1 Introduction
In quantum mechanics, the energy eigenfunctions—corresponding to both discrete and continuous spectra—constitute a generalized orthonormal basis for the Hilbert space . This allows any arbitrary state (wave function) to be expanded in terms of these generalized eigenfunctions, a fundamental property known as the completeness relation (or Parseval’s identity for eigenfunctions) [1–3]. There are only a few standard explicit examples in which the completeness relation has been verified. One of the reasons for this is the lack of exactly solvable potentials in quantum mechanics, and the integrals or sums involving eigenfunctions are quite difficult to evaluate analytically. The momentum operator and the Hamiltonian for a single particle in a box are the most well-known textbook examples [4, 5]. The completeness relation for systems having both bound states and continuum states, such as the Dirac delta potential in one dimension [6–8], the Coulomb potential in three dimensions [9], and the reflectionless potential [10], has also been demonstrated by appropriately normalizing the eigenfunctions. The purpose of this article is to show that the completeness relation still holds even for rather singular system, involving delta function potentials, where the renormalization is required. For this, we consider a Hamiltonian having only a discrete spectrum and assume (justifiably for a self-adjoint Hamiltonian) that the completeness relation holds. Then, we prove that the completeness relation is still true even if we modify this Hamiltonian by a delta potential (point interactions in two and three dimensions in a Euclidean space, as well as point interactions in two- and three-dimensional compact manifolds), where a renormalization is required to render the Hamiltonian well-defined.
The resolvent of the modified Hamiltonian by singular delta potentials supported by a point in two or three dimensions has been studied extensively in the literature and is given by Krein’s formula [11, 12].
where is the resolvent of the Hamiltonian at , is the integral kernel of the resolvent or Green’s function, and is some function to be determined for each particular class of singular potential. This function is also denoted by in the mathematics literature. The meaning of the second term should be understood as follows:
where . Equation 1.1 can be seen more naturally in Dirac’s bracket notation,
Looking at the resulting wave functions, some of our colleagues have expressed doubts about the explicit verification of the completeness relations, even though it was clear from the fact that the resulting Hamiltonians are self-adjoint in a precise mathematical sense. Even if the result is expected, we think it is a valuable exercise to demonstrate the orthonormality and completeness by an explicit calculation. To make the presentation self-contained, we will briefly summarize how the pole structure of the full Green’s function is rearranged to form new poles and how the poles of , which explicitly appears as an additive factor in , are removed in general. This has been proved in our previous work [13] for the more general case, when the Hamiltonian has a discrete as well as a continuous spectrum.
The resulting wave functions are typically given by the original Green’s functions evaluated at the new energy eigenvalues, so they are actually (mildly) singular at the location of the delta function. These are interesting objects by themselves and could be useful in some practical problems as well, as they are now (explicitly) shown to form a new orthonormal basis. In the present work, we prefer to emphasize the essential ideas while writing out our proofs, and we are not aiming for a fully rigorous mathematical approach. In this way, we hope that the article becomes accessible to a wider audience.
2 Discrete spectrum modified by a interaction
To set the stage, we introduce the notation and summarize the main results about how the spectrum of an initial Hamiltonian having a purely discrete spectrum changes under the influence of a (formally defined) delta interaction, which was discussed in our previous works, particularly in [13].
We consider the case in which is formally modified by a single function supported at ,
where is to be replaced by a renormalized coupling once we actually state the Green’s function for this problem. Various methods exist in the literature to make sense of the above formal expression of the Hamiltonian . One possible way is to define the interaction as a self-adjoint extension of , and they are, in general, called point interactions or contact interactions. A modern introduction to this subject is given in the recent book by Gallone and Michelangeli [14], and the classic reference elaborating this point of view is the monograph by Albeverio et. al [11].
Here and subsequently, as emphasized in the introduction, we assume that the initial Hamiltonian satisfies some conditions:
is self-adjoint on some dense domain , where is two- or three-dimensional Euclidean space or Riemannian compact manifold without boundary (connected and orientable additionally). Often, it is essential (to put some estimates on the Green’s functions) to assume some regularity on the geometry; experience has shown that a lower bound on the Ricci curvature, which controls the volume growth of geodesic balls, satisfies most of the technical requirements. Consequently, we impose the following condition,
For two-dimensional compact manifolds, this does not impose any restriction, as Ricci curvature is exactly given by , where is the scalar curvature, and has a minimum (and a maximum) value on a compact manifold. For three-dimensional manifolds, this puts some restrictions on the possible geometric structures one admits. If , one has much better control for various bounds on heat kernels (or Green’s functions); see the book by Li [15] for an exposition of these ideas.
Spectrum of is discrete (set of eigenvalues),
The discrete spectrum has no accumulation point, except possibly at infinity.
For stability, we assume has a spectrum bounded below.
These conditions on the spectrum put some restrictions on the potential (listed in the classical work of Reed and Simon [16]) if we assume
on -dimensional Euclidean space, and they are true when we consider
on a compact Riemannian manifold (again of dimension 2 or 3) with a metric , where is the Laplace–Beltrami operator or Laplacian given by
in some local coordinates, with being the components of inverse of the metric . Precisely speaking, it is well known [17, 18] that there exists a complete orthonormal system of eigenfunctions in and the spectrum , with tending to infinity as , and each eigenvalue has finite multiplicity. Some eigenvalues are repeated according to their multiplicity. The multiplicity of the first eigenvalue is one, and the corresponding eigenfunction is constant. From now on, we assume that there is no degeneracy in the spectrum of the Laplacian for simplicity. The analysis about how the spectrum changes under the modification of potentials in the presence of degeneracy has been given in Appendix D of our previous work [13].
The integral kernel of the resolvent for or simply Green’s function is given by
where is the volume element in (on a manifold, expressed in local coordinates, it has the usual factor in it), and it can be expressed by the following expression away from the diagonal ,
where is the complete set of eigenfunctions of . The Green’s function is a square-integrable function of for almost all values of and vice versa [20].
When the co-dimension (dimension of space minus dimension of the support of the interaction) is greater than one, the interaction must be defined by a renormalization procedure. The main reason for this is based on the singular structure of the Green’s function for initial Hamiltonians in two and three dimensions. The history of this subject is quite rich, and there has been a vast amount of material in the physics literature; see, for example, [21–30]. An eigenfunction expansion, analogous to Equation 2.3, also exists for the Green’s function of the modified (formal) Hamiltonian (a two- or three-dimensional delta potential added to the free case located at the origin) in [28]. It is possible to express this Green’s function in terms of the Green’s functions of the initial Hamiltonian . The standard route in the literature is to construct this Green’s function and establish that the Hamiltonian defined by this expression is indeed self-adjoint. Hence, by the spectral theorem, there is a complete set of eigenfunctions. In this article, we prove directly by means of the explicit expression of the constructed Green’s function that the corresponding Hamiltonian still has a complete set of eigenfunctions. For this, we use the completeness property of the eigenfunctions of the initial Hamiltonian , having only a discrete spectrum, and an interlacing theorem for the poles of the new Green’s function, proved in a previous publication [13]. As a result, we thus establish the self-adjointness of the resulting Hamiltonian in a novel way (Remark 4.3). Moreover, we have an explicit integral operator for the Hamiltonian, which allows one to apply various approximation methods. There is also great pedagogical value in establishing the existence of an orthonormal basis for a given Hamiltonian as it demonstrates clearly the validity of one of the fundamental postulates of quantum mechanics.
It is useful to express Green’s function in terms of the heat kernel associated with the operator under the above assumptions. It is given by
where and (and can be defined for other values of in the complex plane through analytical continuation). We note that the first term in the short time asymptotic expansion of the diagonal heat kernel for any self-adjoint elliptic second-order differential operator [31] in dimensions is given by
This leads to the divergence around in the diagonal part of Green’s function :
for . In order to make sense of such singular interactions, one must first regularize the Hamiltonian by introducing a cut-off . A natural way, in particular for compact manifolds, is to replace the function by the heat kernel , which converges to as (in the distributional sense). It turns out that the regularized Green’s function is given by
where with . Then, we make the coupling constant dependent on the cut-off in such a way that the regularized Green’s function has a non-trivial limit as we remove the cut-off. A natural choice for absorbing the divergent part in a redefinition of the coupling constant is given by
where is the renormalization scale and could be eliminated in favor of a physical parameter by imposing a renormalization condition. Taking the formal limit as , we obtain the Krein’s type of formula for the integral kernel of the resolvent or Green’s function
where . Because the bound state energy of the system can be found from the poles of the Green’s function, or equivalently zeros of the function , there must be a relation among , , and the bound state energy of the particle (due to the presence of potential), say . Note that varies with respect to in a precise way to keep the physics (e.g., the bound state energy) independent of this arbitrary choice [32, 33]. We set the renormalization scale at (thinking of a bound state below ) for simplicity. Then,
Here, we employ the eigenfunction expansion of the heat kernel of the Laplacian. The (uniform) convergence of this sum can be shown by using the upper bounds of the heat kernel, and this technical part has been given in Appendix A of our previous work [13].
Note that we could have chosen a sharp cut-off as well, as is often done in physics literature, for the above calculations. The momentum (in this case energy eigenvalue of the Laplacian) is limited by a finite large number to render infinite sums to finite expressions. We then employ our subtraction to finally take a limit to remove this arbitrary cut-off in the physical result. It has been shown in [34] that the connection between observable quantities for such point delta interactions in two and three dimensions does not depend on the renormalization scheme that is used.
Moreover, we have shown in [35] that there exists a unique densely defined closed operator, say , associated with the resolvent whose integral kernel is given by Equation 2.4.
Because the truncation of the above sum (Equation 2.5) has no zeros on the upper and lower complex plane, the uniform convergence of this sum on compact subsets of the complex plane, in conjunction with the Hurwitz theorem [36], implies that all the zeros of are located on the real axis. Then, the spectrum of the full Hamiltonian (Equation 2.1) is given by the following proposition, which is a particular case of our previous result [13]:
Proposition 2.3. Let be the eigenfunction of associated with the eigenvalue . Then, the (new) energy eigenvalue of is found from the unique solution of the equation
which lies in between and , if for this particular . If for this particular choice of , we have , the corresponding energy eigenvalue does not change, that is, . For the ground state , we always have .
Proof. We first split the term in the eigenfunction expansion of the Green’s functions and the function in Equation 2.4 associated with the isolated simple eigenvalue of :
If we combine the second and the last terms in the above expression, we obtain
Except for the first term, it is easy to see that all terms are regular near . For the first term, if we choose sufficiently close to , that is, if , the first term in the above equation becomes
so that is regular near as long as . The uniqueness of the solution can be proved by showing that the sum is an increasing function of and goes to as . See Appendix C in [13] for the technical details.
Similar results for a particular class of potentials have been examined in [37] in the context of path integrals (in two and three dimensions). However, there is no explicit derivation showing that the poles of the free resolvent are canceled in the final expression for the Green’s function.
Here on and subsequently we mainly focus on manifold case.
3 Orthogonality relation
Using a contour integral of the resolvent around each simple eigenvalue , we can find the projection operator onto the eigenspace associated with the eigenvalue ,
where is the counterclockwise oriented closed contour around each simple pole , or equivalently,
From the explicit expression of the Green’s function (Equation 2.4) and the residue theorem, we obtain
Note that the differentiation under the summation yields
If , this term is skipped in the sum, ensuring the expression is well-defined in all these cases. Moreover, in these special cases, the corresponding eigenfunction becomes
Proposition 3.1. Let be orthonormal set of eigenfunctions of , that is,
Then, the eigenfunctions of H, which is formally modified by a delta interaction supported at are orthonormal, that is,
where .
Proof. We first prove for , where the renormalization is needed to define point delta interactions properly.
Using bilinear expansion (Equation 2.3) of the Green’s function of and the eigenfunction (Equation 3.2), we obtain
Interchanging the order of summation and integration and using the fact that s are orthonormal functions, we have
If in Equation 3.4, then it is easy to show that the new eigenfunctions s are automatically normalized, thanks to the identity in Equation 3.3:
For the case , we first formally decompose the expression in the summation with a cut-off as a sum of two partial fractions
As explained in the renormalization procedure, each term is divergent as . Motivated by this, we add and subtract to the above expression and obtain in the limit
Because the zeros of the function are the bound state of the modified system, that is, and for all (when ), this completes our proof of the orthogonality of eigenfunctions for the modified Hamiltonian having discrete spectrum.
The case for can easily be proved by following the same steps introduced above, except that there is no need for renormalization.
4 Completeness relation
Proposition 4.1. Let be a complete set of eigenfunctions of , that is,
Then, the eigenfunctions of , which is formally modified by a delta interaction supported at , form a complete set, that is,
Proof. Let be the counterclockwise-oriented closed contours around each simple pole and for , as shown in Figure 1.
Then, the projection onto the associated eigenspace is given by Equation 3.1, and thanks to Krein’s formula for the Green’s function of the modified Hamiltonian (Equation 2.4), we have
Note that the total expression in the Krein’s formula has only poles at s. When we think of it as the sum of two separate expressions, we have the original eigenvalues, , reappearing as poles again. Here, the contribution coming from the Green’s function of the initial Hamiltonian , which is the first term of Krein’s formula, for the above contour integral vanishes because the poles of are all located outside at each (Note that in the special case of coincidence of one with , , so that the contribution of the other term is zero. We pick the original wavefunctions , so in such cases we exclude these terms from the summation and write them separately.). For simplicity, we assume that all from now on. Note that thanks to the denominators, we can elongate the contours to ellipses that extend to infinity along the imaginary direction (on the complex -plane). We now continuously deform this contour to the following extended contour , as shown in Figure 2. Note that we have no poles of the Green’s function on the left part of the line nor any zeros of . The product of two Green’s functions decays rapidly as along the negative real direction as well as along the imaginary directions; hence, we have no contributions from the contours at infinity for these deformations. This observation allows us to change the contour as described below.
Using the interlacing theorem stated in Proposition 2.3, we can, so to speak, flip the contour while preserving the value of the integration and then deform the contour to the one that consists of isolated closed contours around each isolated eigenvalue of the initial Hamiltonian with opposite orientation, as shown in Figure 3.
Hence, we have
We then assume that all isolated closed contours are sufficiently small. To be more precise, one must consider the truncated sum. For the sake of clarity, we ignore this subtlety for now. Then, the above expression can be written as
As we know from the proof of cancellation of poles (in our previous work), we split the above expression in the following way
where the functions and are regular/holomorphic inside for each one of , which are defined near for a given as
Then, the above integral must have the following form:
Applying the residue theorem, we obtain
where the minus sign is due to the opposite orientation of the contour . Finally (which should be done more rigorously by taking a limit of truncated expressions), we prove
Suppose we have a symmetric (what physicists typically call Hermitian) operator which has a complete set of eigenvectors, then the closure of operator , that is if we define on a slightly larger set, by adding all vectors for which acts continuously to its domain, becomes a self-adjoint operator; see, for example, [39] for a pedagogical discussion of this. Note that the above expression does not manifest as a perturbation or modification of . It may be possible to reexpress this kernel as , for some function which is not in the domain of . Alternatively, we can rewrite the Hamiltonian as an abstract operator,
It is clear that the resulting (renormalized) operator cannot be expressed as a differential operator, but only as an integral operator.
Proposition 4.6. The set of functions are in the domain of the initial Hamiltonian .
Proof. The difference in the Green’s functions can be written explicitly as follows:
Suppose and because as , monotonously, we choose such that for . This implies that . Let us compute formally :
We split the sum into two parts:
Now use to reexpress the last part as
Removing the negative term (as all its summands are positive, it gives an upper bound to our expression) and adding the missing terms in the sums so as to turn them into the sum over from to , we find an upper bound for the last term in Equation 4.1:
where we have used and the eigenfunction expansion of the heat kernel . Using the upper bound for the diagonal heat kernel on compact Riemannian manifolds , where is the volume of the manifold and is a positive constant depending on the geometry of the manifold such as the bounds on Ricci curvature given by Equation 2.2, it is easy to see that all the integrals above are finite. The same bound has also been used for showing the lower bound for the ground state energy of a particle interacting with finitely many delta interactions on a compact manifold [33]. Moreover, because the first term of the sum being over a finite number of indices in Equation 4.1 is finite, we show that is finite. In other words, is in the domain of .
When , for compact manifolds, Ricci boundedness is automatically true, and we get a logarithmic bound,
For both estimates, the constants depend only on the dimension and geometric data such as the volume, diameter, and the value of the lower bound constant on the Ricci curvature (however, in a physical problem, there are also and multiplicative factors appearing in these bounds).
5 Application: sudden approximation in the case of a time-dependent center
We note that the above explicit expression for the wave functions can be used for an interesting application. Suppose that we initially have our delta-modification at point and very rapidly we move this modification to another point . We can use the usual sudden perturbation approach to this problem just as in the conventional case.
We briefly elaborate on this idea. Let us suppose that initially the system is prepared in the eigenstate , referring to the energy for this case. A sudden perturbation means that the system has no time to readjust itself, so the wave function remains as it is but should be decomposed in terms of the new eigenbasis s to calculate the probability of finding the system in the new energy eigenstate . This means that the conditional probability of finding the system in , given that it was in initially, is
where the energy eigenstates are found from the solutions of
whereas refers to the zeros of . Incidentally, it is possible to conceive a sudden change of and to and , without any difficulty. As pointed out before, one can easily generalize this idea to sudden changes of curves in three dimensions, or sudden rearrangements of multiple centers, etc. The sudden approximation is typically valid if the time scale, defined by the initial energy eigenstate , is much larger than the time scale of the change we consider.
Data availability statement
The original contributions presented in the study are included in the article/supplementary material, further inquiries can be directed to the corresponding author.
Author contributions
FE: Writing – original draft, Writing – review and editing. OT: Writing – original draft, Writing – review and editing.
Funding
The author(s) declare that no financial support was received for the research and/or publication of this article.
Acknowledgements
We would like to thank A. Michelangeli and M. Znojil for their interest in our work and their continual support. We also thank A. Mostafazadeh, M. Gadella, K. G. Akbas, E. Ertugrul, and S. Seymen for discussions. OT is grateful to M. Deserno for a wonderful time at Carnegie Mellon University, where this work began. Last, but not least, we thank P. Kurasov for the inspiration that led to this work.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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