SYSTEMATIC REVIEW article
Sec. Cognitive Science
Sex Hormones and Processing of Facial Expressions of Emotion: A Systematic Literature Review
- 1Department of Neuroscience and Behavior, Ribeirão Preto Medical School, University of São Paulo, Ribeirão Preto, Brazil
- 2National Institute of Science and Technology, Translational Medicine (INCT-TM), National Council for Scientific and Technological Development (CNPq), São Paulo, Brazil
- 3Department of Gynecology and Obstetrics, Ribeirão Preto Medical School, University of São Paulo, Ribeirão Preto, Brazil
- 4Department of Psychiatry, Institute of Neurosciences, Universidad Autónoma de Barcelona, Barcelona, Spain
Background: We systematically reviewed the literature to determine the influence of sex hormones on facial emotion processing (FEP) in healthy women at different phases of life.
Methods: Searches were performed in PubMed, Web of Science, PsycINFO, LILACS, and SciELO. Twenty-seven articles were included in the review and allocated into five different categories according to their objectives and sample characteristics (menstrual cycle, oral contraceptives, pregnancy/postpartum, testosterone, and progesterone).
Results: Despite the limited number of studies in some categories and the existence of inconsistencies in the results of interest, the findings of the review suggest that FEP may be enhanced during the follicular phase. Studies with women taking oral contraceptives showed reduced recognition accuracy and decreased responsiveness of different brain structures during FEP tasks. Studies with pregnant women and women in the postpartum showed that hormonal changes are associated with alterations in FEP and in brain functioning that could indicate the existence of a hypervigilant state in new and future mothers. Exogenous administration of testosterone enhanced the recognition of threatening facial expressions and the activation of brain structures involved in the processing of emotional stimuli.
Conclusions: We conclude that sex hormones affect FEP in women, which may have an impact in adaptive processes of the species and in the onset of mood symptoms associated with the premenstrual syndrome.
Behavioral research has strengthened the view that sex hormones are involved not only in reproductive behavior or sexual dimorphism, but play an important role in different cognitive and emotional processes, in non-verbal behavior and in the functioning of a number of brain structures (Maki et al., 2002; van Wingen et al., 2011; Poromaa and Gingnell, 2014). Sex hormones act in the central nervous system by modulating the synthesis, release, and metabolism of different neurotransmitters (noradrenaline, dopamine, serotonin, glutamate, and GABA) and neuropeptides and influencing the excitability, synaptic function, and morphological characteristics of neurons (Rosa e Silva and Sá, 2006).
In women, the influence of sex hormones raises special interest because of physiological fluctuations that occur at the different phases of the menstrual cycle, during pregnancy (Klink et al., 2002) and in the postpartum (Bloch et al., 2000). During the normal menstrual cycle, for example, follicle-stimulating hormone (FSH) and luteinizing hormone (LH) peaks increase slowly and progressively in both amplitude and frequency shortly after menstrual bleeding. This leads to endometrial thickening and maturation of the ovarian follicle. There is a gradual increase in the production of estradiol until the occurrence of a peak shortly before ovulation. This increase in estradiol induces a significant rise of LH and FSH levels that deflates ovulation, initiating a significant synthesis of progesterone by the corpus luteum until its involution.
Women are also subject to hormone fluctuations associated with the use of oral contraceptives. Most of these drugs inhibit the natural production of ovarian hormones, thus eliminating fluctuations during the menstrual cycle (Fleischman et al., 2010; De Bondt et al., 2013). Hormonal contraceptives, and especially progestagen, simulate a second sustained phase that prevents new peaks of FSH and LH, inhibiting ovulation and promoting their contraceptive effect.
Research has described fluctuations in the levels of estrogen and progesterone and increased vulnerability to mood disorders in women (van Wingen et al., 2011). Also, there is evidence of positive correlations between the concentration of testosterone and antisocial behavior, aggressiveness, and domination behavior in both men and women (Archer, 1991; Book et al., 2001; van Wingen et al., 2011). In addition, investigations have shown alterations in mood and cognitive performance in women taking oral contraceptives (Mordecai et al., 2008; Griksiene and Ruksenas, 2011; Poromaa and Segebladh, 2012).
A non-systematic review on the activation of brain areas involved in emotional regulation associated with sex hormones showed that the amygdala and the medial prefrontal and orbitofrontal cortices are implicated in emotional processes (van Wingen et al., 2011). Toffoletto et al. (2014) have also described the involvement of the insula and the ventral part of the anterior cingulate in this process. All these regions are involved mainly with emotional processing, detection of threat signs, fight or flight response, and regulation of affective states (Toffoletto et al., 2014).
Other investigations about the impact of sex hormones in cognitive and emotional processes showed that these hormones are implicated in visual processing and in facial emotion recognition, since alterations in such abilities were found to be associated with hormone fluctuations over the different phases of the menstrual cycle (Farage et al., 2008; Little, 2013; Poromaa and Gingnell, 2014; Toffoletto et al., 2014).
Considering that facial emotion processing (FEP) is an important element of social cognition that contributes widely to the success of social interactions (Almada, 2012) and that alterations in the processing and recognition of emotional states in others are connected with many psychiatric disorders, the objective of this study was to investigate, through a systematic review of the literature, the influence of endogenous and exogenous sex hormones in the processing of basic facial expressions of emotion in healthy women at different phases of life.
The present study adds to the current literature on the subject as it was aimed at reviewing studies that assessed FEP directly through computerized tasks and used not only the menstrual cycle as a model of the influence of sex hormones, but assessed also women during pregnancy and in the postpartum, in addition to studies that involved the exogenous administration of hormones, including users of oral contraceptives.
We performed a systematic search with no time limits (last search in July, 2017) in the electronic databases Pubmed, Web of Science, PsycINFO, LILACS, and SciELO using the following MeSH terms: (emotional OR emotion) AND (processing OR recognition OR perception) AND (menstrual cycle OR progesterone OR estrogen OR testosterone OR androgen OR oral contraceptives). We followed the guidelines of the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement (Moher et al., 2009). The criteria for articles to be included in the review were the following: studies involving healthy women with no age limits, published in Portuguese, English, Spanish, French, and Italian, and which assessed the influence of sex hormones (endogenous and exogenous) on FEP. The exclusion criteria as well as the complete process of article search and selection are shown in Figure 1.
Figure 1. Flow diagram with details on the process of article search and selection for the systematic review.
The searches returned a total of 898 matches for the search terms used. From these, 27 were included in the review after consensus between two of the investigators. The articles were allocated into five different groups according to their objectives and sample characteristics, as follows:
Group 1—Menstrual cycle: observational cross-sectional (group comparisons) and longitudinal studies involving women at different phases of the natural menstrual cycle with the objective of investigating endogenous hormone variations (n = 11 studies–19-29).
Group 2—Oral contraceptives: studies with women using oral contraceptives, taking women at different phases of the natural menstrual cycle as a reference, with both observational (n = 5) (Maner and Miller, 2014; Hamstra et al., 2015, 2016, 2017; Radke and Derntl, 2016) and experimental (n = 2) (Gingnell et al., 2013; Hamstra et al., 2014) designs.
Group 4—Testosterone: observational and experimental studies with women aimed at investigating the effects of endogenous (n = 1) (Stanton et al., 2009) and exogenous testosterone (single dose between 0.5–0.9 mg; n = 4) (van Honk and Schutter, 2007; Hermans et al., 2008; van Wingen et al., 2009; Bos et al., 2013).
Group 5—Progesterone: experimental study with women to assess the acute effects of progesterone through a clinical trial (n = 1) (van Wingen et al., 2008).
Of note, we found no studies with samples of healthy women in puberty or in the menopause using the search procedures described above.
Socio-Demographic and Methodological Aspects
The main socio-demographic and methodological characteristics of the articles included in the review are shown in Table 1.
Table 1. Socio-demographic and methodological characteristics of the articles included in the review.
The samples in the articles reviewed had a median of 32 participants, with a mean age of 25 years. In general, the women were recruited in university (n = 9) and community (n = 8) settings.
In the menstrual cycle group, 73% (n = 8) of the studies measured hormone concentrations using standardized techniques, with samples collected from blood and saliva. Among the studies included in the oral contraceptives groups, most (n = 4; 60%) presented some information regarding the hormonal components of the oral contraceptives used, which has been described as a positive methodological factor (Poromaa and Gingnell, 2014).
In respect to the procedures of the FEP tasks, 18 studies used static stimuli and 7 used dynamic stimuli, regarded as having greater ecological validity (Torro-Alves, 2013; Torro-Alves et al., 2016). The most commonly used stimuli set (15 studies) was the series Pictures of Facial Affect (Ekman and Friesen, 1976). Most of the studies (n = 12) assessed at least five emotions, displayed by actors of both sexes. The minimum number of stimuli used in the studies was 16 and the maximum was 240, with a median of 40. The outcomes investigated were accuracy (n = 22), response bias/error pattern (n = 3), response time (n = 13), intensity of emotion (n = 2), and brain activation (n = 10). The aspects of the FEP tasks are described in greater detail in Supplementary Table 1.
Table 2. Main results in tasks of facial emotion recognition for the outcomes accuracy, emotional intensity, response time, and response bias.
As seen in Table 2, five studies in the menstrual cycle group described an association between the follicular phase (specially the late follicular phase) and the pre-ovulatory/ovulatory phases (higher concentration of estradiol/estrogen and lower concentration of progesterone) and increased accuracy in emotional recognition in general, with variable effect sizes ranging from small to large (Pearson and Lewis, 2005; Derntl et al., 2008a,b, 2013; Rubin et al., 2011). Conversely, two studies reported no such associations (Gingnell et al., 2012; Zhang et al., 2013). However, when considering the size of the differences between groups, the study by Gingnell et al. (2012) pointed to increased accuracy in emotional recognition in the follicular phase (d = 0.40). The same occurred in the study by Zhang et al. (2013), however, the effect size in this case was very small (d = 0.06). No associations or differences in the recognition of specific emotions were found (Derntl et al., 2008b, 2013; Rubin et al., 2011). Thus, taken together the results suggest an advantage in the global recognition of emotions in the follicular phase.
However, specific analyses about the association between hormone levels (independently of menstrual cycle phase) and accuracy of emotional judgment showed that higher estrogen/estradiol levels were linked to improved recognition of fear (Pearson and Lewis, 2005) and decreased accuracy in the recognition of anger (Guapo et al., 2009; Kamboj et al., 2015) and disgust (Kamboj et al., 2015). In respect to progesterone, the associations found were less evident, but increased progesterone levels have been associated with global impairment in FEP consisting of increased response time, increased response biases, negative biases, and decreased accuracy of emotional judgment (Conway et al., 2007; Derntl et al., 2008a; Kamboj et al., 2015).
Concerning response time, only one study (Kamboj et al., 2015) described an association between higher progesterone levels and increased response time for the recognition of anger, happiness, sadness, and neutral faces.
Neuroimaging studies with women at different phases of the natural menstrual described associations between activation of the amygdala during FEP tasks and hormone levels, although not in the same direction. While Derntl et al. (2008b) found increased activation of the amygdala associated with emotion recognition in the follicular phase, that is, when progesterone levels are reduced, Gingnell et al. (2012) described increased activation of the left amygdala in the luteal phase relative to the follicular phase in healthy controls, in addition to lack of amygdala habituation. Still in the latter investigation, progesterone levels were not associated with changes in the activation of brain structures during the recognition of emotions. It should also be noted that there were no associations between estradiol levels and amygdala responsiveness during the recognition of facial emotions in these two studies. It should be noted that the two studies used different samples, FEP tasks, and neuroimaging protocols, which may explain the discrepancies between their findings.
In the studies grouped under the name of “oral contraceptives,” Gingnell et al. (2013) compared the FEP performance of women in their natural menstrual cycle with a history of negative mood during the previous use of contraceptives and women on contraceptive treatment for 21 days in a placebo-controlled clinical trial. The authors found no difference between the groups concerning the accuracy of emotional recognition; however, they described reduced activation of the insula, left middle frontal gyrus and bilateral inferior frontal gyri in women taking oral contraceptives compared to placebo. These brain regions are involved in the response to positive and saliency emotional stimuli and take part in different social functions such as language and empathy (Gingnell et al., 2013).
While investigating the effects of a corticosteroid (fludrocortisone) in a clinical trial, Hamstra et al. (2014) found that the use of oral contraceptives by women in their sample was associated with lower accuracy in the recognition of sadness, anger, and disgust. Four other cross-sectional studies reached the same results for the same emotions when comparing users of oral contraceptives and women in their natural menstrual cycle (Maner and Miller, 2014; Hamstra et al., 2015, 2016, 2017), although another investigation with the same methodological design did not support these findings (Radke and Derntl, 2016). Hamstra et al. (2017) also described impaired recognition of facial happiness in association with the use of oral contraceptives.
Among the studies that included pregnant women and women in the postpartum period, Pearson et al. (2009) described an enhancement in the recognition of anger, disgust, and fear in the late stages of pregnancy, when the levels of progesterone and estrogen are theoretically higher. The effect size of this finding was medium in comparison with women in the early stages of pregnancy.
In the postpartum period, Gingnell et al. (2015) found no difference in emotional recognition accuracy between women at different phases of the postpartum and the menstrual cycle, suggesting that estradiol and progesterone concentrations do not affect FEP. Neuroimaging data, however, showed reduced activation in the right insula, bilateral inferior frontal gyri, and left medial frontal gyrus in women in the immediate postpartum (reduction in estrogen and progesterone levels) compared to the late postpartum. The activation of the insula and the inferior frontal gyrus was also higher in women in the postpartum compared to non-pregnant subjects.
In regard to the effects of the acute administration of testosterone on FEP, the studies reviewed described reduced accuracy in the recognition of angry and threatening faces following the oral administration of 0.5 mg testosterone (van Honk and Schutter, 2007), but no differences in emotional recognition accuracy following the nasal administration of 0.9 mg testosterone (van Wingen et al., 2009). In a correlation study on endogenous testosterone levels, Stanton et al. (2009) found no association between testosterone concentrations and amygdala responsiveness to the contrast between angry and neutral faces. Conversely, the three clinical trials included in the review described associations between higher testosterone levels and increased brain activity (Hermans et al., 2008; van Wingen et al., 2009; Bos et al., 2013).
Finally, the oral administration of progesterone (400 mg) did not affect FEP in the only trial comparing this treatment to placebo (van Wingen et al., 2008), although the administration of the hormone was associated with increased bilateral activity in the amygdala.
Taken together, the results of the articles reviewed suggest that hormonal changes mediate the judgment of social stimuli, whether by affecting the accuracy of emotional recognition or the functioning of brain structures implicated in the processing of social stimuli, especially the amygdala. These results were obtained from women in the normal menstrual cycle, users and non-users of oral contraceptives, women during pregnancy and in the postpartum, and clinical trials involving the exogenous administration of hormones.
In the natural menstrual cycle, increased levels of estrogen/estradiol typical of the follicular phase favored the recognition of facial expressions of emotion. This finding lends support to the view that ovarian hormones trigger evolutionary adaptations that are relevant for emotional competence, with the possible purpose of increasing mating chances (Derntl et al., 2008a; Kamboj et al., 2015).
The findings also support the proposition of Macrae et al. (2002) according to which FEP is a sexually dimorphic ability, possibly mediated by sex hormones and especially estrogen/estradiol, since receptors for this hormone are found in several brain areas associated with emotional processing (amygdala, hippocampus, and corpus callosum–Fitch and Denenberg, 1998; Osterlund and Hurd, 2001). In the same direction, Sanders et al. (2002) suggested that cognitive tasks in which women tend to perform better than men, such as FEP, are better performed during periods of increased estrogen levels and vice-versa.
The neuroimaging findings in women in their natural menstrual cycle confirm that the amygdala is a key structure in emotional processing and, more importantly, that its activity is influenced by the concentrations of ovarian hormones along the menstrual cycle. However, evidence on the direction of that influence is controversial. Derntl et al. (2008b) found that progesterone decreases typical of the follicular phase were associated with increased neural activity, which suggests that networks implicated in emotional processing are more excitable in the preovulatory phase, which would favor socioemotional behavior and, thus, mating. In opposition, Gingnell et al. (2012) described increased activity in the left amygdala during the luteal phase compared to the follicular phase, which suggests that progesterone may increase the responsiveness of the amygdala in the face of emotional stimuli, mainly those with negative valence. This view is further supported by the results of van Wingen et al. (2008), which show that the acute administration of progesterone increased amygdala responsiveness to displays of anger and fear.
The results of Gingnell et al. (2012) and van Wingen et al. (2008) are in line with available evidence from studies that assessed the responsiveness of brain structures to the presentation of other emotional stimuli that not facial expressions of emotion (Abler et al., 2013; Bayer et al., 2014) and point to an inhibitory influence of estrogen/estradiol upon different networks, while progesterone seems to increase neural responses, especially in the presence of negative emotions (Goldstein et al., 2005; Andreano and Cahill, 2010; Ossewarde et al., 2010). In our review, the levels of estrogen/estradiol were not associated with any specific pattern of activation of the brain structures investigated.
The results of the correlation analyses showed that increased progesterone levels were associated with improved recognition of fearful and disgusted expressions and increased response bias for angry expressions. These findings lend support to previous observations that progesterone is an anxiogenic agent (Akwa et al., 1999; Hiroi and Neumaier, 2006; Derntl et al., 2008a), favoring greater sensitivity or hypervigilance to threatening and contagious faces. According to Conway et al. (2007), increased concentrations of progesterone, commonly observed in the preparation of the organism for pregnancy, would favor adaptive psychological changes that could aid women to face challenges during pregnancy; for example, by improving the recognition of contamination sources that are harmful to mother and baby so as to mitigate external hazards that could affect fetal development. These views are further supported by evidence showing that higher concentrations of progesterone were associated with increased repulse to facial signs and potential sources of disease, such as paleness (Jones et al., 2005; Fleischman and Fessler, 2011), and to possible sources of contamination in food preferences during pregnancy (Flaxman and Sherman, 2000; Fessler, 2002; Fessler et al., 2005).
Conversely, the greater sensitivity to stimuli depicting anger associated with increased progesterone and decreased estrogen/estradiol levels could lead to negative mood (Derntl et al., 2008a) and could be associated with the etiology of premenstrual tension. These hypotheses are supported mainly by the fact that progesterone and estrogen/estradiol have significant modulatory effects on neurotransmitters involved in the regulation of affect and behavior, such as noradrenaline and serotonin (Bethea et al., 1998; Epperson et al., 1999; Amin et al., 2005; Derntl et al., 2008a; Sabino et al., 2016), which are also implicated in depression.
The studies involving users of oral contraceptives also described alterations in FEP, in consonance with previous evidence of contraceptive-related changes in emotional memory, decision-making, face preference, jealousy levels and others (Hamstra et al., 2015). Specifically, in studies about FEP, the use of oral contraceptives was associated with reduced accuracy in the recognition of negative facial expressions. These results provide a basis for the interpretation of previous findings regarding the efficacy of oral contraceptives in the treatment of mood symptoms associated with premenstrual dysphoric disorder, as it points to a possible mechanism of action linked to the reduction in the sensitivity to negative emotions that could underlie the therapeutic effects described in the literature (Freeman et al., 2001; Yonkers et al., 2005).
On the other hand, the use of oral contraceptives was also associated with reduced activation of brain regions implicated in different social functions and in the response to positive emotional stimuli, pointing to possible adverse effects of contraceptives. This finding highlights the role of sex hormones in the facilitation of social affiliation and self-protection.
Regarding the recognition of facial emotions by pregnant women, the increased accuracy in the detection of negative emotions during pregnancy could be explained by the influence of estrogen/estradiol in the amygdala, in line with the results of Pearson and Lewis (2005) and Derntl et al. (2008a) and with evolutionary theories, where the hypervigilance to signs of threat would be a selective advantage for women, especially those about to become mothers.
To Roos et al. (2011), the activation of brain areas during the display of fearful faces could be associated with the levels of testosterone during pregnancy. According to this view, pregnancy would be associated with an increase in the response to threat as an adaptive function of the species.
Considering the reduced number of studies in the pregnancy/postpartum group, these findings should be interpreted with caution as they are speculative and still require replication.
The results of the only study involving women in the postpartum included in this review (Gingnell et al., 2015) showed increased activation of the insula, inferior frontal gyrus and middle frontal gyrus during this period. The authors speculated that, if on the one hand this increased responsiveness could be associated with increased vulnerability to depressive and anxious conditions in the postpartum, on the other hand it would favor effective parenting.
The results of studies on the exogenous administration of testosterone in women showed that it enhances the activation and connectivity between brain structures involved not only in aggressive responses (Hermans et al., 2008), but also in the processing of different socially relevant stimuli. This effect seems to be independent of the affective valence of the stimuli, as suggested by evidence that the basolateral and superficial amygdala had equally increased activation associated with the administration of testosterone during the processing of fear or happiness (Bos et al., 2013).
In conclusion, sex hormones have a significant impact on FEP in women that seem to have an adaptive role, whether related to mating, reproduction, or offspring care. Conversely, these hormones also seem to have a negative impact on mood symptoms associated with premenstrual tension.
The findings described show that the hormonal condition of women is an important variable to be considered in clinical studies involving FEP, as it may act as a confounding variable and favor the occurrence of biases. To our knowledge, this type of methodological control has often been neglected in studies in the area.
Among the limitations of the studies reviewed here, we should mention the lack of standardized procedures to assess FEP, which frequently hinders specific comparisons, and the lack of consensus about the determination of the different phases of the menstrual cycle, added to the fact that some studies failed to measure/inform hormone concentrations in their subjects, which would be ideal for the establishment of these parameters. Finally, the studies included in the review involved mainly young adult women, leaving a gap of data concerning pregnant women and women in the postpartum, puberty, and pre- or post-menopause, which should be the focus of future investigations.
FdLO, JdPC, RM-S, JMdS, OP-N conception/design of the work; FdLO, JdPC, RM-S acquisition and analysis of data for the work; FdLO, JdPC, RM-S, JMdS, OP-N interpretation of data for the work; FdLO, JdPC, JPMS draft the work; FdLO, JMdS, OP-N, RM-S review critically for important intellectual content of the work; FdLO, JdPC, RM-S, JMdS, OP-N Final approval of the version to be published; FdLO, JdPC, RM-S JMdS, OP-N Agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
This work was funded by the São Paulo Research Foundation (FAPESP Process No. 2015/02848-2) and the Brazilian National Council for Scientific and Technological Development (Process 301321/2016-7).
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fpsyg.2018.00529/full#supplementary-material
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Keywords: sex hormones, emotion, facial expression, oral contraceptives, estrogen, progesterone, testosterone
Citation: Osório FL, de Paula Cassis JM, Machado de Sousa JP, Poli-Neto O and Martín-Santos R (2018) Sex Hormones and Processing of Facial Expressions of Emotion: A Systematic Literature Review. Front. Psychol. 9:529. doi: 10.3389/fpsyg.2018.00529
Received: 31 October 2017; Accepted: 27 March 2018;
Published: 11 April 2018.
Edited by:Hanne De Jaegher, University of the Basque Country (UPV/EHU), Spain
Reviewed by:Sarah Whittle, University of Melbourne, Australia
Birgit Derntl, Universität Tübingen, Germany
Copyright © 2018 Osório, de Paula Cassis, Machado de Sousa, Poli-Neto and Martín-Santos. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Flávia L. Osório, email@example.com