- 1School of Electrical Engineering and Computer Science, National University of Sciences and Technology, Islamabad, Pakistan
- 2Telecommunication Department, Hazara University (HU), Mansehra, Pakistan
- 3Department of Electrical and Computer Engineering, King Abdulaziz University, Jeddah, Saudi Arabia
- 4Institute of Communication, TeCIP at Scuola Superiore Sant’Anna, Pisa, Italy
- 5Department of Engineering, Faculty of Science and Engineering, Manchester Metropolitan University, Manchester, United Kingdom
- 6National Inter-University Consortium for Telecommunications (CNIT), Pisa, Italy
Optical communication is an efficient technology for high-speed, long-distance data transmission. Semiconductor optical amplifiers (SOAs) are particularly promising for optical signal amplification in O-band transmission due to their compact size, low power consumption, and ease of integration into photonic networks. However, SOA-based systems suffer from nonlinear impairments, which degrade signal quality, especially at higher amplification levels. These nonlinear effects arise from changes in the intrinsic properties of the SOA’s waveguide material, such as refractive index variations, when subjected to high optical field intensities. In this paper, we investigate the potential of probabilistic amplitude shaping (PAS) as a signal-shaping technique to mitigate SOA-induced nonlinearities. PAS leverages a non-uniform probability distribution of constellation points (e.g., QAM symbols) to reduce the average transmit power while maintaining the same information rate. Our simulation results demonstrate that applying PAS to standard QAM signals significantly improves received signal quality, as measured by bit error rate (BER), error vector magnitude (EVM), and mutual information (MI), compared to conventional uniform QAM signaling. Furthermore, forward error correction (FEC) is employed to further enhance the system performance.
1 Introduction
Optical communication is a highly efficient alternative for high-rate, long-distance information transmission. With internet traffic expected to rise significantly over the next decade, the importance of optical communication will continue to grow. To meet the increasing demand for high data throughput, more effective and efficient optical transmission techniques are required. However, high-speed data transmission introduces several technical challenges in communication systems [1]. Despite its advantages, such as high bandwidth capacity and low attenuation, optical communication systems experience impairments similar to conventional electrical-domain communication. These impairments are primarily nonlinear effects, collectively known as the Kerr effect, which degrade system performance. Nonlinear effects occur when propagating light interacts with various components of an optical communication system, such as optical fibers, amplifiers, and modulators. In such cases, the system’s response becomes nonlinear, meaning it is no longer proportional to the input signal power [2]. Among these nonlinearities, the most significant contributions come from the optical fiber channel and optical amplifiers, which boost the signal to higher power levels. While nonlinear effects are negligible at low optical power levels, they become significant once the optical signal surpasses a certain threshold, typically when amplified by optical amplifiers.
Optical signals in the O-band (1260–1360 nm) are well-suited for long-distance transmission, particularly in metro and regional networks operating at high baud rates. However, fiber attenuation in the O-band is relatively higher than in the C-band (1530–1565 nm) [3]. Among the most commonly used optical amplifiers are Erbium-doped fiber amplifiers (EDFAs) and semiconductor optical amplifiers (SOAs). EDFAs provide high gain for C-band signals, making them ideal for long-haul telecommunications. However, they are unsuitable for O-band transmission, as Erbium ions do not offer gain in this wavelength range. Consequently, O-band transmission distances reported in previous research have been relatively short [4–6]. In contrast, SOAs can be designed for a broad range of wavelengths supported by semiconductor lasers while offering wide gain bandwidth [7]. Compared to EDFAs, SOAs have several advantages, including a simple structure, compact size, low power consumption, ease of integration into photonic networks, and cost-effectiveness for metro optical network applications [8, 9]. As a result, SOAs are considered a promising candidate for O-band signal amplification in optical communication systems.
Despite their advantages, SOAs introduce self-induced nonlinear impairments, degrading signal quality. These effects, commonly referred to as Kerr effects, stem from variations in the SOA’s refractive index due to high electric fields generated by ultra-short optical pulses. As a result, the refractive index fluctuates with signal intensity [10, 11]. SOA-induced nonlinearities distort the signal constellation of advanced modulation formats, making compensation particularly challenging for M-ary quadrature amplitude modulation (m-QAM). Key nonlinear impairments include self-gain modulation, self-phase modulation, cross-gain modulation, cross-phase modulation, and four-wave mixing [2].
For advanced modulation formats and coherent receivers, digital back-propagation has been proposed to compensate for fiber-induced nonlinearities by numerically solving the nonlinear Schrödinger equation via the split-step Fourier method [12]. Similarly [13, 14], extend digital back-propagation to mitigate SOA-induced impairments by applying it as a numerical inverse SOA. In intensity modulation/direct detection (IM/DD) systems, digital post-compensation at the receiver minimizes SOA gain saturation effects, which cause pattern-dependent distortions, particularly in PAM signals, degrading BER performance. While nonlinearity compensation via digital signal processing can alleviate these effects, it increases receiver complexity [3, 15, 16]. SOA-based amplification also introduces amplitude distortions due to bit-pattern effects, arising from the SOA’s slow gain recovery time relative to symbol duration. This can be mitigated by ensuring symbol rates remain below the inverse of the gain recovery time [17]. Additionally, chromatic dispersion, coupled with SOA-induced nonlinearities, further complicates field reconstruction [13]. In high-speed data transmission, the symbol period is much shorter than the SOA carrier lifetime, leading to insufficient gain recovery. To mitigate these nonlinear effects, techniques such as optical filtering and gain clamping can be applied [18, 19]. Recently, digital signal processing methods, including decision feedback equalizers [20], Volterra nonlinear equalizers [21], and machine learning approaches such as artificial neural networks (ANNs) [22, 23], convolutional neural networks (CNNs) [24], and recurrent neural networks (RNNs) [25], have proven effective in compensating SOA-induced signal distortions. Optical phase conjugation further reduces nonlinear phase distortion and suppresses bit-pattern effects [26]. A training-based technique in [27] demonstrated a 2.52 dB Q-factor improvement through adaptive SOA nonlinearity compensation. Additionally, multi-wavelength gain clamping and polarization-division-multiplexed (PDM) self-homodyne coherent detection have shown effectiveness in suppressing SOA-induced amplitude and phase distortions [28].
This paper focuses on probabilistic shaping (PS), a scheme that transmits symbols of a QAM signal with a non-uniform probability distribution at the channel input [29]. It investigates how PS can help mitigate SOA-induced nonlinear impairments that distort amplified signals. While various techniques exist for compensating these effects, PS is preferred for its low complexity. A key advancement in PS is probabilistic amplitude shaping (PAS) [30], which integrates a shaping outer code, known as a distribution matcher (DM), with an inner forward error correction (FEC) code [31]. PAS has proven highly effective in coherent optical transmission systems, with its benefits demonstrated in multiple optical transmission experiments [32]. To the best of our knowledge, PAS has not yet been explored for mitigating SOA-induced nonlinear effects.
Recent advances in O-band optical amplification have seen notable progress, for example, praseodymium-doped fiber amplifiers (PDFAs) for the 1270 nm–1350 nm range achieved small-signal gains above 50 dB under optimized bidirectional pumping [33]. Bismuth-doped fiber amplifiers (BDFAs) have also extended amplification into the O-band to U-band regions, with reviews summarizing their evolving gain and noise figure performance [34]. Specific implementations of cladding-pumped BDFAs in the 1.4 to 1.5
The remainder of this paper is organized as follows. Section II introduces probabilistic constellation shaping, with a focus on PAS. It examines both conventional uniform m-QAM and probabilistically shaped QAM (PS-mQAM) in a wavelength division multiplexing (WDM) based optical communication system, where m represents the QAM modulation order. Their performance is evaluated based on bit error rate (BER), error vector magnitude (EVM), and mutual information (MI). Section III integrates SOAs into both systems, amplifying signals to the SOA saturation level. Results demonstrate that PS-mQAM is less affected by SOA-induced nonlinearities, outperforming standard m-QAM. Section IV applies FEC alongside probabilistic shaping to further enhance signal quality. The performance of all models is evaluated based on BER, EVM, and MI against optical signal-to-noise ratio (OSNR). Section V concludes the paper.
2 Probabilistic constellation shaping
Increasing spectral efficiency is crucial in optical fiber systems. Due to the nonlinear and noise characteristics of the fiber, signals with a uniform input distribution are not optimal in terms of information rate. Therefore, signal shaping and especially probabilistic shaping, is used to adapt the input distribution to better match the capacity-achieving distribution of the channel. There are two main types: geometric shaping, which uses non-uniformly spaced constellations with equiprobable symbols, and probabilistic shaping, where symbols remain on a uniform grid but have varying probabilities. Both techniques offer an signal to noise ratio (SNR) gain of up to 1.53 dB in an additive white Gaussian noise (AWGN) channel [37]. PAS integrates a DM with FEC [31], as illustrated in Figure 1. PAS is unique due to three key properties [1]: seamless integration with existing FEC [2], operation near the Shannon limit, and [3] rate adaptation by adjusting probability distributions without modifying FEC [29]. These advantages make PAS highly effective in coherent optical transmission systems.
Figure 1. The layered PS architecture. Adapted from [53], licensed under CC BY.
Recently, probabilistic constellation shaping (PCS) has gained significant research interest, as it optimizes the probability of constellation points rather than their positions to approximate Gaussian signaling [38], as shown in Figure 2. PCS transmits non-uniform data symbols using modulation schemes like QAM, where constellation points are selected based on symbol probability [39]. This approach minimizes average transmit power, reducing sensitivity to non-linear impairments from optical amplifiers or WDM channels, thereby enhancing performance in terms of BER and energy efficiency. The key objective is to maximize the achievable channel capacity gain with shaped QAM signals.
2.1 Probabilistic amplitude shaping for QAM-based optical signal
Probabilistic shaping imposes a non-uniform probability distribution on transmitted QAM symbols, resulting in constellation points with varying probabilities. This approach increases the average Euclidean distance between constellation points compared to a standard uniformly distributed m-QAM signal of the same average power. In conventional m-QAM, each symbol represents a fixed number of bits, maintaining a binary interface between source and channel coding [40]. However, in our scheme, some data originates from an amplitude source
Figure 3. The matcher transforms uniform data blocks of length
The device with such properties is known as DM and it is the function block that performs rate-adaptive shaping in the PAS architecture [41], as shown in Figure 2. The DM transforms uniformly distributed input information bits to Maxwell-Boltzmann (MB) distributed PAM output symbols. The MB distribution helps to estimate the probability of constellation points. The DM generates only the positive amplitudes of m-PAM symbols [38]. The PAS architecture shown in Figure 1 attains PCS by independently shaping each signal dimension on a M-ary PAM template in order to build a PS
2.2 Constant composition distribution matching
The distribution matcher reconstructs independently distributed input bits into output symbols based on the desired probability distribution. A key feature of the proposed constant composition distribution matcher (CCDM) is its asymptotic optimality, achieved through constant composition codes indexed via arithmetic coding [31]. The CCDM encoder generates M-ary symbol codewords from a binary input sequence, ensuring each M-ary symbol appears with a fixed frequency within the codeword. Primarily designed for PAS, the CCDM encoder uniquely maps each input to a distinct codeword.
2.2.1 CCDM encoder
Several algorithms have been employed to generate the non-uniform probability distribution of M-ary symbols required for CCDM encoding. Among them, the MB distribution is widely used due to its lower complexity and is also adopted in our approach. By default, the CCDM encoder constructs codewords with symbol occurrences following the MB distribution to maximize entropy. The entropy of this distribution is approximately equal to the ratio of k and n, which corresponds to the code rate. The key parameters defining the CCDM encoder are [44, 45]:
1. The length of the input bits sequence, represented by
2. The length of the output memory sequence is represented by
3. And the cardinality is represented by
The cardinality
Similar to encoding, a CCDM decoder operates at the receiver side. The transmitted M-ary sequence, represented as a codeword, is received and processed by the CCDM decoder. The decoder then reconstructs the original binary signal from the received codeword.
2.3 Maxwell-Boltzmann distribution
The method used by the CCDM encoder in our PAS model for generating a non-uniform probability distribution of M-ary symbols is known as the MB distribution. The probability distribution of M-ary symbols in the constellation points is determined by the MB equation [38]:
The representation of different symbols of above equation are:
1.
2.
3.
The probability of constellation points x
In the PAS architecture of Figure 1, having code rate
On right-hand side of above Equation 2, the term 2
3 Semiconductor optical amplifier (SOA)
Unlike other optical amplifiers, SOAs are pumped electronically through an applied injection current, eliminating the need for a separate pump laser. However, one of the key challenges with SOAs is their polarization sensitivity, meaning that their operation depends on the polarization state of the incident light. Since the transmitted optical signal in our study is dual-polarized, special effort is required to ensure polarization-independent operation, which is crucial for practical field applications.
There are two main types of SOAs: i) Fabry-Perot SOAs ii) Traveling-Wave SOAs.
In our study, we have used the Traveling-Wave SOA due to its advantages, including a large optical bandwidth, high saturation power, and low polarization sensitivity. These characteristics make it well-suited for high-speed optical communication systems. Further details on the structure and working principles of SOAs can be found in [46, 47].
There are certain operational limitations in the process of signal amplification by SOA, one of the most critical being gain saturation. The gain of an SOA is influenced by both the input signal power and the internal noise generated during the amplification process. Beyond the SOA’s saturation point, any further increase in signal power leads to a decrease in the amplifier’s gain. To elaborate this, Figure 5 illustrates the gain (dB) response as a function of output power (dBm) for a typical SOA. Under a given injection current, the SOA exhibits a nearly constant or flat gain within a small signal region, also known as the stable gain region, over a certain range of output power. However, once the output power surpasses a threshold value, the gain starts to decline sharply, indicating the saturation of the SOA device. Therefore, to ensure linear amplification of the input signal, the SOA must operate within a signal power range constrained by its saturation power. The reduction in optical gain at higher output power levels is attributed to the depletion of charge carriers in the SOA’s active region, which limits the available gain. Further insights into gain saturation and SOA performance characteristics can be found in [46, 48]. The parameters set for Travelling-Wave SOA used in our work are listed in the following Table 1.
Figure 6 presents two SOA-Gain response curves: one for the uniform m-QAM signal, where the symbols follow a uniform probability distribution, and another for the PS m-QAM signal, where the symbols have a non-uniform probability distribution. At lower values of applied injection current (mA), the SOA-Gain response for both m-QAM and PS m-QAM signals remains nearly identical, causing their curves to overlap. However, as the applied injection current increases beyond 150–160 mA, the two curves start to diverge. When the applied injection current exceeds 150–160 mA, the output power of the SOA increases significantly, leading to the generation of non-linear impairments in the communication system. These impairments degrade the transmitted signal quality. However, PS m-QAM signals are more resilient to nonlinearity because of containing fewer high-energy symbols. Consequently, the SOA-Gain curve for PS m-QAM remains higher compared to conventional uniform m-QAM for injection currents beyond 150–160 mA. For instance, at 400 mA, the SOA-Gain for PS m-QAM is 40.33 dB, while for uniform m-QAM, it is only 38.43 dB, as shown in Figure 6. This suggests that for both uniform m-QAM and PS m-QAM optical signals, the applied injection current should not exceed 150–160 mA. Beyond this range, SOA’s internal noise, particularly due to amplified spontaneous emission (ASE). The overall output power surpasses 6–7 dBm, leading to nonlinear distortion and signal quality degradation, indicating that the SOA has reached saturation. Thus, PS m-QAM signals, owing to their lower power nature, maintain higher SOA-Gain while suffering less from nonlinear distortions compared to uniform m-QAM signals. This SOA-Gain response behavior remains consistent across different QAM modulation orders (m).
4 Simulation setup
The uniform m-QAM and PS m-QAM dual-polarized optical signal transmission link incorporating a traveling-wave SOA is shown in Figure 7. The SOA is used for amplifying both uniform and PS m-QAM signals. Previously, the operation of SOA under varying conditions was discussed, particularly focusing on the effects of applied injection current and output signal power. It was concluded that to ensure stable operation in the linear gain region, the applied injection current should not exceed 150–160 mA, and the output power should remain below 6–7 dBm. To maintain stable SOA performance, the uniform m-QAM and PS m-QAM signal transmission models are analyzed with SOA operating within this linear range. The performance evaluation is conducted not only for lower-order modulation formats like 16-QAM but also for higher-order formats such as 32-QAM, 64-QAM, and 128-QAM. Different values of applied injection current are selected, ensuring operation within the stable gain region of the SOA. Table 2 presents the selected applied injection current values for different modulation orders of both m-QAM and PS m-QAM signals. In Table 2,
Figure 7. The uniform m-QAM and PS-mQAM dual polarized optical signal transmission link in the presence of SOA.
Observing Table 2, it is evident that the maximum range of applied injection current to the SOA decreases as the modulation order of the QAM signals increases. This is because higher-order QAM signals, such as 64-QAM and 128-QAM, exhibit greater sensitivity to the applied injection current due to nonlinear distortions, noise enhancement and phase noise sensitivity [49].
5 Performance analysis of uniform and PS QAM signals
5.1 Bit error rate
The plots in Figure 8a and (b) show the estimated BER against OSNR (14–22 dB) for various QAM signals amplified under two different values of applied injection current of SOA. It can be observed that the BER of PS m-QAM signals is lower compared to uniform m-QAM signals for a certain OSNR value. This is because the PS signal is less prone to errors due to the reduced probability of higher-amplitude QAM symbols, making it less affected by SOA-induced nonlinear impairments during amplification. For instance, considering the 16-QAM case in Figure 8a, which demonstrates the BER response under high SOA injection current (
Figure 8. BER results of mQAM and PS-mQAM: (a) On SOA’s high injection current (
When analyzing the results in terms of SOA’s applied injection current, the values of BER for different OSNRs is slightly lower for low injection current (
5.2 Error vector magnitude
The EVM plots of both uniform QAM and PS-QAM signals amplified under two different values of applied injection currents are shown in Figures 9a,b, respectively. The plots indicate that the EVM result for PS-QAM signals is lower than that of traditional uniform m-QAM signals for any given OSNR value. As OSNR increases, the corresponding EVM decreases, and the gap between the uniform m-QAM and PS-QAM curves gradually widens. This is because higher OSNR implies a lower noise component, making the probabilistic shaped signal less susceptible to nonlinear impairments introduced by the SOA. Due to its lower probability of high power symbols, the PS-QAM signal achieves a further reduction in EVM compared to uniform m-QAM.
Figure 9. EVM results of mQAM and PS-mQAM: (a) On SOA’s high injection current (
Comparing the EVM results in Figures 9a,b, it is observed that the EVM for the case of low injection current (
5.3 Mutual information
The MI of the link shown in Figure 7 is simulated for both uniform m-QAM and PS-mQAM dual-polarized signals amplified by SOA under two different values of injection currents, and the results are shown in Figures 10a,b, respectively. The results indicate that the MI response of the PS signal is significantly better and closer to the Shannon Limit than that of the uniform signal for any OSNR value within the given range. Comparing MI in terms of SOA’s applied injection current, the MI response of both 16-QAM and PS-16QAM signals amplified under SOA’s low injection current is slightly better than high injection current. For instance, at OSNR = 17 dB, the MI is slightly above 3.7 bits/symbol for 16-QAM and exceeds 3.8 bits/symbol for PS-16QAM at low injection current compared to at high injection current. This is because signals amplified under lower injection currents experience fewer nonlinear impairments. Additionally, the PS-mQAM signal curve is consistently closer to the maximum channel capacity, approaching the Shannon Limit more efficiently compared to the uniform m-QAM signal. As OSNR increases, both m-QAM and PS-QAM signals gradually approach the theoretical channel capacity. For instance, while the ideal Shannon capacity for a 16-QAM signal is 4 bits/symbol, the simulated MI achieved for 16-QAM and PS-16QAM in this study is approximately 3.95 bits/symbol.
Figure 10. MI response of mQAM and PS-mQAM: (a) On SOA’s high injection current (
Figure 11 presents the constellation diagrams of both uniform m-QAM and PS-mQAM signals after amplification through the SOA under high (
Figure 11. The constellation diagrams of mQAM and PS-mQAM signals amplified on SOA’s low (
In multi-carrier formats such as OFDM and WDM, PAS can be independently applied to each subcarrier or wavelength. Consistent shaping distributions are required to maintain uniform performance, although minor deviations may arise from channel-dependent nonlinearities. Inter-carrier interference can slightly affect PAS efficiency, but this can be mitigated through adaptive equalization and moderate shaping depth, ensuring stable performance across all carriers.
6 FEC based on Low-Density Parity-Check coding
To approach the capacity of an AWGN channel, constellation shaping must be combined with FEC codes. In this section, we simulate a PS-mQAM signal integrated with systematic binary FEC, demonstrating an improvement in system performance compared to the conventional PS-mQAM transmission model. The PS-mQAM signal is generated using MB distribution approach detailed in Section II. For error correction, we employ Low-Density Parity-Check (LDPC) coding. LDPC codes are chosen due to their performance, which closely approaches Shannon capacity across various channels, as well as their relatively lower decoding complexity compared to other FEC schemes.
6.1 LDPC coding of IEEE 802.16e standard
The LDPC codes defined with IEEE 802.16e belong to the structured category. These codes are also known as quasi-cyclic structured LDPC codes. The base parity-check matrix for this structured code is composed of [50]:
Where
The LDPC codes selected by the WiMAX standard (IEEE 802.16e) support 19 different codeword sizes with four different code rates (k/n) and six unique class codes, shown in (46, Table 1). The codeword length of N = 2208 with expansion factor
6.2 Implementation of LDPC coded system
The basic model of LDPC coded system is shown in Figure 12. It consists of five major building blocks which include encoder, modulator, channel, demodulator and decoder. The LDPC encoder divides the information sequence, i.e., PS-mQAM signal into message blocks of u = (
The encoded codeword is passed to the modulator, which prepares it for transmission over the channel. In this case, the modulator employs PS-mQAM to map the codewords onto one or more information-carrying signals. The channel is assumed to follow an AWGN distribution. At the receiver, the signal is first demodulated, producing a received vector that may contain errors due to channel impairments. This received vector is then processed by the LDPC decoder, which detects and corrects errors, improving the reliability of the transmitted data.
7 Performance analysis of uniform and PS QAM signals in presence of FEC
To achieve the maximum capacity of an AWGN channel, constellation shaping of the PS mQAM signal is combined with FEC. The application of FEC further enhances the performance of the received signal. The simulation is conducted on a dual-polarized PS mQAM signal with systematic binary FEC in a back-to-back configuration using LDPC coding. The parameters used for the simulation of the PS mQAM signal with the FEC model are listed in Table 3.
According to parameters specified in 3 for FEC, the simulation has been performed on dual polarized PS mQAM signal along with FEC. The parameters of modules shown in Figure 7 for simulation of PS mQAM signal will remain same as mentioned in Table 1, 2. Different signal metrics such as BER, EVM and MI are estimated.
7.1 Bit error rate
The BER results for higher-order PS m-QAM signals combined with FEC are evaluated against an OSNR range of 14–22 dB, as shown in Figure 13. The results clearly indicate a significant reduction in BER by applying PS together with FEC to a uniform m-QAM signal. For instance, as observed in Figure 13, the uniform 16-QAM signal requires an OSNR of approximately 20.5 dB to achieve a BER of
Figure 13. BER response obtained for different QAM order signals by mQAM, PS-mQAM and PS-mQAM with FEC.
7.2 Error vector magnitude
The estimated EVM values for higher-order PS-QAM signals combined with FEC, evaluated against an OSNR range of 14–22 dB, are plotted in Figure 14. For comparison, the EVM curves of uniform m-QAM and PS-mQAM signals are also shown. It is evident that the EVM of m-QAM signals is significantly reduced by applying both PS and FEC (PS-mQAM FEC) compared to their corresponding uniform m-QAM signals. For higher-order QAM signals such as 64-QAM, the FEC method is more effective in reducing EVM than for lower-order QAM signals like 16-QAM, as illustrated in Figure 14. For instance, the uniform 16-QAM signal exhibits an EVM of approximately 17% at an OSNR of 20 dB. However, when PS is applied together with FEC, the estimated EVM is reduced to approximately 15% for the same OSNR level. This indicates that the combined effect of PS and FEC reduces EVM by nearly 2% compared to the standard uniform 16-QAM signal.
7.3 Mutual information
The MI results against OSNR for PS-mQAM signals combined with FEC are plotted in Figure 15. The curves clearly indicate that the MI response of dual-polarized optical signals is significantly improved by implementing PS together with FEC (PS-mQAM FEC) compared to the corresponding uniform m-QAM. For instance, for a 16-QAM PS signal with FEC (PS-16QAM FEC), it is evident that applying FEC to a PS-16QAM signal brings the MI response closer to the Shannon limit (4 bits/symbol) compared to a uniform 16-QAM signal for any given OSNR. Since it is a 16-QAM signal, the MI limit of all signals including uniform 16-QAM, PS-16QAM, and PS-16QAM FEC, approaches 4 bits/symbol.
8 Performance analysis of SOA amplified PS signals in the presence of FEC
In Section V discusses the integration of a SOA within the PS-mQAM signal transmission link shown in Figure 7. The primary function of the SOA is to amplify weak signals that have been attenuated during long-distance transmission. However, the SOA not only amplifies the signal power but also introduces ASE noise. Furthermore, the signal amplification by the SOA is limited, as high-power signals can induce nonlinear effects in both the SOA and the WDM channel. To mitigate these nonlinearities, PS-mQAM was first applied to a uniform m-QAM signal, thereby reducing the peak-to-average power ratio by employing a non-uniform probability distribution of symbols. As a result, the signal becomes less susceptible to SOA-induced nonlinear impairments.
Building upon this, we now apply FEC based on LDPC coding to the PS-mQAM signal in the presence of the SOA. It is important to note that the parameters used for the simulation of PS-mQAM FEC signals remain the same as those listed in Table 3. Similarly, the standard SOA parameters, particularly the injection currents
Integrating PAS with advanced FEC enhances error resilience but increases digital processing complexity and power consumption due to additional distribution matching and decoding stages. However, since PAS lowers the required SNR for a given BER, the system can operate at reduced optical launch power or with lower FEC overhead. As a result, the overall energy efficiency may remain comparable to or better than that of conventional uniform signaling with high-overhead FEC.
8.1 Bit error rate
The BER versus OSNR plots of PS m-QAM signals such as 32-QAM, 64-QAM, 128-QAM, combined with FEC and amplified using a SOA under two different injection current levels, high (
Figure 16. BER results of mQAM, PS-mQAM and PS-mQAM FEC signals: (a) SOA’s high injection current (
8.2 Error vector magnitude
The EVM plots against OSNR for higher-order QAM signals such as 32-QAM, 64-QAM, 128-QAM with PS and FEC, amplified under two different SOA injection current levels—high (
Figure 17. EVM results of mQAM, PS-mQAM and PS-mQAM FEC signals: (a) On SOA’s high injection current (
8.3 Mutual information
The MI plots versus OSNR for all QAM signals with PS and FEC and amplified using SOAs under high and low injection currents—
Figure 18. MI results of mQAM, PS-mQAM and PS-mQAM FEC signals: (a) On SOA’s high injection current (
9 Discussion and conclusion
Nonlinear impairments are a formidable challenge in optical communication systems, arising from the interaction of propagating light with various optical components, such as fiber channels and optical amplifiers. This paper focuses on the mitigation of nonlinear effects induced by SOAs, which occur due to changes in the refractive index of the active region when a high-power optical signal passes through the amplifier during the amplification process. SOAs are often preferred in optical systems due to their low power consumption, compact size, and ease of integration into photonic networks. Additionally, they are considered a promising candidate for signal amplification in the O-band (1260–1360 nm), where other optical amplifiers are less effective.
To address the challenge of nonlinear impairments, we employ a technique known as PAS. PAS imposes a non-uniform probability distribution on the transmitted QAM symbols in the I/Q constellation plane, assigning higher probabilities to symbols closer to the origin, which possess greater entropy, while symbols farther from the origin have a lower probability of occurence. This approach effectively reduces the average power required for QAM signal transmission, thereby mitigating the nonlinear effects induced by the SOA that degrade signal quality.
Performance analysis demonstrate that the application of PS to QAM signals significantly improves the quality of the received signal compared to uniform m-QAM signals, as evidenced by improvements in BER, EVM, and MI. Furthermore, the application of FEC based on LDPC coding to PS QAM signals further enhances the overall performance of the communication system.
While PAS offers significant performance gains in mitigating nonlinearities, its implementation in real optical transceivers introduces certain practical challenges. The most notable among these are the processing latency and hardware complexity associated with the DM and de-matcher modules, which are responsible for generating and recovering the shaped symbol sequences. At very high symbol rates, the sequential nature of some DM algorithms, such as CCDM, can lead to latency that may limit throughput. Furthermore, additional digital signal processing (DSP) blocks are required to integrate PAS with FEC and modulation mapping, which increases hardware resource utilization. Nevertheless, several recent studies and prototype implementations have shown that low-latency PAS architectures can be realized using optimized algorithms (e.g., shell mapping, arithmetic coding) and parallelized FPGA or ASIC implementations. These approaches enable near–real-time operation even for high-order QAM formats, suggesting that PAS is increasingly becoming feasible for deployment in practical high-speed optical systems.
In practical optical links, the SOA’s operating characteristics—such as gain, carrier lifetime, and refractive index—can vary with temperature, bias current, and input optical power. These variations affect the system’s nonlinear behavior and, consequently, the optimum shaping configuration. Adaptive PAS schemes have been proposed to address this issue by dynamically tuning the shaping distribution according to real-time estimates of channel or amplifier conditions. Such adaptability can be realized through feedback-based control, where the receiver periodically evaluates link metrics (e.g., SNR, BER, or mutual information) and communicates the optimal shaping parameters back to the transmitter. Alternatively, machine learning–assisted PAS architectures have shown promise in predicting optimal shaping distributions without explicit channel modeling. Although adaptive PAS introduces additional computational and control overhead, it has the potential to sustain optimal performance even under rapidly changing conditions, such as those caused by SOA gain saturation or temperature drift. Future work will focus on implementing and experimentally validating such adaptive PAS schemes in dynamically varying optical link environments. The present study is based on numerical simulations. Experimental validation using a lab-scale O-band optical link with SOAs and DSP-based transceivers is planned for future work to confirm the simulation insights regarding BER, EVM, and MI performance.
While PAS primarily targets SOA-induced nonlinearities, it can also reduce the impact of fiber nonlinearities such as SPM and XPM by lowering the average transmit power. Furthermore, PAS can be effectively combined with conventional nonlinear mitigation techniques—such as digital back-propagation, pre-distortion, or multi-channel equalization—to enhance overall system performance.
Data availability statement
The original contributions presented in the study are included in the article/supplementary material, further inquiries can be directed to the corresponding author.
Author contributions
SA: Writing – original draft. SG: Methodology, Writing – review and editing. BA: Validation, Writing – original draft. AA: Funding acquisition, Writing – review and editing. MIm: Project administration, Writing – review and editing. MIj: Validation, Writing – review and editing. LP: Conceptualization, Writing – review and editing.
Funding
The authors declare that financial support was received for the research and/or publication of this article. The authors would like to thank the support of Erasmus + Student/Staff Mobility Exchange Program (G.A. n. 2023-1-IT02-KA171-HED-000141442).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Generative AI statement
The authors declare that no Generative AI was used in the creation of this manuscript.
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Keywords: probabilistic amplitude shaping, bit error rate, error vector magnitude, mutual information, semiconductor optical amplifier
Citation: Ahmed S, Ghafoor S, Aziz B, Aljohani AJ, Imran M, Ijaz M and Poti L (2026) Reducing semiconductor optical Amplifier’s non-linearity through probabilistic amplitude shaping of optical QAM signal. Front. Phys. 13:1693780. doi: 10.3389/fphy.2025.1693780
Received: 27 August 2025; Accepted: 14 November 2025;
Published: 06 January 2026.
Edited by:
Sergejus Orlovas, Center for Physical Sciences and Technology (CPST), LithuaniaReviewed by:
Jingjing Zheng, Beijing Jiaotong University, ChinaShivmanmeet Singh, Guru Nanak Dev Engineering College, India
Copyright © 2026 Ahmed, Ghafoor, Aziz, Aljohani, Imran, Ijaz and Poti. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Muhammad Ijaz, bS5pamF6QG1tdS5hYy51aw==
Shujja Ahmed1