Judee K. BurgoonMicroexpressions are lauded as a valid and reliable means of catching liars (see Porter and ten Brinke, 2010). However, there are many reasons to question what I will call microexpression theory (MET).
For MET to be supported, several propositions must hold true: One, deception produces internal negative emotional experiences. Two, these internal experiences have associated outward expressions, including microexpressions. Three, microexpressions are uncontrollable. Four, these expressions are reliable and valid indicators of deception. Five, microexpressions occur frequently enough to be detectable. Six, detected microexpressions successfully distinguish truth from deception. Let me address each of these propositions in turn. I will then offer an alternative theory accounting for truth versus deception indicators under multiple circumstances.
Does Deception Produce Negative Emotional Experiences?
During this discussion, I distinguish among emotional experiences, emotional expressions, and felt emotions. Emotional experiences are internal events, not measured directly but inferred from measurable physiological states, and labeled as emotional expressions. Felt emotions are an individual's subjective reporting of one's state. Another important distinction is between macro- [>0.5 s; see (Yan et al., 2013)] and microexpressions. Most of the research on emotions during deception examines macro displays rather than fleeting microexpressions (e.g., DePaulo et al., 2003; Warren et al., 2009; Okubo et al., 2012; ten Brinke et al., 2012). Ability to predict deception from the former does not equal ability to predict deception from the latter.
So, yes, deception can produce the prototypical negative felt emotions of guilt, shame, sadness, and fear; but it can also produce positive emotions of relief, enjoyment, pleasure, and what is called duping delight—pleasure at succeeding with one's lies (Ekman and Friesen, 1969). Additionally, prevaricators may experience arousal alone, without a felt emotion, or a blend of emotions, producing complex displays that range from non-aroused to highly aroused and unpleasant to pleasant (Burgoon et al., 1989). If stakes are low, liars may not experience any particular emotion, making them indistinguishable behaviorally from truth-tellers (Hartwig and Bond, 2011).
Do Deception-Instigated Emotional Experiences Have Associated Outward Displays?
The Ekman Facial Action Coding System (FACS) specifies particular Action Units (AUs) of the face that are associated with each emotion. For example, fear entails seven different facial muscle movements. However, as Barrett (2006) concluded, felt emotions lack a one-to-one correspondence with emotional expressions; there are no unique and specific somatovisceral changes that correspond to specific emotional expressions. Put another way, a single felt emotion can give rise to multiple expressions, and multiple felt emotions can give rise to the same expression. For example, felt fear can be displayed as anxiety, anger, contempt, or surprise. An experiment intending to examine the coherence between subjective emotions and prototypical AUs for fear showed participants the iconic scene from the movie The Shining of axe-wielding Jack Nicholson about to attack his terrified wife hiding in the bathroom (Fernández-Dols et al., 1997). Of 14 participants reporting exclusively disgust and 2, fear, only 1 and 2, respectively, showed the AUs associated with those felt emotions. Of 11 reporting surprise, none displayed the prototypical display. This study offered strong demonstration that felt and expressed emotions are often not aligned. Elsewhere, both a frustrating task and a delightful one elicited smiling from participants (Hoque et al., 2012).
Only at the risk of false positives, then, can one infer backward from observed displays that the sender is lying. Put differently, deception does not reliably produce negative emotions and negative emotions do not reliably signal deception.
Are Deception-Instigated Microexpressions Uncontrollable?
Some are. But they appear to be partial or longer than the traditional definition of a microexpression. In an investigation of countermeasures, Hurley and Frank (2011) found that liars could not completely inhibit eyebrow or lip corner movement despite instructions to do so during a mock crime interrogation. In a comprehensive analysis of 78 public pleas for the return of missing children, deceivers failed to simulate sadness and grief to the degree truthful pleaders did and they leaked displays of happiness (ten Brinke et al., 2012). These, however, were full emotional expressions lasting nearly a second or longer. The microexpressions did not differ between truth and deception. The analysis of 1,711 expressions revealed that high-intensity emotions were harder to conceal than low-intensity ones during masking. There were no cases of complete microexpressions (simultaneously present in the upper and lower face), and only 25% of the participants displayed the partial expressions (Porter et al., 2012).
Other expressions, such as the eyebrow flash or contempt, are inherently social, voluntary, and controllable (Grammer et al., 1988). As social signals, they are responsive to context. This is a central reason why microexpressions are a poor telltale sign of lying, because they can be masked, minimized, exaggerated, or neutralized, especially during deception (Ekman, 2009). Masking involves disguising felt emotions, as in replacing fear with a show of defiance. Minimizing involves suppressing the intensity of an expression. Exaggeration entails intensifying an expression, as in dialing up a display of surprise when accused of a transgression. Neutralizing entails concealing a felt emotion by eliminating its outward expression entirely.
This management of facial expressions follows what Ekman and Friesen (1969) labeled display rules. Cultures designate what emotions are appropriate, sanctioned, or punished if displayed; how such displays should appear; and the consequences of their display. This designation of social signals during deception has received considerable scholarly attention (Driskell et al., 2012). Buller and Burgoon (1994, 1997) labeled such regulation of deception expressions as strategic communication. Their argument, bolstered by numerous investigations, is that much of our nonverbal behavioral repertoire is manageable and managed.
More broadly, because facial expressions are part of a social signal system, they fulfill a variety of functions beyond simply revealing one's internal emotional reactions (e.g., Buck, 1991; Chovil, 1991; Buck et al., 1992; Barrett, 2006). During social interaction, individuals purposely regulate and withhold expressions of felt emotions, and they enact expressions of emotions they do not feel. “Emotional expressions, then, can be used purposely in deception to communicate symbolically information that has very little to do with the communicators' felt emotions” (Buller and Burgoon, 1994, p. 387).
How Reliable and Valid Are Microexpressions as Indicators of Deception?
High stakes circumstances may prompt some leakage, though not necessarily of microexpressions. ten Brinke and Porter (2012) found that liars pleading for the return of their missing children displayed more upper face surprise and lower face happiness than truthful pleaders, making these expressions candidates for detecting deception. “The ‘grief' muscles (corrugator supercilii, depressor anguli oris) were more often contracted in the faces of genuine than deceptive pleaders. Subtle contraction of the zygomatic major (masking smiles) and full contraction of the frontalis (failed attempts to appear sad) muscles were more commonly identified in the faces of deceptive pleaders” [(ten Brinke et al., 2012), p. 411].
Contrariwise, Pentland et al. (2015) found during a Concealed Information Test (CIT) that deceptive (guilty) respondents exhibited less contempt and more intense smiles than truthful (innocent) respondents. Contempt and less intense smiling would be expected of liars, not truth-tellers. Numerous studies have found that deceivers often show appeasement or fake smiles that can be mistaken as signals of pleasure, comfort, or enjoyment. In their experiment comparing cheaters (who lied) with cooperators (who were truthful), Okubo et al. (2012) concluded that, “cheater detection based on the processing of negative facial expressions can be thwarted by a posed or fake smile, which cheaters put on with higher intensity than cooperators” (p. 217).
These patterns would result in false positives. Thus, some expressions like smiling are not uniquely associated with deception, and some emotional expressions—both micro and macro—can be associated with either truth or deception.
Do Microexpressions Occur With Enough Regularity to be Detectable?
False negatives are commonplace. In one of the very few investigations of microexpression frequency, Porter and ten Brinke (2008) coded 700 high-stakes genuine and falsified emotional expressions and found only 2% were microexpressions. Their subsequent analysis of these high-stakes pleadings found only six instances of microexpressions among deceivers and slightly more (8) among genuine pleaders (ten Brinke and Porter, 2012), obviating the role of microexpressions as sufficiently frequent or exclusive to catch deception. Legions of law enforcement personnel and airport security Behavioral Detection Officers have been trained to look for microexpressions as “telltale” signs of nefarious intent. However, testimony to the U.S. Congress revealed that only 0.6% out of 61,000 passenger referrals to law enforcement in 2011 and 2012 resulted in arrests (U.S. Government Accountability Office, 2013), and a 2017 ACLU report concluded the behavioral observation approach was based on biased, weak, and junk science (Cushing, 2017).
Do Detected Microexpressions Successfully Distinguish Truth From Deception?
Recent empirical results are not encouraging. Porter et al. (2012) found that untrained observers were unable to distinguish truth from deception. In particular, they could not distinguish sadness, fear or disgust—all emotions thought to be associated with deception. Pentland et al. (2015) found during a CIT that deceivers' and truth-tellers' smiling intensity was essentially the same on target questions and only differed on neutral questions. Between-subjects classification accuracy was below 56%. These kinds of results led my colleagues and me to seek an alternative approach.
Alternative Theory: The Rigidity Effect
An alternative hypothesis that offers a reliable and valid set of indicators is what has been called the rigidity effect (RE). RE postulates that extemporaneous deception under high stakes leads to an initial freeze response. In interpersonal deception theory (IDT), Buller and Burgoon (1996) (Burgoon, 2014, 2015a,b; see also Burgoon et al., 2014) argued that deceivers attempt to manage their nonverbal behavior and overall image so as to appear credible (strategic communication) while simultaneously attempting to control behaviors that are detrimental to their performance (non-strategic behavior). If efforts to appear natural, expressive, and relaxed are overridden by attempts to suppress signs of discomfiture, the overcontrol will backfire.
Early research focused on gestural and postural activity. Zuckerman et al. (1981) theorized that contrary to the stereotype of liars being fidgety and nervous during an interview, liars may adopt a stiff, wooden posture due to overcontrol. Several experiments confirmed that deceivers reduced their gestural, foot, and overall kinesic animation relative to truthtellers (e.g., Buller and Aune, 1987; DePaulo et al., 2003; Caso et al., 2006; Mullin, 2012), suggestive of participants seeking to limit incriminating behaviors.
As automated measurement advanced, more investigations pursued dynamic ocular and facial displays of emotion. These, too, showed the RE pattern of depressed activity. Studies of blink rates regularly found inhibition of blinking during deception (Leal and Vrij, 2008). Hurley and Frank (2011) found that suppressing a given facial emotion during deception resulted in suppressing all facial expressions. Pentland et al. (2014, 2015, 2016) and Pentland and Zhang (2016) found deceivers reduced several emotion-relevant face and head movements.
Two experiments (Pentland et al., 2017) tested the RE directly with videotapes from high-stakes experiments in which emotional and microexpressions were captured with the Computer Expression Recognition Toolkit. In the first experiment, guilty subjects completing a CIT (which controls for cognitive load) showed far less variance in four deception-relevant emotions (disgust, fear, sadness, and surprise) than did innocent subjects when responding to target questions. In the second experiment, which measured variance in 10 facial movements, the guilty (deceivers) showed REs on 8 during presentation of target images. In a separate test (Twyman et al., 2015), rigidity persisted despite participants being asked to employ countermeasures to offset it.
Causal Mechanisms
A question that needs to be resolved is the causal mechanisms that produce the RE. Does it reflect an involuntary reflex and defensive reaction associated with flight or fight (Twyman et al., 2015), a cessation of activity due to too much demand on cognitive resources and working memory (ten Brinke and Porter, 2012; Sporer, 2016), a temporary orientation response while absorbing contextual information (Le Poire and Burgoon, 1996), or intentional behavioral control and impression management (Grazioli et al., 2006; Lee et al., 2009; Twyman et al., 2011)? Sporer (2013, 2016) and Twyman et al. (2014) nicely articulates these alternatives. If the inhibition of movement1 is temporary while the deceiver decides how to respond, it may better reflect an adaptive response in line with IDT that is only evident if there is sufficient time for dynamics to be observed (Duran et al., 2013). (This would make rigidity a misnomer.) As already noted, immobility also is affected by distressful emotions (e.g., fear, anxiety, shame) and grave consequences (e.g., physical pain, financial loss, imprisonment) and by opportunities and cognitive resources for preparation. Speculatively, it can be hypothesized that degree of behavioral inhibition will be positively related to one's emotional distress and the severity of the stakes involved and inversely related to opportunity to plan and adapt responses.
Needed are experiments that tease out these effects and identify significant moderators. Methods like the cognitive interview [(Köhnken et al., 1999; Vrij, 2015); but cf. (Levine et al., 2018)] to induce higher cognitive load may further test cognitive resources, and the Twyman et al. (2015) experiments employing various countermeasures may control and test alternative influences articulated in Burgoon (2015a,b). The increased complexity despite reduced displacement found by Duran et al. (2013) also forecasts the importance of dynamic as well as static facets of emotions.
Summary
The time has come to look beyond fleeting, infrequent and minuscule emotional expressions to movements themselves and not to their presence but their absence. Deception produces positive as well as negative emotional experiences and sometimes no emotions at all. Felt emotions do not have a one-to-one correspondence to outward expressions, and microexpressions are especially rare, leading to false negatives and false positives. Discerning initial rigidity and temporal patterning of facial behavior may greatly increase the viability of facial movements in catching a liar.
Author Contributions
The author confirms being the sole contributor of this work and approved it for publication.
Funding
Preparation of this editorial was sponsored, in part, by the Army Research Office and was accomplished under Grant Number W911NF-16-1-0342. The views and conclusions contained in this document are those of the author and should not be interpreted as representing the official policies, either expressed or implied, of the Army Research Office or the U.S. Government. The U.S. Government is authorized to reproduce and distribute reprints for Government purposes notwithstanding any copyright notation herein.
Conflict of Interest Statement
The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Acknowledgments
The author thanks David Buller for his early collaboration on deception and emotion, the U. S. Air Force Office of Scientific Research and the U. S. National Science Foundation for their support of the foundational work on interpersonal deception theory, and Jay Nunamaker and the cadre of exceptional graduate students at the University of Arizona for their contributions to the research program on automated detection of deception. Special acknowledgment goes to Nathan Twyman and Steve Pentland for their elaboration and pursuit of the rigidity effect.
Footnotes
1. ^This is not to be confused with Darwin's inhibition hypothesis that deceivers fail to inhibit some emotional aspects—leakage—while also failing to adequately simulate other aspects of genuine emotional expressions.
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Keywords: lying, deception, deception detection, microexpression, emotion, social signals, rigidity
Citation: Burgoon JK (2018) Microexpressions Are Not the Best Way to Catch a Liar. Front. Psychol. 9:1672. doi: 10.3389/fpsyg.2018.01672
Received: 21 June 2018; Accepted: 20 August 2018;
Published: 20 September 2018.
Edited by:
Wenfeng Chen, Renmin University of China, ChinaReviewed by:
Chris N. H. Street, University of Huddersfield, United KingdomCristina Scarpazza, Università degli Studi di Padova, Italy
Copyright © 2018 Burgoon. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Judee K. Burgoon, judee@email.arizona.edu