Abstract
The shrinkage characteristic of porous materials is an important consideration in the drying process, as it can significantly impact the texture of the dried product and energy utilization. This phenomenon is influenced by numerous factors, including the structure of the cells, drying conditions, and the glass transition temperature. To gain a deeper understanding of the drying process, it is necessary to develop theoretical models that account for the simultaneous heat and mass transfer processes at the cellular level, as well as simulation tools to analyze the associated changes in drying morphology. In this paper, we highlight several key factors affecting shrinkage during the drying of porous materials, and also outline drying modeling, morphological simulation, and drying technology design considerations to provide guidance for improving the drying quality of porous materials as well as energy conversion efficiency.
1 Introduction
Drying is one of the oldest unit operations, which is performed by applying heat to the material, resulting in diffusion of moisture inside the material to its surface and then the diffusion of moisture from the surface to the air, both of which occur simultaneously (; ). The process of drying is widely used to preserve materials by minimizing physical and chemical changes, reducing their water activity and extending their shelf life during storage. Also, the lower weight and volume of the dried product reduces transportation and storage costs (; ).
Porous materials usually have a high initial moisture content and porosity. The evaporation of water during the drying process is often accompanied by significant volume changes and tissue shrinkage (; ). The deformation in the material drying process directly affects the heat and mass transfer pattern of the material, which in turn affects the drying efficiency, the selection and design of the drying machine, the energy consumption of the drying process and the final product quality (; ). Porous materials undergo many physical and chemical changes during the drying process, and moisture migration and temperature distribution have a great impact on the drying shrinkage characteristics. Such as, Joardder et al. () showed that the migration of bound water within the tissue during drying has a significant effect on the shrinkage of the material. showed that the percentage shrinkage of the material increased with the increase in drying temperature. Therefore, the study of the factors affecting the shrinkage characteristics in the drying process is crucial for gaining a better understanding of this process and designing more effective drying technologies.
Drying models are essential tools for understanding the behavior of drying processes, designing and constructing effective drying systems, and reducing the associated experimental costs and time investment (; ). Currently available drying models can be categorized as macro-scale models, micro-scale models, and multi-scale models. The macro-scale model represents the overall drying characteristics (), while the micro-scale model considers tissue deformation and local distribution of water at the cellular level (). The multi-scale model couples the macroscopic model and the microscopic model (; Welsh et al., 2022). Drying performance is affected by various factors including drying parameters, dryer type, and properties of the drying material. Therefore, drying models are crucial for predicting ideal drying conditions and optimizing the drying process to enhance product quality.
Morphological modeling of porous materials has proven to be a useful tool for predicting composite indicators of plants under different drying conditions. For example, it can quantify the degree of drying curl (), estimate the photosynthetic production potential (; ), and determine the leaf area index (Wang et al., 2013). Such computational analysis tools provide valuable insights for evaluating the drying process, selecting suitable plant varieties, designing effective drying technologies, and reducing shrinkage in dried products. By leveraging these tools, researchers can optimize the drying process and produce high-quality dried products that meet the needs of various industries.
Traditional drying techniques for porous materials include atmospheric pressure hot air drying (), freeze drying (; ; ), supercritical drying (), solar drying () and microwave drying (). Each of these techniques has its own characteristics, such as atmospheric pressure hot air drying is easy to operate and low cost, vacuum drying is suitable for heat-sensitive materials, freeze drying can maintain the microstructure of porous materials, supercritical drying is suitable for highly fragile materials, and microwave drying can significantly reduce the drying time. However, a single drying technology has limitations such as long drying time and excessive energy consumption, which leads to poor quality of dried products. In order to improve the drying efficiency and quality of porous materials, hybrid drying technology has been widely used in the drying of porous materials (; ). Hybrid drying techniques for porous materials include hot air-vacuum drying (Zhao et al., 2014), freezing-microwave drying (), supercritical-hot air drying (), vacuum-microwave drying () and freezing-supercritical drying (Wang et al., 2019). By combining different drying methods, these techniques aim to achieve a more efficient and gentle drying process. Porous materials have attracted much attention due to their high specific surface area, diverse pore structures and tunable chemical and physical properties. Hybrid drying techniques combine the advantages of each while maintaining the unique properties of porous materials, enabling porous materials to exhibit superior performance in areas such as catalysis, separation, adsorption, sensors, and energy storage. Therefore, the selection of appropriate drying techniques is essential to maintain these advantages of porous materials.
This paper focuses on analyzing the primary factors that influence the shrinkage properties of porous materials, including cell structure, drying conditions, and glass transition temperature. The study will review the available drying models and morphological simulations for porous materials, as well as the various drying techniques currently in use. Figure 1 represents a summary diagram of the review of this paper. By understanding these key factors, we can inform the development of more effective methods for drying porous materials to minimize shrinkage and optimize the quality of the final product.
FIGURE 1
2 Shrinkage properties of porous materials
The shrinkage property of porous materials is worth considering in the drying property. The transport of water from the cellular location to the surrounding environment during the drying of porous materials leads to irregular volume changes, and this volume reduction is usually defined as shrinkage of the material (). Material shrinkage is a common physical phenomenon that affects energy consumption, process selection and design, drying efficiency, and the quality of the final product. (). Therefore, it is of theoretical and practical value to study the shrinkage characteristics of porous materials during drying. The shrinkage of porous materials during drying depends on many factors, including the type of material, cellular structure, drying conditions, and mechanical properties of the material.
2.1 The effect of different types of materials on shrinkage properties
Different types of porous materials have different shrinkage characteristics in the drying process. Porous materials are mainly divided into microporous (pores <2 nm), mesoporous (2–50 nm), and macroporous (>50 nm) types according to pore size (; Zdravkov et al., 2007), each showing different shrinkage in drying (; ). Microporous materials have a low shrinkage rate during drying due to very small pores and slow migration and evaporation of water. Shrinkage occurs mainly at the microscopic level of the material and the overall size change may not be significant. Mesoporous materials evaporate water more quickly from larger pores when drying, which can lead to more pronounced macroscopic shrinkage. Due to the heterogeneous nature of the pore structure, shrinkage may result in uneven changes in the material structure, such as cracking or deformation. Macroporous materials evaporate water rapidly due to their large pores, which leads to rapid and significant macroscopic shrinkage. Under rapidly drying conditions, macroporous materials may develop large internal stresses, leading to cracking or structural damage. Porous materials can be categorized into organic and inorganic porous materials based on the source or manufacturing method (). Organic porous materials may exhibit a higher degree of flexibility and elasticity during drying, thereby reducing the risk of cracking. Inorganic porous materials may be more fragile during drying and prone to cracking or structural damage. Porous materials can be categorized based on surface area as low surface area porous materials, medium surface area porous materials, and high surface area porous materials (; Zdravkov et al., 2007; ). High-surface-area materials may experience greater internal stresses upon loss of moisture due to surface tension within the pores, resulting in more significant shrinkage. Medium surface area materials may have better structural stability during drying compared to high surface area materials. A low surface area usually means that the pores are larger or fewer in number, so these materials may exhibit less shrinkage during drying.
2.2 The effect of cell structure on material shrinkage
The structural stiffness of cellular tissues can prevent shrinkage during drying, and the structural stiffness often depends on the distribution and transport mechanism of water inside cells (). The water transport rate is related to cell size, direction, and type of cell water in the sample (). The porous materials generally contain free water (FW) and bound water (BW) (; ), as shown in Figure 2. FW exists in intercellular space, and BW can be divided into loosely bound water (LBW) and strongly bound water (SBW) based on fluidity. Bound water present in cells is called LBW, while cell wall water is called SBW.
FIGURE 2
According to reports, the migration of FW has a limited impact on material shrinkage, while the migration of BW during drying has a strong effect on material shrinkage.
Understanding the period at which cell membranes break is also crucial, as this knowledge can be used to design more efficient drying systems.
In addition, tissue shrinkage depends on the characteristics of the cell walls of the tissue (
TABLE 1
| Granny smith apple (GSA) | Red delicious apple (RDA) | |||||
|---|---|---|---|---|---|---|
| Cell wall thickness | Cell wall thickness | |||||
| Fresh (μm) | Dried (μm) | Cell wall shrinkage coefficient | Fresh (μm) | Dried (μm) | Cell wall shrinkage coefficient | |
| Avg | 9.312 | 4.685 | 49.69% | 11.405 | 2.432 | 78.68% |
| Min | 6.734 | 3.769 | 44.03% | 7.678 | 1.65 | 78.51% |
| Max | 11.785 | 6.281 | 46.70% | 14.458 | 3.527 | 75.61% |
Cell wall thickness of fresh and dried apple.
FIGURE 3

SEM images of apple cells at different stages of dryness: (A) X/X0 = 1, (B) X/X0 = 0.5, (C) X/X0 = 0.2, and X/X0 = 0.1. Reproduced from ref (
2.3 Effect of drying conditions on material shrinkage
The shrinkage of materials in the drying process is affected by drying parameters (drying temperature, drying airspeed, and relative humidity of drying air), among which drying temperature and drying air speed are the most important drying parameters that affect the shrinkage of materials (
The drying temperature plays an important role in increasing the drying speed and thus saving energy. Numerous studies have shown (
FIGURE 4

Variation of shrinkage rate versus moisture content during drying with different temperatures (T) obtained from experimental data. Reproduced from ref (
The drying air velocity is also another important factor affecting the shrinkage of materials during the drying process (Ziari et al., 2022).
Related studies have shown that the drying temperature has a greater effect on the shrinkage of porous materials than the drying air speed (
2.4 Effect of glass transition temperature on material shrinkage
The glass transition temperature (Tg) is very important in the processing of materials, especially during the drying process. The temperature at which the amorphous water of the porous material changes from the rubbery state to the glassy state during the drying process is called the glass transition temperature (Tg) (
The shrinkage process of the material during drying is theoretically explained by the glass transition temperature (
FIGURE 5

Relationship between and non-dimensional moisture content. Reproduced from ref (
3 Drying model for porous materials
Drying of porous materials is a very complex operation that requires a lot of effort and time. Experimentation is the backbone of the drying technology research and development process. However, relying solely on experimental drying practices without considering the mathematical considerations of drying kinetics can significantly reduce the efficiency of the dryer and increase production costs (Wehbe et al., 2009;
The currently available drying models can be classified using the scale approach (
FIGURE 6

Classification of mathematical models in Porous material drying (
3.1 Macroscale model
The general assumptions of the macroscopic model are as follows: (1) the porous material is considered a continuum, meaning that the material’s properties do not change when the material’s internal organization is subdivided. (2) Mass transfer within the solid occurs by diffusion and water evaporation occurs only between the material surface-air, so there is no phase change within the material (
The theoretical models can be divided into single-phase model and multiphase model. The single-phase model assumes that diffusion drives moisture migration, but only considers mass transfer and conduction as energy transfer mechanisms without accounting for other important drying properties (
Semi-theoretical models are generally obtained based on the solution of Fick’s second law and the variation of its simplified form. They are developed by relying on physical phenomena that occur during experiments, so they are easier to apply and have fewer assumptions. The empirical model and semi-theoretical model have similar characteristics (
Empirical and semi-theoretical models are largely dependent on experimental data and offer restricted insights into product drying characteristics (
3.2 Microscale model
The micro-scale model can include the transport phenomena of different components at the microscopic scale, such as cell walls, cell membranes, cell vacuoles, pores, etc. The model accounts for the anisotropy of the material, and since the geometric model indicates the cell structure of the material, its organization changes as it is subdivided (
In the development of existing microscale models, many of the assumptions of microscale models are based on the circular cell structure and lack the assumptions of real cell shape. As a result, the relationship between the space between cells and the transport process during the drying process is not strong, which leads to inaccurate prediction results. Therefore, it is necessary to develop a model based on plant microstructure to correctly analyze the transport process.
3.3 Multiscale model
Multi-scale modeling is a comprehensive method combining macro - and micro-scale. It can describe macroscopic scale phenomena by physical properties obtained in the microscopic environment, and at the same time consider the uncertain influence within micro-organization (
Multi-scale modeling is an effective method to better understand the water migration in tissues and the mechanical properties of porous materials during drying.
As the model scale decreases, the accuracy of the multi-scale model increases gradually. However, the simplicity and generality of the model are often at odds with the approximation of the real micro-structure. Multi-scale models often have a complex solution process, which is the biggest challenge in the development of multi-scale models. Therefore, promoting the development of multi-scale modeling should focus on reducing the modeling difficulty and computational cost, and then meet the requirements of different accuracies in different studies.
4 Morphological simulation of porous materials
Porous materials have complex physiological features, geometric morphology, and optical properties. Therefore, the morphological modeling and visualization of porous materials remain one of the most challenging tasks in the simulation of realistic natural scenes. The work related to the simulation of plant leaves is mainly divided into computer graphics modeling and biological modeling.
4.1 Computer graphics modeling
The more representative approaches in computer graphics modeling are Lindenmayer systems (L-systems), image-based modeling, and particle systems, respectively.
The L-system was proposed by the American biologist Aristid Lindenmayer in 1968 (
The image-based modeling is mainly based on the plant pictures provided by the user.
The venation pattern of the particle system is established mainly through the particle distribution track.
4.2 Biological modeling
The curl deformation of plant leaves during drying has a great influence on the transportation, preservation, and quality of processed products. For the modeling of plant leaves, relevant researchers use various modeling methods to analyze the overall geometric structure of leaves, including veins and leaves.
For vein modeling,
FIGURE 7

Leaf aging process simulation (clockwise sequence) Reproduced from ref (
By taking into account the biology and physics of plant growth or dehydration, the researchers created a more realistic two-dimensional simulation of leaf veins.
FIGURE 8

Various types of leaves simulated by biologically motivated method. Reproduced from ref (
The 3D morphological modeling of plants can more accurately analyze the morphological structure and deformation of plants (
For blade deformation simulation, many studies have made many attempts to improve the efficiency of deformation simulation. Xiao and Chen, (2011) based on the observation of shrinkage stress field, which can simulate the morphology of leaves after drying well. However, the biological principles were not considered. In addition, the article showed that the greater the aspect ratio of different leaves, the greater their curvature after drying. Similar conclusions were found in related literature (
5 Drying process for porous materials
5.1 Drying technology
Different drying techniques can be used for material dehydration, such as microwave drying (MD), hot air drying (AD), vacuum drying (VD), freeze-drying (FD), infrared drying (ID), etc.
Microwave drying technology allows for rapid evaporation of water during the drying process of materials, which provides shorter drying times and thus reduced energy consumption during the drying process compared to other drying methods. Compared to hot air drying, products dried by this technique have the advantages of greater shrinkage, faster water absorption, and lower rehydration capacity (
The biggest advantage of hot air drying technology is the controllability of the drying process. This technology allows artificial control of process parameters such as drying temperature, drying time, and air velocity during the drying process (
Freeze-drying techniques require very low pressure or high vacuum to produce good drying rates. Due to the low-temperature conditions, most deterioration and microbial reactions are prevented, resulting in a high-quality product (
The main advantages of the infrared drying process are fast heating, fast drying speed, uniform product temperature, high controllability of drying process parameters, eco-friendliness, etc. (
Vacuum drying is characterized by high drying rates and lower drying temperatures. These features provide better sensory and nutritional properties to the product (Wu et al., 2007). However, vacuum drying can lead to shrinkage of the product during drying, resulting in low porosity and brittleness (
5.2 Hybrid drying technology
Hybrid drying technology is a combination of two or more different drying processes. By combining the advantages of different drying methods and reducing the limitations of each method. This results in lower energy requirements and shorter drying times, while maintaining product quality attributes such as flavor, nutrition, aroma, texture, color, (
5.2.1 Microwave-assisted drying technology
Microwave-assisted drying often used in industrial production are microwave-assisted hot air drying, microwave vacuum drying, and microwave freeze-drying, respectively. Due to the advantages of traditional hot air drying such as low investment cost and ease of operation, it is used in 85% of industrial drying operations. But there are some limitations of hot air drying. However, some limitations of hot air drying, such as long drying time and high drying temperature can lead to the loss of some nutritional values of the product (
Vacuum drying has a long drying time due to the absence of hot air. On the contrary, the microwave is the most efficient way to transfer energy and is the shortest drying time of all drying systems. Therefore, microwave vacuum dryers can improve the drying rate and quality of products.
The main limitation of freeze drying is the limited heat transfer rate and the absence of a constant drying period. Since water is frozen rather than liquid, this results in a poor heat transfer rate from the outside to the inside of the frozen material. In contrast, microwaves heat the material in a volumetric manner to avoid this localization. Therefore, microwave freeze drying can avoid the limitations of a single drying technique.
5.2.2 Infrared radiation-assisted drying technology
Infrared drying uses infrared radiation as a heat source, thereby increasing the drying temperature and promoting the evaporation of moisture from the product. Infrared radiation has been widely used for drying materials in combination with other drying processes.
Compared with traditional drying methods, the infrared-assisted hot air drying method increases the drying rate of the product while reducing the energy consumption required to dry the product (
5.2.3 Solar-assisted drying technology
Since solar energy is a renewable, green, and clean energy source, it is one of the most important applications of solar energy. However, solar dryers are virtually unusable under cloudy skies and have limited control over drying conditions. To overcome this limitation, solar dryers are combined with other energy sources. The technology is called Hybrid Solar Dryer. Hybrid solar drying technology can combine the advantages of solar energy to improve the quality as well as the speed of drying the product.
In recent years, solar drying has been complemented by various traditional drying technologies (
6 Conclusion
In this paper, the main factors affecting the shrinkage characteristics of porous materials are discussed, the drying theory and deformation simulation of porous materials are summarized, and the drying techniques used in industrial drying products are summarized. The following conclusions can be drawn:
1) The water migration within the cell structure and the characteristics of the cell wall have a great influence on tissue shrinkage. Compared with drying wind speed and drying humidity, drying temperature has more influence on the drying shrinkage of materials. When the drying temperature is lower than the Tg, the material appears in a high-viscosity state, which ultimately leads to the reduction of shrinkage.
2) Relative to macro-scale models and micro-scale models, multi-scale models are an effective approach in drying models. However, the biggest challenge in the development of multi-scale models today is to reduce the modeling difficulty and computational cost, and thus meet the requirements of different accuracy in different studies.
3) Most studies of computer graphics simulation have focused on plant growth simulation. On the contrary, many studies have simulated the deformation of the plant drying process by biological modeling. However, there is a lack of simulation of the drying deformation of porous materials from a mechanical point of view.
4) Different drying techniques for porous materials each have their pros and cons. Hot air drying is easy and cheap but might deform some materials. Microwave drying is quick and saves energy, yet can dry materials unevenly. Freeze drying preserves material structure, ideal for sensitive materials, but it is slow and uses a lot of energy. Infrared drying is fast and efficient, with good quality control, but faces issues with even heating, cost, and safety. Vacuum drying works well for heat-sensitive materials at lower temperatures, though it is expensive. Overall, choosing the right drying technology needs to be based on the specific characteristics of the porous material and the needs of the application.
According to the characteristics and properties of dried products, the influencing factors of porous materials in the drying process are studied, and the selection of suitable drying theory and drying equipment is a decisive factor affecting the storage of dried products as well as energy utilization.
Statements
Author contributions
JL: Conceptualization, Writing–review and editing. YH: Conceptualization, Writing–original draft. MG: Writing–original draft. JT: Conceptualization, Data curation, Formal Analysis, Writing–review and editing. GW: Conceptualization, Writing–original draft.
Funding
The author(s) declare that no financial support was received for the research, authorship, and/or publication of this article.
Conflict of interest
Authors JL and JT were employed by China Tobacco Zhejiang Industrial Co., Ltd.
The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
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Summary
Keywords
porous materials, energy conversion efficiency, shrinkage property, drying model, morphological simulation, drying technology
Citation
Li J, Huang Y, Gao M, Tie J and Wang G (2024) Shrinkage properties of porous materials during drying: a review. Front. Mater. 11:1330599. doi: 10.3389/fmats.2024.1330599
Received
31 October 2023
Accepted
08 February 2024
Published
21 February 2024
Volume
11 - 2024
Edited by
Ayrat Gizzatov, Aramco Americas: Aramco Research Center-Boston, United States
Reviewed by
Hongkui Zheng, University of California, Irvine, United States
Wei Zuo, Wuhan University of Science and Technology, China
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© 2024 Li, Huang, Gao, Tie and Wang.
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*Correspondence: Mengyuan Gao, 827785824@qq.com; Jinxin Tie, tiejinxin@zjtobacco.com
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