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Front. Phys., 28 January 2020 |

Antiproton Physics

  • Institut de Physique des 2 Infinis de Lyon, Université de Lyon, UCBL & CNRS-IN2P3, Villeurbanne, France

We review the physics of low-energy antiprotons, and its link with the nuclear forces. This includes: antinucleon scattering on nucleons and nuclei, antiprotonic atoms, and antinucleon-nucleon annihilation into mesons.

1. A Brief History

In 1932, the positron, the antiparticle of the electron, was discovered in cosmic rays and confirmed in the β+ decay of some radioactive nuclei (see e.g., the Nobel lecture by Anderson [1]). It was then reasonably anticipated that the proton also has an antiparticle, the antiproton1. It was also suspected that the antiproton would be more difficult to produce and detect than positrons in cosmic rays. The Bevatron project (BeV, i.e., billion of electron-volts, was then a standard denomination for what is now GeV) was launched at Berkeley to reach an energy high-enough to produce antiprotons through the reaction

p+Ap+A+p¯+p,    (1)

where A denotes the target nucleus. For A = p, this is a standard exercise in relativistic kinematics to demonstrate that the kinetic energy of the incoming proton should be higher than 6 m, where m is the proton mass, and c = 1. This threshold decreases if the target A is more massive. The Bevatron was completed in 1954, and the antiproton was discovered in 1955 by a team lead by Chamberlain and Segrè, who were awarded the Nobel prize in 19592.

Shortly after the antiproton, the antineutron, n̄, was also discovered at Berkeley, and up to now, for any new elementary particle, the corresponding antiparticle has also been found. The discovery of the first anti-atom was well-advertised [2], but this was not the case for the earlier observation of the first antinucleus, antideuterium, because of a controversy between an European team [3] and its US competitors [4]. In experiments at very high energy, in particular collisions of heavy ions at STAR (Brookhaven) and ALICE (CERN), one routinely produces light antinuclei and even anti-hypernuclei (in which an antinucleon is replaced by an antihyperon Λ̄) [57].

The matter-antimatter symmetry is almost perfect, except for a slight violation in the sector of weak interactions, which is nearly exactly compensated by a simultaneous violation of the left-right symmetry, i.e., the product PC of parity P and charge-conjugation C is only very marginally violated. Up to now, there is no indication of any violation of the product CPT, where T is the time-reversal operator: this implies that the proton and antiproton have the same mass, a property now checked to < 10−9 [8].

Many experiments have been carried out with low energy antiprotons, in particular at Brookhaven and CERN in the 60s and 70s, with interesting results, in particular for the physics of the mesons produced by annihilation. However, in these early experiments, the antiprotons were part of secondary beams containing many negatively-charged pions and kaons, and with a wide momentum spread.

In the 70s, Simon van der Meer, and his colleagues at CERN and elsewhere imagined and developed the method of stochastic cooling [9], which produces antiproton beams of high purity, sharp momentum resolution, and much higher intensity than in the previous devices. CERN transformed the fixed-target accelerator SpS into a proton-antiproton collider, Spp̄S, with the striking achievement of the discovery of the W± and Z0, the intermediate bosons of the electro-weak interaction. A similar scheme was later adopted at Fermilab with higher energy and intensity, leading to many results, among which the discovery of the top quark.

As a side product of the experiments at the Spp̄S program, CERN built a low-energy facility, LEAR (Low-Energy Antiproton Ring) which operated from 1982 to 1996, and hosted several experiments on which we shall come back later. Today, the antiproton source of CERN is mainly devoted to experiments dealing with atomic physics and fundamental symmetries. In spite of several interesting proposals, no low-energy extension of the antiproton program was built at Fermilab.

As for the intermediate energies, at the beginning of the CERN cooled-antiproton program, a p̄ beam was sent in the ISR accelerator to hit a thin hydrogen target. The experiment R704 got sharp peaks corresponding to some charmonium states, and in particular a first indication of the—then missing—P-wave singlet state hc [10]. But ISR was to be closed, and in spite of a few more days of run, R704 was interrupted. The team moved to Fermilab, and charmonium physics with antiprotons was resumed with antiproton-proton collisions arranged in the accumulation device (experiments E760-E835) [11].

Today, the techniques of production of sharp antiproton beams is well-undercontrol. There are projects to perform strong-interaction physics with antiprotons at FAIR (Darmstadt) [12] and JPARC in Japan [13]. In the 80s, an ambitious extension of LEAR at higher energies, SuperLEAR [14], was proposed by Montanet et al., but was not approved by the CERN management. A major focus of SuperLEAR was charm physics. But more than 30 years later, this physics has been largely unveiled by beauty factories and high-energy hadron colliders.

Presently, the only running source of cooled antiprotons is the very low energy AD at CERN (Antiproton Decelerator) and its extension ELENA (Extra Low ENergy Antiproton) with the purpose of doing atomic-physics and high-precision tests of fundamental symmetries. Some further decelerating devices are envisaged for the gravitation experiments [15]. Of course, standard secondary antiproton beams are routinely produced, e.g., at KEK in Japan.

Note also that in devices making antiproton beams, a non-negligible fraction of antideuterium is produced, which could be cooled and stored. The intensity would be sufficient to perform strong-interaction measurements, but there is not yet any proposal for an experiment with an antideuterium beam.

We shall discuss along this review many results obtained at LEAR and elsewhere. Already the measurements made at Berkeley during the weeks following the discovery of the antiproton were remarkable. After more than 60 years, we realize today that they gave keys to the modern understanding of hadrons, but the correct interpretation was too far from the current wisdom of the 50s. Indeed, from the work by Fermi and Yang, on which more later, it was realized that one-pion exchange constitutes the long-range part of the antinucleon-nucleon interaction. The simplest model, just before the discovery of the antiproton, would be one-pion exchange supplemented by a very short-range annihilation. This would imply for the charge-exchange (p̄pn̄n), elastic (p̄pp̄p) and annihilation (p̄pmesons) cross-sections a hierarchy

σce>σel>σan,    (2)

the first inequality resulting from straightforward isospin algebra. What was observed at Berkeley is just the opposite! And it took us years to admit and understand this pattern, which is a consequence of the composite character of the nucleon and antinucleon.

The era of LEAR and Spp̄S at CERN, and then the large p̄p collider of Fermilab will certainly be reminded as the culmination of antiproton physics. At very high energy, the trend is now more on pp rather than p̄p collision, due to the higher intensity of proton beams. Certainly very-low energy experiments will remain on the floor to probe the fundamental symmetries with higher and higher precision. The question is open on whether antiproton beams will be used for hadron physics, a field where electron beams and flavor factories already provide much information.

Of course, the role of antimatter in astrophysics is of the highest importance. Antiprotons and even antinuclei are seen in high-energy cosmic rays. The question is to estimate how many antinuclei are expected to be produced by standard cosmic rays, to estimate the rate of primary antinuclei (see e.g., [16, 17]). Some years ago, cosmological models were built [18] in which the same amount of matter and antimatter was created, with a separation of zones of matter and zones of antimatter. In modern cosmology, it is assumed that an asymmetry prevailed, so that, after annihilation, some matter survived.

This review is mainly devoted to the low-energy experiments with antinucleons. Needless to say that the literature is abundant, starting with dedicated workshops [1924] and schools [2528].

Because of the lack of space, some important subjects will not be discussed, in particular the ones related to fundamental symmetry: the inertial mass of the antiproton, its charge and magnetic moment, in comparison with the values for the proton; the detailed comparison of hydrogen and antihydrogen atoms; the gravitational properties of neutral atoms, such as antihydrogen, etc. We will mention only very briefly, in the section on antiprotonic atoms, the dramatically precise atomic physics made with the antiprotonic Helium.

2. From the Nucleon-Nucleon to the Antinucleon-Nucleon Interaction

In this section we outline the general theoretical framework: how to extrapolate our information on the nuclear forces to the antinucleon-nucleon system. We present the basics of the well-known G-parity rule, with a remark about the definition of antiparticle states.

2.1. The G-Parity Rule

In QED, the eeee and e+ee+e amplitudes are related by crossing, but there is a long way from the region {s>4me2,t<0} to the one with {s<0,t>4me2 to attempt a reliable analytic extrapolation. Here, me is the electron mass and s and t the usual Mandelstam variables3. A more useful approach consists of comparing both reactions for the same values of s and t. The eeee amplitude can be decomposed into a even and odd part according to the C-conjugation in the t-channel, say

M(eeee)=Meven+Modd,    (3)

and the e+ee+e amplitude for the same energy and transfer is given by

M(e+ee+e)=MevenModd.    (4)

The first term contains the exchange of an even number of photons, and the last one the exchange of an odd number. At lowest order, one retrieves the sign flip of the Coulomb potential. This rule remains valid to link pppp and p̄pp̄p amplitudes: the exchange of a π0 with charge conjugation C = +1, is the same for both reactions, while the exchange of an ω meson (C = −1) flips sign.

Fermi and Yang [29] astutely combined this C-conjugation rule with isospin symmetry, allowing to include the exchange of charged mesons, as in the charge-exchange processes. Instead of comparing pppp to p̄pp̄p or npnp to n̄pn̄p, the G-parity rule relates amplitudes of given isospin I. More precisely, if the nucleon-nucleon amplitude is decomposed as

MI(NN)=MG=+1+MG=-1,    (5)

according to the G-odd (pion, omega, …) or G-even (ρ, …) in the t-channel, then its N̄N counterpart reads

MI(N¯N)=MG=+1MG=-1.    (6)

Note that there is sometimes some confusion between the C-conjugation and the G-parity rules, especially because there are two ways of defining the isospin doublet {n̄,p̄} (see Appendix: Isospin Conventions).

In current models of NN, the pion-exchange tail, the attraction due to isoscalar two-pion exchange, and the spin-dependent part of the ρ exchange are rather well-identified, and thus can be rather safely transcribed in the N̄N sector. Other terms, such as the central repulsion attributed to ω-exchange, might contain contributions carrying the opposite G-parity, hidden in the effective adjustment of the couplings. Thus, the translation toward N̄N might be biased.

2.2. Properties of the Long-Range Interaction

Some important consequences of the G-parity rule have been identified. First, the moderate attraction observed in NN, due to a partial cancellation of σ (or, say, the scalar-isoscalar part of two-pion exchange) and ω-exchanges, becomes a coherent attraction once ω-exchange flips sign. This led Fermi and Yang to question whether the mesons could be interpreted as bound states of a nucleon and an antinucleon. This idea has been regularly revisited, in particular at the time of bootstrap [30]. As stressed, e.g., in Ball et al. [31], this approach hardly accounts for the observed degeneracy of I = 0 and I = 1 mesons (for instance ω and ρ having about the same mass).

In the 70s, Shapiro et al., and others, suggested that baryon-antibaryon bound states were associated with new types of hadrons, with the name baryonium, or quasi-deuteron [3234]. Similar speculations were made later for other hadron-hadron systems, for instance DD̄*, where D is a charmed meson (c̄q) of spin 0 and D̄* an anticharmed meson (c̄q) of spin 1 [35]. Some candidates for baryonium were found in the late 70s, interpreted either as quasi-nuclear N̄N states à la Shapiro, or as exotic states in the quark model, and motivated the construction of the LEAR facility at CERN. Unfortunately, the baryonium states were not confirmed.

Another consequence of the G-parity rule is a dramatic change of the spin dependence of the interaction. At very low energy, the nucleon-nucleon interaction is dominated by the spin-spin and tensor contributions of the one-pion exchange. However, when the energy increases, or, equivalently, when one explores shorter distances, the main pattern is a pronounced spin-orbit interaction. It results from a coherent sum of the contributions of vector mesons and scalar mesons4. The tensor component of the NN interaction is known to play a crucial role: in most models, the 1S0 potential is stronger than the 3S1 one, but in this latter partial wave5, the attraction is reinforced by S-D mixing. However, the effect of the tensor force remains moderate, with a percentage of D wave of about 5% for the deuteron.

In the case of the N̄N interaction, the most striking coherence occurs in the tensor potential, especially in the case of isospin I = 0 [36]. A scenario with dominant tensor forces is somewhat unusual, and leads to unexpected consequences, in particular a relaxation of the familiar hierarchy based on the hight of the centrifugal barrier. For instance, if one calculates the spectrum of bound states from the real part of the N̄N interaction, the ground-state is 1,3P0, and next a coherent superposition of 1,3S1 and 1,3D1, and so on. In a scattering process, there is no polarization if the tensor component is treated to first order, but polarization shows up at higher order. Thus, one needs more than polarization measurements6 to distinguish the dynamics with a moderate spin-orbit component from the dynamics with a very strong tensor component.

2.3. Appendix: Isospin Conventions

There are two possible conventions for writing the isospin states of antinucleons [37].

The natural choice is based on the charge conjugation operator C, namely |p¯c=C|p and |n¯c=C|n. However, it transforms the two representation of SU(2) into a 2̄ which does not couple with the usual Clebsch-Gordan coefficients. For instance, the isospin I = 0 state of N¯N reads in this convention

|I=0=|p¯pc+|n¯nc2,    (7)

which anticipates the formula for an SU(3) singlet,

|0=|u¯u+|d¯d+|s¯s3,    (8)

However, the 2̄ representation of SU(2) is equivalent to the 2 one, and it turns out convenient to perform the corresponding rotation, that is to say, define the states by the G-parity operator, namely (without subscript) |p̄=G|n and |n̄=G|p. With this convention, the isospin singlet is written as.

|I=0=|n¯n|p¯p2,    (9)

3. Baryonium

The occurrence of baryonium candidates in antiproton-induced reactions was a major subject of discussion in the late 70s and in the 80s and the main motivation to build new antiprotons beams and new detectors. The name “baryonium” suggests a baryon-antibaryon structure, as in the quasi-nuclear models. More generally “baryonium” denotes mesons that are preferentially coupled to the baryon-antibaryon channel, independently of any prejudice about their internal structure.

Nowadays, baryonium is almost dead, but interestingly, some of the innovative concepts and some unjustified approximations developed for baryonium are re-used in the current discussions about the new hidden-charm mesons XYZ and other exotic hadrons [38].

3.1. Experimental Candidates for Baryonium

For an early review on baryonium (see [39]). For an update, see the Particle Data Group [40]. In short: peaks have been seen in the integrated cross sections, or in the angular distribution (differential cross section) at given angle, or in some specific annihilation rates as a function of the energy. The most famous candidate was the S(1932), seen in several experiments [39]. The most striking candidate was the peak of mass 2.95 GeV/c2 seen in p̄pπ- [41], with some weaker evidence for peaks at 2.0 and 2.2 GeV/c2 in the p̄p subsystem, suggesting a sequential decay B-B+π-, where B denotes a baryonium. Peaks were also seen in the inclusive photon and pion spectra of the annihilations p̄pγX and p̄pπX at rest.

None of the experiments carried out at LEAR confirmed the existence of such peaks. However, some enhancements have been seen more recently in the p̄p mass distribution of the decay of heavy particles, such as J/ψγp̄p, BKp̄p, or BDp̄p, see Ablikim et al. [42] and the notice on non q̄q mesons in Tanabashi et al. [40]. There is a debate about whether they correspond a baryonium states or just reveal a strong p̄p interaction in the final state (see e.g., the discussion in [4345]). Also, as stressed by Amsler [46], the f2(1565) is seen only in annihilation experiments, and thus could be a type of baryonium, 1,3P21,3F2 in the quasi-nuclear models. See the review on f2(1565) in Tanabashi et al. [40].

3.2. The Quasi-Nuclear Model

Today, it is named “molecular” approach. The observation that the real part of the N̄N interaction is more attractive than its NN counterpart led Shapiro et al. [32], Dover et al. [33], and others, to predict the existence of deuteron-like N̄N bound states and resonances. Due to the pronounced spin-isospin dependence of the N̄N interaction, states with isospin I = 0 and natural parity were privileged in the predictions. The least one should say is that the role of annihilation was underestimated in most early studies. Attempts to include annihilation in the spectral problem have shown, indeed, that most structures created by the real potential are washed out when the absorptive part is switched on [47].

3.3. Duality

Duality is a very interesting concept developed in the 60s. For our purpose, the most important aspect is that in a hadronic reaction a + bc + d, there is an equivalence between the t-channel dynamics, i.e., the exchanges schematically summarized as ia+c̄Xib̄+d, and the low-energy resonances ja+bYjc+d. In practice, one approach is usually more efficient than the other, but a warning was set by duality against empirical superpositions of t-channel and s-channel contributions. For instance, K̄N scattering with strangeness S = −1 benefits the hyperons as s-channel resonances, and one also observes a coherent effect of the exchanged mesons. On the other hand, KN is exotic, and, indeed, has a much smaller cross-section. In KN, there should be destructive interferences among the t-channel exchanges.

Though invented before the quark model, duality is now better explained with the help of quark diagrams. Underneath is the Zweig rule, that suppresses the disconnected diagrams. See e.g., [48, 49] for an introduction to the Zweig rule, and refs. there. The case of K̄N, or any other non-exotic meson-baryon scattering is shown in Figure 1. For the exotic KN channel the incoming antiquark is s̄, and it cannot annihilate. So there is no possibility of forming a quark-antiquark meson in the t channel, nor a three-quark state in the s-channel. In a famous paper [50], Rosner pointed out that as meson-exchanges are permitted in nucleon-antinucleon scattering (or any baryon-antibaryon system with at least one quark matching an antiquark), there should be resonances in the s-channel: baryonium was born, and more generally a new family of hadrons. The corresponding quark diagram is shown in Figure 1. As stressed by Roy [49], duality suggests higher exotics.


Figure 1. Duality diagram for non-exotic meson-baryon (left) and baryon-antibaryon (right) scattering.

3.4. Baryonium in the Hadronic-String Picture

This concept of duality is illustrated in the hadronic-string picture, which, in turn, is supported by the strong-coupling limit of QCD (see e.g., the contribution by Rossi and Veneziano in [39]). A meson is described as a string linking a quark to an antiquark. A baryon contains three strings linking each of the three quarks to a junction, which acts as a sort of fourth component and tags the baryon number. The baryonium has a junction linked to the two quarks, and another junction linked to the two antiquarks (see Figure 2). The decay happens by string breaking and qq̄, leading either to another baryonium and a meson, or to baryon-antibaryon pair. The decay into two mesons proceeds via the internal annihilation of the two junctions, and is suppressed.


Figure 2. String picture of a meson (left), a baryon (center), and a baryonium (right).

The baryonium of Jaffe was somewhat similar, with the string realized by the cigar-shape limit of the bag model [51]. Note that the suppression of the decay into mesons is due in this model to a centrifugal barrier, rather than to a topological selection rule. The orbitally excited mesons consist of a quark and an antiquark linked by a string, the excited baryons are the analogs with a quark and a diquark, and the baryonia involve a diquark and an antidiquark.

3.5. Color Chemistry

Chan et al.[52] pushed the speculations a little further in their “color chemistry.” They have baryonia with color 3̄ diquarks, which decay preferentially into a baryon-antibaryon pair rather than into mesons, also more exotic baryonia in which the diquark has color sextet. Then even the baryon-antibaryon decay is suppressed, and the state is expected to be rather narrow. This was a remarkable occurrence of the color degree of freedom in spectroscopy. However, there was no indication on how and why such diquark-antidiquark structure arises from the four-body dynamics.

3.6. Other Exotics?

The baryonium story is just an episode in the long saga of exotics, which includes the strangeness S = +1 “Z” baryons in the 60s, their revival under the name “light pentaquark” [40]. The so-called “molecular approach” hadrons was illustrated by the picture of the Δ resonance as πN by Chew and Low [53], and of the Λ(1405) as K̄N by Dalitz and Yan [54], with many further discussions and refinements.

As reminded, e.g., in Rossi and Veneziano [55], there is some analogy between the baryonium of the 70s and 80s and the recent XYZ spectroscopy. The XYZ are mesons with hidden heavy flavor that do not fit in the ordinary quarkonium spectroscopy [38]. One can replace “quasi-nuclear” by “molecular,” “baryon number” by “heavy flavor,” etc., to translate the concepts introduced for baryonium for use in the discussions about XYZ. The diquark clustering in the light sector is now replaced by an even more delicate assumption, namely cq or c̄q̄ clustering. While the X(3872) is very well-established, some other states either await confirmation or could be interpreted as mere threshold effects. Before the XYZ wave, it was suggested that baryon-antibaryon states could exist with strange or charmed hyperons. This spectroscopy is regularly revisited (see e.g., [56] and references therein).

4. Antinucleon-Nucleon Scattering

In this section, we give a brief survey of measurements of antinucleon-nucleon scattering and their interpretation, for some final states: N̄N, Λ̄Λ, and two pseudoscalars. Some emphasis is put on spin observables. It is stressed in other chapters of this book how useful were the measurements done with polarized targets and/or beams for our understanding of the NN interaction, leading to an almost unambiguous reconstruction of the NN amplitude. The interest in N̄N spin observables came at workshops held to prepare the LEAR experiments [19, 20, 22], and at the spin Conference held at Lausanne in 1980 [57]. A particular attention was paid to pp̄Λ̄Λ, but all the theoreticians failed in providing valuable guidance for the last measurements using a polarized target, as discussed below in section 4.7. However, Felix Culpa7, we learned how to better deal with the relationships and constraints among spin observables.

4.1. Integrated Cross Sections

As already mentioned, the integrated cross sections have been measured first at Berkeley, shortly after the discovery of the antiproton. More data have been taken in many experiments, mainly at the Brookhaven National Laboratory (BNL) and CERN, at various energies. The high-energy part, together with its proton-proton counter part, probes the Pomerantchuk theorem, Froissart bound and the possible onset of the odderon (see e.g., [58] and references therein).

As for the low-energy part, some values of the total cross section are shown in Figure 3, as measured by the PS172 collaboration [59]. It can be contrasted to the annihilation cross section of Figure 3, due to the PS173 collaboration [60]. When one compares the values at the same energy, one sees that annihilation is more than half the total cross section. Meanwhile, the integrated charge-exchange cross section is rather small (just a few mb).


Figure 3. (Left) Total p̄p cross section (in mb), as measured by the PS172 collaboration at LEAR.lation. (Right) Annihilation p̄p cross section (in mb), as measured by the PS173 collaboration.

Let us stress once more that the hierarchy σann > σel of the annihilation and elastic cross-sections is remarkable. One needs more than a full absorptive core. Somehow, the long-range attraction pulls the wave function toward the inner regions where annihilation takes place [61, 62].

4.2. Angular Distribution for Elastic and Charge-Exchange Reactions

The elastic scattering has been studied in several experiments, most recently at LEAR, in the experiments PS172, PS173, PS198, …An example of differential distribution is shown in Figure 4.


Figure 4. Angular distribution in elastic p̄pp̄p scattering at 0.697 GeV/c, as measured by the PS198 collaboration [63].

The charge exchange scattering has been studied by the PS199-206 collaboration at LEAR. As discussed in one of the workshops on low-energy antiproton physics [19], charge exchange gives the opportunity to study the interplay between the long-range and short-range physics. An example of differential cross-section is shown in Figure 5, published in Ahmidouch et al. [65]. Clearly the distribution is far from flat. This illustrates the role of high partial waves. The amplitude for charge exchange corresponds to the isospin combination

M(p¯pn¯n)M0M1,    (10)

The smallness of the integrated charge-exchange cross-section is due to a large cancellation in the low-partial waves. But in the high partial waves, there is a coherent superposition. In particular the one-pion exchange gets an isospin factor +1 for M1, and a factor −3 for M0.


Figure 5. Angular distribution for the charge-exchange reaction p̄pn̄n at incident momentum 0.601 Gev/c (left) and 1.083 GeV/c in the target frame [64]. Only the statistical error is shown here. Large systematic errors have to be added.

4.3. Antineutron Scattering

To access to pure isospin I = 1 scattering, data have been taken with antiproton beams and deuterium targets, but the subtraction of the p̄p contribution and accounting for the internal motion and shadowing effects is somewhat delicate. The OBELIX collaboration at CERN has done direct measurements with antineutrons [66]. For instance, the total n̄p cross-section has been measured between plab = 50 and 480 MeV/c [67]. The data are shown in Figure 6 together with a comparison with the p̄p analogs. There is obviously no pronounced isospin dependence. The same conclusion can be drawn for the p̄p and n̄p annihilation cross sections [68].


Figure 6. Total n̄p cross section (red), as measured by the PS201 collaboration, and comparison with the p̄p total cross-section (blue).

4.4. Spin Effects in Elastic and Charge-Exchange Scattering

A few measurements of spin effects in N̄NN̄N were done before LEAR, mainly dealing with the analyzing power. Some further measurements were done at LEAR, with higher statistics and a wider angular range. An example of measurement by PS172 is shown in Figure 7: the analyzing power of p̄pp̄p at 679 MeV/c [69]. One can see that the value of An is sizable, but not very large. It is compatible with either a moderate spin-orbit component of the interaction, or a rather strong tensor force acting at second order. PS172 also measured the depolarization parameter Dnn in p̄pp̄p. This parameter Dnn expresses the fraction of recoiling-proton polarization along the normal direction that is due to the polarization of the target. Thus, Dnn = 1 in absence of spin forces. PS172 obtained the interesting result Dnn = −0.169 ± 0.465 at cos ϑ = −0.169 for the momentum plab = 0.679 GeV/c [70]. The effect persists at higher momentum, as seen in Figure 8.


Figure 7. Analyzing power of p̄pp̄p (left) at 672 MeV/c, as measured at LEAR by the PS172 collaboration [69], (right) at 697 MeV/c by the PS198 collaboration [63].


Figure 8. Transfer of polarization Dnn, in elastic p̄p scattering at plab = 1.089 GeV/c [70] (right) and in the charge exchange reaction at 0.875 GeV/c [72].

The charge-exchange reaction has been studied by the PS199-206 collaborations at LEAR (see e.g., [71, 72]). In Figure 8 is shown the depolarization parameter Dnn. The effect is clearly large. It is predicted that Dℓℓ is even more pronounced, and interestingly, also Kℓℓ, the transfer of polarization from the target to the antineutron. This means that one can produce polarized antineutrons by scattering antiprotons on a longitudinally polarized proton target.

4.5. Amplitude Analysis?

Decades of efforts have been necessary to achieve a reliable knowledge of the NN interaction at low energy, with experiments involving both a polarized beam and a polarized target. In the case of N̄N, the task is more delicate, as the phase-shifts are complex even at very low energy, and there is no Pauli principle to remove every second partial wave. So, as we have much less observables available for N̄N than for NN, it is impossible to reconstruct the phase-shifts or the amplitudes: there are unavoidably several solutions with about the same χ2, and one flips from one solution to another one when one adds or removes a set of data. This is why the fits by Timmermans et al. [73, 74] have been received with some skepticism [75, 76].

Clearly the measurements of analyzing power and depolarization at LEAR should have been pursued, as was proposed by some collaborations, but unfortunately not approved by the CERN management. Now, we badly miss the information that would be needed to reconstruct the N̄N interaction unambiguously, and estimate the possible ways to polarize antiprotons (spin filter, spin transfer).

4.6. Potential Models

For the use in studies of the protonium and antinucleon-nucleus systems, it is convenient to summarize the information about the “elementary” N̄N interaction in the form of an effective N̄N potential. Early attempts were made by Gourdin et al.[77], Bryan and Phillips [78] among others, and more recently by Kohno and Weise [79], and the Bonn-Jülich group [8082]. Dover, Richard, and Sainio [62, 83, 84] used as long range potential VLR the G-parity transformed of the Paris NN potential, regularized in a square-well manner, i.e., VLR(r < r0) = VLR(r0) with r0 = 0.8fm, supplemented by a complex core to account for unknown short-range forces and for annihilation,

VSR(r)=V0+iW01+exp((rR)/a).    (11)

The short-range interaction was taken as spin and isospin independent, for simplicity. A good fit of the data was achieved with two sets of parameters

model DR1R=0 fm,a=0.2 fmV0=21 GeV, W0=20 GeV,  model DR2R=0.8 fm,a=0.2 fm,V0=0.5 GeV, W0=0.5 GeV.      (12)

In Timmers et al. [85], the annihilation part is not described by an optical model, but by two effective meson-meson channels. This probably gives a more realistic energy dependence. In some other models, the core contains some spin and isospin-dependent terms, but there are not enough data to constrain the fit. Some examples are given by the Paris group in El-Bennich et al. [86], and earlier attempts cited there. In Klempt et al. [87], a comparison is made of the successive versions of such a N̄N potential: the parameters change dramatically when the fit is adjusted to include a new measurement. The same pattern is observed for the latest iteration [86].

More recent models will be mentioned in section 8 devoted to the modern perspectives, namely an attempt to combine the quark model and meson-exchanges, or potentials derived in the framework of chiral effective theories.

4.7. Hyperon-Pair Production

The PS185 collaboration has measured in detail the reactions of the type p̄pȲY, where Y or Y′ is an hyperon. We shall concentrate here on the Λ̄Λ channel, which was commented on by many theorists (see e.g., [88]). In the last runs, a polarized hydrogen target was used. Thus, p̄pΛ̄Λ interaction at low energy is known in great detail, and motivated new studies on the correlations among the spin observables, which are briefly summarized in Appendix: Constraints on Spin Observables.

The weak decay of the Λ (and Λ̄) gives access to its polarization in the final state, and thus many results came from the first runs: the polarization P(Λ) and P(Λ̄) (which were checked to be equal), and various spin correlations of the final state Cij, where i or j denotes transverse, longitudinal, etc.8 In particular the combination of observables

F0=14(1+CxxCnn+C),    (13)

corresponds to the percentage of spin singlet, and was found to be compatible with zero within the error bars. Unfortunately, at least two explanations came:

• According to the quark model, the spin of Λ is carried by the s quark, with the light pair ud being in a state spin and isospin zero. The vanishing of the spin singlet fraction is due to the creation of the ss̄ pair in a spin triplet to match the gluon in perturbative QCD or the prescription of the 3P0 model, in which the created quark-antiquark pair has the quantum number 0++.

• In the nuclear-physics type of approach, the reaction is mediated by K and K* exchanges. This produces a coherence in some spin-triple amplitude, analogous to the strong tensor force in the isospin I = 0 of N̄N. Hence, the triplet is favored.

It was then proposed to repeat the measurements on a polarized hydrogen target. This suggestion got support and was approved. In spite of a warning that longitudinal polarization might give larger effect, a transverse polarization was considered as an obvious choice, as it gives access to more observables. A detailed analysis of the latest PS185 are published in Bassalleck et al. and Paschke et al. [90, 91].

What retained attention was the somewhat emblematic Dnn which measures the transfer of normal polarization from p to Λ (in absence of spin effects, Dnn = 1). It was claimed that the transfer observable Dnn could distinguish among the different scenarios for the dynamics [92], with quark models favoring Dnn positive (except models making use of a polarized ss̄ sea [93]), and meson-exchange Dnn < 0. When the result came with Dnn ~ 0, this was somewhat a disappointment. But in fact, it was realized [94, 95] that Dnn ~ 0 was a consequence of the earlier data! As reminded briefly in Appendix: Constraints on Spin Observables, there are indeed many constraints among the various spin observables of a given reaction. For instance, one can show that

C2+Dnn21.    (14)

This inequality, and other similar constraints, implied that Dnn had be small, just from data taken with an unpolarized target, while Dℓℓ had a wider permitted range.

A sample of the PS185 results can be found in Figure 9.


Figure 9. Some spin observables of the reaction p̄pΛ̄Λ. Reproduced from Artru et al. [95] with the permission from Physics Reports.

4.8. Spin Effects in Annihilation Into Two Pseudoscalar Mesons

The reactions p̄pπ+π- (and to a lesser extent π0π0) and K+K were measured before LEAR. For instance, some results can be read in the proceedings of the Strasbourg conference in 1978 [96]. However, some adventurous analyses concluded to the existence of unnatural-parity broad resonances, the large-width sector of baryonium. Needless to say that such analyses with few or no spin observables, were flawed from the very beginning. The same methods, and sometimes the same authors, were responsible for the misleading indication in favor of the so-called Z baryons with strangeness S = +1, the ancestor of the late light pentaquark θ(1540).

The LEAR experiment PS172 remeasured these reactions with a polarized target. This gives access to the analyzing power An, the analog of the polarization in the crossed reactions, such as πp → πp. Remarkably, An is very large, in some wide ranges of energy and angle (see Figures 10, 11). There is a choice of amplitudes, actually the transversity amplitudes, such that

An=|f]2|g|2|f]2+|g|2,    (15)

In this notation, |An| ~ 1 requires one amplitude f or g to be dominant. This was understood from the coupled channel effects [97, 98]. Alternatively, one can argue that the initial state is made of partial waves 3(J − 1)J and 3(J + 1)J coupled by tensor forces. The amplitudes f and g correspond to the eigenstates of the tensor operator S12 (see section 2), and the amplitude in which the tensor operator is strongly attractive tends to become dominant [99].


Figure 10. Some results on p̄pππ polarization at LEAR. Reproduced from Artru et al. [95] with the permission from Physics Reports.


Figure 11. Some results on p̄pK̄K polarization at LEAR. Reproduced from Artru et al. [95] with the permission from Physics Reports.

4.9. Appendix: Constraints on Spin Observables

A typical spin observable X is usually normalized such that −1 ≤ X ≤ + 1. But if one considers two normalized observables X and Y of the same reaction, several scenarios can occur:

• The entire square −1 ≤ X, Y ≤ +1 is allowed. Then the knowledge of X does not constrain Y.

• {X, Y} is restricted to a subdomain of the square. One often encounters the unit circle X2 + Y2 ≤ 1. In such case a large X implies a vanishing Y. This is what happens for Dnn vs. some of Cij in p̄pΛ̄Λ. Another possibility is a triangle (see Figure 12).


Figure 12. Examples of constraints among spin observables: only the colored area is permitted.

For instance, in the simplest case of πN → πN (or its cross reaction as in Equation 15), there is a set of amplitudes such that the polarization (or the analyzing power), and the two independent transfer of polarization) are given by

X=|f]2|g|2|f]2+|g|2,    Y=2 Re(f*g)|f]2+|g|2,    Z=2 Im(f*g)|f]2+|g|2,    (16)

such that X2 + Y2 + Z2 = 1 and thus X2 + Y2 ≤ 1. For reactions with two spin-1/2 particles, the algebra is somewhat more intricate [95].

At about the same time as the analysis of the PS172 and PS185 data, similar inequalities were derived for the spin-dependent parton distributions, in particular by the late Jacques Soffer, starting from the requirement of positivity. An unified presentation of the inequalities in the hadron-hadron and quark distribution sectors can be found in Artru et al. [95]. The domain allowed for three normalized observables X, Y, Z can be found in this reference, with sometimes rather amazing shapes for the frontier.

Perhaps a new strategy could emerge. Instead of either disregarding all spin measurements, or to cumulate all possible spin measurements in view of an elusive full reconstruction, one could advocate a stage by stage approach: measure first a few observables and look for which of the remaining are less constrained, i.e., keep the largest potential of non-redundant information.

5. Protonium

Exotic atoms provide a subtle investigation of the hadron-nucleon and hadron-nucleus interaction at zero energy. For a comprehensive review, see Deloff [100]. Let us consider (h, A), where h is a negatively charged hadron, such as π or K, and A a nucleus of charge +Z. One can calculate the energy levels En,(0) by standard QED techniques, including finite volume, vacuum polarization, etc. The levels are shifted and broadened by the strong interactions, and it can be shown (most simply in potential models, but also in effective theories), that the complex shift is given by

δEn,=En,En,(0)Cn,a,    (17)

where a is the scattering length for ℓ = 0, volume for ℓ = 1, …of the strong hA interaction. Cn,ℓ is a know constant involving the reduced mass and the ℓth derivative of the radial wave function at the origin of the pure Coulomb problem. Experiments on protonium have been carried out before and after LEAR. For a summary, see e.g., Klempt et al. [68]. The latest results are:

• For the 1S level, the average shift and width are [101] δE(1S) = 712.5 ± 20.3 eV (to be compared with the Bohr energy E(1S) ≃ −12.5 keV), and Γ(1S) = 1054 ± 65 eV, with a tentative separation of the hyperfine level as δE(3S1) = 785 ± 35 eV, Γ(3S1) = 940 ± 80 eV, and δE(1S0) = 440 ± 75 eV, Γ(1S0) = 1200 ± 250 eV. The repulsive character is a consequence of the strong annihilation.

• For the 2P level, one can not distinguish among 1P1, SLJ3P1 and 3P2, but this set of levels is clearly separated from the 3P0 which receives a larger attractive shift, as predicted in potential models (see e.g., [84, 102]) and a larger width. More precisely [103], δE[2(3P2, 31P1, 3P1)] ≃ 0, Γ[2(3P2, 31P1, 3P1)] = 38 ± 9 meV, and δE[23P0] ≃ −139 ± 28 mEV, Γ[23P0] = 489 ± 30 meV. For the latter, the admixture of the n̄n component is crucial in the calculation, and the wave function at short distances is dominated by it isospin I = 0 component [104].

5.1. Quantum Mechanics of Exotic Atoms

Perturbation theory is valid if the energy shift is small as compared to the level spacing. However, a small shift does not mean that perturbation theory is applicable. For instance, a hard core of radius a added to the Coulomb interaction gives a small upward shift to the levels, as long as the core radius a remains small as compared to the Bohr radius R, but a naive application of ordinary perturbation theory will give an infinite correction! For a long-range interaction modified by a strong short-range term, the expansion parameters is the ratio of the ranges, instead of the coupling constant. At leading order, the energy shift is given by the formula of Deser et al. [105], and Trueman [106], which reads

δE4π|ϕn(0)|2a0,    (18)

where a0 is the scattering length in the short-range potential alone, and ϕnℓ(0) the unperturbed wave function at zero separation. For a simple proof, see e.g., Klempt et al. [68]. The formula (18) and its generalization (17) look perturbative, because of the occurrence of the unperturbed wavefunction, but it is not, as the scattering length (volume, …) a implies iterations of the short-range potential.

There are several improvements and generalizations to any superposition of a short-range and a long-range potential, the latter not necessarily Coulombic (see e.g., [107]). For instance, in the physics of cold atoms, one often considers systems experiencing some harmonic confinement and a short-range pairwise interaction.

5.2. Level Rearrangement

The approximation (18) implies that the scattering length a remains small as compared to the Bohr radius (or, say, the typical size of the unperturbed wave function). Zel'dovich [108], Shapiro [32], and others have studied what happens, when the attractive short-range potential becomes large enough to support a bound state on its own. Let the short-range attractive interaction be λVSR, with λ > 0. When λ approaches and passes the critical value λ0 for the first occurrence of binding in this potential, the whole Coulomb spectrum moves rapidly. The 1S state drops from the keV to the MeV range, the 2S level decreases rapidly and stabilizes in the region of the former 1S, etc. (see for instance, Figure 13). Other examples are given in Deloff and Combescure et al. [100, 107].


Figure 13. Rearrangement of levels: first three levels of the radial equation −u″(r) + V(r) u(r) = E u(r) with V(r) = − 1/r + λa2exp(−ar), here with a = 100 and λ variable.

It was then suggested that a weakly bound quasi-nuclear N̄N state will be revealed by large shifts in the atomic spectrum of protonium [32]. However, this rearrangement scenario holds for a single-channel real potential VSR. In practice, the potential is complex, and the Coulomb spectrum is in the p̄p channel, and the putative baryonium in a state of pure isospin I = 0 or I = 1. Hence, the rearrangement pattern is more intricate.

5.3. Isospin Mixing

In many experiments dealing with “annihilation at rest,” protonium is the initial state before the transition NN̄mesons. Hence the phenomenological analysis include parameters describing the protonium: S-wave vs. P-wave probability and isospin mixing. Consider, e.g., protonium in the  1S0 state. In a potential model, its dynamics is given by

u(r)/m+V11u(r)+V12v(r)e2ru(r)=E1,0u(r),v(r)/m+V22v(r)+V21u(r)+2δmu(r)=E1,0v(r),    (19)

where δm is the mass difference between the proton and the neutron, and the strong (complex) potentials are the isospin combinations

V11=V22=12(VI=0+VI=1),    V12=V21=12(VI=0VI=1).    (20)

The energy shift is well-approximated by neglecting the neutron-antineutron component, i.e., v(r) = 0. But at short distance, this component is crucial. In most current models, one isospin component is dominant, so that the protonium wave function is dominantly either I = 0 or I = 1 at short distances, where annihilation takes place. This influences much the pattern of branching ratios. For instance, Dover et al. [104] found in a typical potential model that the 3P0 level consists of 95% of isospin I = 0 in the annihilation region. For 3P1, the I = 1 dominates, with 87%. See references [104, 109, 110] for a detailed study of the role of the n̄n channel on the protonium levels and their annihilation.

5.4. Day-Snow-Sucher Effect

When a low-energy antiproton is sent on a gaseous or liquid hydrogen target, it is further slowed down by electromagnetic interaction, and is captured in a high orbit of the antiproton-proton system. The electrons are usually expelled during the capture and the subsequent decay of the antiproton toward lower orbits. The sequence favors circular orbits with ℓ = n − 1, in the usual notation. Annihilation is negligible for the high orbits, and becomes about 1% in 2P and, of course, 100% in 1S. This was already predicted in the classic paper by Kaufmann and Pilkuhn [111].

In a dense target, however, the compact p̄p atom travels inside the orbits of the ordinary atoms constituting the target, and experiences there an electric field which, by Stark effect, mixes the (ℓ = n − 1, n) level with states of same principal quantum number n and lower orbital momentum. Annihilation occurs from the states with the lowest ℓ. This is known as the Day-Snow-Sucher effect [112]. In practice, to extract the branching ratios and distinguish S-wave from P-wave annihilation, one studies the rates as a function of the target density.

5.5. Protonium Ion and Protonium Molecule

So far, the physics of hadronic atoms has been restricted to 2-body systems, such as p̄p or KA. In fact, if one forgets about the experimental feasibility, there are many other possibilities. If one takes only the long-range Coulomb interaction, without electromagnetic annihilation nor strong interaction, many stable configurations exist, such as p̄pp, the protonium ion, or p̄p̄pp, the heavy analog of the positronium molecule. Identifying these states and measuring the shift and width of the lowest level would be most interesting. Today this looks as science fiction, as it was the case when Ps2=e+e+e-e- was suggested by Wheeler in 1945. But Ps2 was eventually detected, in 2007.

6. The Antinucleon-Nucleus Interaction

6.1. Antinucleon-Nucleus Elastic Scattering

At the very beginning of LEAR, Garreta et al. [113, 114] measured the angular distribution of p̄-A scattering, where A was 12C, 40Ca or 208Pb. Some of their results are reproduced in Figure 149. More energies and targets were later measured.


Figure 14. Angular distribution for p̄ scattering on the nuclei 12C, 40Ca, and 208Pb at kinetic energy Tp̄=180 MeV, and on the two isotopes 16O and 16O [113, 114].

The results have been analyzed by Lemaire et al. in terms of phenomenological optical models [115], which were in turn derived by folding the elementary N̄N amplitudes with the nuclear density (see e.g., [116118]).

In particular, a comparison of 16O and 18O isotopes (see Figure 14), reveals that there is very little isospin dependence of the p̄N interaction, when averaged on spins.

Other interesting measurements of the antinucleon-nucleus interaction have been carried out and analyzed by the PS179 and OBELIX (PS201) collaborations, with more nuanced conclusions about the isospin dependence of the interaction at very low energy (see, for instance [119, 120]).

6.2. Inelastic Scattering

It has been stressed that the inelastic scattering p̄Ap̄A*, where A is a known excitation of the nucleus A, could provide very valuable information on the spin-isospin dependence of the elementary N̄N amplitude, as the transfer of quantum numbers is identified. One can also envisage the charge-exchange reaction p̄An̄B(*) (see, for instance [121]).

Some measurements were done by PS184, on 12C and 18O [122]. The angular distribution for p¯+C12p¯+C12* is given in Figure 15 for the case where 12C is the 3 level at 9.6 MeV. In their analysis, the authors were able to distinguish among models that were equivalent for the N̄N data, but have some differences in the treatment of the short-range part of the interaction. This is confirmed by the analysis in references [121, 123]. Unfortunately, this program of inelastic antiproton-nucleus scattering was not thoroughly carried out.


Figure 15. Angular distribution of the 12C(p¯,p¯)12C* reaction for the 3 excited state at 9.6 MeV [122]. The incident p̄ has an energy of 179.7 MeV.

6.3. Antiprotonic Atoms

The physics is nearly the same as for protonium. A low energy antiproton sent toward a target consisting of atoms of nucleus XZA, is decelerated by the electromagnetic interaction and captured in a high atomic orbit, and cascades down toward lower orbits. During this process, the electrons are expelled. The difference is that annihilation occurs before reaching the S or P levels, actually when the size of the orbit becomes comparable to the size of the nucleus. Again, the Day-Snow-Sucher mechanism can induce some Stark effect. Thus, precocious annihilation can happen, depending on the density of the target.

A review of the experimental data is provided in Batty et al. and Gotta [124, 125], where a comparison is made with pionic and kaonic atoms. The models developed to describe antiproton-nucleus scattering (see section 6.1) have been applied, and account rather well for the observed shifts. As for the purely phenomenological optical potentials Vopt, the most common parametrization is of the form

2μVopt=4π(1+μm)(bR+ibI)ϱ(r),    (21)

where μ is the reduced mass of p̄-A, m the mass of the nucleon, ϱ(r) the nuclear density and bR + ibi an effective scattering length.

More refined models, aiming at describing simultaneously the data on a variety of nuclei, are written as [124]

2μVopt=4π(1+μm)(b0[ϱn(r)+ϱp(r)]+b1[ϱn(r)ϱp(r)]),    (22)

where the complex b0,1 are the isospin-independent and isospin-dependent effective scattering lengths, respectively. Further refinements introduce in (22) a “P-wave” term .α(r), or terms proportional to the square of the density. Typical values are [124]

b0=(2.7±0.3)+i(3.1±+0.4) fm,b1=(1.2±1.6)+i(1.6±+1.3) fm,    (23)

so that there is no firm evidence for a strong isospin dependence.

It is important to stress that the potential Vopt is probed mainly at the surface. Its value inside the nucleus hardly matters. The same property is seen in the low-energy heavy-ion collisions: what is important is the interaction at the point where the two ions come in contact.

6.4. Antiproton-Nucleus Dynamics

Modeling the antiproton-nucleus interaction has been done with various degrees of sophistication. We have seen in the last section that phenomenological (complex) potentials proportional to the nuclear density account for a wide body of data on antiprotonic atoms. A relativistic mean-field approach was attempted years ago by Bouyssy and Marcos [126] and revisited more recently [127]. Meanwhile, a Glauber approach has been formulated [128] and applied to the elastic and inelastic scattering of relativistic antiprotons.

There is a persisting interest in the domain of very low energies and possible bound states. For instance, Friedman et al. [129] analyzed the subtle interplay between the N̄N S- and P-waves when constructing the antiproton-nucleus potential. There has been also speculations about possible p̄-A states, in line with the studies on the molecular N̄N baryonium. For a recent update, see e.g., Hrtánková and Mareš [130].

One could also envisage to use antiprotons to probe the tail of the nuclear density for neutron-rich nuclei with a halo structure. For early references, see Bradamante et al. [27]. Recently, the PUMA proposal suggests an investigation by low-energy antiprotons of some unstable isotopes, for which the conventional probes have limitations [131].

6.5. Neutron-Antineutron Oscillations

In some theories of grand unification, the proton decay is suppressed, and one expects neutron-to-antineutron oscillations. An experimental search using free neutrons has been performed at Grenoble [132], with a limit of about τnn̄10-8 s for the oscillation period. Any new neutron source motivates new proposals of the same vein (see e.g., [133]).

An alternative is to use the bound neutrons of nuclei. The stability of, say, 16O, reflects as well the absence of decay of its protons as the lack of nn̄ conversion with subsequent annihilation of the antineutron. It has been sometimes argued [134] that the phenomenon could be obscured in nuclei by uncontrolled medium corrections. However, the analysis shows that the neutrons oscillate mainly outside the nucleus, and the subsequent annihilation takes place at the surface, so that, fortunately, the medium corrections are small.

The peripheral character of the nn̄ oscillations in nuclei explains why a simple picture (sometimes called closure approximation) does not work too well, with the neutron and the antineutron in a box feeling an average potential 〈Vn〉 or Vn̄, resulting in a simple 2 × 2 diagonalization. The true dynamics of nn̄ oscillations relies on the tail of the neutron distribution, where n and n̄ are almost free.

There are several approaches, see for instance [135]. The simplest is based on the Sternheimer equation, which gives the first order correction to the wave function without summing over unperturbed states. In a shell model with realistic neutron (reduced) radial wave functions unℓJ(r) with shell energy EnℓJ, the induced n̄ component is given by

wnJ(r)μ+(+1)μr2+Vn¯(r)wnJ(r)EnJwnJ(r)=γunJ(r),    (24)

with μ the reduced mass of the n̄-(A − 1) system, Vn̄ the complex (optical) n̄-(A − 1) potential, and γ=1/τnn̄ the strength of the transition. Once wnℓJ is calculated, one can estimate the second-order correction to the energy, and in particular the width ΓnℓJ of this shell

ΓnJ=20 Im Vn¯|wnJ(r)|2dr=2γ  0unJ(r) Im wnJ(r)dr,    (25)

which scales as

ΓnJγ2.    (26)

An averaging over the shells give a width per neutron Γ associated with a lifetime T

T=Trτnn¯2,    (27)

where Tr is named either the “reduced lifetime” (in s−1) or the “nuclear suppression factor.” The spatial distribution of the wnℓJ and the integrands in (25), the relative contribution to Γ clearly indicate the peripheral character of the process. See e.g., Barrow et al. [136] for an application to a simulation in the forthcoming DUNE experiment, and refs. there to earlier estimates. Clearly, DUNE will provide the best limit for this phenomenon.

For the deuteron, an early calculation by Dover et al. [137] gave Tr2.5×1022s-1. Oosterhof et al. [138], in an approach based on effective chiral theory (see section 8), found a value significantly smaller, Tr1.1×1022s-1. However, their calculation has been revisited by Haidenbauer and Meißner [139], who got almost perfect agreement with Dover et al. For 40Ar relevant for the DUNE experiment, the result of [136] is Tr5.6×1022s-1.

7. Antinucleon Annihilation

7.1. General Considerations

NN̄ annihilation is a rather fascinating process, in which the baryon and antibaryon structures disappear into mesons. The kinematics is favorable, with an initial center-of-mass energy of 2 GeV at rest and more in flight, allowing in principle up to more than a dozen of pions. Of course, the low mass of the pion is a special feature of light-quark physics. We notice, however, that the quark model predicts that (QQQ)+(Q̄Q̄Q̄)>3(QQ̄) [140], so that annihilation at rest remains possible in the limit where all quarks are heavy. The same quark models suggest that (Q̄Q̄Q̄)+(qqq)<3(Q̄q) if the mass ratio Q/q becomes large, so that, for instance, a triply-charmed antibaryon (c̄c̄c̄) would not annihilate on an ordinary baryon.

One should acknowledge at the start of this section that there is no theory, nor even any model, that accounts for the many data accumulated on N̄N annihilation. Actually the literature is scattered across various subtopics, such a the overall strength and range of annihilation, the average multiplicity, the percentage of events with hidden-strangeness, the explanation of specific branching ratios, such as the one for p̄pρπ, the occurrence of new meson resonances, etc. We shall briefly survey each of these research themes.

7.2. Quantum Numbers

An initial N̄N state with isospin I, spin S, orbital momentum L and total angular momentum J has parity P = −(−1)L and G-parity G = (−1)I+L+S. If the system is neutral, its charge conjugation is C = (−1)L+S. A summary of the quantum numbers for the S and P states is given in Table 1.


Table 1. Quantum numbers of the S and P partial waves (PW) of the N̄ N system. The notation is  2I+1,2S+1LJ.

So, for a given initial state, some transitions are forbidden or allowed. The result for some important channels is shown in Table 2. In particular, producing two identical scalars or pseudoscalars requires an initial P-state.


Table 2. Allowed decays from S and P-states into some two-meson final states.

The algebra of quantum numbers is not always trivial, especially if identical mesons are produced. For instance, the question was raised whether or not the 1S0 state of protonium with JPC = 0−+ and IG = 0 can lead to a final state made of four π0. An poll among colleagues gave an overwhelming majority of negative answers. But a transition, such as 1S0 → 4π0 is actually possible at the expense of several internal orbital excitations among the pions. For an elementary proof, see Klempt et al. [87], for a more mathematical analysis [141].

The best known case, already mentioned in section 1, deals with ππ. An S-wave π+π with a flat distribution, or a π0π0 system (necessarily with I = 0 and J even) requires an initial state 1,3P0. It has been observed to occur even in annihilation at rest on a dilute hydrogen target [142]. This is confirmed by a study of the J = 0 vs. J = 1 content of the ππ final state as a function of the density of the target, as already mentioned in section 5.4.

7.3. Global Picture of Annihilation

As already stressed, the main feature of annihilation is its large cross-section, which comes together with a suppression of the charge-exchange process. This is reinforced by the observation that even at rest, annihilation is not reduced to an S-wave phenomenon. This is hardly accommodated with a zero-range mechanism, such as baryon exchange. The baryon exchange, for say, annihilation into two mesons is directly inspired by electron exchange in e+e → γγ (see Figure 16). After iteration, the absorptive part of the N̄N interaction, in this old-fashioned picture, would be driven by diagrams, such as the one in Figure 16. Other contributions involve more than two mesons and crossed diagrams. As analyzed (e.g., [143, 144]), this corresponds to a very small range, practically a contact interaction. Not surprisingly, it was impossible to follow this prescription when building optical models to fit the observed cross-sections. Among the contributions, one may cite [62, 7779]. Claims, such as Côté et al. [145], that it is possible to fit the cross sections with a short-range annihilation operator, are somewhat flawed by the use of very large strengths, wide form factors, and a momentum dependence of the optical potential that reinforce annihilation in L > 0 partial waves.


Figure 16. e+e annihilation into two photons (left), N̄N annihilation into two mesons (center) and its iteration contributing to the absorptive part of the N̄N amplitude.

In the 80s, another point of view started to prevail: annihilation should be understood at the quark level10. This picture was hardly accepted by a fraction of the community. An anecdote illustrates how hot was the debate. After a talk at the 1988 Mainz conference on antiproton physics, where I presented the quark rearrangement, Shapiro strongly objected. At this time, the questions and answers were recorded and printed in the proceedings. Here is the verbatim [148]: I.S. Shapiro (Lebedev) : The value of the annihilation range …is nota question for discussion. It is a general statement following from the analytical properties of the amplitudes in quantum field theory …. It does not matter how the annihilating objects are constructed from their constituents. It is only important that, in the scattering induced by annihilation, an energy of at least two baryons masses is transferred. J.M. Richard: First of all, for me, this is an important “question for discussion.” In fact, we agree completely in the case of “total annihilation,” for instance N̄Nϕϕ. The important point is that [baryons and] mesons are composite, so, what we call “annihilation” is, in most cases, nothing but a soft rearrangement of the constituents, which does not have to be short range.

In the simplest quark scenario, the spatial dependence of “annihilation” comes from that this is not an actual annihilation similar to e+e → photons, in which the initial constituents disappear, but a mere rearrangement of the quarks, similar to the rearrangement of the atoms in some molecular collisions. This corresponds to the diagram of Figure 17. The amplitude for this process is 〈Ψf|Hi〉, where H is the 6-quark Hamiltonian, Ψi the nucleon-antinucleon initial state, and Ψf the final state made of three mesons. See, for instance [149151], for the details about the formalism. One gets already a good insight on the spatial distribution of annihilation within the quark-rearrangement model by considering the mere overlap 〈Ψfi〉 using simple oscillator wave functions. For the initial state, a set of Jacobi coordinates (here normalized to correspond to an unitary transformation)

x=r2r12, y=2r3r1r26, z=r1+r2+r33,x=r5r42, y=2r6r4r56, z=r4+r5+r63,    (28)

with the further change

r=zz2,        R=z+z2,    (29)

which, to a factor, are the N̄N separation and the overall center of mass. The initial-state wave function is thus of the form

Ψi=(απ)​​3exp[(α/2)(x2+y2+x2+y2)]φ(r),    (30)

where φ denotes the N̄N wave function. Similarly for the final state, one can introduce the normalized Jacobi coordinates

u1=r4r12, u2=r5r22, u3=r6r32,v1=r1+r42, v2=r2+r52, v3=r3+r62,X=v2v12, Y=2v3v1v26,​​​​ R=v1+v2+v33,    (31)

and the wave function

Ψf=(βπ)​​9/4exp[(β/2)(u12+u22+u32)]Φ(X,Y).    (32)

Integrating for instance over x′ − x and y′ − y, one ends with

Φf*(X,Y) exp(βr2/2) exp(α(X2+Y2)/2)φ(r),    (33)

and after iteration, one gets a separable operator v(r)v(r′), where v(r) is proportional to exp(−βr2/2) and contains some energy-dependent factors [149, 151]. As expected, the operator is not local. There is an amazing exchange of roles: the size of the baryon, through the parameter α, governs the spatial spread of the three mesons, while the size the mesons becomes the range of the separable potential. Schematically speaking, the range of “annihilation” comes from the ability of the mesons to make a bridge, to pick up a quark in the baryon and an antiquark in the antibaryon.


Figure 17. Rearrangement of the quarks and antiquarks from a baryon and an antibaryon to a set of three mesons.

Explicit calculations show that the rearrangement potential has about the required strength to account for the observed annihilation cross-sections. Of course, the model should be improved to include the unavoidable distortion of the initial- and final-state hadrons. Also one needs a certain amount of intrinsic quark-antiquark annihilation and creation to explain the production of strange mesons. This leads us to the discussion about the branching ratios.

7.4. Branching Ratios: Experimental Results

Dozens of final states are available for N̄N annihilation, even at rest. When the energy increases, some new channels become open. For instance, the ϕϕ channel was used to search for glueballs in the PS202 experiment [152]. However, most measurements have been performed at rest with essentially two complementary motivations. The first one was to detect new multi-pion resonances, and, indeed, several mesons have been either discovered or confirmed thanks to the antiproton-induced reactions. The second motivation was to identify some leading mechanisms for annihilation, and one should confess that the state of the art is not yet very convincing.

Several reviews contain a summary of the available branching ratios and a discussion on their interpretation (see e.g., [87, 153]). We shall not list all available results, but, instead, restrict ourselves to the main features or focus on some intriguing details. For instance:

• The average multiplicity is about 4 or 5. But in many cases, there is a formation of meson resonances, with their subsequent decay. In a rough survey, one can estimate that a very large fraction of the annihilation channels are compatible with the primary formation of two mesons which subsequently decay.

• In the case of a narrow resonance, one can distinguish the formation of a resonance from a background made of uncorrelated pions, e.g., ωπ from ππππ. In the case of broad resonances, e.g., ρπ vs. πππ, this is much more ambiguous.

• The amount of strangeness, in channels, such as K̄+K, K̄+K*, K̄+K+pions, is about 5%.

• Charged states, such as p̄n or n̄p are pure isospin I = 1 initial state. In the case of p̄p annihilation at rest, the isospin is not known, except if deduced from the final state, like in the case of πη. Indeed, p̄p is the combination (|I=0+|I=1)/2. But, at short distances, one of the components often prevails, at least in model calculations. In the particle basis, there is an admixture of n̄n component, which, depending on its relative sign, tends to make either a dominant I = 0, or I = 1. For instance, Kudryavtsev [154] analyzed the channels involving two pseudoscalars, and concluded that if protonium annihilation is assumed to originate from an equal mixture of I = 0 and I = 1, then annihilation is suppressed in one of the isospin channels, while a better understanding is achieved, if p̄p-n̄n is accounted for.

7.5. Branching Ratios: Phenomenology

The simplest model, and most admired, is due to Vandermeulen [155]. It assumes a dominance of 2-body modes, say N̄Na+b, where a and b are mesons or meson resonances, produced preferentially when the energy is slightly above the threshold sab1/2=ma+mb. More precisely, the branching ratios are parameterized as

f=Cabp(s,ma,mb) exp[A(ssab)],    (34)

where A is an universal parameter, p the center-of-mass momentum and the constant Cab assume only two values: C0 for non-strange and C1 for strange.

In the late 80s, following the work by Green and Niskanen [149, 150], and others, there were attempts to provide a detailed picture of the branching ratios, using quark-model wave functions supplemented by operators to create or annihilate quark-antiquark pairs. A precursor was the so-called 3P0 model [156] introduced to describe decays, such as Δ → N + π.

There has been attempts to understand the systematics of branching ratios at the quark level. We already mentioned some early papers [146, 147]. In the late 80s and in the 90s, several papers were published, based on a zoo of quark diagrams. Some of them are reproduced in Figure 18. The terminology adopted is An or Rn for annihilation or rearrangement into n mesons. Of course, they are not Feynman diagrams, but just a guidance for a quark model calculation with several assumptions to be specified. On the one had, the R3 diagram comes as the most “natural,” as it does not involve any change of the constituents. On the other hand, it was often advocated that planar diagrams should be dominant (see e.g., [157]). This opinion was, however, challenged by Pirner in his re-analysis the 1/Nc expansion, where Nc is the number of colors in QCD [158].


Figure 18. Some quark diagrams describing annihilation.

A key point is of course strangeness. The R3 diagram hardly produces kaons, except if extended as to include the sea quarks and antiquarks. On the other hand, the An diagrams tend to produce too often kaons, unless a controversial strangeness suppression factor is applied: at the vertex where a quark-antiquark pair is created, a factor f = 1 is applied for q = u, d and f ≪ 1 for q = s. This is an offending violation of the flavor SU(3)F symmetry. For instance the decays J/ψpp̄ and J/ψΛΛ̄ are nearly identical, especially once phase-space corrections are applied. The truth is that at low-energy, strangeness is dynamically suppressed by phase-space and a kind of tunneling effect [159]. This could have been implemented more properly in the analyses of the branching ratios. An energy-independent strangeness suppression factor is probably too crude.

Note that a simple phenomenology of quark diagrams is probably elusive. A diagram involving two primary mesons can lead to 4 or 5 pions after rescattering or the decay of a resonance. Also the An diagrams require a better overlap of the initial baryon and antibaryon, and thus are of shorter range than the Rn diagrams. So the relative importance can vary with the impact parameter and the incident energy.

7.6. Annihilation on Nuclei

There has been several studies of N̄-A annihilation. In a typical scenario, a primary annihilation produces mesons, and some of them penetrate the nucleus, giving rise to a variety of phenomenons: pion production, nucleon emission, internal excitation, etc. (see e.g., [160]). Some detailed properties have been studied, for instance whether annihilation on nuclei produces less or more strange particles than annihilation on nucleons [161].

At very low energy, due to the large N̄N cross section, the primary annihilation takes place near the surface. It has been speculated that with medium-energy antiprotons, thanks to the larger momentum and the smaller cross section, the annihilation could sometimes take place near the center of the nucleus. Such rare annihilations with a high energy release (at least 2 GeV) and little pressure, would explore a sector of the properties of the nuclear medium somewhat complementary to the heavy-ion collisions (see e.g., [14, 162164]).

Note the study of Pontecorvo reactions. In N̄N annihilation, at least two mesons have to be produced, to conserve energy and momentum. On a nucleus, there is the possibility of primary annihilation into n mesons, with n − 1 of them being absorbed by the remaining nucleons. An example is p̄NNπN or ϕn [165, 166]. This is somewhat related to the pionless decay of Λ in hypernuclei [167].

7.7. Remarkable Channels

Some annihilation channels have retained the attention:

pp̄e+e- led to a measurement of the proton form factor in the time-like region. The reversed reaction e+e-pp̄ was studied elsewhere, in particular at Frascati. For a general overview, see [168, 169], and for the results of the PS170 collaboration at CERN [170].

• We already mentioned the p̄pcharmoniumhadrons, leading to a better measurement of the width of some charmonium states, and the first indication for the hc, the 1P1 level of cc̄ [10, 171]. In principle, while e+e → charmonium is restricted to the JPC = 1−− states, p̄p can match any partial wave. However, perturbative QCD suggests that the production is suppressed for some quantum numbers. It was thus a good surprise that ηc(1S) was seen in p̄p, but the coupling turns out less favorable for ηc(2S) [11, 172].

• The overall amount of hidden-strangeness is about 5% [87]. This is remarkably small and is hardly accommodated in models where several incoming qq̄ pairs are annihilated and several quark-antiquark pairs created. Note that the branching ratio for K+K is significantly larger for an initial S-wave than for P-wave [46]. This confirms the idea that annihilation diagrams are of shorter range than the rearrangement ones.

p̄pK0K̄0 in the so-called CPLEAR experiment (PS195) [173] gave the opportunity to measure new parameters of the CP violation in the neutral K systems, a phenomenon first discovered at BNL in 1964 by Christenson, Cronin, Fitch, and Turlay11. The CPLEAR experiment found evidence for a direct T-violation (time reversal).

• Precision measurements of the p̄pγ+X and p̄pπ+X in search of bound baryonium, of which some indications were found before LEAR. The results of more intensive searches at LEAR were unfortunately negative (see e.g., [174]). When combined to the negative results of the scattering experiments, this was seen as the death sentence of baryonium. But, as mentioned in section 3, this opinion is now more mitigated, because of the pp̄ enhancements observed in the decay of heavy particles.

p̄pρπ has intriguing properties. Amazingly, the same decay channel is also puzzling in charmonium decay, as the ratio of ψ(2S) → ρπ to J/ψ → ρπ differs significantly from its value for the other channels (see e.g., [175] and references therein). In the case of p̄p annihilation, the problem (see e.g., [46]), is that the production from 1,3S1 is much larger than from 1,3S0. Dover et al., for instance, concluded to the dominance of the A2 type of diagram [176], once the quark-antiquark creation operator is assumed to be given by the 3P0 model [156]. But the A2 diagram tends to produce too often kaons!

p̄NK̄+X, if occurring in a nucleus, monitors the production of heavy hypernuclei. It was a remarkable achievement of the LEAR experiment PS177 by Polikanov et al. to measure the lifetime of heavy hypernuclei (see e.g., [177]).

pp̄π+π- and pp̄K+K- by PS172 revealed striking spin effects (see section 4.8).

pp̄ϕϕ was used to search for glueballs (Experiment PS 202 “JETSET”) [152], with innovative detection techniques.

8. Modern Perspectives

So far in this review, the phenomenological interpretation was based either on the conventional meson-exchange picture or on the quark model for annihilation. The former was initiated in the 50s, and the latter in the 80s. Of course, it is not fully satisfactory to combine two different pictures, one for the short-range part, and another for the long-range, as the results are very sensitive to the assumptions for the matching of the two schemes. This is one of the many reasons why the quark-model description of the short-range nucleon-nucleon interaction has been abandoned, though it provided an interesting key for a simultaneous calculation of all baryon-baryon potentials. One way out that was explored consists of exchanging the mesons between quarks. Then the quark wave function generates a form factor. For NN̄, a attempt was made by Entem and Fernández [102], with some phenomenological applications. In this paper, the annihilation potential is due to transition qq̄mesonqq̄ or qq̄gluonqq̄. But this remains a rather hybrid picture and it was not further developed.

Somewhat earlier, in the 80s, interesting developments of the bag model have been proposed, where the nucleon is given a pion cloud that restores its interaction with other nucleons. This led to a solitonic picture, e.g., Skyrme-type of models for low-energy hadron physics [178]. A first application to N̄N was proposed by Zahed and Brown [179].

As seen in other chapters of this book, a real breakthrough was provided by the advent of effective chiral theories, with many successes, for instance in the description of the ππ interaction. For a general introduction, see e.g., the textbook by Donnelly et al. [180]. This approach was adopted by a large fraction of the nuclear-physics community, and, in particular, it was applied to the study of nuclear forces and nuclear structures. Chiral effective field theory led to very realistic potentials for the NN interaction, including the three-body forces and higher corrections in a consistent manner [181, 182]. Thus, the meson-exchange have been gradually forsaken.

In such modern NN potentials, one can identify the long-range part due to one-, two- or three-pion exchange, and apply the G-parity rule, to derive the corresponding long-range part of the N̄N potential. The short-range part of the NN interaction is determined empirically, by fixing the strength of a some constant terms which enter the interaction in this approach. This part cannot be translated as such to the N̄N sector. There exists for sure, analogous constant terms that describe the real part of the interaction. As for the annihilation part, there are two options. The first one consists of making the contact terms complex. This is the choice made by Chen et al. [183]. Another option that keeps unitarity more explicit is to introduce a few effective meson channels Xi and iterate, i.e., N̄NXN̄N, with the propagator of the mesonic channel Xi properly inserted [184]. Then some empirical constant terms enter now the transition potential V(N̄NXi). A fit of the available data determines in principle the constants of the model [74]. The question remains whether the fit of the constant terms is unique, given the sparsity of spin observables. For a recent review on chiral effective theories applied to antiproton physics (see [76, 185]). The phenomenology will certainly extent beyond scattering data. One can already notice that the amplitude of Dai et al. [184], when properly folded with the nuclear density, provides with an optical potential that accounts fairly well for the scattering data, as seen in Figure 19 borrowed from Vorabbi et al. [186].


Figure 19. Differential cross-section for elastic p̄ scattering on 12C at 180 MeV. The optical potential is computed from successive refinements in the effective theory. Reproduced from Vorabbi et al. [186] with the permission of the authors.

9. Outlook

The physics of low-energy antiprotons covers a variety of topics: fundamental symmetries, atomic physics, inter-hadronic forces, annihilation mechanisms, nuclear physics, etc.

New experiments are welcome or even needed to refine our understanding of this physics. For instance, a better measurement of the shift and width of the antiprotonic lines, and some more experiments on the scattering of antineutrons off nucleons or nuclei. We also insisted on the need for more measurements on p̄p scattering with a longitudinally or transversally polarized target.

Selected annihilation measurements could also be useful, from zero energy to well above the charm threshold, and again, the interest is 2-fold: access to new sectors of hadron spectroscopy, and test the mechanisms of annihilation. For this latter purpose, a through comparison of N̄N- and ȲN-induced channels would be most useful, where Y denotes a hyperon.

The hottest sectors remain these linked to astrophysics: how antiprotons and light antinuclei are produced in high-energy cosmic ray? Is there a possibility in the early Universe of separating matter from antimatter before complete annihilation? Studying these questions require beforehand a good understanding of the antinucleon-nucleon and antinucleon-nucleus interaction.

Author Contributions

The author confirms being the sole contributor of this work and has approved it for publication.

Conflict of Interest

The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.


I would like to thank many colleagues, in particular my collaborators, for several stimulating and entertaining discussions along the years about the physics of antiprotons, and also the editors of Frontiers in Physics for initiating this review, and their referees for constructive comments. Special acknowledgments are due to M. Asghar for remarks and suggestions.


1. ^The only doubt came from the magnetic moment of the proton, which is not what is expected for a particle obeying the Dirac equation.

2. ^The other collaborators were acknowledged in the Nobel lectures, but nevertheless Piccioni sued Chamberlain and Segrè in a court of California, which dismissed the suit on procedural grounds.

3. ^For a reaction 1 + 2 → 3 + 4, the Mandestam variables are given in terms of the energy-momentum quadrivectors as s=(p~1+p~2)2, t=(p~3-p~1)2 and u=(p~4-p~1)2.

4. ^The origin is different, for vector mesons, this is a genuine spin-orbit effect, for scalar mesons, this is a consequence of Thomas precession, but the effect is the same in practice.

5. ^The notation is  2S+1LJ, as there is a single choice of isospin, and it will become  2I+1,2S+1LJ for N̄N.

6. ^Actually more than spin measurements along the normal n^ to the scattering plane, such as the analyzing power An or the transfer Dnn or normal polarization.

7. ^“For God judged it better to bring good out of evil than not to permit any evil to exist,” Augustinus.

8. ^The data have been analyzed with the value of the decay parameter α of that time. The parameter α is defined, e.g., in the note “Baryon decay parameters” of Tanabashi et al. [40]. A recent measurement by the BESIII collaboration in Beijing gives a larger value of α [89]. This means that the Λ polarization would be about 17% smaller.

9. ^I thank Matteo Vorabbi for making available his retrieving of the data in a convenient electronic form.

10. ^Of course, the rearrangement was introduced much earlier, in particular by Stern, Rubinstein, Caroll, … [146, 147], but simply to calculate ratios of branching ratios, without any attempt to estimate the cross sections.

11. ^Happy BNL director, as his laboratory also hosted the experiment in which the Ω was discovered, the same year 1964.


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Keywords: antiproton, antimatter, strong interactions, fundamental symmetries, antinucleon-nucleus

Citation: Richard J-M (2020) Antiproton Physics. Front. Phys. 8:6. doi: 10.3389/fphy.2020.00006

Received: 17 October 2019; Accepted: 08 January 2020;
Published: 28 January 2020.

Edited by:

Laura Elisa Marcucci, University of Pisa, Italy

Reviewed by:

Johann Haidenbauer, Julich Research Centre, Germany
Matteo Vorabbi, National Nuclear Data Center, Brookhaven National Laboratory, United States

Copyright © 2020 Richard. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Jean-Marc Richard,