Abstract
The Eastern European Alps are characterized by slow active deformation with low- to moderate seismicity. Recurrence rates of severe earthquakes exceed the time span of historical documentation. Therefore, historical and instrumental earthquake records might be insufficient for seismic hazard assessment and high-quality paleoseismic data is required. However, primary geological observations of postglacial fault activity are scarcely found, because major faults are buried below thick sedimentary sequences in glacially overdeepened valleys. Moreover, high erosion rates, gravitational slope processes and penetrative anthropogenic landscape modification often obscure geomorphic features related to surface ruptures. Here we present one of the rare paleoseismic data sets showing both on-fault evidence as subaqueous surface ruptures and off-fault evidence as multiple coeval mass-transport deposits (MTDs) and megaturbidites within a single high-resolution seismic-stratigraphic framework of the inner-alpine lake Achensee. Co-occurrence of on-fault and off-fault paleoseismic evidence on three stratigraphic levels indicates seismic activity with inferred moment magnitudes MW ∼6–6.5 of the local, lake-crossing Sulzgraben-Eben thrust at ∼8.3 ka BP and twice in Late Glacial times. Additional eight stratigraphic levels with only off-fault paleoseismic evidence document severe seismic shaking related to the historical MW ∼5.7 earthquake in Hall (CE 1670) and seven Holocene earthquakes, which have exceeded a local seismic intensity of ∼VI (EMS-98) at Achensee. Furthermore, we discuss natural and methodological influencing factors and potential pitfalls for the elaboration of a subaqueous paleoseismic record based on surface ruptures and multiple, coeval MTDs.
Introduction
The European Alps are a slowly but actively deforming orogen with an overall convergence rate of 1–2 mm/year between the counter-clockwise rotating Adriatic plate and a stable European plate (). Moreover, excessive uplift rates—beyond what is expected from postglacial isostatic rebound—indicate neotectonic activity especially in the Eastern Alps (). Present-day seismicity in the Eastern Alps is moderate, at shallow depths (5–10 km) and concentrated in specific regions e.g. in central Tyrol (; Figure 1A), where also severe and damaging earthquakes are historically documented (e.g., Hall MW ∼5.7 in CE 1670; ). For these severe historical earthquakes, the epicentral location or the magnitude is often debated and therefore, also the causative faults remain unknown. Moreover, severe earthquakes for a given region in the Alps tend to have long recurrence intervals in the order of 1,000–2,000 years (e.g., ) with complex and clustered recurrence patterns (). Therefore, historical and instrumental earthquake records might be insufficient for seismic hazard assessment. For several parts of the Alps, advanced understanding of severe earthquake recurrence has been gained from long Holocene paleo-earthquake records established in lake sediments (e.g., ; ; ). Lacustrine paleoseismology takes advantage of the often high-resolution, continuous and accurately datable sedimentary succession in lakes, while being sensitive for seismic shaking and able to preserve sedimentary imprints of earthquakes (). Such off-fault paleoseismic evidence, when documented at multiple lake sites and interpreted to be coeval, can be used to evaluate epicentral locations and magnitudes of paleo-earthquakes by constraining intensity threshold conditions at each lake site and applying empirical seismic attenuation relation in a grid-search approach (; ). Yet, the causative source fault for the majority of severe earthquakes in the Alps remains not constrained.
FIGURE 1
Major tectonic faults occur along the main longitudinal valleys in the Eastern Alps (
Alpine lakes can form another potential geological archive for on-fault paleoseismic evidence as lake basins are often located in fault-aligned valleys or are crossed by major fault systems. So far, faulting in postglacial sediments is only documented by reflection seismic imaging in three Alpine lakes. At Lake Garda in northern Italy, folded strata in the sedimentary infill parallel to onshore fold-related faults and enhanced mass wasting close to interpreted active tectonic features were related to postglacial seismicity (
In this study, we investigate on-fault as well as off-fault paleoseismic evidence in a single Alpine lake basin (Achensee) in the Eastern Alps by using a dense grid of reflection seismic profiling with two different sources. Furthermore, we evaluate and date potential earthquake-related seismic-stratigraphic event horizons in sediment cores. Semi-quantitative considerations are applied to both on-fault and off-fault paleoseismic evidence and are compared with each other. We discuss i) the natural and methodological factors influencing subaqueous realms in recording remote earthquakes and in preserving subaqueous surface ruptures, ii) implement our paleoseismic results within the regional seismotectonic framework and iii) propose potential source faults of postglacial seismic activity.
Setting
Seismotectonic Setting
The study area is located in the southern part of the thin-skinned cover nappe stack of the Northern Calcareous Alps within the Cretaceous-Paleogene collisional orogenic belt of the Eastern Alps (Figures 1A,B). In the Cenozoic tectonic evolution of the Eastern Alps, NNW-ward pushing of the rigid Adriatic indenter played a major role (
Nowadays, the Eastern Alps are in a slowly deforming (1–2 mm/year;
The Inn valley was struck by at least three severe and damaging earthquakes in the last 500 years, of which the Hall earthquake in CE 1670 reached MW 5.7 ± 0.4 (Figures 1A,C;
Lake Setting
The study area comprises the Achensee, a 6.8 km2 large and 133 m deep lake occupying an underfilled, glacially-eroded, N-S oriented valley (Figures 1C,D). The lake level of Achensee at 930 m above sea level (asl) is about 400 m higher than the main SW-NE-trending Inn Valley (530 m asl) southeast of it. The formation of this inner-alpine lake basin is caused by natural damming of the elevated side valley by a rapid deposition of proglacial to periglacial sediments overlain by glacial till deposits related to the advancing Zillertal glacier from the Southeast preceding the Last Glacial Maximum (“Achensee dam”,
Achensee is subdivided into four basins (from S to N) named Pertisau basin, Main basin, Gaisalm basin and Northern basin (Figure 1D). The three northern basins are divided by alluvial fan deltas, whereas the Pertisau basin and the Main basin are separated by a subaquatic landslide scarp (see Mass-Transport Deposit Event Stratigraphy). Since CE 1923 Achensee has been used as natural reservoir for hydropower production, which resulted in an artificial 1 m rise of the high lake level stand in summer, and seasonal lake level fluctuation of up to 11 m. Especially in the early phase of hydropower generation, these drastic lake level changes enhanced coastal erosion leading to several coastal and lake-internal landslides and additional progradation of alluvial fan deltas (
Materials and Methods
Multibeam Bathymetry and Reflection Seismics
High-resolution bathymetric data of Achensee were acquired in October 2017 using a Kongsberg EM2040 multibeam echo sounder (University of Bern) operating at 300 kHz in a 1 × 1° beam-width configuration. A Leica GX1230+ GNSS receiver was used for positioning in combination with real-time kinematic corrections (RTK) provided by EPOSA (real-time positioning service Austria, www.eposa.at). Acoustic sound velocity was based on continuous monitoring and vertical velocity profiles (1–5 per day) using a Valeport MiniSVP probe. Subaqueous sound velocity ranged from 1,450 m/s at the water surface to 1,426 m/s in the deepest part. The recorded raw data were processed and manually reviewed in Caris HIPS/SIPS 9.1 software. The point cloud was rasterized using the “Swath Angle Surface” algorithm resulting in a bathymetric map with 1 m horizontal and a few decimeters vertical resolution. Bathymetric maps were created using QGIS Desktop 3.10.5 and GlobalMapper 13.
Two different seismic sources were used to image the sedimentary infill in pseudo-3D by a very dense grid of sparker source (99 km) and pinger source (133 km) survey lines (Figure 1D). A single-channel 3.5 kHz Kongsberg Geopulse pinger was used for several small seismic surveys in 2016–2019 and provides a theoretical vertical resolution of ∼10 cm. The pinger was mounted on an inflatable cataraft, which was attached to a working boat of the local fishery. Survey speed was kept constant at 6–7 km/h. The incoming seismic data together with the GPS positioning (±5 m accuracy) were digitally recorded using the Coda Octopus GeoSurvey software. An intermediate frequency (0.8–2.0 kHz) “Centipede” multi-electrode sparker source (Ghent University) operating at 400 J was used in a seismic survey in 2017 and provides ∼25–50 cm theoretical vertical resolution. A single-channel streamer equipped with ten hydrophones was used as receiver for the sparker survey. Both the sparker and streamer were towed by the research vessel “Luna” of the Research Department for Limnology, Mondsee (University of Innsbruck). A bandpass filter (0.2–2.3 kHz) was applied for quality control during the survey and the signal was digitally recorded as SEG-y data. Erroneous trace values were removed through a despiking algorithm. Seismic interpretation was done in IHS Markit Kingdom Suite 2018 where a bandpass filter of 2.0–6.0 kHz and 0.2–1.0 kHz was applied for better visualization of the pinger and sparker data, respectively.
Seismic stratigraphic units are defined based on seismic reflection characteristics, seismic facies and unit geometry following the terminology of
We further identify non-sedimentary and subvertical reflection patterns offsetting the sedimentary infill, hereafter generically termed “subaqueous fault” independent of its formation or causal processes. Strong reflections are used as stratigraphic control horizons and for measuring the fault throw on the seismic lines defined as vertical displacement (positive = up; negative = down) of one fault block in respect to the other. Fault throw measurements were conducted on multiple stratigraphic levels in order to test for repeated activity along a fault (
Sediment Core Analyses and Event Dating
Sediment cores up to 11 m length were retrieved in the Pertisau- and Main basin using the coring platform ARARAT equipped with a modified Kullenberg-type piston coring system (ETH Zürich;
Terrestrial macro-organic remains (i.e., leaves and needles) were radiocarbon dated using accelerator mass spectrometry at the Laboratory for Ion Beam Physics at ETH Zürich. 14C ages were calibrated using IntCAL20 (
Results
Seismic Stratigraphy
The intermediate-frequency (0.8–2.0 kHz) sparker source provides information on the whole sedimentary infill and penetrates down to ∼55 m depth in the Pertisau basin (Figure 2A), whereas the high-frequency (3.5 kHz) pinger source images the infill in high-resolution down to ∼35 m depth in the Pertisau basin (Figure 2B).
FIGURE 2

Seismic profiles across the Pertisau basin using an intermediate-frequency sparker source (A) and a high-frequency pinger source (B). (A) The sparker profile images the whole post-glacial sedimentary infill subdivided in three seismic units (U1–U3; black dashed lines) onlapping the glacial unconformity (white dashed line). (B) The pinger profile accurately resolves wedge-shaped mass-transport deposits and a delta collapse complex intercalated in U2 and U3. Vertical blurred fault zones offset the sedimentary infill.
Seismic stratigraphic analyses in the Pertisau basin reveals three main seismic units (U1-U3) deposited above a truncated substratum (U0; Figure 2A). U0 has low- to intermediate-amplitude, inclined and semi-continuous reflections. It is truncated by an asymmetrically bowl-shaped unconformity, which forms the basal surface on which U1-U3 are deposited. U1 has high-amplitude reflections varying from more chaotic at the bottom to semi-continuous towards the top. U1 is mainly located in the deepest part of the basin and its reflections onlap the basal unconformity. The onlaps of U1 are clear on the NE slope, whereas on the SW slope these are difficult to identify due to hyperbolic reflection patterns. The top of U1 defines the acoustic basement in the pinger data (Figure 2B). U2 is characterized by alternating low- to intermediate-amplitude seismic facies with continuous reflections onlapping the basal unconformity towards the slope of the basin. Locally, wedge-shaped, high-amplitude bodies with down-lapping reflections occur in the lower part of U2 near the basin slope break (Figure 2B). Similar to U1, onlaps are more distinct at the NE slope, whereas on the less inclined SW slope the reflections partly show onlap but also a more draping configuration. U3 generally exhibits continuous high-amplitude reflections with draping character.
In contrast to the Pertisau basin, seismic data in the Main basin only covers U3 and the upper part of U2 (Figure 3). The upper part of U2 and most of U3 contain numerous MTDs (stratigraphic horizons A-L in Figure 3) located at the slope-basin transition. The MTDs occur in both the Main- and Pertisau basin and are characterized by a positive relief with basin-ward thinning geometry and a chaotic low- to intermediate-amplitude seismic facies (Figure 2B). Some MTDs are directly overlain by semi-transparent seismic bodies with ponding geometries and a smooth top surface in U3 of the Main basin and are interpreted as megaturbidites resulting from large subaqueous mass wasting (Figure 3; see Mass-Transport Deposit Event Stratigraphy; e.g.,
FIGURE 3

Pinger seismic profile across and along the Pertisau basin towards the long axis of the Main basin showing comparable seismic units U2 and U3 and event horizons (A–L) correlated by core-to-core-to-seismic correlation (see Core-to-Core and Core-to-Seismic Correlation). The basins are subdivided by a slide scarp corresponding to the large MTD of event G. The depocenter of the Main basin contains three megaturbidites within event horizons E, G and I. Map inset shows the trend of the seismic profile. Vertical black lines display projected depth of core ACH19-L7 and ACH19-L3 from the Main basin and Pertisau basin, respectively (Figure 9).
The Pertisau basin seismic-stratigraphic unit succession closely compares to the type stratigraphy of glacigenic lake sequences as established for other alpine and peri-alpine lakes (
Subaqueous Faults
Seismic units are not laterally continuous across the Pertisau basin due to the occurrence of sub-vertical faults offsetting the sedimentary lake infill (Figures 2A,B). Most of these subaqueous faults are visualized as a steep (∼80°) NE-dipping to subvertical, decameter broad zone where seismic penetration is blurred and bordered by bent reflections (F1 and F2 in Figure 4A). Within the blurred zones, faint hyperbolic reflections occur that are better visible in sparker profiles (Figure 4B). Juxtaposed half or incomplete hyperbolas occur in both directions and are intersecting, suggesting an abrupt termination of strata on both sides of the fault. A second expression are narrow, discrete subvertical faults (F3 and F4 in Figure 4A), where reflections are bent towards the faults and total vertical offsets are minor. Besides these subvertical fault types, inclined thrusts occur below the DCC (Figure 4C) creating pronounced ridges of up to 2 m height on the lake floor. The two northeastern DCC-related thrusts sole in undeformed strata of U2 (dark blue dotted horizon in Figure 4C), whereas the lower contact of the two southwestern DCC-related thrusts is unclear and potentially connects with the sub-vertical blurred fault zone (dashed brown line).
FIGURE 4

Seismic profiles across the Pertisau basin with interpretation of both on-fault and off-fault paleoseismic evidence. Locations of the seismic profiles are indicated by the respective inset. (A) Pinger profile with four faults expressed as blurred zones or discrete offsets, which are subdivided in faulting generations I, II and III based on the stratigraphic level of their upper termination. Event horizons A-L depict stratigraphic horizons with multiple MTDs. The upper termination of fault generations I, II and III are directly overlain by MTDs of event horizons G, K and L. Vertical black line displays projected depth of core ACH19-L3 (Figure 9). (B) Fault zone expressed by intersecting hyperbolas in a sparker profile. (C) A blurred fault zone offsetting seismic-stratigraphic control horizons (dark- to light blue) in a sparker profile. The fault terminates in the delta collapse complex (DCC). Transportation and emplacement of the DCC generated deformation and thrusting of basin sediments. (D) Offset of fan delta deposits locally characterize the fault zone, where faulting generations could not be assigned due to missing stratigraphic control between the MTD of event horizon G and the fan delta deposits. Pinger profile. (E) A discrete fault terminating upwards in undeformed U3 in the shallow SE-most part of the Pertisau basin. Pinger profile.
The lowermost extent of subvertical faults that can be identified on pinger profiles is located at the top of U1. The faults can also not conclusively be traced further down on sparker profiles (Figures 2A, 4C), probably due to non-continuous reflections of U1 and U0. The faults terminate at three specific stratigraphic levels, which are also marked by the presence of MTDs labelled G, K and L (Figure 4A; see details in Mass-Transport Deposit Event Stratigraphy) implying fault activity during at least three different events. Therefore, the faults are assigned to fault generations I, II and III from young to old and colored brown, orange and green in Figure 4A and all subsequent figures, respectively. There is no observational evidence, neither in seismic profiles nor in bathymetry, that one of these faults offsets the topmost lacustrine strata younger than the fault generation I. Towards the southern Pertisau basin an alluvial fan delta in the lower U2 is present on the SW slope resulting in a different and less distinct fault expression (Figure 4D). The stratigraphic offset is visible on the basis of the different fan wedges (indicated by blue dotted horizons) showing relative downthrow of the NE block. In between the alluvial fan deltas and the blue-colored MTD (labelled G in Figure 4D), reflections are rather weak, discontinuous and cannot be traced across the fault. This excludes a conclusive interpretation of its upper termination and therefore has not been assigned to any fault generation. In the SE-most part of the Pertisau basin (Figure 4E), where water depth is only about 30 m and seismic units U2 and U3 are condensed, a discrete fault is present with a relative downthrow of the NE block. Reflections are bent towards the fault and intersect at the fault location. The fault clearly offsets the U2/U3 boundary, whereas it terminates within U3 (Figure 4E) in which its morphological expression is partly leveled out by the overlying undeformed sediment sequence. Therefore, we assign this fault trace in Figure 4E as a potential generation I fault. However, presence of older fault activity, which is not visible due to low sedimentation rates in this shallow area, cannot be excluded.
Some faults exhibit variable vertical fault throws (∆T), which are defined as vertical displacement of the NE block in respect to the SW block (Figure 5). Upward decreasing fault throw, as present in the upper part of both faults in Figure 5 indicates fault growth in multiple phases (
FIGURE 5

Zoom of Figure 4A. Subaqueous faults of different generations are directly overlain by MTDs indicated by stars. Fault throw (∆T) is measured using seismic-stratigraphic control horizons (narrow dashed lines). Faults are colored based on their upper termination in faulting generation I, II and III (color code in Figure 4A). Stratigraphic control horizons are shown as narrow dashed lines. Note the fault growth sequence along both faults and the reversal of fault throw of the F2 fault. Map inset in lower left shows position of the pinger profile.
FIGURE 6

(A) Subaqueous faults trace maps in the Pertisau basin colored with their respective fault throw, where a negative value defines downthrow of the NE block in respect to the SW block and vice versa for positive values. Thrust faults related to the emplacement of the delta collapse complex (DCC) are colored black. A potential interpretation of interconnected fault traces is shown by dark-blue dashed lines. The individual fault generations I-III are distinguished in (B–D) based on the upper termination of the subaqueous faults in the stratigraphy (see also Figures 4A, 5).
Based on the individual observational evidence with respect to offsets in the glaciolacustrine-to-lacustrine stratigraphy over numerous seismic profiles and the coherent alignment of fault traces, we interpret that the individual mapped fault traces are interlinked and altogether describe a SE-NW striking subaqueous fault zone (Figure 6A). The co-existence of mainly relative downthrow of the NE block with only locally occurring uplift of the NE block can be explained by a strike-slip fault motion accompanying the normal faulting of the NE block. Based on the observational evidence of a fault growth sequence with three faulting generations, we suggest that the sedimentary succession of Achensee recorded on-fault paleoseismic evidence for at least three times in Late-Glacial to Holocene times.
Mass-Transport Deposit Event Stratigraphy
The identified MTDs are characterized by low- to intermediate-amplitude reflections of chaotic and basin-ward thinning seismic bodies with a positive relief (Figures 2–4, 7) and occur in both investigated basins. Besides the peculiar occurrence of a DCC in the Pertisau basin (see Seismic Stratigraphy), an extraordinary large MTD (∼1.5 km long and up to 12.5 m thick) covers most of the Main basin (MTD in event horizon G in Figure 3). This MTD is derived from the lake-internal slope dividing the Pertisau basin from the Main basin, which contrasts to all other MTDs that originate from lateral basin slopes. Its slide scarp truncates U2 and U3 reflectors of the Pertisau basin, which suggests that this MTD is caused by a lake-internal basin collapse, where parts of the Pertisau basin sequence failed and were transported into the Main basin, similar to observations on basin collapses in some fjord settings (
FIGURE 7

Pinger profile along the Main basin (zoom of Figure 3). The Main basin contains a complete record of event horizons (B–I) with multiple MTDs. In event horizons G and I, MTDs are directly overlain by megaturbidites indicating their cogenetic formation. Vertical black line displays projected depth of core ACH19-L7 (Figure 9). Map inset indicates location of seismic profile.
The slide scarp and thick MTD of the basin collapse disturbed the natural stratigraphic transition from the Pertisau basin to the Main basin and thus, prohibit inter-basin correlation based on tracking of continuous reflections on seismic data. Therefore, we made an inter-basin correlation of event horizons based on a core-to-core-to-seismic correlation. First, a core-to-core correlation was carried out using distinct sedimentary layers and common lithostratigraphic facies, which was verified by radiocarbon ages from both basin sequences. Afterwards, each core was correlated to seismic data to obtain a lake-wide dated event stratigraphy (see Core-to-Core and Core-to-Seismic Correlation for further details). In the Pertisau and Main basin we distinguished 12 event horizons (A to L; from young to old) each comprising 3–12 coeval MTDs (Figure 8). Besides several event horizons containing MTDs in both basins (B, E, G, H, I), event horizons C, D, F and A, J-L only show MTD occurrence in the Main basin or the Pertisau basin, respectively (Figures 3, 8). The lack of MTDs is mainly caused by missing seismic penetration in the deeper parts of the Main basin and probably due to lowered sedimentation rates in the Pertisau basin (see discussion in Natural and Methodological Factors Influencing the Lacustrine Seismograph).
FIGURE 8

Distribution and thickness maps of MTDs and megaturbidites of seismic-stratigraphic event horizons A-L. Symbols and color code of the coring sites provides information on the sedimentary imprint of the event in the cores. See main text for interpretation and dating of the individual events.
MTDs of event horizons G, K and L directly overlie the fault plane in the downthrown block where they partly level out the fault throw (Figures 4A, 5). This suggests that the deposition of MTDs was coeval or occurred shortly after the faulting of the lacustrine strata. The MTDs themselves are overlain by undisturbed and draping reflections representing background sedimentation. Event horizon K is an exception, as it is directly overlain by another MTD of event horizon J with only little background sediment in between.
Sediment Core Data
Lithostratigraphy
The sediment cores ACH19-L3 and ACH19-L7 were recovered in the Pertisau basin and the Main basin, respectively (Figures 1D, 3, 4). Based on macroscopic identification in combination with CT data and gamma-ray density, a lithostratigraphic succession intercalated by various instantaneous event deposits can be identified (Figure 9A). The lithostratigraphic succession of Achensee comprising five lithotypes (LT1-5 from base to top) is defined at ACH19-L3 (Figure 9A, Supplementary Figure S1), because changes in sediment type are more pronounced in the Pertisau basin. Moreover, sedimentation in the Main basin is more influenced by clastic input of the alluvial fans resulting in more frequent and often relatively thicker intercalated event deposits in the Main basin compared to the Pertisau basin. Nevertheless, all lithostratigraphic units described below can be correlated to the Main basin core ACH19-L7 (Supplementary Figure S1). A documentation with core image and CT data of all lithotypes is provided in Supplementary Figure S2. LT1 (8.10–7.5 m) consists of ochre to brown laminated, mixed hemipelagic-detrital carbonate mud intercalated by <2 cm thick, brown, turbidites with abundant, sand-to-silt size detrital carbonates and terrestrial macro-organic remains. Density ranges between 1.9 and 2.1 g/cm3 showing a slight decrease towards the top. The transition between LT1 to LT2 is defined by a distinct color change to grey. The intercalated turbidites in the basal LT2 have less common terrestrial macro-organic remains, and are generally thinner and contain smaller grainsizes compared to LT1. LT2 (7.5–2.4 m) is generally characterized by grey, fine-laminated hemipelagic-detrital mud with sparse occurrence of diatoms. Intercalations of turbidites vary in color from light-grey to brown reflecting the amount of entrained organic content and vary in thickness from a few mm to 3 cm. Moreover, three MTDs occur within LT2 (see Event Deposit Types). Density is rather constant within LT2 between ∼1.6 and ∼2.2 g/cm3, but has some negative outliers due to sediment cracks and more variability caused by the MTDs. The transition to LT3 is marked by the top of the blue colored MTD (Figure 9A). LT3 (2.4–1.0 m) is a diverse lithotype but generally characterized by less clastic and increasing organic-rich sedimentation. LT3 is divided into two different subtypes, which together follow a generally decreasing density trend (1.2–1.7 g/cm3) towards the top. The basal subtype (2.4–2.2 m) consists of grey, sub-mm, faintly laminated carbonate mud with only few <5 mm thick turbidites. The upper subtype (2.2–1.0 m) is characterized by light grey to black, very faint thin bedded carbonate mud with sparse occurrence of <1 cm thick turbidites. Especially the top part predominantly contains black beds and low density, indicating a more organic-rich sedimentation. LT4 (1.0–0.4 m) is characterized by ochre- to brown, laminated carbonate mud with occurrence of diatoms and abundant presence of 1–2 cm thick turbidites. In contrast to LT3, the density pattern of LT4 is generally increasing from bottom to top with values between 1.2 and 1.8 g/cm3. LT5 (0.4–0.0 m) contains abundant light-grey <2 cm thick turbidites forming a turbidite stack. The upper 12 cm are characterized by black- and ochre-colored sediment likely representing the common lake eutrophication in the mid- to late 20th century in the Alps and subsequent restoration by installation of a ring canalization in CE 1991 (
FIGURE 9

Core data from the Pertisau basin (core ACH19-L3) and the Main basin (core ACH19-L7). (A) Correlation of seismic-stratigraphic event horizons A-I within the two basins is based on this core-to-core correlation using distinct marker horizons (blue lines), event deposits (MTDs and megaturbidites), density data within the different lithostratigraphic types (LT 1–5) and verified by 14C dates in the cores. Core images and CT data are shown in Supplementary Figure S1. Core images and CT data of the different lithotypes and event deposits are displayed in Supplementary Figures S2, S3, respectively. Note that only events G, H and I are recognizable in both cores. (B) Core image and CT scan of a MTD showing folded and distorted strata, shear zones and a turbidite on top. (C) Core image and CT scan of an amalgamated turbidite consisting of ∼3 individual sedimentary pulses (black arrows; event E). Each of these pulses has an internally homogeneous character. This amalgamated turbidite corresponds to the megaturbidite interpreted in seismic data (Figure 7). (D) Highly-clastic sedimentary facies (LT 4) with stacks of turbidites occurs in the upper part of ACH19-L3, and is interpreted as the result of anthropogenically-caused shoreline erosion starting at CE 1924. (E) Example for the sediment pattern-based core-to-core correlation. Note that the strata of the Pertisau basin (ACH19-L3) is condensed in respect to the deep basin (ACH19-L7). Lighter shades on the CT image indicate higher CT-density.
Event Deposit Types
Light-grey to brown-colored turbidites with normal grading from sand to silt and a thickness ranging between a few mm to maximum 5 cm occur abundantly within the sedimentary succession of both cores. We interpret this type of event deposit as river flood- or debris flow-induced turbidites in accordance with sedimentological results obtained in similar lacustrine settings (e.g.,
In ACH19-L3 three event deposits stand out with thicknesses of 0.6–1.3 m, which are characterized by folded and distorted layers and by internal shear zones creating angular unconformities of sediment packages (Figure 9B, Supplementary Figure S3). We interpret this type of event deposit as MTDs in accordance with observations in similar lacustrine settings (cf.,
Core-to-Core and Core-to-Seismic Correlation
The occurrence of lake-wide distinct marker layers together with comparable sedimentary lithostratigraphic units on both cores allow inter-basin correlation of cores ACH19-L3 and ACH19-L7 (Figure 9E, Supplementary Figure S1). As a result, three amalgamated turbidites in the core ACH19-L7 correlate with the three outstanding MTDs in core ACH19-L3 and can be assigned to event horizons G, H and I. In contrast, amalgamated turbidites of event horizons B–F in ACH19-L7 do not occur in core ACH19-L3 in the Pertisau basin. Different thicknesses of lithostratigraphic units in the two cores indicate spatially varying sedimentation rates before and after event G (Figure 9A). Whereas background sediment thickness is rather comparable in both cores below event G, post-event G sediment thickness is much smaller in core ACH19-L3 compared to core ACH19-L7. The presented core-to-core correlation, based on sediment patterns and lithostratigraphy, is supported and verified by comparable 14C ages (Tables 1, 2; Age Depth Modelling).
TABLE 1
| Core ID | Sample no. | Core depth (cm) | Event-free sediment depth (cm) | Radiocarbon age (a BP ± 1σ) | 95% calibrated age range (cal a BP) | Material |
|---|---|---|---|---|---|---|
| 1963 | ACH18-02_18 | 11 | 11 | — | CE 1963 | 137Cs peak projected from pertisau basin core ACH18-02 |
| ACH17-04 | ETH-85084 | 55 | 42 | 209 ± 22 | 302–rec. | Needles, leaf fragments |
| ACH17-04 | ETH-85085 | 29 | 23 | 190 ± 23 | 294–rec. | Needles, leaf fragments |
| ACH17-04 | ETH-85086a | 127 | 68 | 121 ± 22 | 267–14 | Needles, leaf fragments |
| ACH19-L7G | ETH-108232 | 203 | 137 | 385 ± 22 | 503–327 | Pair of needles |
| ACH19-L7F | ETH-108233 | 288 | 199 | 2,259 ± 23 | 2,342–2,157 | Intact leaf |
| ACH19-L7E | ETH-108234 | 368 | 261 | 4,101 ± 24 | 4,807–4,454 | Needle and leaf parts |
| ACH19-L7E | ETH-108235 | 475 | 312 | 5,809 ± 25 | 6,674–6,499 | Needles |
| ACH19-L7D | ETH-108236 | 570 | 369 | 7,232 ± 26 | 8,169–7,968 | Needle fragments |
| ACH19-L7C | ETH-108237 | 747 | 410 | 8,551 ± 27 | 9,546–9,487 | Needle fragments |
| ACH19-L7A | ETH-105422 | 1,043 | 603 | 9,554 ± 26 | 11,080–10,731 | Leaf |
Radiocarbon ages of core ACH19-L7.
Sample excluded for age-depth modelling.
TABLE 2
| Core ID | Sample no. | Core depth (cm) | Event-free sediment depth (cm) | Radiocarbon age (a BP ± 1σ) | 95% calibrated age range (cal a BP) | Material |
|---|---|---|---|---|---|---|
| ACH18-02 | ACH18-02_10 | 7 | 4 | — | CE 1986 | 137Cs peak |
| ACH18–02 | ACH18-02_18 | 15 | 9 | — | CE 1963 | 137Cs peak |
| ACH18-02 | ETH-89637a | 40 | 34 | 831 ± 26 | 778–683 | 5x needle fragments, one leaf part |
| ACH18-02 | ETH-89638a | 45 | 37 | 380 ± 24 | 501–322 | 3x needles |
| ACh18-02 | ETH-89639 | 91 | 65 | 157 ± 25 | 284 - rec. | 3x needles, three leaf parts |
| ACH17-01 | ETH-85081a | 40 | 34 | 3,333 ± 24 | 3,636–3,482 | Needles, leaf fragments |
| ACH17-01 | ETH-85080a | 87 | 62 | 1,107 ± 24 | 1,060–956 | Needles, leaf fragments |
| ACH17-01 | ETH-85079 | 125 | 79 | 1,382 ± 23 | 1,344–1,278 | Needles, leaf fragments |
| ACH19-L3D | ETH-108238 | 244 | 163 | 7,336 ± 29 | 8,189–8,030 | Coating of fruit and leaf, needle fragments |
| ACH19-L3C | ETH-108239 | 418 | 255 | 8,200 ± 28 | 9,275–9,026 | Needle fragments + coating of fruit |
| ACH19-L3B | ETH-108240 | 585 | 316 | 8,396 ± 30 | 9,523–8,305 | Many small needle fragments |
Radiocarbon ages of core ACH19-L3.
Samples excluded for age-depth modelling.
A core-to-seismic correlation is based on the correlation of high-amplitude reflections in the seismic data with abrupt bulk density shifts in the core data. Additionally, distinct marker units were used for the core-to-seismic correlation, such as MTDs of events G-I in the Pertisau basin or megaturbidites of events E, G and I in the Main basin (Figure 9). Seismic-stratigraphic event horizons J-L were not reached by the cores. Seismic-stratigraphic event horizon A in seismic data does not correlate with a single event deposit in core ACH19-L3, as is the case for the other event horizons (Figure 9A), but corresponds to a ∼40 cm thick, highly clastic lithofacies (LT4) with abundant light-grey turbidites (Figure 9D).
Age Depth Modelling
Individual age-depth models of the cores are based on 14C dates and 137Cs peaks (Figure 10A,B; Tables 1, 2). Lithostratigraphic changes are inserted as stratigraphic boundaries (dashed horizontal lines in Figure 10A,B) in the age-depth modelling process facilitating the models to abruptly shift sedimentation rates if required by the input ages. The age-depth models of the cores ACH19-L7 and ACH19-L3 cover the last ∼10.5 and ∼10 kyr, respectively, and overall show a similar sedimentation pattern. A rapid sedimentation regime occurred until ∼8.3 ka BP (ACH19-L3: ∼0.9 mm/year; ACH19-L7: ∼2.4 mm/year), followed by a period of lower sedimentation rate until the begin of the Little Ice Age at ∼450 a BP (ACH19-L3: ∼0.1 mm/yr; ACH19-L7: ∼0.3 mm/year) when sedimentation rates increased again until present times (ACH19-L3: ∼1.5 mm/year; ACH19-L7: ∼0.9 mm/year). As the core ACH19-L7 holds most cored event horizons (B-I) as distinct event deposits, it is assigned as master core for this study. Accordingly, 14C dates from ACH19-L3 were projected to ACH19-L7 based on core-to-core correlation (Figure 9; Supplementary Figure S1) resulting in a more robust age-depth model (Figure 10C). Event ages are reported based on this composite age-depth model except for event A where the age model of ACH19-L3 is used.
FIGURE 10

Age-depth models of cores ACH19-L7 (A) and ACH19-L3 (B) based on combined 137Cs peaks and 14C dates. (C) Age-depth model of core ACH19-L7 contains projected ages from ACH19-L3 (colored green) based on core-to-core correlation (Figure 9). Mean age is indicated by red line and grey zone depicts 95% probability range. Event deposits >5 cm were identified and excluded resulting in an event-free sediment depth. Events corresponding to seismic-stratigraphic event horizons B-I are indicated by horizontal black lines.
Identification and Calibration of Off-Fault Paleoseismic Evidence
The youngest event horizon A, comprising multiple, coeval MTDs in seismic data while corresponding to a highly clastic lithofacies LT5 characterized by a turbidite stack, dates from CE ∼1914 to ∼1965 (1896–1970, 95% age range). Event horizon A is interpreted as the subaqueous expression of the historically documented enhanced shoreline erosion caused by anthropogenically induced lake level changes since CE 1924 (
Event horizon B comprises twelve coeval MTDs in seismic data and an amalgamated turbidite in core ACH19-L7 (Figures 8, 11A) suggesting an earthquake as causative process (c.f.,
FIGURE 11

Calibration of the earthquake imprint in Achensee. (A) Amalgamated turbidite consisting of five individual sedimentary pulses (black arrows) is interpreted as the sedimentary imprint of the MW 5.7 ± 0.4 Hall earthquake (see main text for detailed description and interpretation). (B) Calculated seismic intensity at Achensee based on the magnitude range of historical earthquakes (
TABLE 3
| Event | Age [a BP] | Off-fault evidence | On-fault evidence | Interpretation | |||||
|---|---|---|---|---|---|---|---|---|---|
| Seismic data | Core data | ||||||||
| Mean | 95% range | MTD amount | MTD volume [m³] | Megaturbidite volume [m³] | ACH19-L3 | ACH19-L7 | |||
| A | 1924 CE to recent | >6 | 16,900 | — | Anthropogenic turbidite stack | — | — | Anthropogenic | |
| B | 267 | 213–296 | 12 | 50,000 | — | — | Turbidite | — | Remote earthquake (MW ∼5.7 Hall 1670 CE) |
| C | 1,012 | 849–1,164 | 8 | 15,400 | — | — | Turbidite | — | Remote earthquake |
| D | 2,337 | 2,213–2,578 | 6 | 10,300 | — | — | Turbidite | — | Remote earthquake |
| E | 5,157 | 4,930–5,394 | 12 | 165,400 | 50,200 | — | Turbidite | — | Remote earthquake |
| F | 6,768 | 6,611–6,913 | 8 | 45,600 | — | — | Turbidite | — | Remote earthquake |
| G | 8,278 | 8,180–8,387 | 5 | 3,404,600 | 189,500 | MTD | Turbidite | Generation I | Local earthquake on Suzlgraben-Eben thrust |
| H | 8,838 | 8,723–8,938 | 9 | 648,700 | — | MTD | Turbidite | — | Remote earthquake |
| I | 9,520 | 9,449–9,604 | 6 | 683,900 | 24,900 | MTD | Turbidite | — | Remote earthquake |
| J | ∼11,000–18,000 | 3 | 111,500 | — | — | — | — | Remote earthquake | |
| K | ∼11,000–18,000 | 4 | 96,800 | — | — | — | Generation II | Local earthquake on Suzlgraben-Eben thrust | |
| L | ∼11,000–18,000 | 5 | 57,200 | — | — | — | Generation III | Local earthquake on Suzlgraben-Eben thrust | |
Event ages, paleoseismic evidence and interpretation.
As the event horizons C-I each contain multiple coeval MTDs and as well correspond to an amalgamated turbidite in core ACH19-L7, we propose that these events represent paleo-earthquakes that were strong enough at Achensee to surpass the intensity threshold of VI for generating multiple MTDs, and that date back to ca. 1.0, 2.3, 5.2, 6.8, 8.3, 8.8 and 9.5 ka BP (Table 3). Event horizons J-L comprising multiple coeval MTDs in seismic data below the reach of the cores also potentially represent paleo-earthquakes with an age between 11 ka BP to 18 ka BP (Late Glacial times).
Discussion
Quantitative Lacustrine Paleoseismology
The postglacial sedimentary infill of Achensee has recorded both on-fault paleoseismic evidence by faulting of glaciolacustrine-to-lacustrine strata and off-fault paleoseismic evidence by multiple coeval MTDs and amalgamated turbidites. Moreover, the direct superposition of MTDs (events G, K, L) on the upper termination of faults (generations I, II, III) is interpreted as co-genetic formation of on-fault and off-fault paleoseismic evidence. Although subaqueous sedimentary archives exist where on-fault evidence in seismic data is linked to seismic-induced turbidites in core data (
Multiple, coeval lacustrine MTDs can be triggered by seismic shaking independent of its source location as long as the seismic intensity at the lake site exceeds the individual earthquake-recording threshold of the archive (
Surface ruptures as on-fault paleoseismic evidence are documented from MW 4.9 onwards (
Natural and Methodological Factors Influencing the Lacustrine Seismograph
MTD stratigraphy and variable sedimentation rates
The elaboration of an MTD event stratigraphy is affected by several methodological uncertainties varying from e.g. missing small MTDs due to missing coverage of the (2D) seismic grid, and difficulties in differentiating stacked MTDs to operator subjectivity in assigning MTDs to stratigraphic horizons (
The investigated Pertisau and Main basin represent two independent natural seismographs with a different temporal evolution in terms of sensitivity and completeness of off-fault paleoseismic evidence. The differences in completeness relate to the missing seismic penetration of the deeper U2 in the Main basin compared to ∼40 ms visible stratigraphy in the Pertisau basin (Figure 3). Moreover, U3 is condensed in the Pertisau basin compared to the Main basin indicating significantly lower sedimentation rates. Age-depth models of cores in both basins (Figures 10A,B) show a drastically decreased sedimentation rate in the aftermath of event horizon G, which remained low for more than 7,000 years and is associated with a change in lithostratigraphy towards less clastic, more organic-rich sediment (Figure 9). This abrupt change together with long-lasting lowered sedimentation rate indicate a lake or catchment-wide system change. Whether this system change was caused by a regional change in hydroclimatic pattern (
Faulting of lake sediments
As alternative to a tectonic origin, subaqueous faults can also be caused by differential compaction or gravitational faults. At Achensee these alternative processes can be reasonably ruled out. Differential compaction of basin and slope sediments would cause normal faults parallel to the main axis of the basin. Although this is partly observed by the general SE-NW trend, differential compaction would not generate the observed splay of fault traces (Figure 6A) and would have also affected the opposite (NE) basin slope. Moreover, it cannot explain the offsets of top-U1 and the offsets in the shallow (SE) parts of the Pertisau basin (Figure 4E). Furthermore, differential compaction is rather a continuous process, which would not lead to the observed generation-type fault activity. Gravitational subaqueous faults caused by a deep-seated gravitational slope deformation in the SW of the Pertisau basin would generate SW-dipping thrust faults in the toe domain with top NE motions which is not observed in Achensee.
Independent of their underlying process, the preservation of subaqueous faults and our ability to map these is strongly dependent on the occurrence of marker horizons and a positive sedimentation rate–fault displacement ratio (
In comparison with previous subaqueous on-fault observations in Alpine lakes with only limited stratigraphic and temporal constraints for surface rupturing events (
Seismotectonic Interpretation
The identified and mapped NW-aligned fault zone in the sedimentary infill of Achensee is interpreted as the surface expression within water-saturated sediments of coseismic bedrock deformation on the Pertisau fault. Within the prevalent NNW-SSE present-day stress field derived from focal mechanism data (
FIGURE 12

Tectonic interpretation of the observed subaqueous fault traces in context with the present-day stress field and adjacent tectonic faults. (A) A dextral transpressive fault motion on the Pertisau fault together with thrusting on one or both of the Sulzgraben- and Eben thrusts is interpreted in the prevalent NNW-SSE compressional stress field. In the overlying lake sediments, this causes a general uplift of the SW block, dominant dextral faulting in the SE part and a fault splay with dominant normal faulting. (B) Sketched, unscaled cross section of the fault splay highlighting the difference of the fault rupture in the bedrock compared to the surface deformation within the water-saturated soft sediments. Note the general uplift of the SW fault block in the bedrock and its corresponding surface expression as normal faulting within the lake sediments near the NW end of subaqueous faults. For location of cross section see A).
For the other identified earthquakes, where only off-fault evidence is present in Achensee, seismic activity of nearby major and partly blind thrust faults is likely. For event C at 1,012 a BP (849–1,164 a BP), temporal overlap with the 95% probability age range of the Münster rock avalanche (928–799 a BP; 10.5 × 106 m3; D. Sanders, pers. comm.; Figure 1A) may indicate synchronicity of this severe earthquake and rockslide and thus potentially earthquake-triggering of this rockslide.
Theoretically, the off-fault sedimentary imprints in Achensee could also be caused by far-field effects of an up to 75 km apart maximum credible MW 6.5 earthquake based on an intensity prediction equation (
Conclusion
We document both on-fault paleoseismic evidence as subaqueous surface ruptures and off-fault paleoseismic evidence as multiple, coeval MTDs and megaturbidites in the inner-alpine lake Achensee located in the slowly but actively deforming European Eastern Alps. This rare observation of combined on-fault and off-fault evidence in the same geological archive allows comparison of commonly applied semi-quantitative considerations to paleo-earthquakes derived from surface ruptures and mass-wasting in lakes. Furthermore, we discuss potential natural and methodological factors influencing the “natural seismograph” of subaqueous realms recording remote earthquakes and the preservation of subaqueous surface ruptures and put our paleoseismic results within the regional seismotectonic framework. The following general (1–4) and site-specific (5–6) conclusions can be drawn:
1) Glacigenic, mountain lakes such as Achensee are often located above major faults and therefore potentially form high-resolution on-fault paleoseismic archives, characterized by an excellent preservation of surface ruptures due to continuous lacustrine sedimentation. Such subaqueous records are especially valuable in low-strain intraplate regions where onshore identification of on-fault evidence is scarce or absent.
2) Subaqueous surface ruptures can exhibit different expression types in reflection seismic data such as blurred zones, intersecting hyperbolic reflections or discrete faults. The identification of a potential fault growth sequence and measurements of individual and total fault throw along a fault requires good stratigraphic control, which strongly depends on the applied seismic source and seismic facies of overlying and lateral stratigraphy. Moreover, the sedimentation rate–fault displacement ratio must be positive to preserve fault growth sequences.
3) For the application of multiple, coeval MTDs as off-fault paleoseismic evidence, sediment parameters such as a high number and total volume of MTDs and the presence of a megaturbidite may be indicative for stronger shaking above the lake-specific intensity threshold. At Achensee, this is supported by the comparison of semi-quantitative considerations of combined on-fault and off-fault paleoseismic evidence in a single stratigraphic framework.
4) A multi-basin approach can verify the quality of the individual basins as natural seismographs and can overcome potential limitations of individual basins caused by e.g. variable sedimentation rates related to external environmental effects.
5) We present first-ever on-fault Holocene paleoseismic evidence of the region (Tyrol) by pinpointing seismotectonic activity of the Sulzgraben-Eben thrust at ∼8.3 ka BP and two times in the Late Glacial. For these events we propose a minimum magnitude range of MW ∼6–6.5.
6) The CE 1670 earthquake and seven prehistoric earthquakes over the last 11,000 years are recorded at Achensee by multiple, coeval mass wasting providing the first continuous Holocene paleoseismic record of eastern Tyrol.
Statements
Data availability statement
The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.
Author contributions
MS, JM and PO designed the study. PO, JM and MS acquired the pinger seismics and retrieved the sediment cores. SF acquired and processed the bathymetry. MD made the Centipede sparker source available within a research collaboration. IH measured 14C samples within a research collaboration. HO contributed to the integration of lake data within the seismotectonic setting. ST carried out seismic stratigraphic mapping within his MSc thesis project. PO analyzed and interpreted seismic and core data. PO created figures and PO, JM and MS wrote the manuscript with input of all co-authors.
Funding
This research is supported by the Tyrolean Science Fund (project UNI-16588/5-2019), the Austrian Science Fund (FWF): P30285-N34, European Regional Development Fund Interreg 312 V-A (project ITAT-301 6), Austrian Academy of Sciences ÖAW (ESS-IGCP-project S4LIDE-Austria) and Nachwuchsförderung 2016, University of Innsbruck.
Acknowledgments
We thank Anton Kandler for all his onsite help, technical support and boat loan during fieldwork at Achensee. We are grateful to the countless helpers during the coring and geophysics surveys. In particular, we thank Michael Hilbe for joining the acquisition of the multibeam bathymetry survey and Flavio Anselmetti for facilitating it. Koen De Rycker is thanked for the acquisition of the sparker survey. We further thank Hans Walser for providing useful historical insights on the human influence on Achensee. We thank Markus Erhardt, Gerald Degenhart and Wolfgang Recheis for the medical CT measurements at the Medical University of Innsbruck. We also thank the reviewers KK and GR for their constructive comments. Natalie Dubois is thanked for short-lived radionuclide dating. Land Tirol - data.tirol.gv.at is thanked for providing the DEM data. IHS Markit is acknowledged for their educational grant program providing the Kingdom seismic interpretation software.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/feart.2021.670952/full#supplementary-material
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Summary
Keywords
lacustrine paleoseismology, active tectonics, earthquake, surface rupture, mass-transport deposit, Eastern Alps
Citation
Oswald P, Moernaut J, Fabbri SC, De Batist M, Hajdas I, Ortner H, Titzler S and Strasser M (2021) Combined On-Fault and Off-Fault Paleoseismic Evidence in the Postglacial Infill of the Inner-Alpine Lake Achensee (Austria, Eastern Alps). Front. Earth Sci. 9:670952. doi: 10.3389/feart.2021.670952
Received
22 February 2021
Accepted
17 May 2021
Published
07 June 2021
Volume
9 - 2021
Edited by
Hector Perea, Complutense University of Madrid, Spain
Reviewed by
Kiichiro Kawamura, Yamaguchi University, Japan
Gueorgui Ratzov, Université Côte d'Azur, France
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Copyright
© 2021 Oswald, Moernaut, Fabbri, De Batist, Hajdas, Ortner, Titzler and Strasser.
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*Correspondence: Patrick Oswald, Patrick.Oswald@uibk.ac.at
This article was submitted to Structural Geology and Tectonics, a section of the journal Frontiers in Earth Science
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