Abstract
Straw biomass is an inexpensive, sustainable, and abundant renewable feedstock for the production of valuable chemicals and biofuels, which can surmount the main drawbacks such as greenhouse gas emission and environmental pollution, aroused from the consumption of fossil fuels. It is rich in organic content but is not sufficient for extensive applications because of its natural recalcitrance. Therefore, suitable pretreatment is a prerequisite for the efficient production of fermentable sugars by enzymatic hydrolysis. Here, we provide an overview of various pretreatment methods to effectively separate the major components such as hemicellulose, cellulose, and lignin and enhance the accessibility and susceptibility of every single component. This review outlines the diverse approaches (e.g., chemical, physical, biological, and combined treatments) for the excellent conversion of straw biomass to fermentable sugars, summarizes the benefits and drawbacks of each pretreatment method, and proposes some investigation prospects for the future pretreatments.
Introduction
Lignocellulosic biomass is usually composed of agriculture residues (rice straw, corn straw, wheat straw, risk husk, sugarcane bagasse, cotton straw, and other plant residues), forest residues (wood), industrial residues (pulp and paper processing waste), and energy crops (switchgrass) (; ; ; ). Generally, straw biomass is one of the agriculture residues, which is abundant, inexpensive, clean, safe, renewable, and sustainable, and can alleviate the contradiction in applications between energy and food, which serves as the best selection to replace conventional fossil energy resources (Steinbach et al., 2017). Most of the straw biomass could be transformed into numerous forms of high-value chemicals, which can reduce the environmental issues, and facilitate the sustainable development of economics and society (). Lignocellulosic biomass is principally composed of cellulose, hemicellulose, and lignin, in which fermentable sugars are achieved by hydrolysis of sugar components (Tian et al., 2018). However, numerous hurdles are associated with efficient application due to the complex compositions that are strongly connected in diverse straw biomass.
Plenty of straws such as corn stover/cob (1,661 million tons), wheat straw (529 million tons), and rice straw (975 million tons) are produced every year in the world (). In China, 1 billion tons of straw biomass are obtained each year (Zhong et al., 2011). The production of straw has increased at a rate of 1.4% annually (Zeng et al., 2007). Approximately 81.48% of crop straw could be used in China (Qiong et al., 2019). Only elevated 20 times of the environmental efficiency of existing agricultural production technologies such as the utilization of energy, space, and raw materials can probably realize sustainable development in 2040 (Singh et al., 2016). However, the majority of straw biomass is directly burned, unused, and discarded, leading to resource waste, environmental pollution, and ecosystem problems (; ; Yu et al., 2019). Hence, it is crucial and urgent to design appropriate pretreatment methods, which can effectively increase the utilization of feedstock and decrease its cost to obtain energy and environmental benefits (). Diverse treatment methods are summarized in Figure 1.
FIGURE 1
Current research on treatment technologies primarily concentrates on identification, estimation, development, and demonstration for subsequent enzymatic digestion that needs less conversion time and low enzyme dosage. Suitable pretreatment approaches should be focused on the highest fermentable sugars with the lowest inhibitors and elevate the efficiency of the overall process, which involves pretreatment, enzymatic digestion, and fermentation. Remarkably, every step reveals its hurdles that increase costs of the total treatment process. Therefore, each step is very crucial to obtain ideal results (Bhaskar et al., 2016).
Plenty of criteria are needed for the choice of an appropriate pretreatment technique: 1) effectively disrupting the complexly interlinked fraction components, 2) enhancing cellulose accessibility and lignin removal, 3) preserving hemicellulose fraction as much as possible, 4) decreasing the solubility of lignin and increasing the recovered purity of lignin, 5) reducing the loss of cellulose and improving enzymatic digestion efficiency, 6) minimizing the side products, 7) reducing the energy consumption, and 8) producing green, safe, and sustainable target products. The objective of this review is to introduce and evaluate different methods developed for the pretreatment of straw biomass to produce fermentable sugars.
Composition of Straw Biomass
Straw biomass is mainly composed of cellulose (40–50%), hemicellulose (25–30%), and lignin (15–20%), which cross each other in space and build a complex network. Physical protection formed via lignin and hemicellulose around cellulose leads to cellulose that is difficult to be hydrolyzed (Figure 2) (Tan et al., 2020). In addition, straw biomass contains a small amount of pectin, fat, nitrogen compounds, inorganic ingredients, and other extracts ().
FIGURE 2
Cellulose, a major part of the cell wall of plants, is deemed the most enriching natural compound in the world. It is a linear chair polymer and composed of β-1,4-polyacetal of cellobiose (4-O-β-D-glucopyranosyl-D-glucose). Crystalline cellulose is difficult to dissolve into water and a universal organic solvent due to its high degree of crystallinity and polymerization (Karimi et al., 2019; ). Hemicellulose is a stereo-irregular polysaccharide and the second largest polymeric carbohydrate, which consists of different polymeric carbohydrates that have low polymerization and no crystalline regions. Therefore, hemicellulose is easily transformed into monosaccharides such as xylan, xyloglucan, arabinogalactan, galactoglucomannan, and glucomannan. Lignin is the third largest inexhaustible natural polyphenolic compound after cellulose and represents the major natural aromatic resource (; Zakzeski et al., 2010; Ponnusamy et al., 2019). It is composed of phenyl propane including three unit compounds: sinapyl alcohol, coniferyl alcohol, and p-coumaryl alcohol, which connects with ester bonds and carbon–carbon bonds forming a complex network to prevent the enzymatic hydrolysis of cellulose (). In addition, pectin is located in the cell wall and middle lamella of plants, which acts as a main plant load–bearing component and plays a “glue” role in holding cell-wall components together (; Satari et al., 2019). Furthermore, lignin has strong hydrophobicity. Due to the different structures of hemicellulose, cellulose, and lignin, the transformation of any components could affect the other ingredients’ degradation. Hence, to elevate cellulose accessibility and enzymatic hydrolysis efficiency, some suitable treatment approaches should be utilized to remove or dissolve hemicellulose and lignin (Tan et al., 2020). Different straw materials exhibit various characteristics such as complexity and heterogeneity; therefore, diverse lignocellulosic feedstocks have different composition concentrations (Table 1) (; ; ; Zhang et al., 2013; Singh and Dhaka, 2015; Bhaskar et al., 2016; ; ; Xu et al., 2017; Wang et al., 2018).
TABLE 1
| Source | Cellulose (%) | Hemicellulose (%) | Lignin (%) | References |
|---|---|---|---|---|
| Mustard straw | 32.7–48.3 | 14.7–29.6 | 17.7–24.6 | Singh et al. (2021) |
| Corn stover | 30–38 | 26–26.1 | 11–19 | Zhao et al. (2017) |
| Corn stalk | 29.08–35.3 | 24.1–25.99 | 13.6–15.04 | Wang et al. (2018) |
| Rice straw | 32–47 | 19–27 | 5–24 | Bhaskar et al. (2016) |
| Cotton straw | 38.7 | 23.5 | 23.5 | Yildirim et al. (2021) |
| Wheat straw | 35–45 | 20–30 | 8–15 | |
| Miscanthus | 40–60 | 20–40 | 10–30 | Zhang et al. (2021) |
| Sugarcane peel | 41.11 | 26.4 | 24.31 | |
| Sweet sorghum | 45 | 27 | 21 | |
| Rapeseed straw | 35.5–36.6 | 22.9–24.1 | 15.6–16.8 | |
| Barley straw | 35.4 | 28.7 | 13.1 | |
| Rye | 42.38 | 27.86 | 6.51 | |
| Sunflower | 34.06 | 5.18 | 7.72 |
Chemical components of diverse straw biomass (% dry basis).
Before pretreatment of biomass, cellulose was extremely protected by hemicellulose and lignin and resulted in low accessibility of cellulase, which cannot reach the reaction active sites and produce lower object products. In sharp contrast, after pretreatment of biomass, the physical barrier is broken and the hydrogen bonds cracked between hemicellulose and lignin dramatically improved cellulose accessibility and enzymatic hydrolysis (Figure 3) (Morais et al., 2015; Zhao et al., 2018). Hence, only using the suitable pretreatment technologies of different lignocellulosic biomass could effectively enhance the process of saccharification and fermentation.
FIGURE 3
Utilization of Straw Biomass
Biomass is carbon-neutral, which is a renewable and sustainable organic carbon source with zero carbon emissions (Weerasai et al., 2014; Ullah et al., 2015). The fermentable sugars could be obtained from cellulose and hemicellulose via many suitable pretreatment technologies (Nguyen et al., 2010; Ullah et al., 2015). Therefore, the process of conversion of lignocelluloses to fermentable sugars is the crucial step to convert straw biomass into other valuable chemicals and biofuels (Wang et al., 2018;
At present, the range of applications becomes wider, such as direct combustion, anaerobic digestion, straw gasification, straw briquette, and others. Furthermore, sugar or ethanol could be obtained from straw biomass through pretreatment, fermentation, hydrolysis, and syngas that could be produced from the gasification of residue, which could be further transformed into liquid biofuels under the action of the catalyst (Ullah et al., 2015). In addition, anaerobic fermentation would dramatically facilitate the degradation of lignocellulosic materials because the relationship between lignin and polysaccharides was broken down and cellulose and hemicellulose were easier to be digested by bacteria (Song et al., 2014). Nevertheless, fermentative hydrogen production from straw is highly meaningful because it can produce clean energy (H2) and also reduce pollution caused by traditional burning (Yuan et al., 2020). In conclusion, straw biomass can be converted into various valuable chemicals and biofuels via diverse pretreatment techniques (Figure 4).
FIGURE 4

Generation of diverse valuable chemicals and biofuels from lignocellulosic biomass. Reproduced with permission from Satari et al. (2019).
Chemical Pretreatment
Liquid Hot Water
Liquid hot water (LHW) treatment is an efficient and environmentally friendly technology (Min et al., 2015). LHW treatment is also called solvolysis, hydrothermolysis, aqueous fractionation, and aquasolv, which employs water to treat biomass at high pressure (up to 5 MPa) and temperature (200 ± 20°C) (
LHW treatment can degrade 80% hemicellulose of diverse feedstocks such as wheat straw and corn stover (
Although LHW treatment is a promising approach for converting straw biomass to fermentable sugars, the optimum treatment conditions are difficult to design for various lignocellulosic biomass. Furthermore, investigations have revealed various efficiency of LHW pretreatment conditions from different lignocellulosic biomass to fermentable sugars (Rezania et al., 2020). To predict the optimum reaction condition that could obtain the highest sugar yield from different biomass, the general additive models (GAMs) were applied to visualize LHW pretreatment on Napier grass and energycane and achieved the highest glucose yield (Wells et al., 2020). Therefore, it is a promising method that applies certain models (GAMs) to improve the LHW pretreatment efficiency.
Alkali Pretreatment
Alkali pretreatment is an efficient and cost-effective approach to generate fermentable sugars, which is to mainly swell the raw materials through degrading the ester bonds and glycosidic bonds in the cell wall of lignocellulose (
The alkaline loading, reaction time, and temperature are the main effective factors of lignin removal and fermentable sugar production. Among them, the factors like high alkaline concentration, long reaction time, and high temperature can enhance the efficiency of saccharification and fermentation (
As an inexpensive treatment approach, it has many advantages such as the lower cost of operation, an inferior yield of sugar degradation, lower energy consumption, lesser corrosion compared to acid treatment, lower content of lignin, and lesser inhibitors (
Acid Pretreatment
Acid treatment of straw biomass is a common method, mainly through disrupting the linkage between hemicellulose, lignin, and cellulose, improving the hemicellulose hydrolysis efficiency and lignin removal, and further accelerating the saccharification and fermentation processes (Mosier et al., 2005). In the process of pretreatment, inorganic and organic acids are used usually (
TABLE 2
| Feedstock | Dry matter (%) | Acid concentration | Temperature (°C) | Time (min) | Saccharification efficiency (%) | References |
|---|---|---|---|---|---|---|
| Corn stover | 5 | 2% H3PO4 | 121 | 120 | 56 | Um et al. (2003) |
| 12.5 | 85% H3PO4–acetone | 50 | 60 | 67.9 | ||
| 8 | 85% H3PO4 | 40 | 60 | 48.7 | Yu et al. (2019) | |
| 15 | 84% H3PO4 | 50 | 45 | 75 | Zhang et al. (2007) | |
| Rapeseed straw | 12 | 1% H3PO4 | 200 | 15 | 93.9 | |
| Sugarcane bagasse | 5 | 0.2% H3PO4 | 186 | 8 | 56.4 | |
| Sweet sorghum bagasse | 12.5 | 85% H3PO4 | 50 | 30 | 79 | |
| Wheat straw | 15 | 1.75% H3PO4 | 190 | 15 | 86 | Nair et al. (2017) |
| Achyranthes aspera | 12.5 | 75% H3PO4 | 60 | 60 | 86.2 | Siripong et al. (2016) |
| Sida acuta | 12.5 | 75% H3PO4 | 60 | 60 | 82.2 | Siripong et al. (2016) |
Influence of different concentrations of H3PO4 on the treatment of different feedstocks.
Currently, dilute acid pretreatment is the most feasible approach for industrialization. Various types of equipment reactors have been designed for the technique. According to the kind of usage, there are two types of utilization of dilute acid treatment: a short time for high temperature (180°C) and a long time for low temperature (120°C). Dilute sulfuric acid, nitric acid, hydrochloric acid, phosphoric acid, oxalic acid, maleic acid, formic acid, and acetic acid have been investigated (Mosier et al., 2005). The most widely applied and tested technologies are based on dilute H2SO4. For example, wheat straw was pretreated under the condition of 1.6% dilute H2SO4 at 147°C for 30 min, and it was found that the most dramatic improvement of fermentable sugars was the temperature, which was helpful to the hydrolysis of straw biomass (Satari Baboukani et al., 2012). Using dilute H2SO4 treatment of rice straw, the ratio of recovery glucose was approximately 90% under the best conditions of 1.2% H2SO4 at 110°C for 14.02 min (
Dicarboxylic acids could overcome the disadvantages compared with sulfuric acid because they have two pKa values (
Applying HCl-pretreated corn straw could increase the hemicellulose, cellulose, and lignin fractionation, as well as decreasing the activation energy of the reaction process (
Acid treatment has its advantages and disadvantages for the pretreatment of lignocellulosic feedstocks. On the one hand, it could disrupt the lignocellulose and amorphous cellulose. On the other hand, it has high energy consumption of acid recovery and generation of byproducts. In comparison with the concentrated acid, dilute acid pretreatment is more popularly employed, possibly due to the need for lower acid concentration and lesser energy consumption but with higher sugar yields.
Ionic Liquid Pretreatment
Ionic liquid (IL) is a new type of green solvent and has obtained increasing attention in recent years for the treatment of straw biomass. The IL is composed of organic cations and inorganic anions completely, which exist in liquid form at or below 100°C (
Currently, numerous straw biomass also is pretreated with many diverse types of ILs. For example, rice straw was pretreated with eight kinds of cholinium amino acid ionic liquids ([Ch][AA] ILs), cholinium lysine ([Ch][Lys]) was reused five times, and the yields of glucose and xylose could reach 80 and 52.2%, respectively. It was shown that the [Ch][AA] ILs could remarkably facilitate the enzyme digestion rate and sugar yield. More importantly, [Ch][Lys] revealed excellent reusability. Therefore, the recycling of ionic liquids has a broad prospect (
The presence of water in IL solutions could decrease the recovery cost and viscosity of IL and elevate the utilization rate of biomass, while adding water in the IL can remarkably reduce the process cost. For example, wheat straw was treated with EMIMAc solution containing moisture up to 50%, giving 95% yield of glucose. In addition, bagasse was pretreated with 1-butyl-3-methylimidazolium chloride (BMIMCl) solution with 1.2% HCl, and glucan digestibility reached 94–100%. In the imidazole ionic liquid system containing 20% water, lignin removal and glucose digestibility can be increased by decreasing the pH of the solution (Zhang et al., 2013). EMIMAc containing NaOH was used to pretreat corn stalk, giving 85.69% hemicellulose, 9.1% cellulose, and 87.4% lignin removal under the best conditions of the liquid–solid proportion of 8.7:1 at 98.5°C for 1.31 h (
Over the past decade, IL pretreatment has been deemed as an effective approach for lignocellulosic biomass fractionation, saccharification, and fermentation (Van Osch et al., 2017; Usmani et al., 2020). In addition, the technology could be used for producing other side products, which could elevate the overall pretreatment economic benefits. However, some key factors could affect the efficiency of straw biomass pretreatment, for instance, the IL nature characteristics (protic or aprotic), treatment conditions (reaction temperature, reaction time, and biomass particle and loading), and different types of biomass such as softwoods and hardwoods and grasses (Halder et al., 2019;
Deep Eutectic Solvents
Deep eutectic solvents (DESs) are an effective substitute of ionic liquids in the process of biomass treatment, which are considered one of the most popular types of green solvents for the 21st century. Furthermore, they are quickly emerging and developing according to their variety, design, low cost, green, high tunability, easy-to-synthesize nature, easy recyclability, high solubility, biocompatibility and biodegradability, non-flammability, environmental friendliness, and 100% atom-economic procedures (Paiva et al., 2014; Procentese et al., 2015;
DESs are peculiar compounds containing the components of hydrogen-bonding acceptor (HBA) and hydrogen-bonding donor (HBD), which could be extended into three or more mixtures (Paiva et al., 2014). The intense interaction between the HBD and the HBA not only makes the freezing point or melting point of DESs dramatically lower than those of their mixtures but also disrupts intense hydrogen bonds among straw biomass and improves the efficiency of conversion and the solubility of straw biomass. Common DESs used for biomass treatment and conversion are collected in Figure 5.
FIGURE 5

Common DESs are used for biomass treatment and conversion. Adapted with permission from
DESs have mainly been classified into four types according to these general formulas (Table 3) (Smith et al., 2014; Satlewal et al., 2018). Common structures of hydrogen bond donors and halide salts are utilized in the formation of DESs (Figure 6) (Smith et al., 2014). DESs play three roles in the pretreatment process, which can be used as an excellent catalyst, solvent, and substrate. Only understanding the connection with the special structures and properties of DESs can design the ideal and suitable DESs for the pretreatment of various straw biomass (
TABLE 3
| Type | Components | General formula | |
|---|---|---|---|
| I | Metal salt + organic salt | Cat+ X− zMClx | M = Zn, Sn, Fe, Al, Ga, In |
| II | Metal salt hydrate + organic salt | Cat+ X− zMClx. yH2O | M = Cr, Co, Cu, Ni, Fe |
| III | HBD + organic salt | Cat+ X− zRZ | Z = CONH2, COOH, OH |
| IV | Zinc/aluminum chloride + HBD | MClx + RZ = MClx-1+, RZ + MCl−x+1 | M = Al, Zn & Z = CONH2, OH |
General formula for the classification of DESs (Satlewal et al., 2018).
Notes: Cat+, any ammonium, phosphonium, or sulfonium cation; X, a Lewis base, generally a halide anion; Y, a Lewis or Brønsted acid; z, the number of y molecules that interact with the anion.
FIGURE 6

Common structures of hydrogen bond donors and halide salts are utilized in the formation of DESs. Adapted with permission from Zhang et al. (2012).
Some researchers attempted to disclose the mechanism of monocarboxylic acid, dicarboxylic acid, and polyalcohol/ChCl pretreatment utilizing rice straw, and they verified that the acid amount and strength and nature of the HBA play a major role in delignification and enzymatic hydrolysis efficiency of cellulose. For example, ChCl/formic acid treatment of corn stover furnished the excellent glucose yield, removed 66.2% hemicellulose and 23.8% lignin, and significantly improved saccharification efficiency (
Numerous choline chloride (ChCl)–based DESs including weakly basic DESs and acidic DESs were commonly utilized to treat straw biomass involving wheat straw, corn stover, corn cob, and rice straw (Zhang et al., 2018). For instance, the pretreatment of corn cob residues with choline chloride and imidazole could achieve 41 g fermentable sugars recovered from 100 g corn cob, accounting for 76% initial carbohydrates (Procentese et al., 2015).
Besides, NADESs are a kind of special DESs, which are naturally occurring ingredients that are individually usually present in food (Vanda et al., 2018). NADESs are defined as mixtures of diverse molar ratios of natural compounds including organic acids and bases, amino acids, sugars, sugar alcohols, choline, urea, and polyalcohol. NADESs are achieved by the synergistic effect between a hydrogen bond acceptor and a hydrogen bond donor. The charge delocalization that occurred is hereafter responsible for decreasing the melting point of the mixture relative to the melting points of the feedstocks (Paiva et al., 2014). The main reason for the phenomenon is the interactions between hydrogen bonds and van der Waals force (
DES pretreatment for the conversion of biomass also shows some disadvantages such as instability at certain reaction conditions, vaporability of DES-like traditional organic solvents, degradation of DESs generating impurities, strong hygroscopicity, high viscosity, probable ecotoxicity, and cytotoxicity. Fortunately, DESs with unique characteristics such as variety and designability would overcome these drawbacks. For instance, a combination of the microwave with DESs can decrease the reaction time and reduce the influence of instability. Using the hydrophobic DESs can reduce hygroscopicity. The presence of water in DESs would reduce the viscosity of some DESs to increase efficiency (
Overall, DESs could selectively dissolve high amounts of lignin while maintaining hemicellulose and cellulose intact as much as possible. Hence, DESs would play an important role in pretreatment techniques of straw biomass, which are proposed as the most promising and environmentally friendly alternatives to traditional solvents for elevating straw biomass conversion. There are plenty of process parameters that could affect the efficiency of DES treatment, for example, 1) properties of lignocellulosic feedstocks including component, crystallinity, and particle size, 2) characteristics of DESs such as the HBD and HBA properties and the molar ratio of HBD and HBA, and 3) reaction conditions of treatment including the effect of the ratio of the solid to the liquid, temperature, and time of DES treatment (Xu et al., 2020; Yoo et al., 2020). Hence, they are of great significance for the development of lignocellulose feedstock conversion, fractionation, saccharification, and fermentation to further research the DES characteristics and reaction conditions. Although many previous studies had reported on DES treatment from various aspects, the exact mechanism of DES interaction with lignocellulose feedstocks still has not been demonstrated (Xu et al., 2020).
Organosolv Pretreatment
Organosolv treatment is an attractive approach for solubilizing hemicellulose and isolating cellulose as well as extracting almost pure lignin from straw biomass. The common solvents utilized in organic solvent treatment are methanol, ethanol, butanol, glycol, acetic acid, formic acid, propionic acid, acetone, formaldehyde dioxane, glycerin, tetrahydrofuran, phenol, and amines with and without catalyst or mixed with the organic solvent and water. Due to the unique characteristics of organic solvents such as low boiling point, high pressure, easier volatility, and flammability, organosolv treatment is an alternative technology and a promising pretreatment technology. However, expensive investments, high inhibitory products, and not being environmental-friendly are the main disadvantages (
Different organic solvents and treatment conditions can significantly improve the pretreatment efficiency of organic solvents (Weerasai, et al., 2014). For example, the treatment of organic solvents was reviewed from the aspects of loading amount and particle size of raw materials, the type and concentration of solvents, reaction temperature, time, and pressure (
Glycerol organic solvent pretreatment can remarkably disrupt the complex and recalcitrant structure of straw biomass and selectively remove the partial barrier formed by hemicellulose and lignin to protect cellulose (Sun et al., 2015). Furthermore, atmospheric aqueous glycerol autocatalytic organosolv pretreatment (AAGAOP) can break down the ester bond and glycoside bond between hemicellulose, cellulose, and lignin, improve cellulose accessibility, and promote the conversion and enzymatic digestion of straw biomass (Sun and Chen, 2008). For instance, after wheat straw was pretreated with AAGAOP in the liquid–solid ratio of 20 g−1 at 220°C for 3 h, 70% hemicellulose and 65% lignin were removed and 98% cellulose was retained (Sun et al., 2003).
In general, organosolv treatment is an effective treatment that employs organic solvent at 100–180°C. No exogenous catalyst is required at 185–210°C because the organic acids generated from the lignocellulosic biomass could act as catalysts instead of using organic solvents (Zhao et al., 2017). The advantage of organosolv treatment is that it could obtain the high efficiency of cellulose separation and hemicellulose fractionation, high lignin dissolution, and fewer byproducts’ production, as well as keeping the stability of β-O-4 linkages from avoiding degradation and condensation for downstream applications (
Sulfite Pretreatment
Sulfite pretreatment to overcome recalcitrance of lignocellulose (SPORL) is a novel treatment method for lignocellulosic biomass, which has a strong bioconversion of straw biomass (Wang et al., 2009). Typically, SPORL includes two steps. The first step is biomass pretreated by calcium or magnesium sulfite to degrade hemicellulose and remove cellulose at pretreatment conditions of 160–180°C for a short time and pH value of 2–4. The second step applying a disc refiner–treated biomass can dramatically decrease the size of biomass (
SPORL has plenty of advantages that are as follows: dramatic cellulose decomposition, obvious hemicellulose removal, and excellent hydrolysis efficiency. Besides, it can save energy consumption, increase enzyme loading, and enhance the fermentation process (Wang et al., 2009). However, there are some drawbacks, such as sugar degradation and high cost, requiring to be addressed. For instance, SPORL can achieve almost 100% conversion of cellulose; the optimal conditions would be 180°C, 30 min, 4% sodium bisulfite charge, pH value of 2.0–4.5, and enzymatic hydrolysis time of 10 h. Currently, Na2S, Na2SO3, Na2CO3, and NaOH are utilized in SPORL of diverse straw biomass (Yang et al., 2013).
Ammonium sulfite treatment is a promising treatment technology to achieve fermentable sugars from lignocellulosic feedstocks. For example, wheat straw was pretreated by 20% (w/w) ammonium sulfite assisted with 4% Na2CO3 at 180°C for 1 h, obtaining 99.9% glucan yield and 88.0% xylan yield (Qi et al., 2018). In addition, various lignocellulosic biomass including switchgrass, lodgepole pine, poplar, and red pine was pretreated with SPORL, hemicellulose was removed, a part of cellulose was degraded, and lignin was sulfonated, finally generating a hydrophilic polyphenolic structure (Silveria et al., 2015).
Oxidative Pretreatment
Oxidative treatment of lignocellulosic biomass involves H2O2, peracetic acid, ozone, oxygen, or air, and many chemical reactions involving electrophilic substitution, side-chain displacements, and oxidative cleavage of aromatic ring ether linkages may take place during oxidative pretreatment. The acids and inhibitory compounds are generated from lignin fragmentation and oxidization, which could influence the yield of fermentable sugar and the efficiency of enzymatic digestion (
Oxidation treatment involves ozonolysis, wet oxidation, and photocatalysis (
Wet oxidation is a suitable process of disposing straw biomass with water and air/oxygen at stringent temperature, pressure, and time. The method can cleave the lignin, solubilize the hemicellulose, promote the susceptibility of cellulose, and decrease the generation of byproducts. The technology needs a higher temperature (above 120°C) and higher pressure (0.8–3.3 MPa) but could obtain an excellent pretreatment efficiency compared with other treatment approaches (Talebnia et al., 2010;
A combination of H2O2 and peracetic acid with alkaline (NaOH) could significantly enhance the reducing sugar yields and the enzymatic hydrolysis efficiency as compared to the NaOH treatment alone. For example, when pretreatment of wheat straw using 1% H2O2 and alkaline was performed at 25°C for 18–24 h and a pH value of 11.5, 50% lignin was removed and most of the hemicellulose was dissolved, which was more efficient than only NaOH treatment. Furthermore, the enzymatic digestion efficiency was improved, giving almost 100% conversion when the value of pH reached 11.5 (Talebnia et al., 2010).
Novel oxidative treatment technology of straw biomass fractionation has been reported, which applies both O2 and H2O2 as co-oxidants under alkaline conditions to simultaneously elevate the efficiency of straw biomass being converted into fermentable sugars and enhance the purity and stability of lignin (Yuan et al., 2021).
Steam Explosion Pretreatment
Steam explosion (SE) pretreatment is a common, co-effective, and promising technology, which is utilized in industrial conditions for the treatment of straw biomass (
In comparison with other treatment technologies, SE treatment could be applied to treat straw biomass to dramatically not only reduce the requirement of hazardous chemicals and reaction time consumption but also facilitate the fractionation of lignin and achieve high purity, high quality, and high stability of lignin. Various lignocellulose biomass such as rice straw, corn stover, wheat straw, sugarcane bagasse, and sunflower stalks has been pretreated by SE treatment to achieve fermentable sugars (Smichi et al., 2020). For instance, rice straw exhibited an effective enhancement in physicochemical characteristics as compared to the unpretreated counterpart. 53.46% cellulose digestion and 49.54% hemicellulose degradation were achieved, which were increased by 13.72 and 16.79% as compared to the untreated counterpart, respectively (Zhou et al., 2016). Besides, rice straw and corn stalk treated with SE can dramatically enhance the strength of internal bonding and water tolerance, degrade hemicellulose, and transform lignin (
In addition, a combination of SE and fungal treatment of corn stalk achieved 313.31 g kg−1 glucose yield under the optimum conditions of 1.7 MPa using SE assisted with Phellinus baumii for 21 days, which is 2.88 and 1.32 times higher as compared with that of an untreated corn stalk and 1.7 MPa SE, respectively (
SE showed excellent pretreatment performance compared to some other treatment methods. This involves the potential for the remarkable enhancement in enzyme hydrolysis, which is more environmental-friendly and economic, with less hazardous reaction conditions and higher sugar recovery. In addition, SE can employ the larger chip size and does not need the acid catalyst as well as its feasibility in the industry. However, SE treatment has some shortcomings such as high-energy input and fermentation inhibitors (e.g., formic acid, 5-hydroxymethylfurfural, acetic acid, and furfural), which would reduce the fermentation efficiency (Smichi et al., 2020; Balan et al., 2020).
Supercritical Fluid Pretreatment
Supercritical fluids (SCF) are substances that above their critical points of temperature and pressure, and the fluids don’t present vapor-liquid phase transition (
Carbon dioxide, ammonia, water, and hydrocarbons (propane and butane) are the most common supercritical fluids. Supercritical carbon dioxide (Sc-CO2) is one of the most popular utilized compressed fluids for lignocellulose feedstock processing attributed to generate no byproducts without requiring any separation process (
FIGURE 7

Pressure–temperature phase diagram of a compressible fluid with solid–liquid–gas phase and supercritical region. Pc: critical pressure; Tc: critical temperature. Reproduced with permission from
Using Sc-CO2 pretreatment of biomass exhibits some benefits such as lower cost of CO2, moderate pressure, lower temperature, and higher solid loadings. Importantly, CO2 is more easily available and transported. In addition, when using the Sc-CO2 treatment of straw biomass, CO2 generates carbonic acid and enhances the enzymatic digestion efficiency (Rezakazemi et al., 2017; Rezakazemi and DarabiSoroushMesbah, 2019). Moreover, CO2 can penetrate the small pores of hemicellulose, cellulose, and lignin, leading to disruption of hemicellulose and cellulose structures, increment of cellulose accessibility and enzymatic hydrolysis, and minimization of inhibitors. However, the high requirement of reactor equipment limited the extensive application (
Sc-CO2 treatment has been applied for lignocellulosic biomass, which can significantly improve the fermentable sugar yields (
In addition, Sc-CO2 treatment on rice straw and wheat straw and subsequent enzyme hydrolysis could achieve 100 and 32% yield of glucose, respectively (
Besides, to facilitate the pretreatment efficiency such as fermentable sugar yield and lignin fractionation, a small part of co-solvent (ethanol) could be assisted with Sc-CO2 (Ramezani et al., 2020). The water present in the straw feedstocks together with CO2 under the critical conditions, and the acidity of in situ generated carbonic acid is dramatically beneficial to biomass fractionation, saccharification, and fermentation. Hence, Sc-CO2 treatment is a highly promising approach for straw biomass conversion, particularly when combined with the up-to-date or cutting-edge biorefinery (
Other supercritical fluid approaches such as supercritical ammonia and supercritical ethanol are also employed in the area of biomass fractionation and conversion. In addition, in comparison with subcritical ethanol, the supercritical ethanol pretreatment exhibited higher lignin fractionation and higher purity and stability of cellulose (
SO2 Explosion Pretreatment
SO2 explosion treatment technology is analogous to carbon dioxide explosion pretreatment, which could catalyze the solubilization of hemicellulose by adding an external acid, promote cellulose hydrolysis, and reduce the pretreatment temperature (
The SO2-catalyzed steam explosion has been utilized in various lignocellulosic materials. For example, sugarcane bagasse was pretreated by SO2-catalyzed steam explosion followed by enzyme digestion, and 57% pentose was achieved under the optimum conditions of 2% moisture content of SO2 as a catalyst at 190°C for 5 min. After further enzymatic hydrolysis, 87% total sugars and 60% xylose conversion were obtained at 2% water-insoluble solid contents, respectively. More importantly, there were almost no inhibitors generated in the reaction process (
Ammonia Fiber Expansion
Ammonia fiber expansion (AFEX) is considered a thermochemical treatment technology, which applies anhydrous ammonia or lower moisture at correspondingly moderate temperatures (60–120°C) and pressures (1.72 MPa) for a short time (5–30 min) and rapidly releases the pressure. The process of treatment bears a resemblance to SE with only liquid ammonia replacing water. This technology dramatically elevated cellulose accessibility and the enzyme hydrolysis efficiency because the crystallinity and polymerization were obviously increased, hemicellulose was effectively hydrolyzed, a large part of lignin was depolymerized and removed, and the size and number of micropores were enhanced in the cell wall (
In addition, ammonia is regarded as a good catalyst due to the enhancement of the accessible surface area, the reduction of inhibitors, high lignin removal, moderate reactions, and low cost (
AFEX treatment can break down the biomass recalcitrance and elevate the hydrolysis activities and conversion efficiency of different feedstocks, which has been utilized in various lignocellulosic materials including wheat straw, rice straw, corn cob/stover, and sugarcane bagasse (
AFEX treatment technology is similar to the SE approach. The straw biomass is swollen by AFEX, which could elevate the surface area and disrupt the linkage of lignin–carbohydrate (
Physical Treatment
Microwave Pretreatment
Microwave treatment can selectively transfer energy to various materials, which has been usually utilized for the pretreatment of straw biomass (
Microwave treatment has been demonstrated to be a promising technology attributed to its obvious advantages including shorter reaction time, faster heat transfer, better selectivity, uniform volume heating, simple operation, lower energy cost, and lower generation of byproducts (
Generally, microwave-assisted other pretreatment processes (e.g., alkali, acid, and salt) also showed significant effects. For example, wheat straw was pretreated at 160°C with 1.5% NaOH and 15 min microwave irradiation, a lot of lignin was removed, and the high content of cellulose was retained, which increased the reducing sugar yield (Tsegaye et al., 2019). In addition, with coupling of microwave treatment and acetic and propionic acid treatment of rice straw, lignin removal was 46.1 and 51.54%, while the sugar yield was 71.41 and 80.08%, respectively. It was found that the most important impact factor was the strength of the microwave, the second one was the proportion of solid–liquid, the third one was the concentration of acid, and the final one was the time of irradiation (
The main advantage of microwave pretreatment is that it can dramatically shorten the reaction time with the assistance of the microwave. Therefore, it is necessary to combine the microwave with other technologies in the pretreatment of straw biomass. However, the rigorous requirement of equipment is still needed, attributed to the high temperature.
Electron Beam Irradiation
A linear electron accelerator produces electron beam ionizing radiation, which is regarded as the physical pretreatment process. Electron beam irradiations (EBIs) could disrupt the structure of cellulose, hemicellulose, and lignin, decrease the polymerization degree, and increase the hydrolysis efficiency (
However, EBI pretreatment has often manifested more effective results for the increment of glucose yield through the combination of other methods (
High-energy electron radiation pretreatment is one kind of EBI, which is already used in lignocellulose pretreatment. Lignocellulosic biomass is exposed to high-energy electron radiation and could achieve high efficiency of biomass conversion (Nalvaiko et al., 2015; Zhang et al., 2020). High-energy electron radiation treatment is an appropriate approach for the mass generation with low cost and high efficiency in comparison with other methods. Most importantly, irradiation dosage is easy to control, which is the only key factor for the efficiency of pretreatment (
High-energy electron radiation could successfully enhance the conversion efficiency and enzyme digestion rate via launching radiation to the feedstocks. The advantages of this technology include 1) reducing cellulose polymerization, 2) improving the moisture content, 3) disrupting the cellulose structure, 4) increasing cellulose accessibility, and 5) decreasing environmental pollution. However, high cellulose loss, expensive cost, and difficulty in large-scale industrial production are the main drawbacks (Mosier et al., 2005;
The higher radiation led to the lower yield of sugars because it would induce the ring of glucose and oligosaccharide degradation (
Ultrasonic Pretreatment
Ultrasound effects consist of mechanoacoustic and sonochemical effects. Ultrasound treatment can produce high temperature and pressure in the localized, generate highly active free radicals, change the structure of the surface, and enhance the permeation of solvents and heat into cells to facilitate mass transfer. Some researchers reported the mechanism of enzymatic hydrolysis such as agglomeration and depolymerization of lignocellulose under ultrasonic pretreatment (Figure 8) (
FIGURE 8

Mechanism of prevention of enzyme agglomeration and depolymerization of lignocellulose using sonication. Reproduced with permission from
Numerous parameters including frequency, power consumption, solvent type, dissolved gas type, reactor geometry, and stirring could influence the efficiency of ultrasound (Silveira et al., 2015). Therefore, ultrasound requires to conjunct with other methods for pretreatment of straw biomass to enhance the efficiency of delignification and enzyme saccharification (Xi et al., 2013;
At present, numerous previous investigations reported low-frequency ultrasound treatment, while the high-frequency one requires further exploration for lignocellulosic biomass pretreatment. Another study also reinforced the excellent potential of ultrasound treatment for converting lignocellulosic feedstocks into fermentable sugars (
Pyrolysis Pretreatment
Thermochemical treatment involves pyrolysis and gasification according to the operating temperatures. Pyrolysis utilized for the treatment of straw biomass with a temperature above 300°C can disintegrate cellulose into hydrogen, carbon monoxide, and residual char. Pyrolysis treatment could disrupt the cellulose structure of biomass, enhance the calorific value and hydrophobicity, and increase the stability of biomass (Talebnia et al., 2010;
Of the straw biomass pretreatment processes and biorefinery processes, pyrolysis treatment has been deemed as a common technology for straw biomass disposal, which is more popular. The type of pyrolysis, reaction conditions, and biomass material features can influence the distribution of products and the yield of every end product (
Lignocellulosic feedstocks consist of a certain part of ash that would dramatically influence the efficiency of pyrolysis treatment (Wang et al., 2017). The major components of ash are alkali and alkaline earth metals (AAEMs) such as K, Ca, Na, and Mg, which could affect the biomass conversion efficiency and pyrolysis behaviors as well as mass balance (
Furthermore, the efficiency of pyrolysis treatment could be elevated during the presence of O2 at lower temperatures. Moreover, 85% monomeric sugars were obtained from cellulose under pyrolysis treatment assisted with mild H2SO4 from agricultural wastes (
In the biorefinery process, bio-oil is usually produced from lignocellulose feedstocks in the pretreatment of pyrolysis. In contrast, fermentable sugar formation from straw biomass by the pyrolysis treatment technology studies is limited. The type of pyrolysis, reaction conditions, and biomass material features can influence the distribution of products and the yield of every end product.
Mechanical Comminution
The mechanical comminution approach includes extrusion and milling, which is deemed the most traditional technology treatment and can markedly modify the particle size of straw biomass (
Extrusion pretreatment is a continuous process and has many advantages such as shorter reaction time, lower cost, higher solid loadings, easier control, moderate conditions, unformed inhibitors, unrequired additives, and environmental friendliness (
Mechanical grinding (milling) involves chipping and grinding procedures. Milling treatment approaches may be involved in dry milling and wet milling by applying either ball or disk grinding elements. Wet milling exhibited higher efficiency than dry milling of straw biomass. The grinding element number and size and substrate particle size are the most important influence factors (Silveria et al., 2015). For example, rice straw was pretreated by wet and dry milling, under the treatment conditions such as the particle size of 0.5 mm and ball speed of 350 rpm/min ground for 30 min (
Mechanical comminution pretreatment is usually applied before other technologies to make the components of lignocellulosic materials easier to be separated, which is beneficial to the subsequent treatment. Some researchers manifested that the mechanical pretreatment had a remarkable effect on removing lignin and hemicellulose from various straw biomass. Moreover, when coupled with other treatment techniques, mechanical pretreatment exhibits better performance and can further increase the fermentable sugar yields. For instance, applying alkaline (e.g., NaOH, Ca(OH)2, KOH, and NH3·H2O), mineral (e.g., H3PO4, HCl, H2SO4, H2SO4, and HNO3), and organic (e.g., CH3COOH and HCOOH) acids combined with mechanical pretreatment could dramatically improve fermentable sugar yields due to their high delignification efficiency (
Biological Pretreatment
The abovementioned treatment techniques need costly equipment, much energy consumption, and the application of harmful chemicals leading to environmental pollution. In sharp contrast, biological treatment can overcome these drawbacks, which has attracted increasing attention possibly due to high delignification efficiency, low cost, and the absence of the pollution pretreatment process. The biological treatment utilizes these microorganisms (fungi, bacteria, and actinomycetes) or biobased products (enzymes) to selectively resolve lignin and hemicellulose, which facilitates the process of enzyme digestion (Moodley et al., 2020). In addition, part of hemicellulose and cellulose would be consumed by microorganisms in the process of pretreatment. Furthermore, an efficient biological bacterium agent is necessary and a large sterile area should be retained during the whole biological pretreatment process (
Fungi involve white-rot fungi, brown-rot fungi, and soft-rot fungi, and white-rot fungi are a physiologically different group of saprophytic fungi such as basidiomycetes and further cause white rot in wood (
Currently, numerous white-rot fungi have been studied on various straw biomass and revealed excellent delignification rates. Wheat straw was pretreated with 19 white-rot fungi, giving 35% reducing sugars under five-week pretreatment with Pleurotus ostreatus, while only 12% yield of reducing sugars was achieved from the untreated wheat straw. In addition, the application of five different fungi in wheat straw treatment was researched. The best production of overall sugars was with the treatment of Aspergillus niger and A. awamori (Talebnia et al., 2010). At present, numerous microorganisms should be investigated and improved in their capacity to undergo delignification through genetic engineering technology. For instance, Saccharomyces cerevisiae and Escherichia coli have been applied in the pretreatment of lignocellulosic biomass (
Although biological treatment of lignocellulosic biomass could improve the saccharification efficiency, it requires a long reaction duration. For example, corn stover was pretreated by the white-rot fungus Irpex lacteus treatment for 42 days, obtaining 43.8% lignin removal, and the saccharification efficiency was sevenfold higher than the untreated one (Song et al., 2013). In addition, wheat straw was treated with Ceriporiopsis subvermispora pretreatment for 70 days, and the highest sugar yield was up to 44% (
Fungi treatment needs to have long reaction duration (several weeks or months), while bacterial pretreatment requires less duration (a few hours) to be finished (
Although biological treatment exhibits high saccharification efficiency and eco-friendliness, some shortcomings particularly the long pretreatment cycle are present. The treatment duration can be shortened by a combination of chemical and physical treatment techniques. Furthermore, the mechanisms of biological pretreatment are unknown attributes to the complex microorganism structure. Therefore, it is necessary to continue exploring the mechanisms of microorganism pretreatment.
Combined Pretreatment
A single pretreatment faces many challenges, such as technical issues, the presence of pollution, higher energy inputs, longer reaction duration, anti-corrosion equipment, and difficulty to realize industrialization. Numerous investigations reported that a combination of physical, chemical, and biological pretreatments could appear more efficient than the single treatment method because the combined pretreatment revealed synergistic functions on the conversion of straw biomass and enzymatic hydrolysis (Sindhu et al., 2016). For instance, CO2 pretreatment is coupled with other methods such as ultrasound, alkaline hydrogen peroxide, ammonia explosion, steam explosion, and enzymatic hydrolysis, which can facilitate high hydrolysis efficiency and fermentable sugar yields (Table 4). Besides, CO2 pretreatment combined with enzymatic conversions becomes increasingly popular because of low temperature and safe solvents (Morais et al., 2015).
TABLE 4
| Methods | Feedstocks | Pretreatment conditions | Conditions of conventional method | Glucose yield/reducing sugar yield (%) | Ref(s) | ||||
|---|---|---|---|---|---|---|---|---|---|
| Water content (%) | CO2 method | Conventional method | Both methods | Unpretreated biomass | |||||
| Steama | Wheat straw | 190°C, 120 bar, 60 min | 200°C, 15 min | 23 | — | — | −/60.1 | — | Yin et al. (2014) |
| Acetic acid/steam | Wheat straw | 180°C, 180 bar, 45 min | 180°C, 10 min (steam) | 50 | — | — | 175e/- | — | Zabihi et al. (2021) |
| 180°C, 180 bar, 45 min | 180°C, 45 min, 2 bar | 50 | — | — | 275e/- | — | Zabihi et al. (2021) | ||
| Autohydrolysis | Wheat straw | 210°C, 60 bar | — | — | 2.62 CO2 mol-1 | — | 92 | — | Pasquini et al. (2005) |
| AFEX | Rice straw | 175°C, 7.5 bar, 30 min | 15% NH4 | — | 46.75b/- | 96.00c/- | 99.04/- | — | Yin et al. (2014) |
| 165°C, 20 bar, 70 min | 14.3% NH4 | — | — | — | 93.6 | — | |||
| Lime | Rice straw | pH 6 | CaCO3 | 10 | — | — | 74 | — | Silveira et al. (2015) |
| Ultrasound | Corn cob | 170°C, 200 bar, 30 min | 20 kHz, 600 W, 80°C, 6 h | 50 | 31.0/62.0 | — | 42.0/87.0 | 10.0/12.5 | |
| Corn stalk | 170°C, 200 bar, 30 min | 20 kHz, 600 W, 80°C, 8 h | 50 | 14.0d/25.5 | — | 16.0/30.0 | 13.5/16.6 | Phan and Tan (2014) | |
| Ultrasound | Sugarcane bagasse | 80°C, 65 bar, 120 min | 40 kHz, 154 W, 30°C, 8 h | 65 | -/380 ± 9e | -/350e | -/300e | -/127 ± 16e | |
| 180°C, 206 bar, 60 min | 35°C, 4 h | 80 | 61.3/- | 20.2/- | 97.8/- | 13.4/- | Phan and Tan (2014) | ||
| Alkaline/(H2O2/NaOH) | Sugarcane bagasse | 180°C, 206 bar, 60 min | 0.6% H2O2, 60°C, 9 h, CO2-assisted conventional methods | 80 | 61.3/- | 22.9/- | 65.8/- | 13.4/- | |
| Co-solvent (1-butanol/H2O) | Sugarcane bagasse | 190°C, 70 bar, 105 min | 60% 1-butanol | 40 | — | — | 94.5f | — | Silva et al. (2013) |
Sc-CO2 combined with conventional treatment methods for biomass pretreatment.
CO2 explosion was performed after steam explosion.
Conditions: 160°C, 50 min, 15 bar.
Conditions: 160°C, 50 min, 10% ammonia concentration.
CO2 treatment at 170°C and 200 bar of CO2 pressure for 1 h.
Units of g·kg−1 of dry biomass.
Units of delignification.
Single SE treatment could only degrade a major part of hemicellulose but not dramatically enhance the efficiency of lignin fractionation (
Biological treatment in combination with LHW, moderate physical, or chemical treatment is also reported (Sindhu et al., 2016). The major advantage is that fungal treatment combined with other technologies could decrease the operation time and increase the enzymatic hydrolysis yield, in comparison with the sole treatment (Rezania et al., 2020). For example, a combination of Populus tomentosa with LHW could obtain 92.33% hemicellulose removal and the highest glucose yield. In addition, the combined treatment using white-rot fungus P. ostreatus followed by AFEX treatment obtained higher fermentable sugars than the treatment of rice straw with the sole treatment of AFEX (Sindhu et al., 2016). Then, bacteria exhibited high efficiency for degrading lignin and increasing the enzyme digestion, which is an excellent selection for combining with other approaches. For example, bacteria (Cupriavidus basilensis B-8) treatment was combined with dilute acid pretreatment (H2SO4) of rice straw, and the enzymatic digestibility was increased by 70% compared to the sole dilute acid treatment (Yan et al., 2017). Furthermore, a combination of LHW treatment and disk milling treatment of sugarcane bagasse showed higher efficiency than single pretreatment of sugarcane bagasse using LHW. The combined treatment significantly enhanced glucose release by 41–177% under LHW at 140 –180°C for 10 min and then disk milled (Wang et al., 2018).
Alkali combined with microwaves could dramatically remove the lignin from the liquid biomass, while cellulose and hemicellulose were retained in the solid phase for further enzymatic digestion (Raman and Gnansounou, 2018). For instance, the microwave coupled with the alkaline treatment of wheat straw can enhance the treatment of efficiency, reduce the reaction time, and improve the delignification (Yu et al., 2010). Rice straw treated with 1% NaOH combined with acidified water wash at 121°C, 0.1 MPa for 30 min could obtain 80% cellulose and 65% lignin (Samar et al., 2020).
In addition, sugarcane straw was treated with dilute sulfuric acid (0.6% H2SO4) assisted by microwaves to enhance the yield of fermentable sugars and minimize the concentration of inhibitors as well as reducing the time consumption (
Ultrasound-assisted DES treatment could be an effective treatment approach for straw biomass. For example, 36.7% reducing sugar was obtained from oil palm empty fruit bunch (OPEFB) under ChCl:LA coupled with 60% sonication power (210 W) at 50°C for 30 min (
There are some disadvantages of IL treatment such as redeposition of lignin onto the surface, which could obstruct the accessibility of enzymes and reduce the effective hydrolysis. Technologies like combinatorial utilization of ILs with other treatment surfactants could elevate the treatment efficacy and decrease the whole process cost, owing to that the surfactants could prevent the lignin redeposition on the surface of polysaccharides. For example, in the combination treatment of Saccharum spontaneum biomass (SSB) with tris(2-hydroxyethyl)methylammonium methylsulfate ([TMA][MeSO4]) and sodium dodecylsulfate (SDS), following its enzymatic hydrolysis under consolidated bioprocess (CBP), the sugar yield was increased by 2.35-fold in comparison with the untreated one (Vaid et al., 2021). Moreover, Miscanthus hybrid (Mx27999) was pretreated by SE coupled with ILs and single treatments for the generation of oligosaccharides, respectively (
Diverse treatment technologies are applied to disrupt the strong natural recalcitrance of straw biomass by identifying the limiting factors on enzymatic digestion. There are various criteria for efficient methods that are as follows: 1) reducing the degradation of hemicellulose and keeping a high sugar content, 2) minimizing the energy consumption, 3) decreasing the harmful side products, and 4) an eco-friendly, cost-effective, and mild reaction process (Nasir et al., 2020). According to investigations, utilizing microwaves and ultrasound for the efficiency of the treatment process under mild conditions exhibited a decrease in delignification. Hence, balancing the harshness of treatment conditions and the effectiveness of hemicellulose, cellulose, and lignin separation is still a big challenge.
The major obstacle of straw biomass application is the complex structure and heterogeneity of lignocellulose. Although various approaches (chemical, physical, biological, and combined treatments) have been employed for lignocellulose pretreatment, the lignin fractionation efficiency is the main challenge. Achieving the high-efficiency conversion of biomass depends on the effectiveness of lignin fractionation and modification. For improving selective delignification, various technologies have been reported. For instance, LHW combined with several metal oxides (MgO, ZnO, CuO), or diluted peracetic acid could enhance the efficiency of lignin removal, with less fermentable sugar loss (
In a brief summary, the combined pretreatment methods are more effective than chemical or biological technology alone. However, the major components (hemicellulose, cellulose, and lignin) of diverse straw reveal a distinct difference. Therefore, the efficiency of conversion and saccharification of straw biomass is dependent on the raw materials. To achieve the best results of straw pretreatment, an appropriate technology should be chosen according to various straw biomass resources. At present, no single pretreatment technology can fully realize the economic, environmental-friendly, and efficient treatment of biomass. Although the combined pretreatment has achieved some satisfactory results, it is still necessary to further develop the combined treatment technology to explore its full potential and realize the efficient biomass pretreatment (
Pretreatment Methods for Converting Straw Into Fermentable Sugar
Using straw biomass to generate valuable chemicals and biofuels involves some key processes including saccharification and fermentation and further conversion, while the lignin is separated from the solid residue and the final products are purified. Only solving the recalcitrant problem of polysaccharides in biomass can make full utilization of polysaccharides in the straw biomass (Qi et al., 2018). There are plenty of factors influencing pretreatment efficiencies, such as the type of biomass, various reactors, and diverse reaction conditions (Zhang et al., 2015;
TABLE 5
| Treatment approaches | Advantages | Disadvantages | |
|---|---|---|---|
| Chemical pretreatment | CO2 explosion pretreatment | Low cost, low temperature, high solid loading, enhances the accessible surface area, and does not form toxic compounds | High pressure, high requirement of equipment |
| Oxidative pretreatment | Removes lignin effectively, environmental-friendly, less side products | High cost, difficult to separate the solvents | |
| Steam explosion pretreatment | Applies no chemicals and less H2O, low cost, and low environmental pollution | High pressure and temperature | |
| Supercritical fluid pretreatment | Uses green solvents, does not degrade sugars, and suitable for mobile biomass processor | High cost | |
| SO2 explosion pretreatment | The solubilization of hemicellulose through adding the external acid provides partial cellulose hydrolysis and requires low temperature | Stringent equipment and inhibitory compounds when using acids | |
| Ammonia fiber explosion | Removes lignin efficiently, enhances enzyme accessibility, reduces the formation of inhibitors, and needs fewer enzymes | Expensive separation and recycle, not efficient for biomass with high lignin content | |
| Liquid hot water | Obtains pure hemicellulose, does not add chemicals or catalyst, hydrolyzes hemicellulose, achieves a high yield of sugars, and does not require washing, recovery, and detoxifying | Requires high energy | |
| Alkali pretreatment | Low temperature and pressure, low carbohydrate degradation, low corrosion, lignin removal, low cost | Longer residence times, generation of salt needs to neutralize and recycle, high consumption energy | |
| Acid pretreatment | Concentrated acid: high hemicellulose solubility, positive effect on cellulose enzyme digestion, and high yields of glucose. Dilute acid: low cost, effective, does not require recycling acid, and high enzymatic digestibility | Highly toxic, corrosive, high temperature and pressure, produces inhibitors, requires expensive materials, catalyst recovery problem, environmental problem, needs neutralization and detoxification | |
| Ionic liquid pretreatment | Less energy, easy to operate, conducted in pilot scale | Expensive, high viscosity, high cost of recovery and recycling | |
| Deep eutectic solvents | Green solvents, biodegradable and biocompatible, highly tunable, convenient synthesis | Hygroscopicity, instability, and high viscosity | |
| Natural deep eutectic solvents | Green solvents, consist of certain natural compounds, environment friendly | High viscosity | |
| Organosolv pretreatment | Hydrolyzes hemicellulose and lignin and achieves high-purity lignin | High cost of recovery and reuse, high inhibitors, environmentally unfriendly, low biomass recovery rate | |
| Sulfite pretreatment | Removes lignin, energy-efficient | Reduces biomass size | |
| Physical pretreatment | Microwave pretreatment | Short time, energy-efficient, simple operation, non-polluting, selective degradation of hemicellulose and lignin | High cost and long reaction time leading to slow production |
| Electron beam irradiation | Mainly effective on depolymerizing cellulose, improves the surface area, does not form inhibitors, cost-effective | Does not affect hemicellulose and lignin, high pressure, less efficient | |
| Ultrasonic pretreatment | Enhances reactivity and accessibility of cellulose | Having a negative impact on enzymatic hydrolysis | |
| Pyrolysis pretreatment | Degrades cellulose quickly | High cost, low yield | |
| High-energy electron radiation pretreatment | Decreases cellulose polymerization degree | High cost | |
| Mechanical comminution | Decreases cellulose crystallinity and particle size and does not form inhibitors | Cannot remove hemicellulose and lignin, high energy, and low conversion efficiency | |
| Biological pretreatment | Degrades hemicellulose and lignin selectively, low-energy input, does not add catalyst or chemicals, does not form toxic compounds, cost-effective, environment friendly | Low enzyme digestion, long incubation time, slow reaction process, low downstream yields, high sensitivity to inhibition | |
| Combined pretreatment | Reveals combined actions on saccharification and fermentation processes | Need to overcome the drawbacks of every single treatment | |
Advantages and disadvantages of diverse treatment approaches.
Currently, diverse pretreatment methods such as biological, physical, and chemical approaches have significantly improved the yields of fermentable sugars from the conversion of polysaccharides (Zhang et al., 2015;
Secondly, these pretreatment methods have unique characteristics. For instance, biological treatment usually employing microorganisms to decompose lignin via enzymes or chemical approaches make the lignocellulosic materials easier to undergo saccharification through the polysaccharide sugar units (Valaskova et al., 2007). The most common microorganisms are white fungi. Now, almost 51 white-rot basidiomycetes of Punctularia sp. are available (Ponnusamy et al., 2019). Besides, the efficiency of physical treatment is mainly improved by reducing the particles, the size of feedstocks, the degree of polymerization, and the crystallization of the straw biomass (Sun and Cheng, 2002). Physical treatment involves extrusion, milling, and sonication methods. Extrusion is a common approach, which is combined with other technologies to enhance treatment efficiency. For instance, the extrusion treatment coupled with steam explosion pretreatment of barley straw gives 84% glucans, 91% hemicellulose, and 87% lignin, respectively (Oliva et al., 2017).
Among the chemical pretreatment approaches, dilute acid and alkaline pretreatments are favored. In addition, the dilute pretreatment technique is an excellent method with low-lignin content lignocellulose (Ponnusamy et al., 2019). For instance, applying 2% H2SO4 at 120°C for 43 min of corn straw obtained 77% xylose (
For chemical pretreatment, the steam explosion treatment utilizes 70% less energy in comparison with physical treatments. Furthermore, hemicellulose is hydrolyzed and acids are generated in situ, further decomposing the hemicellulose. Nevertheless, the design of reactor equipment needs to be optimized (Singh et al., 2014). Ammonia fiber explosion is nearly similar to steam explosion. However, the major obstacle is the cost of ammonia and its recovery (
In general, biological pretreatment technology is more sustainable and environmentally friendly in terms of producing fermentable sugars, but it requires a much longer time to treat straw biomass. In sharp contrast, chemical treatment techniques, such as inorganic acids (sulfuric acid), are economically viable while causing environmental pollution. Although chemical pretreatment exhibits high efficiency, it requires rigorous reactors, high cost, and high-energy inputs. The single physical treatment is difficult to commercialize because of high cost and high-energy inputs. Consequently, combined pretreatment technologies have better efficiency and are more sustainable than any other single method, while plenty of studies are still required to make full use of the advantages and potential of combination treatment approaches.
Conclusion and Future Outlook
The main bottleneck in pretreatment technologies for straw biomass is the presence of lignin in the feedstocks that could drastically affect the enzymatic digestion of hemicellulose and cellulose. Therefore, the delignification of straw biomass is the crucial step in the extensive studies in the development of diverse treatment processes. To date, a single treatment technique has not been realized for delignification without sugar degradation. Although combined treatment approaches have obtained some satisfying results to an extent, still numerous extensive studies have to be further researched and investigated for improving lignin removal and fermentable sugar yield in an economic and green manner. Hereby, some investigation prospects are proposed as follows.
Fundamental researches on a structural and molecular level of lignocellulosic biomass should be reinforced. Hence, it requires combining with the different research fields to change the fundamental structure of biomass and further improve the pretreatment efficiency. Therefore, pretreatment technologies should not only focus on cellulose enzyme digestion, sugar yields, and the removal rate of lignin apparent indexes but also aim to research the mechanism theoretically involved—physical, chemical, or biological—in the transfer and reaction processes. It is indispensable to investigate the components and structure of various straw biomass and further study the influence of lignocellulosic structure on the ratio of conversion and enzymatic hydrolysis during processing.
Furthermore, the unknown inhibitory components in pretreated feedstocks should be identified and characterized in the whole pretreatment process, to decrease the expenses of treatment, fermentation systems, and reactor configuration. Optimizing the pretreatment approaches can promote the efficiency of combining with saccharification and fermentation, with close attention on the efficient feasibility for the commercial-scale biorefinery. Most importantly, the pretreatment approach should be optimized in terms of energy input and eco-friendly process.
Computational tools have become more and more promising and attractive to analyze the chemical processes automatically and identify the optimum experiment methodologies quickly. Hence, it is very important to apply computational tools to construct the process modeling and simulation for optimizing the economic efficiency of the biomass pretreatment process, for instance, pyrolysis process kinetic models, xylan degradation kinetics, enzymatic saccharification optimization, modeling mass flow and reaction temperature, and time of the treatment process (Seidl and Goulart, 2020).
Novel treatment approaches are required to be explored to promote the efficiency of lignocellulosic biomass conversion, saccharification, and fermentation. One optimum pretreatment approach is not possible for every type of lignocellulosic biomass attributed to the different content of hemicellulose, cellulose, and lignin for various biomass because the component could vary with a different plant or species or within species depending on their environment and source. Furthermore, every treatment approach has its unique properties and is utilized to a certain kind of biomass. Therefore, the reported pretreatment technology only demonstrated that it was an appropriate method for the special biomass, not other types of biomass. It is necessary to further investigate the optimum treatment methods for the different biomass according to its type, source, structure, and composition. Besides, computational technologies are required to be employed to optimize the lignocellulosic biomass pretreatment.
Existing open literature refers to the non-conventional or emerging methods like non-ionizing and ionizing radiation, high pressure, and pulsed-electric field. Yet detailed research is needed for further studying the reaction mechanism of diverse straw biomass treatments by employing non-conventional energies. Sustainable, less energy-consumed, capital cost–minimized, environmentally benign, economic, and efficient pretreatment technologies are still challenges of industrial scale-up pretreatment of straw biomass.
Statements
Author contributions
JT, HL, and SY conceptualized the idea. JT wrote the original draft. JT, HL, and SY reviewed and edited the paper and supervised the work. YL, XT, and HW obtained the resources.
Funding
This work was financially supported by the National Natural Science Foundation of China (21908033, 21576059, and 21666008), Fok Ying-Tong Education Foundation (161030), Program of Introducing Talents of Discipline to Universities of China (111 Program, D20023), and Guizhou Frontiers Science Center for Asymmetric Synthesis and Medicinal Molecules ((2020)004).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Summary
Keywords
straw biomass, pretreatment, fermentation, saccharification, enzymatic hydrolysis
Citation
Tan J, Li Y, Tan X, Wu H, Li H and Yang S (2021) Advances in Pretreatment of Straw Biomass for Sugar Production. Front. Chem. 9:696030. doi: 10.3389/fchem.2021.696030
Received
16 April 2021
Accepted
12 May 2021
Published
07 June 2021
Volume
9 - 2021
Edited by
Kai Yan, Sun Yat-Sen University, China
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© 2021 Tan, Li, Tan, Wu, Li and Yang.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Hu Li, hli13@gzu.edu.cn; Song Yang, jhzx.msm@gmail.com
This article was submitted to Green and Sustainable Chemistry, a section of the journal Frontiers in Chemistry
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