Abstract
In a recent paper (Zhao et al., Phys Rev X, 2022, 12: 031,021), we reported experimental observations of “ultrastable” states in a shear-jammed granular system subjected to small-amplitude cyclic shear. In such states, all the particle positions and contact forces are reproduced after each shear cycle so that a strobed image of the stresses and particle positions appears static. In the present work, we report further analyses of data from those experiments to characterize both global and local responses of ultrastable states within a shear cycle, not just the strobed dynamics. We find that ultrastable states follow a power-law relation between shear modulus and pressure with an exponent β ≈ 0.5, reminiscent of critical scaling laws near jamming. We also examine the evolution of contact forces measured using photoelasticimetry. We find that there are two types of contacts: non-persistent contacts that reversibly open and close; and persistent contacts that never open and display no measurable sliding. We show that the non-persistent contacts make a non-negligible contribution to the emergent shear modulus. We also analyze the spatial correlations of the stress tensor and compare them to the predictions of a recent theory of the emergent elasticity of granular solids, the Vector Charge Theory of Granular mechanics and dynamics (VCTG) (Nampoothiri et al., Phys Rev Lett, 2020, 125: 118,002). We show that our experimental results can be fit well by VCTG, assuming uniaxial symmetry of the contact networks. The fits reveal that the response of the ultrastable states to additional applied stress is substantially more isotropic than that of the original shear-jammed states. Our results provide important insight into the mechanical properties of frictional granular solids created by shear.
1 Introduction
Granular materials are athermal collections of particles that interact with each other only when they form direct, frictional contacts. These materials can jam into solid packings that statically resist applied stresses [–]. Shear-induced jamming occurs in a variety of disordered, complex systems, including granular suspensions [–] and dry granular materials with [–] or without friction [–]. The stability of shear-jammed states, however, remains at best partially understood. In a recent experiment [], the stability of shear-jammed states in a frictional granular system was systematically examined by monitoring their evolution under small-amplitude, volume-conserving cyclic shear. Many shear-jammed packings relaxed to a stress-free, diffusive steady state under cyclic strain amplitude as small as 1%. However, in some cases, the shear-jammed system relaxed into an unexpected state in which all microscopic degrees of freedom, including particle positions, orientations, and contact forces, remain the same for thousands of shear cycles. These states were termed “ultrastable” to distinguish them from originally formed shear-jammed states that would deform plastically under a single shear cycle with same strain amplitude. They emerged in athermal, frictional granular packings and are thus qualitatively different from the states of glasses obtained using vapor deposition that have also been termed ultrastable []. Nevertheless, the two systems are similar in that the ultrastable shear-jammed granular packings have smaller pressure and behave more like an elastic ordinary solid than other shear-jammed packings, and ultrastable glasses have lower energy and are more stable against shearing than ordinary glasses [, ].
In our earlier work [], we found that a reversibility transition and a jamming/unjamming transition coincide at the phase boundary between the two types of nonequilibrium steady states induced by cyclic shearing: the ultrastable states that return to the same microscopic configuration after each cycle and the fluid-like unjammed states in which particles undergo diffusive displacements. Without changing the volume fraction, the different types of steady states can be realized by changing either the shear strain γI used to form an original shear-jammed state or the cyclic strain amplitude δγ. A stability diagram is given in Ref. []. Notably, ultrastable states formed by larger γI survive under larger δγ. The transition from ultrastable states to unjammed states with increasing δγ or decreasing γI may be viewed as a yielding transition. This transition is similar to the oscillatory yielding of amorphous solids [–], which is accompanied by a microscopic reversibility transition that can be classified as an absorbing-state transition [, , ]. The ultrastable states reported in Ref. [] are both reversible and mechanically stable and are thus similar to the absorbing states of amorphous solids under cyclic shear with a strain amplitude below the threshold for oscillatory yielding [], but different from other absorbing states that do not have a mechanically stable structure as in the case of dilute suspensions []. The global stress-strain curves for the ultrastable states reported in Ref. [] appear to be highly elastic, but the internal deformation occurring within individual shear cycles was not examined for evidence of reversible plastic events [] or loops in particle trajectories [–].
In addition to characterizing the grain scale deformations occurring in the ultrastable state, we study the relation between the global elasticity features and the local stresses at the grain scale. A recent theory, termed the Vector Charge Theory of Granular mechanics and dynamics (VCTG) [, ], suggests a promising approach for relating the global elastic behaviour to features of the contact forces between individual particles. VCTG is a stress-only framework for amorphous solids; it does not rely on a unique reference structure to define strain. This theory maps the mechanical response of granular solids to the static, dielectric response of a tensorial electromagnetism with the electric polarizability of the medium mapping to emergent elastic moduli. VCTG relates the spatial correlations of the stress-tensor to these elastic moduli, which emerge from the underlying contact and force network. While previous experiments confirmed some features of the stress correlation functions predicted by the theory [], there has not been a direct comparison of the elastic constants obtained from fitting the stress correlations to the elastic constants measured from stress-strain curves in experiments. It is thus of interest to examine our data in the framework of such a theory.
In the present work, we report a detailed analysis of the elastic properties of the previously reported ultrastable shear-jammed states []. We find that the emergent shear modulus follows a power-law relation with pressure with an exponent consistent with some numerical models. However, the shear response contains a special non-linear feature: there are many contacts that reversibly open and close under low amplitude cyclic shear. These non-persistent contacts contribute a non-negligible portion to the global effective shear modulus. We also examine the relation between the global elastic constants and internal stress correlations predicted by VCTG. The analysis leads to intriguing scalings of the emergent elastic properties of the system and uncovers a feature that reflects how cyclic shear modifies the elastic properties of a jammed packing. Our results bring new insights to the elasticity of frictional granular materials near jamming.
2 Materials and methods
The analyses in the present paper are performed on the same set of experiments reported in Ref. []. In this work, we focus on the evolution of the system within several shear cycles after an ultrastable state is formed while Ref. [] focused on the strobed states. The materials and experimental protocols are briefly summarized here. More details can be found in Ref. [].
Our model granular system consists of a bidisperse layer of photoelastic disc with same height, 6.8 mm, but different diameters: db = 15.9 mm and ds = 12.7 mm. The static friction coefficient between the particles is μs = 0.87 ± 0.03. Under static diametric loading, the normal contact force law is roughly Hertzian. For a small disc squeezed between to rigid surfaces, we measurewhere fn is the normal contact force, δ/ds is the diametric strain, rs is the radius of the small disc, and ϵs = 2.73 N⋅m. (This expression slightly overestimates the weak forces. Details on contact force law calibration are given in Appendix A of Ref. [].) The discs are placed in a simple shear box with a parallelogram boundary and a multi-slat base that promotes homogeneous shear when the angle between the boundaries changes. A schematic of the shear apparatus is shown in Figure 1A, and more details can be found in Refs. [, ]. The number of particles is fixed at 1040 for all experiments. The area of the shear box is also kept constant throughout. The packing fraction, defined as the total area of particles divided by the area of the shear box, is ϕ = 0.816 for all experiments, which is below the frictionless isotropic jamming point ϕJ ≈ 0.835 estimated using the same apparatus [].
FIGURE 1
At the beginning of each experiment, the particles are randomly placed in a zero-stress, unjammed configuration. When the boundary walls impose a volume-conserving simple shear deformation, the parallel bottom slats move accordingly to impose a uniform internal shear strain field. Static friction causes the particles to move with the slats in an unjammed configuration. Such a substrate-assisted shear protocol avoids boundary-induced density heterogeneity and leads to homogeneous shear-jammed states [
Starting from the unjammed initial state, each shear experiment consists of two stages: (i) an initial shear that forms a shear-jammed state; and (ii) a number of consecutive shear cycles that cause the shear-jammed state to transform. The two stages are sketched in Figure 1B. In the initial shear stage, we apply a shear strain γI that transforms an initial chosen parallelogram into a rectangle. Note that the jammed states formed by different γI have different features of the contact and force networks [
At all stages, the imposed shear can be considered quasistatic; the system reaches mechanical equilibrium much faster than the overall shearing rate [
Ultrastable states are formed when γI is large and δγ is small. For smaller γI or larger δγ, the system relaxes to an unjammed, fluid-like state. Figure 1 shows snapshots illustrating the different behaviors. Figures 1C–F shows example images obtained from typical runs with different γI. All of the images are taken through a polariscope so that only the discs supporting finite stress are visible. The second row (labeled n = 0) shows the stress state after the initial shear γI, and the third and fourth rows show the states after 1000 and 2000 shear cycles with δγ = 0.95%. The nearly blank images in columns (C) and (D) indicate that the system has relaxed to a steady state with nearly zero pressure. The close similarity between images in the third and fourth rows of columns (E) and (F) indicate that ultrastable states are reached within 1000 cycles. Our focus in this paper is on the elastic properties of these ultrastable states.
3 Results
3.1 Emergent shear modulus
We first examine the global shear modulus G for the ultrastable states under cyclic shear. The insert panel of Figure 2A plots an example σxy evolution in a shear cycle. The filled red circle is the ultrastable state being considered. The behavior appears similar to a viscoelastic material in a highly elastic regime. The finite area enclosed by the curve suggests that there is measurable energy dissipation inside the system, although this hysteresis in the stress-strain curve is much smaller than that of shear-jammed states formed by initial shear alone [
FIGURE 2

The emergent shear modulus of ultrastable states formed by different γI and δγ as a function of pressure. (A) Insert: an example evolution of shear stress σxyversus strain under cyclic shear for an ultrastable state. The shear modulus G is defined as the slope of the forward branch of the curve. Main panel: Measurements of the shear modulus G for the ultrastable states created by cyclic shear with different strain amplitude δγ. Each data point corresponds to an independent packing. The brown axes show the corresponding dimensionless values for pressure and shear modulus where rs and ϵs are from Eq. 1. The black curve shows a power-law fit of the form G ∝ pβ with β =0.5. (B) Log-log plot of the data as in the main panel of (A).
From numerical simulations, it is known that both the elastic constants and the stresses of jammed granular materials follow scaling laws in the vicinity of the jamming point [
We define the shear modulus G as the slope of the curve in the vicinity of the ultrastable state. In practice, we fit a straight line to the rising branch of the curve and obtain the fitted slope. The jamming point has zero pressure. Thus, the pressure p serves as the measure of distance to the jamming point. While the excess contact number may be a more fundamental quantity, pressure is measured with higher accuracy than contact number in photoelastic experiments. Thus, in this paper, we focus on the relation between G and p. We also note that this relation is of great engineering interest [
3.2 Persistent and non-persistent contacts
The internal deformation of the system exhibits non-trivial features. Particle displacements are non-affine, and many force-bearing contacts are activated and deactivated reversibly during a shear cycle. These contacts contribute to the emergent elastic moduli through a nonlinear process that can not be predicted by analyzing a single contact network.
We here report experimental characterizations of the two types of contacts that contribute to the emergent elastic modulus of the packing in a shear cycle. The non-persistent contacts are those that break reversibly during a shear cycle, while the persistent contacts never break once the ultrastable state is reached.
3.2.1 Non-persistent contacts
We first demonstrate the existence of non-persistent contacts in an example ultrastable state formed by initial shear γI = 14.7% and cyclic shear amplitude δγ = 0.95%. After the system has settled in the ultrastable state for thousands of cycles, we examine the response of the system during the next three shear cycles. Figure 3A plots the global shear strain for these three shear cycles.
FIGURE 3

Non-persistent and persistent contacts. All data in this figure are from a single example ultrastable state formed by γI =14.7% and δγ =0.95%. (A) The boundary shear strain as function of shear steps during three shear cycles with same strain amplitude after the ultrastable state is formed (i.e., the strobed states remained unchanged for at least a thousand of cycles before the three cycles shown here). Each shear cycle contains 20 shear steps. (B) The normal force magnitude, fn, on the contact between particles 672 and 827 (purple circles) and on the contact between particles 672 and 381 (blue stars). The horizontal dashed line marks a threshold value 0.01 N. The number of shear steps that a contact remains open is noted as topen. (C) Snapshots of regions from five different states taken from the cycle shown in (A). Each column shows, from top to bottom, a small region of the packing imaged without the polarizer, the same region imaged through the polarizer, a region around a single contact (particles 672 and 827) imaged without the polarizer, and the same region imaged with the polarizer. Note that in column D, contact 672–827 is clearly opened (see the visible gap between particles in the third row), while in B it bears a force N. The shape at the bottom of each column shows the boundary configuration of the shear cell. See Supplementary Video S1 for a video of this process. (D) Scatter plot of ρopen, the ratio between topen and the total number of shear steps per cycle, versusfn.max, the largest fn over a shear cycle, for all contacts. The contacts in the purple region are selected as the non-persistent contacts and are indicated by purple circles in (G). (E) Scatter plot of fn,min, the smallest fn over a shear cycle, versusfn,max for all contacts. The contacts in the blue region are selected as the persistent contacts and are indicated by blue line segments in (G). (F) The probability density function for the discrepancy between the measured action and reaction normal forces. The black curve shows a Guassian fit with a width near 0.03 N. (G) Image showing the classified contacts. Purple circles mark non-persistent contacts and blue line segments indicate persistent contacts. Stressed particles that have unclassified contacts are unmarked but visible in underlying polarized image taken at state A as shown in (A).
We show that the contact between particles 672 and 827 shown in Figure 3C is a non-persistent contact. The magnitude of the normal component of the contact force, fn, on this contact is plotted in Figure 3B. It reversibly drops to zero. To further show that the contact actually opens, we show snapshots of the system in five typical states A to E in Figure 3C. In state D, as shown by the snapshot in the third column of Figure 3C, the contact is clearly opened. In state B, the clearly visible photoelastic fringes confirm that the contact is carrying finite forces. Thus, this contact opens and closes reversibly in a shear cycle, and is called a non-persistent contact in this paper. See Supplementary Video S1 for a video of this process. Note that the evolution of fn is consistent with the global shear. The branch vector pointing to contact 672–827 from the center of particle 672 is roughly parallel to the y′ direction (see Figure 1A), along which the system is compressed from state A to state B and is stretched from B to D. Accordingly, fn on contact 672–827 grows from A to B and drops from B to D, during which it opens.
To quantitatively classify the contacts and characterize the behavior of the non-persistent contacts, we consider two characteristic quantities: (1) the fraction of time that the contact is open, ρopen, defined as the number of steps in one complete shear cycle for which fn < 0.01 N divided by the total number of steps in the cycle; and (2) the maximum value of fn for this contact over the whole shear cycle, fn,max. Figure 3D shows a scatter plot of fn,max and ρopen for all contacts measured over three consecutive shear cycles.
By definition, a non-persistent contact should have a non-zero ρopen and a non-zero fn,max. For present purposes, we detect the non-persistent contacts with ρopen > 0.1 and fn,max > 0.06 N (the points in the purple region in Figure 3D. We intentionally choose a large value for ρopen to ensure that the contact actually opens and a large value for fn,max to ensure that the contact actually closes. We emphasize that the goal here is to demonstrate the existence of non-persistent contacts and their relevance in contributing to the elastic responses of the packing. This conservative classification method ensures that a positive result is meaningful.
The threshold for fn,max is chosen based on the uncertainty of our force solving algorithm. Figure 3F plots the probability density function of the difference between action and reaction contact forces determined by our fitting algorithm for all contacts detected in 61 jammed states over the three shear cycles. The width of this distribution is an estimation of the uncertainty of our force measurements because Newton’s third law ensures that these differences must actually be zero. A Gaussian fit gives a width around 0.03 N. Thus, a contact is convincingly closed at least once in a shear cycle if fn,max > 0.06 N.
The threshold for ρopen is chosen based on our sampling frequency. For a shear cycle with strain amplitude δγ = 0.95%, there are 20 quasi-static data collection steps per cycle, as shown in Figure 3A. Thus, the resolution of ρopen is 1/20. Therefore, we expect that a threshold value of 1/10 probes contacts that actually opens during a shear cycle. In Figure 3D there appear to be some data points with ρopen between 0 and 1/20 because they are averaged values over three shear cycles.
The detected non-persistent contacts for the example ultrastable state are plotted on top of the photoelastic fringes in Figure 3G. These contacts are scattered in space and do not form a percolating network. As a measure of the prevalence of non-persistent contacts, we calculate fnpc, the number of non-persistent contacts divided by the total number of contacts that were ever closed during a shear cycle. Figure 5A plots fnpc as a function of the initial shear strain γI for ultrastable states formed using same δγ = 0.95%. We find that fnpc is larger for smaller γI and can be as large as about 10%.
Notably, reversible plastic events observed in frictionless systems (e.g. in two-dimensional foams [
3.2.2 Persistent contacts
For an ultrastable state, most of the contacts are persistent; they remain closed throughout the shear cycle. One example is the contact between particles 672 and 381, shown in Figure 3C. It always bears a finite normal force component fn under cyclic shear, as shown in Figure 3B. In practice, we classify a contact as persistent if the minimum normal force during a whole cycle, fn,min, is greater than 0.06 N. The threshold is chosen as twice our force measurement uncertainty to make sure that fn,min is convincingly larger than 0. Figure 3E plots all the contacts for the example ultrastable state in the fn,min and fn,max plane; all the contacts in the light blue region are classified as persistent contacts.
Unlike the scattered non-persistent contacts, the persistent contacts form a percolating network. Figure 3G shows the network formed by the persistent contacts (light blue lines). Notably, the persistent contact network formed shown in Figure 5G features large holes reminiscent of the sponge-like structures revealed by rigidity analysis [
We find that there is no measurable sliding at the persistent contacts. The ultrastable states show the same strobed state over thousands of shear cycles, and the particles do not rotate from cycle to cycle, as can be seen from the supplementary videos of Ref. [
FIGURE 4

No evidence of sliding at persistent contacts. All data in this figure are from the same ultrastable state as in Figure 3. (A) The evolution of μ = ft/fn for an example persistent contact over three consecutive shear cycles. (B) The evolution of forces on several example persistent contacts. Different colors represent different contacts. See Supplementary Video S2 for one example. The two dashed lines mark the conditions for the onset of sliding, where μs =0.87 is the static friction coefficient. The grey regions are inaccessible. The black data corresponds to the example contact shown in (A). The inserted schematic plots the sign convention for the tangential force components. (C) The number distribution of Δμ for all persistent contacts. The dashed line marks the value expected for a sliding contact.
The conditions that we used to identify persistent contacts and non-persistent contacts give high true positive ratio and a small true negative ratio. There are many contacts in our system that do not satisfy either criterion. Whether these contacts are persistent or non-persistent could conceivably be resolved in future experiments with higher force, distance, and time resolutions. These unclassified contacts are not plotted in Figure 3G.
3.2.3 Contribution to the global elastic modulus
We now show that the non-persistent contacts contribute a non-negligible amount to the emergent global elastic modulus. We calculate the shear stress contributed from the non-persistent contacts (npc) aswhere the summation is only over all non-persistent contacts. Figure 5B plots the total σxy and for an example ultrastable state under cyclic shear. The contribution from non-persistent contacts to the shear modulus, Gnpc, is the slope of , as sketched in Figure 5D. Figure 5C plots the ratio Gnpc/G for ultrastable states formed under δγ = 0.95% but different γI. We see that the contribution to the shear modulus from the non-persistent contacts can be as large as 10% for γI near the onset value for creating ultrastable states, and the actual contribution could be even larger because some unclassified contacts are likely non-persistent ones. Thus, the non-persistent contacts make an appreciable contribution to the mechanical response of our ultrastable packings. In addition, the importance of the non-persistent contacts suggests that grains that might be identified as rattlers during some portion of the cycle may actually contribute to the elastic behavior observed for finite amplitude shear deformations. It also worth mentioning here that the scaling relation of Eq. 3 is a global relation that contains contributions from all contacts. A detailed discussion of the separate contributions of persistent and non-persistent contacts to G(p) is beyond the scope of the present paper.
FIGURE 5

Statistics of the non-persistent contacts and their contributions to the emergent shear modulus. (A) The fraction of non-persistent contacts, defined as the number of non-persistent contacts divided by the total number of contacts, plotted for ultrastable states formed under same δγ =0.95% but different initial strains γI. Error bars are standard deviations computed from multiple ultrastable states with same γI. (B) The shear stress contributed from all contacts, σxy, and the shear stress only from the non-persistent contacts, for an ultrastable state under three consecutive shear cycles. (C) The ratio between Gnpc and G calculated from ultrastable states with same δγ =0.95% but different γI. Error bars are standard deviations computed from multiple ultrastable states with same γI. (D) shows a zoom-in to the purple curve in (B).
3.3 Particle center trajectories
Characterizing the particle motion within a shear cycle gives valuable insights into the nature of the mechanical responses of the packing. If an ultrastable packing deforms like a linear elastic continuum, all the particle displacements should define an affine deformation field. However, in our ultrastable states, the particles display clearly detectable, spatially correlated, non-affine displacements. In addition, some particle trajectories form loops with measurable enclosed area.
Figure 6A shows all the particle center trajectories in a shear cycle for the example ultrastable state shown in Figure 3. The trajectories are nearly vertical lines that appear roughly consistent with an affine simple shear deformation field, suggesting that both the non-affine displacements and the enclosed loop areas are small. Figure 6B plots the non-affine displacements of particles measured in the strain interval between state B to state D in Figure 3A. Here, the non-affine displacement of particle i, δrna,i, is defined aswhere Θ(x) is the Heaviside step function, xi is the x coordinate of particle i, δri is the real displacement of particle i, rs is the radius of the small particle, and Np is the total number of particles. In Figure 6B, the arrows are colored according to the magnitude of the non-affine displacements |δrna|, and the lengths of the arrows are 20 times |δrna|. While the particles go back exactly to the same position after a full cycle, it is clear that their displacements within a shear cycle often contain significant non-affine components. In the future, it could be interesting to compare our results to a recent theory which considers non-affine deformations while assuming no sliding at frictional contacts [
FIGURE 6

Particle center trajectories display non-affine components and loops. All data in this figure are from the same example ultrastable state as in Figure 3. (A) Particle center trajectories averaged over three complete shear cycles plotted on top of an unpolarized image taken at the start of a cycle (state A in Figure 3A). The color of trajectories indicates the normalized enclosed area of the trajectory A/As, where As is the area of the small disc. Particle outlines are also colored as a guide to the eye. (B) The non-affine displacement field from state B to state D in Figure 3A superimposed on the same unpolarized image as in (A). The arrow lengths are 20 times larger than the actual displacements, and colors indicate the displacement magnitudes |δrna|/ds, where ds is the diameter of the small disc (C–H) Three example particle center trajectories (C–E) and their corresponding non-affine trajectories (F–H) calculated using Eq. 5. In (C–H), each data point on the black curve represents an average over three consecutive shear cycles in the ultrastable state. The trajectories for each of these cycles are also plotted.
We further show that there are measurable loops formed by particle center trajectories, and also by the non-affine center trajectories. Figure 6 shows center trajectories (C-E) and their corresponding non-affine center trajectories (F-H) calculated from Eq. 5 for three example particles over three consecutive shear cycles. Note that the non-affine displacements appear noisier because they are near the accuracy of our particle center detection (about 0.01ds). The trajectory in (C) clearly is a loop and the one in (E) does not show measurable area. For the non-affine trajectories, only (G) shows a noticeable loop above the noise level. In numerical simulations of frictional granular systems, loops in particle trajectories [
3.4 Stress correlations and emergent properties
To obtain more insight on the stress responses of the ultrastable states, we consider the Vector Charge Theory of Granular mechanics and dynamics (VCTG) [
3.4.1 Defining ensembles with similar stress states
To obtain the correlation functions, we group ultrastable states with similar stress fields to form ensembles and calculate the averaged correlation functions over these ensembles. As shown in Figures 7A,B, we show that all ultrastable states fall roughly on a same curve when plotting the non-rattler contact number Znrversus pressure p or when plotting the shear stress σxyversusp. This observation suggests that we group states according to p, and the states with similar p will have similar σxy and Znr. Specifically, we group states with a pressure interval of 3 N/m, and the averaged state variables for ultrastable states in these intervals are plotted using purple circles in Figures 7A,B. The error bars mark the standard deviations.
FIGURE 7

Group ultrastable states and original states into ensembles according to their stress states. (A) The pressure of the original shear-jammed states formed by initial shear alone (gray dots) and of the ultrastable states (purple dots) plotted versus the non-rattler contact number. The averaged values for states used in calculating stress correlations are also plotted. (B) The shear stress of the original shear-jammed states formed by initial shear alone (gray dots) and of the ultrastable states (purple dots) plotted versus pressure. The averaged values for states used in calculating stress correlations are also plotted.
For completeness, we also plot data from the original shear-jammed states that are formed by initial shear only in Figures 7A,B. Comparing ultrastable states and original states provides additional insights into how cyclic shear modifies the mechanical properties of a jammed granular packing. Notably, for packings with similar p, ultrastable states usually contain more contacts and exhibit lower shear stress, suggesting that they are more stable and less anisotropic. We also group the original states according to intervals of pressure and apply the same stress correlation analysis below.
3.4.2 Stress correlation functions
We calculate the correlation functions between components of the stress tensor following the procedure detailed in Ref. [
The correlation functions in Fourier space are calculated as follows [
We have used primed indices to emphasize that all the calculations are done in the rotated frame x′y′. More details on the calculation of the stress correlation functions are provided in the Supplementary Material S1.
As an example, Figure 8 shows the six stress-stress correlation functions in Fourier space obtained from an ensemble that contains 6 packings with a averaged pressure p = 8.6 ± 0.7 N/m. We note that the general features of the correlation functions are consistent with those reported in Refs. [
FIGURE 8

Stress correlation functions in the Fourier space averaged over 6 ultrastable states with similar stress states. The mean pressure for the 6 states used in the averaging process is p =8.6±0.7 N/m. All the correlation functions are normalized by from the VCTG fitting (Eq. 17). Note that by definition, and x′ and y′ are the principal dilation and compression directions of the initial simple shear strain field (Figure 1A).
3.4.3 Elastic moduli from stress correlations
The emergent elastic moduli appear in the VCTG predictions of stress correlations, and we compute these by fitting the data. We first extract the angular dependence of the correlation functions in the long-wavelength limit and compare them to the VCTG predictions. Specifically, for each correlation function, we average the data in a radial range between 2π/6ds and 2π/16ds and plot the radially averaged data versus the azimuthal angle θ. Note that 16ds is the size of the region of interest that we used to calculate these correlation functions, and 4ds is the length below which the correlation functions clearly deviates from the values at smaller |q|. The radially averaged correlation functions are plotted in Figure 9 for ultrastable states with different stress states as labeled by color. Note that each curve is averaged over several independent experimental realizations. We believe the scattering of data originates from that the number of packings used in the averaging process is rather small, and our system is not large enough. Nonetheless, we find that these curves can be reasonably characterized by the VCTG predictions.
FIGURE 9

Angular variation of the stress correlations for ultrastable states in the long-wave-length limit and the fitted results from VCTG assuming an uniaxial symmetry. Correlation functions are normalized by the VCTG fitting parameter , whose variation with p are shown in Figure 10A. The long-wavelength limit values are estimated by averaging data with q between 2π/6ds and 2π/16ds where ds is the diameter of the smaller disc particle in our packings.
A key prediction from the VCTG theory is the form of the stress correlation functions in the long-wavelength limit [
Einstein notation applies to Eqs. 8–9, where ϵi′j′ and δi′j′ denote the Levi-Civita symbol and Kronecker delta. Detailed derivations of Eq. 8 can be found in Refs. [
For subscripts of Λ we have used 1 and 2 to represent x′ and y′ for simplicity. Considerations of additional symmetries of the system may lead to particular forms of the elastic constant tensor that simplify the analysis [
The inverse elastic tensor then reads
Note that this tensor maps to the Λ tensor in the VCTG framework as following,
Comparing Eq. 14 and Eq. 15 we get Λ1211 = Λ1222 = Λ1112 = Λ2212 = 0. Thus, according to Eq. 12, we expect and
Thus, we fit the correlation functions Ci′j′k′l′(θ) to the following form.
Note that, we fit all six correlation functions together with three parameters , , and . In Figure 9 we plot both the raw data and the fitted curves. All data and fitted curves are normalized by the fitting parameter which depends on p. Notably, the fitted curves matches with the experimental data reasonably well. In addition, it also appears that most of the data collapse after the normalization by , suggesting roughly constant and for ultrastable states with different p.
3.4.4 Emergent elastic response
The emergent elastic moduli, determined from fitting the measured stress-stress correlations to the VCTG predictions, depend on preparation protocols and the average stress state of a shaer-jammed solid. Here, we analyze the dependence of the three fitting parameters, , , and , on the pressure p of the ultrastable states. We note that as the system unjams at p = 0, what we are considering is scaling of the emergent properties near jamming. However, according to Eq. 16, while and can be directly related to the two Young’s moduli, we can not extract the shear modulus and the Poisson’s ratios from just the three fitting parameters. There are 5 unknowns but only three equations in Eq. 16. Reference [
We plot and as functions of p in Figure 10A. While for all p, they both decay with increasing p. Notably, they appear to follow power laws with same exponent ∼ − 1.6. The divergence of these parameters suggest the Young’s moduli vanish at the jamming point. We plot the ratios and in Figure 10B. Both ratios appear to be roughly constant. Notably, , meaning that the system is always stiffer along the y′ direction. It is interesting that . We do not yet have a clear understanding of this feature.
FIGURE 10

The VCTG fit results for the ultrastable states and the original states. , , and are defined in Eq. 17(A) The VCTG fit results and plotted versus pressure for original and ultrastable states. Note that an interpretation is and where Ex’ and Ey’ are the Young’s moduli of the anisotropic system along the principal dilation and compression directions of the initial shear respectively. (B) The ratios of the VCTG fit results and plotted versus pressure for original and ultrastable states. The ratio is clearly much larger for original states, constituting a feature to distinguish these two types of states.
3.4.5 A feature that distinguish ultrastable states from original shear-jammed states
We show that the ratio can be used as a indicator to distinguish ultrastable states and the original shear-jammed states that are formed by initial shear alone. Figures 10A,B also show fit results obtained by performing same analysis on ensembles of the original shear-jammed states. Interestingly and follow power law scaling versusp with same exponent as the ultrastable states. We find, however, that the ratio for original shear-jammed states, which is much larger than for the ultrastable states. This means the original states have much more anisotropic elastic properties compared to the ultrastable states. We thus show that small-amplitude cyclic shearing changes the elastic response of a jammed packing. We emphasize that this observation is not equivalent to the changes of stress states as can be evidenced in Figure 7B. Instead, it highlights that elasticity of these shear-jammed solids is truly an emergent phenomenon reflecting a rigidity that emerges from the complex interplay of local and global force and torque balance contstraints [
4 Concluding discussion
In summary, we report a set of analyses on both global and local features of ultrastable shear-jammed granular materials in response to cyclic shear. We present three major findings.
First, we show that the emergent shear modulus G for ultrastable states formed by different γI and δγ falls on a single curve when plotted versus pressure p. A critical scaling near jamming between G and p is examined extensively in numerical simulations [
Second, we find nontrivial grain scale motions within a shear cycle in an ultrastable state. A measurable fraction of contacts open and close reversibly during a cycle, and these contacts make a non-negligible contribution to the emergent elastic modulus. Thus predictions based on a contact network with a fixed geometry presumably cannot completely account for the macroscopic elasticity of these states. It is known that the distribution of small inter-particle gaps and weak contact forces are intimately connected to packing stability [
Third, we examine the relation between the spatial stress fluctuations and the emergent elastic constants of the ultrastable states from the perspective of the Vector Charge Theory of Granular mechanics and dynamics (VCTG) [
Statements
Data availability statement
The raw data supporting the conclusion of this article will be made available by the authors, without undue reservation.
Author contributions
YiZ, BC, and JS contributed to conception and design of the study and collaborated on the interpretation of the experimental results. YiZ, YuZ, DW, and HZ designed the experimental procedure and calibrated the apparatus. YiZ and YuZ conducted the experiments. YiZ performed the data analysis. YiZ, BC, and JS wrote the first draft of the manuscript. All authors contributed to manuscript revision, read, and approved the submitted version.
Funding
This work was primarily supported by NSF grant DMR-1809762. BC was supported by NSF grants CBET-1916877, and CMMT-2026834, and BSF-2016188.
Acknowledgments
YiZ thanks Yinqiao Wang for helpful discussions on calculating the correlation functions. YiZ thanks Peter K. Morse, Shuai Zhang, Yuliang Jin, and Deng Pan for helpful discussions about the scaling of shear modulus.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fphy.2022.1048683/full#supplementary-material
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Summary
Keywords
reversibility, jamming, elasticity, friction, granular microstructure, cyclic shear, stress correlation, yielding
Citation
Zhao Y, Zhao Y, Wang D, Zheng H, Chakraborty B and Socolar JES (2022) Microscopic reversibility and emergent elasticity in ultrastable granular systems. Front. Phys. 10:1048683. doi: 10.3389/fphy.2022.1048683
Received
19 September 2022
Accepted
14 November 2022
Published
28 November 2022
Volume
10 - 2022
Edited by
Yang Jiao, Arizona State University, United States
Reviewed by
Yuanchao Hu, Arizona State University, United States
Qinyi Liao, Institute of Theoretical Physics (CAS), China
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Copyright
© 2022 Zhao, Zhao, Wang, Zheng, Chakraborty and Socolar.
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Yiqiu Zhao, yiqiuzhao@ust.hk; Joshua E. S. Socolar, socolar@duke.edu
This article was submitted to Soft Matter Physics, a section of the journal Frontiers in Physics
Disclaimer
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.