sense, citizens can become active agents of policy change through their actions, rather than being just part of a wider normative political participatory process dominated by state policy discourses that have predominantly politicized climate science and policy (Lövbrand et al., 2015; Bäckstrand and Lövbrand, 2016).
The Paris Agreement aims for an ambitious and transformational era of international climate change policy (Kinley, 2017). However, limiting global temperatures to below 2°C by 2100 is governed by techno-managerial language and policy responses to fossil fuel derived energy production (Hoffert et al., 2002; Hoffmann, 2011) rather than identifying lay peoples' concerns, values and goals for their communities. Framing the climate problem in this more personal way can promote more transformational engagement and ownership in climate decision-making (Nisbet, 2009; Leach et al., 2010), especially given that some research has shown how non-specialists find it difficult to understand how physical climate risks can impact their lives (Pidgeon and Fischhoff, 2011). Failure to consider citizens' concerns undermines the legitimacy of formal climate policy decisions, limiting the ability of citizens to play a more influential role in instigating policy change through citizen action. Interdisciplinary co-produced research is needed between citizens, scientists and policymakers to span knowledge and spatial boundaries through wider citizen engagement and to produce research that speaks to its end users (Lemos et al., 2012; Kirchhoff et al., 2013; Turnhout et al., 2016; Editorial, 2018; Howarth et al., 2018). Yet, co-production has multiple meanings (Bremer and Meisch, 2017). However, for citizens to have more influential participation, they need to understand how the current science-policy process works with respect to the roles of research and policy actors. This could enable pro-environmental decisions, behavior and actions that complement the science-policy process. With support from other state and non-state institutions, we argue that citizens can become transformative agents of social and policy change with respect to climate change through CSS.
New citizen-centered solutions are needed in climate politics for triggering deliberate social transformations and for providing a deeper inquiry into the structures and processes within society and science (O'Brien, 2012). Such solutions should be based upon social assemblages (Gillard et al., 2016) and citizen agency (Dodman and Mitlin, 2013), rather than overreliance on governments to catalyze transformational change. The withdrawal of the Trump administration from the Paris Agreement in June 2017 has demonstrated how individual nation states still hold the balance of power in determining policy outcomes for climate change (Kythreotis, 2015). Societal transformations can be addressed to some extent by “polycentric” governance where non-state actors support global policy-making by working across policy scales to redress the limitations of single scale (e.g., solely national) policies. However, national and international climate politics continues to play a dominant role in the polycentric governance systems and research has only just begun to distinguish between different types of climate governance, rather than assessing their effectiveness in complementing or replacing top-down, government dominated policy-making (Jordan et al., 2015). This all points to a need for increased citizen engagement to act as a further check and balance to formal climate policy decisions that are made in particular spaces dominated by epistemic actors like the state, scientists or even the market (e.g., fossil fuel companies). This certainly will produce a more reflexive “knowledge politics” on climate change that can help circumvent uneven spaces of climate decision-making (Mahony and Hulme, 2018).
Elevating Citizen Engagement
Whilst there is some evidence of successful government- and market-led policy transitions toward cleaner energy and lower emissions (e.g., Obama, 2017), many citizens are left out of this process highlighting an urgent need to engage citizens more closely with framing the climate and energy debate, in addition to concentrating on private sector transitions through market forces that then shape government policy. Rather than thinking about possible economically sympathetic policy solutions for climate change originating from governments, policy-makers and/or even the market, the citizen has to take a more active social role in driving policy change and implementation for both mitigation (e.g., energy use) and adaptation (coping with climate impacts). However, doing this successfully requires greater interaction between climate researchers and citizens. This involves developing ways in which the everyday citizen can understand the way in which climate policy is constructed within and by governments through the traditional science-policy model where truth (e.g., science) speaks to power (e.g., policy choice) (Jasanoff and Wynne, 1998). Enlightening the citizen to how climate research is conducted (and why) firstly gives them an ideal platform from which to react to and then drive new government policies that could meet the speed of transitional change needed to limit global temperatures and avoid dangerous climate impacts. For example, research on climate adaptation has shown the importance of joint-problem framing and knowledge production, especially in contexts where scientific knowledge—whether social, economic, political or environmental—is limited or scarce (Swart et al., 2014; Huggel et al., 2015).
Although increased citizen engagement with climate research is not a full alternative to top-down political agreements or technological change, it can certainly catalyze the speed and ambition of the technological, social, political and economic changes required to meet collective climate commitments regarding mitigation and adaptation. Policy-makers and scientists have a duty to create local spaces where citizens can more fully participate further in related climate decision-making processes as a form of power brokerage (Pielke, 2007; Howarth et al., 2018). Yet, communicating climate research and policy to the general public has many challenges (Hollin and Pearce, 2015; Bernauer and McGrath, 2016). It is possible to perceive climate information without any values affecting it (i.e., bias is always there) (Corner et al., 2012). Greater citizen involvement in climate decisions within the more science-policy process could help ameliorate climate misinformation dominating political discourses on climate change. Recent research has shown how key scientific experts have a central role in utilizing knowledge networks within the formal science-policy process to catalyze climate adaptation action (Kettle et al., 2017), so by making their role more open to the everyday citizen, climate scientists (experts) can augment greater co-production practices between citizens, scientists and government policy-makers.
More integrative and effective climate action and policy can come about when citizens and the public are fully cognizant of the implications of their actions and behavior toward their (local) environment when presented with how both the science on climate change is generated by experts and used by policy-makers. This reduces miscommunication and confusion of climate science and creates the conditions where the relationship between citizen behavior, science and polices are fully transparent. This could trigger an inclination of citizens, scientists and policy-makers to want to foster integrative change rather than the current often benign, top-down and apolitical reactions to climate policy change as merely a government/state responsibility. Citizens can then act as political agents of change by increasing pressure on their elected representatives to help enable such policy change at higher state levels, rather than citizens just being used by policy-makers through tokenistic consultation (Carvalho et al., 2016).
Citizen Social Science: Moving Beyond Citizen Science
Citizen Science (CS) as a methodological tool for understanding large scale processes has burgeoned, arguably as a reaction to the use of particular forms of epistemic expertise that have traditionally and unilaterally contributed to policy decisions (Haas, 1992), rather than consideration of more diverse, but contextual knowledges and forms of social knowing (Irwin, 1995). Citizens can be utilized to obtain larger datasets that enable researchers to assist policy-making practice, democratizing expertise into more formal policy processes (Fischer, 1993). To December 2018 there are 57 active and searchable CS projects related to climate change that are listed on the Scistarter website (Scistarter, 2018). All of these projects involve citizens observing and collecting data, rather than formulating the CS research methods, analyzing and interpreting the data as a means to instigate climate policy action. By acting as volunteers, citizens are important for data collection to inform climate research (Bonney et al., 2014; Lahoz and Schneider, 2014) as a means to understand trends, causes, impacts, and responses to, climate change (Savo et al., 2016). Climate research, however, requires complex tools, such as models, remote sensing, and ice core and soil analyses to better inform broader policy, and such skills are often beyond the capabilities of lay citizens. Broader policy actors have attempted to further engage citizens more. For example, the United Nations Framework Convention on Climate Change (UNFCCC) Secretariat through collective nations, have recognized the potential of CS and have assisted in initiating and implementing large citizen consultations on climate change (Bedsted et al., 2015). However, there is also a need to engender links between local policy actors and the communities they serve, particularly with respect to climate adaptation (Vogel and Henstra, 2015). So, a question remains whether CS could be used more effectively to further engage different citizens and communities for more tailored local climate policy beyond crowdsourcing to obtain large(r) data sets? There is evidence of governments and municipalities working better to include traditional and local knowledge into their governance systems (Leonard et al., 2013) but more work is needed to further integrate citizen action and climate policy-making.
CS has also been traditionally classified into various types, the most relevant for this paper being Haklay's distinction below in Table 1 between: crowdsourcing (level 1), distributed intelligence (level 2), participatory science (level 3) and extreme CS (level 4) (Sui et al., 2013). Haklay's distinctions show CS as a collaborative and participatory framework that enables citizens to assist in big data collection for scientific purposes. CS therefore, has many advantages for climate mitigation and adaptation practice and policy (Larsen and Gunnarsson-Östling, 2009; Ford et al., 2016b). Yet we argue for a new platform (see level 5) whereby citizens have increased influence within conventional science-policy and participatory frameworks in shaping climate policy, alongside the necessary technical (e.g., negative emissions technology) and policy (a shift from the ‘green growth’ paradigm) changes that are required (Anderson, 2015).
Table 1. Levels of participation and engagement (adapted from Sui et al., 2013).
Though the term “citizen social science” has been previously used in the literature (Purdam, 2014), the way in which it has been explained has remained confined within the paradigm of using CS to create large data sets for policy-making. We define CSS further as representing new methodological and theoretical territory that resonates with more diverse and heterogeneous forms of social knowing, values and cultures of citizens beyond CS (Castree et al., 2014). While CS uses citizens as policy passive objects for research in conducting measurements for big data sets, our proposed CSS framework makes citizens co-learners within the research process by actively enabling them to explore transformatively changing institutionalized research and policy systems. CSS embraces the principles of a “Two-Eyed Seeing” approach in an Indigenous and scientific knowledge systems context; where a co-learning journey (where citizens take a lead, often over government/policymakers, in making decisions about how best to formulate policy) is encouraged for more transdisciplinary research and to bring together different ways of knowing (Bartlett et al., 2012). One way of differentiating CSS from CS is therefore to consider this “two-eyed seeing” approach that repositions citizens as central co-learners that can widen the climate science evidence-base to a more holistic understanding of perspectives for the benefit of all. Recent research has illustrated how blending scientific and traditional knowledges through citizen co-learning highlighted key environmental stressors under uncertainty (Mantyka-Pringle et al., 2017). Hence, this demonstrates the difference between citizens getting involved in public engagement exercises within formal policy processes and apparatus, and citizens being catalysts and drivers of climate policy transformation. With public engagement, participants often work within pre-conceived state ideas and traditional governance structures that are institutionally entrenched in top-down power dynamics (e.g., a particular policy standpoint based on ideology) (Morrison et al., 2017) designed to protect the political economy status-quo. Co-production or co-learning through CSS moves beyond conventional public engagement and makes the citizens initiate action and policy responses based on their specific forms of social knowing and values. This organic form of bottom-up collaborative knowledge-making can help to eliminate any cultural issues and insensitivities that may emerge upscale when formulating policies. It can also catalyze transformative change through the eyes of everyday citizens by allowing them to be exposed to climate policy decisions that they would not normally be involved or interested in. Therefore, CSS is underpinned by multiple disciplines and methods of co-production enabling citizens to make more context specific, transparent and explicit contribution to climate policy-making and action.
Barriers and (Potential) Solutions to Implementing CSS
While we argue that implementing CSS at a larger scale is key for achieving Paris climate commitments, there are a number of barriers to successfully implementing CSS effectively. The following is a suggested approach to begin dealing with such barriers. Working toward more integrative and effective climate change solutions between citizens and policy-makers involves developing a profound understanding of the complex interactions between those different actors with the physical, social, economic and political world that leads to decisional conflict and policy inertia over climate change. This requires changing the “decision environment” as a means to circumvent or at least ameliorate some of these institutionalized barriers (Howden et al., 2007).
Reframing the Climate Change Problem
Most citizens often feel disengaged and unable to influence policy, including climate change policy, or to significantly change their lifestyles to tackle climate change for a range of institutional, social and psychological reasons (Hoppner and Whitmarsh, 2010). As a collective problem, climate change can feel overwhelming and individuals lack self-efficacy to act (Koletsou and Mancy, 2012). Prevailing social norms to consume and lack of trust in governments or other people to take action also erodes motivation to act (Whitmarsh et al., 2010). For many, climate change (policy) also threatens assumptions about quality of life, fairness, progress and individual freedom, leading to political and ideological division in responding to the issue. However, citizen engagement in policy and behavioral change is more likely to occur if issues are framed around audience values and more local and tangible concerns; and if individuals believe their actions make a difference (Whitmarsh et al., 2010). For example, at the individual level, giving people feedback on their energy use via energy displays can encourage energy conservation behavior (Darby, 2006); while acting as an organization, community or city can give people a sense of collective efficacy to address global problems like climate change (Sweetman and Whitmarsh, 2016). Framing climate change as a local issue may help engage individual citizens if they feel a sense of place attachment (Devine-Wright, 2013), although this might also undermine the perceived severity of the issue (Brügger et al., 2015). Framing climate change in terms of impacts and adaptation is less likely to threaten citizens (including those on the right-of-center) than mitigation messages, which tend to imply individual sacrifice (e.g., reducing energy use Howell et al., 2016; while other frames (e.g., reducing waste) and focusing on co-benefits of action (e.g., health, social cohesion) may also be more engaging across the political spectrum (Whitmarsh and Corner, 2017).
Reframing the problem also requires a need to reconsider the role of gender and cultural equality. Climate change is more likely to adversely impact Indigenous people and women due to their increased vulnerability (IPCC, 2014; Halton, 2018). For instance, we know that climate change is having disproportionate effects on the human health of Indigenous people globally (Green et al., 2009; Ford et al., 2010). Calls have also been made for better representation of Indigenous knowledge and Indigenous issues in IPCC assessments and other global climate policy (Mantyka-Pringle et al., 2015; Ford et al., 2016a,c). There are obvious gender differences in environmental concerns and attitudes and impacts (McCright, 2010), particularly in developing countries. For example, two-thirds of the female labor force dependent on agricultural work in developing countries are adversely affected by poor harvest, which leads to food, income and health security issues (UN WomenWatch Women, 2018). To address the current imbalances, more cultural and gender sensitive responses are required to create the social and political conditions needed to address climate-related problems. The most obvious way to catalyze equality is by creating scientific and policy pathways that enable increased involvement of Indigenous people and women in the science-policy realm. This needs to be addressed from the local to international scale (Gay-Antaki and Liverman, 2018). The values innate to CSS promotes gender and cultural equality in climate change by providing an inclusive and integrative framework by which women and Indigenous people are supported to engage with climate research, policy and taking relevant action. However, there needs to be a degree of top-down support from the science-policy realm to normalize such local gender and cultural equality in climate decisions through CSS. If scientific and policy expert communities do not reflect on gender and cultural imbalances, then how would we expect women and Indigenous citizens to take a lead on climate action in their own communities through CSS? If this two-way process is facilitated, financially supported, and mainstreamed then there would be a greater chance of women and Indigenous citizens being more empowered to transformatively act on their own behalf through CSS (Alston, 2014).
Transformative responses through CSS do not assume a particular scientific approach and therefore must begin with a discussion of participants' values, based on their moral, aesthetic, experiential, spiritual knowledge concerns and aspirations rather than policy being solely foisted upon citizens in a top-down way. Yet there must be a heterogeneity of climate responses from all areas of society–governments, scientists and citizens who have been previously apathetic to climate change. This process leads to a recognition that there are communal values held by citizens that can serve as a bridge toward an overarching global climate policy goal, like the 2°C Paris target. Discussions about fears and hopes for the future can provide a “lens” through which to discuss climate change research and to explore different narratives and pathways for public engagement that move beyond current techno-managerial and gender imbalanced science-policy approaches.
Conflicts of Interest
Whilst we recognize that conflicts of interest will endure between different stakeholders in making appropriate climate decisions, it is nevertheless omnipresent in the current climate science-policy process. There are a number of existing groups of citizens with conflicts of interest related to climate change science. The most obvious are climate deniers and citizens that benefit from or are dependent on the fossil fuel industry for their livelihood. It is possible that these groups may choose to be involved in CSS to impose their views or advance their standpoint to reaching their political objectives such as undermining or misrepresenting the science behind climate change (Editorial, 2015). In the application of CS, it has been reported that there remain limitations in CS enabling local climate actions (Groulx et al., 2017). These types of conflicts of interest may also be experienced in CSS and need to be taken into account or at the very least acknowledged so that the process will not be skewed in favor of one standpoint, and therefore remain representative. However, we are cognizant that any policy decisions should not be taken on the basis of the equal representation of all views (as some views are obviously extreme in ideology, anarchic and/or reject observed scientific facts) but on the basis of the scientific knowledge which solves or mitigates the real problem.
Less obvious conflicts of interest also exist in some cultural contexts (e.g., different ways of understanding and valuing the environment), inequality (e.g., class) and ethno-national diversity conflicts (e.g., land ownership conflicts with Indigenous vs. non-Indigenous groups). A potential solution is to ensure that there is a representative sample of the population in the process and citizens' backgrounds are respectfully vetted beforehand. Where there are conflicts of interest between people, the process of CSS acts as a mediation channel to bridge polarized views through a common purpose. It enables new narratives to be explored as different viewpoints are represented and considered within the co-production environment.
CSS Cannot be Implemented as a “One Size Fits All” Knowledge Framework
We are cognizant that CSS can only work if the knowledge domain of citizens is germane to their everyday life. For example, rural farmers should not find themselves working or co-researching on urban transport issues and urban citizens should not find themselves working on agricultural issues unless they hold real knowledge in that area to enable more effective action and policy. Apart from the intimate knowledge that some citizens have with their natural surroundings (e.g., Indigenous traditional knowledge), much of modern life involves epistemic dependence on trained experts. The limits of lay knowledge (and particularly lay expertise) in matters of climate change are therefore restricted (Dunlap and McCright, 2015). Low carbon housing and civil engineering projects are classic examples because the majority of citizens are users of pre-made structures they could not design without being trained in engineering science. So there is a caveat about how far CSS can extend in a “rule of experts” context. The uniqueness of the CSS framework is within the way in which infrastructure is used through our behavioral patterns, which is predicated upon how citizens make sense of different forms of knowledges to inform their actions as a means to make real transformative change. Greater government acceptance of citizen potential is needed to quell those hidden assumptions of people not mattering, or not being educated enough to make informed decisions. CSS can expose and ameliorate these hidden assumptions. This is where allying of citizens with knowledge-brokers plays a significant role. The Climate Knowledge Brokers Group (Climate Knowledge Brokers, 2017) is an excellent example of how citizens can get further involved in understanding the causes and consequences of climatic change and to create a focal point for diverse citizen voices to be heard regarding climate change. In this sense there is a need to move beyond scientists merely having to consider the types of idealized roles they have to play in public policy and politics beyond the science-policy process (Pielke, 2007). Scientists and experts have to consider what role they can play in more openly engaging with citizens as a means to help citizens determine the types of knowledge that can inform policy decisions made by government (and vice versa). This will then more democratically legitimize citizen involvement in policy-making by placing citizens at the center of new policy formulations, rather than politicizing the role of science and scientists in public policy and politics.
Uneven Power Relationships
Making citizens more central within the science-policy process is inevitably constrained by pre-existing uneven power relationships between politicians and citizens, scientists and citizens, and scientists and politicians. These silo relationships are often defined through different vested interests, rigid funding and reporting structures, lack of communication skills among researchers and their (subconscious) beliefs about the lack of skills and critical awareness of “the masses” (Burgess et al., 2017). The barriers to greater citizen involvement because of lack of voice, visibility or opportunity are often formidable and there needs to be more active integration between lay citizens, climate researchers and policy-makers. Currently, important political arenas for climate policy decisions like UNFCCC Conference of the Parties have been dominated by national governments and closed-off to the lay citizen. While lay citizens often (rightfully) demonstrate at such climate negotiations, there remains a physical and political barrier between where state-led political decisions are made and the equitable and just contribution that citizens should make to the climate change political process, as recent research on the Paris Conference of the Parties has shown (Weisser and Müller-Mahn, 2016).
Uneven power relationships also exist between scientists and citizens. Scientists are constrained by how they can approach their research methodology and data collection based on rigid reporting structures of their institutions and funding bodies. Although research bodies such as Research Councils UK and the National Science Foundation (US) now require research projects to demonstrate the impact of their work to beneficiaries outside of academia (RCUK, 2014; NSF, 2018) and data/publications of their research as Open Access (NSF, 2015; RCUK, 2017), there are no specific requirements to involve citizens directly in the co-production of research (even though we are cognizant that more theoretical science may not require co-production research with citizens). However, climate research certainly does given that the anthropogenic climate change problem can be reduced to human behavior (Karl and Trenberth, 2003). Additionally, scientists' biases have been demonstrated in citizen science projects where certain data sources are favored over others (e.g., based on the background/education level of the data collectors). This suggests a belief that citizens do not possess the necessary knowledge or data collection skills to perform robust science to the standards of scientific “experts” (Burgess et al., 2017).
There are also uneven power relationships between scientists and governments. Notwithstanding the systemic problem of not enough research professionals and academics being able to work with government regardless of discipline to engender evidence-based policy (Lawrence et al., 2016), with respect to climate change research, many of the broader science-policy arenas in which scientists can contribute to climate action and/or policy-making (albeit in a policy-neutral way) like in the IPCC Assessment Reports, continues to be tainted with a “closed club” syndrome for many academics (Shackley, 1997; Hulme and Mahony, 2010), a pronounced gender imbalance in IPCC membership (Gay-Antaki and Liverman, 2018), and scientist contributions to Summary for Policy-makers (SPM) reports have to go through a final review of government approval of the SPM line (IPCC, 2015). Equally important, certain academics continue to be ostracized in IPCC decisions and processes where the impacts of climate change are felt most (e.g., developing countries) leading to a science-policy information deficit and institutionalized epistemic communities, even though there have been attempts to make the IPCC more “user-friendly” (Petersen et al., 2015; Corbera et al., 2016).
More resources and institutional support are essential to help engage citizens in bottom-up processes that complement and inspire change through existing research and political institutions. CSS needs to be achieved through strategies targeted to different value systems that are not typically related to climate change like biospheric ones (Howell and Allen, 2017). This will have positive economic and social spillover effects beyond environmental benefits, especially in vulnerable communities (e.g., added skills and cash incentives). Governments stand to gain from increased citizen engagement in research in times of austerity (Dickinson et al., 2012) and the private sector can enhance their corporate social responsibility by supporting employees in CSS projects. There is a need to move climate research toward a more collaborative role in which it is co-produced by citizens, industry, decision-makers and scientists so that the research has stronger outreach and generates more effective policies (Pearce et al., 2009). But which sectors are best placed to catalyze CSS projects? The public, private and/or third sectors? A possible starting point we argue is that maybe universities are best placed to initiate and facilitate such CSS projects. They are not so much impartial as designed, in principle, to serve the interests of publics. Rather, they provide a range of knowledge and invention that pluralizes options and speaks to an array of cognitive, moral, aesthetic and spiritual positions existing in the world. Research has shown that those with a higher education share more cultural commonalities over global climate change (Crona et al., 2013). Whilst we are aware of the new instrumentalism in universities linked to business and government control, we feel universities could be best placed to initiate and facilitate CSS in comparison to the private, public and/or third sectors.
Differences Across and Within Countries (scale)
The deployment of CSS will face varied challenges across different countries and within the scalar jurisdictions of each country. CSS is plausibly easier to deploy in democratic political systems that have a commitment and track record of fostering public participation in environmental and other areas of decision-making. For example, commitments to broad principles supporting the CSS deployment have been made under the Aarhus Convention of 1998 and in the European Union Directives on Public Participation (2003/35/EC) and Access to Environmental Information (2003/4/EC) as well as many other more specific directives such as the Water Framework Directive (2000/60/EC). However, the prospects of CSS deployment are less obvious in non-democratic countries where political leadership is not representative or accountable, public participation is not legitimate or encouraged, and where political freedoms are curtailed, and civil society organizations do not welcome freedom of speech.
There are also challenges for CSS within countries at different scalar jurisdictions depending on the system of government and the various powers attributed to government at different jurisdictional scales. Levels of political autonomy and a willingness to embrace more networked and polycentric governance with respect to climate change can result in a failure of knowledge upscaling if citizens are not equipped to deal with the “politics of scale.” This especially comes into play when citizens with only their local experience(s) are asked to speak as “researchers” on national or global issues. But CSS would not exclude these diverse knowledges, but rather warn cautiousness during implementation and acknowledge that there are caveats about how far CSS can extend in a “rule of experts” context across different spatial jurisdictions. This has been acknowledged in the literature regarding the problems of political power and scale when trying to implement more networked forms of climate governance (Morrison et al., 2017) through social knowing.
One possible solution is to give local citizens greater participatory influence in local processes of governance and policy-making and forming stronger links between communities and local policy-makers. For making local climate decisions, one example could be to employ an opinion poll company to choose the citizens to participate in local consultation processes, much like is done with citizen juries. By providing selected citizens with knowledge on climate research and how policy is constructed, citizens become more actively engaged in policy and can deliberate the type of policies to be utilized by local/national governments through “mini publics.” This has proved successful in Ireland, where a nationwide exercise in deliberative democracy demonstrated that citizens with limited initial knowledge become “enlightened” (Suiter et al., 2016) and more likely to change their minds on salient issues based on the best available evidence. Other novel ways of eliciting public opinion and engaging them include citizen awards/incentives for new ideas that promote climate action within the community, and citizen draws that allow citizens time off work to volunteer in local and state council meetings related to climate change (similar to jury duty, but without the legal powers). With citizens enjoying a more central role in helping to determine formal policy, government still has an important enabling role to play by investing more in financial and human resources. This can then more clearly align the roles that citizens and government authorities play in the policy process, promoting a more transparent bottom-up approach to climate-related co-planning issues (Mees et al., 2017). This further bridges the gap between how climate change is governed by citizens, governments and the market across international, national and local jurisdictions. Particularly at the local scale though, CSS could provide more active engagement by bringing citizens into the pre-consultation phase during policy development, rather than citizens just being used in a tokenistic way within the initial stages of policy planning by governments.
This paper has examined how CSS can offer a fruitful way of contributing to more integrative and effective climate action and policy that moves beyond the traditional science-policy model. We have discussed a framework for CSS followed by potential barriers and solutions. With respect to the barriers mentioned above, a sub-set of citizens and policy-makers across the board will have to work hard to create arenas where existing power asymmetries can be suspended through institutions, venues and gatherings that permit a rough “communicative equality.”
We argue that the barriers to CSS are not insurmountable and CSS can truly catalyze transformative change if citizens and policy-makers can become more aligned through processes of social knowing, especially at the local scale. By breaking down the tension between expertise and lay knowledge, experts and citizens can collaboratively explore alternative social contexts outside of traditional science (Blue, 2015). This could then catalyze the co-production of alternative policies between citizens, scientists and policy-makers that address emerging climate issues in specific communities. Bridging citizens, scientists and governments through a CSS narrative framework that increases recognition of human qualities and needs would help reconfigure formal climate policy-making through the democratic systems already in place. Taking this transformative pathway places greater responsibility for tackling climate change in the hands of citizens, consistent with the principles of democratic governance and democratic legitimacy. However, governments, the private sector, the IPCC, and the UNFCCC still have critically important roles in helping facilitate this citizen transformation.
AK initiated the core idea of citizen social science and led in writing the paper with extensive development and input from CM-P, TM, NC, LW, AC, JP, CC, and BM. All authors contributed to the theoretical and conceptual development of the paper.
AK thanks the Regional Studies Association for an early career research grant that initiated the development of the idea of Citizen Social Science. CM-P was supported by a Mitacs Elevate Fellowship funded by Ducks Unlimited, the Global Institute of Water Security, and Environment and Climate Change Canada.
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Keywords: Citizen Social Science, climate policy and governance, science-policy, citizen agency and behavior, co-production and co-learning
Citation: Kythreotis AP, Mantyka-Pringle C, Mercer TG, Whitmarsh LE, Corner A, Paavola J, Chambers C, Miller BA and Castree N (2019) Citizen Social Science for More Integrative and Effective Climate Action: A Science-Policy Perspective. Front. Environ. Sci. 7:10. doi: 10.3389/fenvs.2019.00010
Received: 18 October 2018; Accepted: 16 January 2019;
Published: 05 February 2019.
Edited by:Fátima Alves, Universidade Aberta, Portugal
Reviewed by:Rita Campos, Universidade de Coimbra, Portugal
Christos Dimitrios Arvanitidis, Hellenic Centre for Marine Research (HCMR), Greece
Copyright © 2019 Kythreotis, Mantyka-Pringle, Mercer, Whitmarsh, Corner, Paavola, Chambers, Miller and Castree. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Andrew P. Kythreotis, AKythreotis@lincoln.ac.uk