Abstract
A seismic hazard study and analysis of the megathrust source off the west coast of North Sumatra, Indonesia, were conducted based on the estimated horizontal crustal strain using the surface displacement data. This area was selected due to the availability of pre- and co-seismic Global Positioning System (GPS) data for the 2005 Nias–Simeulue Mw 8.6 event. This study aimed to estimate the seismic hazard function (SHF), which is expressed as peak ground acceleration (PGA) versus probability of exceedance (PE), for a 500 years return period using GPS data. The source area model of the Mw 8.6 event is determined based on the co-seismic GPS data. The horizontal crustal strain of the source area is estimated using least square prediction employing local covariance functions based on the horizontal displacement data. The Mw 8.6 return period is estimated by dividing the sum of the co-seismic seismic moment by the pre-seismic seismic moment based on GPS data. The seismicity rate model above a magnitude of completeness is then estimated assuming the b-value of 1 obtained on the previous study’s earthquake catalog data in the region. We show that the SHF based on the study area’s horizontal crustal strain is higher than the one based on earthquake catalogs and estimated geological sliprate data. This discrepancy is associated with the static stress increase (Coulomb failure stress, CFS) of about 0.25 bar imparted by the 2004 Aceh Mw 9.1 event that occurred in the north of the study region. We interpreted that the increase of the SHF was due to the increase in the region’s stress load, which was well documented by the GPS data.
Introduction
It has been concluded that the Sumatra Subduction Zone is one of the most active plate tectonic margins in the world (). Its geometry has an oblique NE-ward convergence between the subducting Indian–Australian Plate and the overriding southeastern Eurasian Plate (; ; ). A convergence rate of about 49 mm/year () results in Sumatra Island having a very high annual rate of earthquakes: over the last 250 years, five major earthquakes (Mw ≥ 8.0) have occurred along the Sumatran megathrust (). The major earthquakes might perturb the vicinity stress concentration and, hence, the seismic hazard function (; ).
Previous regional hazard models for slip along the Sumatran megathrust have been proposed. The Global Seismic Hazard Assessment Program () proposes that two sources, i.e., the Sumatra Subduction Zone and the Sumatran Fault, characterize this region. further expand this ground motion assessment toward Singapore and Malaysia. , updated the GSHAP map () by compiling the updated earthquake catalogs to develop new seismotectonic models. use geological data to infer the seismic hazard in this region. However, none of these studies integrate geologic, seismic, and geodetic data to estimate the seismic hazard function of Sumatra Island.
introduced integrating information based on geology, paleoseismology, space geodesy, and observational seismology. According to , geology and paleoseismology come into play as they locate, segmentize, and fix the long-term slip of principal faults. Input from geodesy in the form of strain rate data takes command in quantifying the seismic potency of an area where there is inadequate knowledge of the slip rates of Late Quaternary fault data (). Synthetic seismicity contributes by estimating the statistical possibilities of various scenarios of multiple segments breaking. In essence, Ward’s work tries to consider an unidentified zone by using geodetic data. The essential part of his work is to incorporate geodetic data into a probabilistic seismic hazard study and analysis using Kostrov’s formula regarding seismic moment and strain (). The use of Global Positioning System (GPS) data for seismic hazard study and analysis has been widely explained in previous studies (e.g., ; ; ).
have estimated the seismic hazard function in southern Sumatra based on integrated pre-seismic GPS data, earthquake catalog, and estimated geological sliprate data. The horizontal crustal strain was estimated using the least squares collocation (LSC) technique employing local covariance functions based on the surface displacement data. The seismic moment rate model was derived from the GPS displacement of pre-seismic data around the subduction zone. To avoid the possibility of any strain surplus or deficit, the seismic moment rate model was then normalized. The rate was then used to weight the mean seismicity smoothing rate derived based on the correlation distances of 25, 50, and 150 km (), and the seismic hazard function (SHF) was constructed.
The 2005 Nias–Simeulue Mw 8.6 event was recorded by the available pre- and co-seismic GPS data. Using the recorded co-seismic GPS data and Kostrov’s formula (), the source area model of the Mw 8.6 event can be estimated. The return period is calculated by dividing the sum of seismic moments of the co-seismic GPS data by the pre-seismic GPS data for the same source area model. Furthermore, using b-value ∼1 (), the annual A-value () above magnitude completeness could be estimated.
Thus, this study intended to perform the probabilistic seismic hazard analysis using the source area’s surface displacement data off the west coast of northern Sumatra. The seismic source model considers pre-seismic and post-seismic moment to constrain an Mw 8.6 event’s recurrence period. The study area is around the subduction zone of Mw 8.6. Based on the previous results (), the Sumatran Fault’s impact could be neglected.
The seismic hazard function obtained in this study is then compared with the seismic hazard functions obtained from each single data, i.e., geology, geodetic GPS data, and seismology. The result shows that the SHF based on the horizontal crustal strain is higher than the SHF obtained from data based on earthquake catalogs and geological data. The increase of probability of exceedance (PE) in the SHF, which could be correlated with the time advance of the Mw 8.6 occurrence, is further associated with the increased Coulomb failure stress in the source area of the Mw 8.6 event by about 0.25 bar caused by the 2004 Aceh Mw 9.1 event. This study’s critical finding is that increasing static stress could increase the probability of exceedance of the peak ground acceleration (PGA) level in SHF compared to the previous study’s expected result. The result may be very beneficial for earthquake mitigation and modeling efforts for probabilistic seismic hazard study and future analysis.
Data and Methods
Data
In this study, two primary data were used to calculate the seismic hazard function of the west coast of northern Sumatra: surface displacement data based on the GPS of both pre-seismic and co-seismic and the earthquake catalog. Figure 1A summarizes the GPS and earthquake data used in this study. Following a previous study (), the horizontal crustal strain values estimated based on the surface displacement data of ; , , and were used along with additional data obtained from and . The velocity vectors for the pre-seismic data obtained from are based on GPS surveys from 1991 through 2001. Thus, the GPS data could be grouped into pre- and co-seismic data of the Mw 8.6 event. Twenty particulars of the pre-seismic and 22 particulars of the co-seismic GPS data distributed in northern Sumatra were used. The horizontal displacement in each cell was then estimated using the least squares collocation (LSC) technique (; ; ; ; ; ; ).
FIGURE 1
Figure 1B shows that the earthquake catalog data used in this study are based on
Least Squares Prediction Technique
Following
The μ is the rigidity, H is the seismogenic thickness, A is the unit area of the study, and e1 and e2 are the principal strain rates.
Following
where β is equal to (b/c), b is the b-value of the GR relationship (
The study area is gridded into a cell size in which the surface strain rate in each cell needs to be estimated based on GPS data. We adopt procedures from previous studies to estimate each cell’s horizontal crustal strain rate (
As a follow-up to the successful result of the previous study in the generalized estimation of interpolation, which combines adjustment, filtering, and prediction, i.e.,
Following
Variable x is the vector observation or measurement, X is the unknown vector, and n is noise or the vector of the measuring errors; A is a known rectangular matrix. Thus, x could be decomposed into a systematic part denoted by AX and a random part represented by n. In the sequel, the number of observations will consistently be denoted by q and the number of parameters by m; to get an over determined problem, we must have m<q. x and n are the column vectors of q components, X is a column vector of m components, and A is a q by m matrix. By admitting n is the noise, a second random quantity s, which is then called the signal, the following generalization could be expressed as:
in which the measurement x consists of a systematic part, AX, and two random parts, s and n. Usually, the systematic part will be nonlinear initially, and the linear form AX will be obtained on linearization using Taylor’s theorem. The signal s may exist at points between the measuring points, and it may vary continuously, although x is only measured at discrete points. Thus, by applying this algorithm, we could do the so-called interpolation.
Horizontal Crustal Strain Estimation
In this study, we assume that the horizontal displacement field at the observation point over the entire seismogenic thickness is homogeneous and isotropic, i.e., considering the horizontal displacement components u or v as the signal t in the equation, in which components u and v are the displacement components in the x and y directions. The local x–y coordinate system is the x-axis in the E–W direction and the y-axis in the N–S direction. A further assumption is then made in which signals u and v are not correlated with one another (
U and V are signals to be estimated. CUu is the (n × 1) vector of the cross-covariance between U and each element ui of u and Cv v is the n*1 vector of cross-covariance between V and each element vi of v.
Cuu is the variance matrix of u with the size of (n × n)
Cvv is the variance matrix of v with the size of (n × n)
u and v are the (n × 1) vectors of the known displacement components in the x and y directions. Using the notation of
We may write Eq. (6) as:
When u and v are determined, a and b can be obtained immediately. They are constants to U and V and, thus, can be computed beforehand. The algorithms for sparse and symmetrical linear equations are still feasible. By adopting the assumption that the covariance function is satisfied by the Gaussian function (
Then, we have:
where CUui and Cv vi are the elements of the vector. The distance (di) between (x,y) and (xi,yi), with (x,y) being the coordinates of signal U or V, could be estimated by using di = [(x-xi)2+(y-yi)2]1/2, and (xi,yi) are the coordinates of observation point i.
Referring to Eq. (10), we can easily obtain the following equation just by differentiating Eq. (8):
where ai is the element of vector a(a1,a2,…ai…an)T and bi is the element of vector b(b1,b2,…bi…bn)T.
Following
Seismic Hazard Function
Seismicity Rate Modeling: Source Area and Earthquake Rate Formulation
The earthquake occurrence rate above or equal to magnitude completeness as the magnitude reference (Mc) in the particular cell i could theoretically be expressed as:
Ni is the number of earthquakes with magnitude ≥ Mc in cell i, and T is the length of record or estimated return period; vi represents the likelihood of the 10a of the earthquake with a magnitude greater than or equal to Mc (
Furthermore, substituting 10a of Eq. (12) in frequency–magnitude of the Guttenberg–Richter equation (
in which ni(≥Mref) is the estimated number of earthquakes above or equal to the completeness moment magnitude. T is a given period of observation and b is the uniform b-value.
The GR model and the seismicity rate of the earthquake with a magnitude greater than or equal to the Mref derived based on the estimated horizontal crustal strain of the entire source area are shown in Figures 4A,B.
Seismic Hazard Function Estimation: Ground Motion Prediction Equation and Probability Exceedance
The PE of the annual earthquake rate of given magnitude completeness, which could be converted into the estimated ground motion [PGA or peak ground velocity (PGV)] using ground motion prediction equation (GMPE), denoted by a at a site or point of observation due to events at a particular cell k under the Poisson distribution, could be expressed as:
in which Pk(m ≥ m(ao, Rk)) is the annual PE of earthquakes in the kth cell, m(ao, Rk) is the magnitude in the kth source cell that would produce an estimated PGA or PGV of ao or larger at the site, and Rk is the distance between the site and the source cell. Since the purpose of this study was to make a comparison with previous results, the calculation of SHF, the parameter is based on
By substituting the GMPE in Eq. (15), we could obtain the annual PE of the particular PGA or PGV as follows:
For a given specified time duration T, the PE could be estimated as follows:
Thus, the annual PE of the specified ground motion for each grid is calculated using Eq. (16). For a given time duration T, the PE of the specified ground motions is computed using Eq. (17).
Results and Discussion
This study’s motivation was to perform a probabilistic seismic hazard analysis using the source area’s surface displacement data off the west coast of northern Sumatra on March 28, 2005. Based on the previous study by
In the previous study, the SHF of probabilistic seismic hazard analysis was constructed based on pre-seismic GPS data, data from the earthquake catalog, and the estimated geological sliprate in northern Sumatra. The geological sliprate of
As a consequence of the seismicity smoothing (
In this study, to realize the SHF of probabilistic seismic hazard analysis, we follow the GR law (
The LSC in this study is applied to estimate the horizontal displacement in every10 × 10 km2 cell of the study area. The cell’s position in this study area is the same as in the previous study (
FIGURE 2

Results of both the horizontal displacements estimation (red) compared to real data (black) of the co-seismic (A) and pre-seismic (B) Global Positioning System (GPS) data. It appears that the results of the horizontal displacement estimation (red) and real data (black) of both the co- and pre-seismic GPS are close enough. An important finding based on the least square prediction (LSC) shows that the area of relatively high horizontal crustal strain rate took place at around the relatively high horizontal crustal strain release caused by the earthquake event on March 28, 2005. It happened around Nias Island.
In estimating the return period, the 2005 Nias–Simeulue event’s source are a needs to be defined first by summing up the seismic moment of the co-seismic GPS data. The result is then converted to the seismic moment’s entire source area into Mw, equal to 8.6 (
FIGURE 3

Estimated source are a based on the horizontal crustal strain estimated of the 2005 Nias–Simeulue event (Mw 8.6) co-seismic slip (A) and the selected pre-seismic moment rate the same as that of the source area event (B). The blue dash line is the boundary area. Using the Mw 8.6 event’s obtained source area, we could estimate the pre-seismic moment rate’s sum-up prior to Mw 8.6. Knowing the seismic moment in the pre- and co-seismic data of the 2005 Nias–Simeulue, the return period (T) of the Mw 8.6 event could then be estimated.
Thus, using the b-value ∼1, as shown in Figure 4A, we could estimate the 10a of Mw ≥ 5.0 of the study areas as illustrated in Figure 4B. Figure 4C shows the 10a of Mw ≥ 5.0 in the previous study (
FIGURE 4

The Gutenberg–Richter (GR) model of seismicity was derived based on the horizontal crustal strain model with the b-value ∼1.0 (A) and the seismicity rate model of Mw ≥ 5.0 (B). The previous seismicity rate model of Mw ≥ 5.0 was derived based on integrating the seismicity rate model of the mean seismicity smoothing rate derived based on the correlation distances of 25, 50, and 150 km (
We could then estimate the horizontal crustal strain using Eq. (11). Furthermore, the seismic moment in each cell can be estimated using Eq. (1). We assumed the rigidity (μ) and the seismogenic depth (H) to be 3.4 × 1011 dyn.cm–2 and 20 km, respectively (
Based on the result of 10a with Mw ≥ 5.0 and the b-value ∼1, the seismic hazard map expressed as the PGA of a 500 years return period at the base rock could be constructed. The SHF curve of the total probability of an exceedance value of 10% of earthquake events in 50 years versus the PGA values is also estimated. In this study’s probabilistic seismic hazard calculation, the maximum radius distance of about 100 km is used with the magnitude range of 6.0–8.6. The same magnitude range is also used to compare the SHF based on the previous study’s seismicity rate model. Thus, by using Eq. (17), the calculation of PGA is realized. Following the previous study, the SHF is constructed based on point source approximation.
The GMPE used in this study refers to the recommendation results of
FIGURE 5

Detailed flow of the calculation of the mean peak ground acceleration (PGA) of 10% of exceedance probability in 50 years based on the ground motion prediction equations (GMPEs) obtained by
In comparing the probabilistic seismic hazard analysis with the previous study, we pick the area with a relatively high PGA estimated of the present and the previous study and plot the SHF as shown in Figure 6. The previous study’s earthquake seismicity rate model is based on
FIGURE 6

The seismic hazard function (SHF) based on the horizontal crustal strain data model (SHF-GPS) compared to the SHF based on the earthquake catalog and geological data. The SHF-GPS tends to be higher than the SHF derived from the earthquake catalog and geological data. In comparing the probabilistic seismic hazard analysis with the previous study, we pick the area with a relatively high PGA estimated in the present and the previous study and plot the SHF.
The previous study of the Coulomb failure stress (CFS) (
Conclusion
The SHF analysis off the west coast of northern Sumatra is challenging since there is a lack of information regarding geology, geodesy, and seismological records of seismicity. The result shows that SHF based on the horizontal crustal strain data model tends to be higher than the SHF based on the earthquake catalog and the SHF result based on geological rate. We interpreted that the increasing SHF is most likely due to the increase in the region’s stress load. It is suggested that it was the increased stress loading on December 26 of the 2004 event. This is confirmed by the results of a previous study on CFS, in which it was pointed out that the Mw 9.1 event caused an increased CFS on the Mw 8.6 event by about 0.25 bar (
Statements
Data availability statement
The original contributions presented in the study are included in the article/supplementary material, further inquiries can be directed to the corresponding author/s.
Author contributions
WT and DS contributed to the writing of the manuscript. Both authors contributed to the preparation of the manuscript.
Funding
This research was in part supported by the Riset P3MI ITB 2020 grant funded by the Research and Community Services (LPPM), the Institute of Technology, Bandung (ITB), Indonesia.
Acknowledgments
We wish to thank the Global Geophysics Group, Faculty of Mining and Petroleum Engineering, Bandung Institute of Technology, for their support in producing this manuscript. We also wish to thank several reviewers for their suggestions and valuable comments.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
horizontal crustal strain, least-squares prediction, seismicity rate model, seismic hazard function, peak ground acceleration, probability of exceedance
Citation
Triyoso W and Sahara DP (2021) Seismic Hazard Function Mapping Using Estimated Horizontal Crustal Strain Off West Coast Northern Sumatra. Front. Earth Sci. 9:558923. doi: 10.3389/feart.2021.558923
Received
15 January 2021
Accepted
02 March 2021
Published
28 April 2021
Volume
9 - 2021
Edited by
Chong Xu, Ministry of Emergency Management, China
Reviewed by
Qi Yao, China Earthquake Networks Center, China; Xiaoyi Shao, China Earthquake Administration, China; Weijin Xu, China Earthquake Administration, China
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© 2021 Triyoso and Sahara.
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*Correspondence: Wahyu Triyoso, wtriyoso@gmail.com
This article was submitted to Geohazards and Georisks, a section of the journal Frontiers in Earth Science
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