Abstract
Alpha oscillations are ubiquitous in the brain, but their role in cortical processing remains a matter of debate. Recently, evidence has begun to accumulate in support of a role for alpha oscillations in attention selection and control. Here we first review evidence that 8–12 Hz oscillations in the brain have a general inhibitory role in cognitive processing, with an emphasis on their role in visual processing. Then, we summarize the evidence in support of our recent proposal that alpha represents a pulsed-inhibition of ongoing neural activity. The phase of the ongoing electroencephalography can influence evoked activity and subsequent processing, and we propose that alpha exerts its inhibitory role through alternating microstates of inhibition and excitation. Finally, we discuss evidence that this pulsed-inhibition can be entrained to rhythmic stimuli in the environment, such that preferential processing occurs for stimuli at predictable moments. The entrainment of preferential phase may provide a mechanism for temporal attention in the brain. This pulsed inhibitory account of alpha has important implications for many common cognitive phenomena, such as the attentional blink, and seems to indicate that our visual experience may at least some times be coming through in waves.
Introduction
The bombardment of stimulation hitting our primary sensory areas necessitates selective enhancement of relevant information and suppression of whatever is irrelevant or interfering. Theories posit that salient properties inherent to the stimulus, top-down interventions, and fluctuations in attentional focus over time can modulate sensory processing, biasing it in favor of salient and task-relevant information at the expense of irrelevant or actively ignored stimuli (e.g., Desimone and Duncan, ; Corbetta and Shulman, ; Luck, ). Although a great deal of research has focused on understanding how top-down signals select task-relevant information, the specific mechanisms by which task irrelevant information is filtered out is less well understood. Recently, there has been growing evidence that alpha oscillations (8–12 Hz) can play a significant role in modulating input information by inhibiting visual and other neural processing.
In this paper we review evidence in support of three main theoretical points: (a) The role of the alpha rhythm goes beyond that of a mechanism for sensory disengagement, as it is also involved in cognitive control and attention through modulatory influences; (b) Alpha oscillations act as a pulsed-inhibition of neural processing, with synchronized oscillations in a brain area leading to periodic inhibition on every cycle, so that the phase of alpha is critical in determining whether or not processing is suppressed; (c) The brain exploits the alpha rhythm to appropriately time microstates of excitation and/or inhibition so as to be optimally ready to process or inhibit incoming information.
Alpha Power, Attention, and Awareness
When large ensembles of neurons fire in synchrony, an electric field is produced that is large enough to propagate through the brain and skull and can be measured with electrodes on the scalp. These ensembles of neurons fire at particular frequencies depending on their function and activity level. Thus, electroencephalographic (EEG) recordings provide data about the functional state of the neurons. Neural activity in the alpha range (8–12 Hz) has been shown to reflect the state of awareness of an individual. In the original EEG recordings by Berger (), and in subsequent work by Adrian and Matthews (), alpha oscillations were shown to vary as a function of the level of attention paid by the subject to the visual environment. As subjects began to lose attentional focus, increased amplitude of alpha oscillations was observed, with the largest alpha amplitude occurring when the subjects’ eyes were closed. For many years it was thus thought that alpha represented an idling process in the visual system, such that the amplitude of alpha oscillations in a given task could be used as an index of one's general level of arousal or focus. More recently, alpha oscillations have begun to be viewed in a different light: that of an attention mechanism (e.g., Thut et al., ) or as a general inhibitory mechanism in the brain (e.g., Klimesch et al., ; Jensen and Mazaheri, ).
Oscillations in the alpha band (8–12 Hz) are a ubiquitous characteristic of neural activity. Alpha activity was the name given to synchronized 10 Hz activity measured in the EEG signal because it was the first, largest, and most easily identifiable signal in the single trace recorded by Berger's primitive equipment (Berger, ). Subcortical recordings have revealed that this synchronization of 8–12 Hz neural firing is subserved by both (1) a thalamo-cortical loop involving the LGN, the pulvinar, and visual cortex (Steriade et al., ), and (2) interconnections between visual cortical regions (Lopes Da Silva et al., , ; Lopes Da Silva, ). Intracranial recordings have further shown 8–12 Hz oscillations to be present throughout the cortex (Lopes Da Silva, ). At the scalp the largest alpha amplitude is observed over parietal and occipital areas (e.g., Johnson et al., ), although its frequency is slower and its distribution tends to be more frontal in older subjects (Gratton et al., ). Alpha is also evident over motor cortices in the form of mu oscillations (Pfurtscheller and Neuper, )1.
Since this initial interpretation of alpha as a generic idling mechanism, increased focus has been placed on the specific influence of alpha oscillations on cognitive and neural processes (e.g., Klimesch et al., ; Jensen and Mazaheri, ). Spontaneous (i.e., not stimulus driven) increases in alpha oscillations have been shown to be associated with higher threshold detection rates across a wide range of stimulus types (e.g., Ergenoglu et al., ; Palva et al., ; Romei et al., ,; van Dijk et al., ; Busch et al., ; Wyart and Tallon-Baudry, ) and with poorer performance on a number of cognitive tasks (e.g., Linkenkaer-Hansen et al., ; Mo et al., 2004; Babiloni et al., ; Del Percio et al., ; Hanslmayr et al., ; Mazaheri et al., ). For example, in a recent study, we showed that the detection rate of a near-threshold target stimulus that preceded a metacontrast mask was dependent upon the level of alpha power; detection rate increased monotonically as alpha power decreased (Figure 1; Mathewson et al., ).
Figure 1
In other research, increases in alpha have been linked to the successful inhibition of distracter items to aid working memory representations (e.g., Hamidi et al.,
More recently, studies have shown that the degree of alpha lateralization or its involvement in sensory inhibition is modulated by attention. Shifting or maintaining attention to one side of visual space leads to predictable fluctuations in the power and topography of alpha oscillations, which in general appear selectively increased ipsilaterally to the visual hemifield where the relevant information is presented (e.g., Worden et al.,
Shifts in alpha power and/or scalp distribution have also been observed when participants are asked to attend to either the color or motion of visual stimuli (Min and Herrmann,
In multimodal human studies combining EEG and fMRI, increased alpha oscillations have generally been shown to be related to decreases in the BOLD signal and cortical metabolism in sensory areas, and increased activity in so called default-mode areas (e.g., Moosmann, et al.,
Some past studies have shown that event-related brain potentials (ERPs) and subsequent BOLD signal measured concurrently are uninfluenced by the power of pre-stimulus alpha oscillations (Becker et al.,
Klimesch et al. (
In support of the general role played by alpha in many brain areas, in a recent EEG study of video game training, we have shown predominant changes in alpha activity over the course of learning (Figure 2A). Subjects spent 20 h learning the complex video game Space Fortress, in which a player controls a ship with the goal of destroying a combative central fortress (Donchin et al.,
Figure 2

(A) Display for the game Space Fortress, on which subjects were trained for 20 h. (B) and (C) Changes in frontal and parietal mean evoked alpha oscillations between pre- and post-training EEG recording during the Space Fortress game, from 300 to 700 ms after stimulus onset. Error bars represent within-subject SE. (Figure adapted from Maclin et al.,
Alpha-Phase
Thus far, we have reviewed studies indicating the inhibitory role played by alpha activity in ongoing processing. Importantly these studies all make the assumption that modulation in alpha power represents an all-or-none brake applied to neural processing. By its very nature, however, alpha is an oscillatory phenomenon. Thus, is the inhibition indexed by alpha continuous or does it vary according to the peaks and troughs in the alpha cycle? An important corollary to this question is whether the presence of alpha is a correlate of inhibition or in fact a direct index of some of the mechanisms supporting inhibitory processes in the brain. Over the last century, interest has been directed toward understanding the cyclic nature of alpha oscillations. Speculations about the significance of different phases of the alpha cycle were already presented by Bishop (
The idea that alpha oscillations represent oscillations in cognitive processing has led some to speculate that the very nature of conscious visual perception occurs in perceptual moments or frames, and that perhaps a portion of the alpha cycle indexes the duration of these perceptual moments. Evidence for this has been provided in a study by Varela et al. (
More recent studies have further investigated the extent to which the processing of information varies as a function of the phase of ongoing local excitability cycles. Animal studies have shown that a subset of neurons preferentially fire during specific phases of the ongoing local field potential (LFP; Jacobs et al.,
The interpretation of alpha-phase as representing different levels of cortical excitability leads to the prediction that identical visual stimuli may engender different perceptual representations depending on their synchronicity with the alpha-phase (Lindsley,
In order to directly test this hypothesis, in a recent study we presented participants with brief targets that were followed closely in time by a metacontrast mask (Figure 3; Mathewson et al.,
Figure 3

(A) Detection rate as a function of alpha power and phase before stimulus onset. When alpha power is low (left bar graph), there is no difference in masked-target detection as a function of pre-target alpha-phase. When alpha power is high (right bar graph), however, not only is detection lower overall, but it differs between opposite alpha-phases. (B). Grand-average ERP at the Pz electrode for detected (blue), undetected (red), and all (gray) targets. Results show the presence of counter-phase alpha oscillations between detected and undetected targets, whereas the overall average is flat, indicating that subjects did not phase lock to the stimulus before its onset. (C) Polar plot of a bootstrap-derived distribution of the average phase (angle) and amplitude (distance from origin) of pre-target 10-Hz oscillations for detected (red) and undetected (blue) targets. Each dot is the grand-average phase over the 12 subjects for one of 10,000 equally sized random samples from the two conditions. The arrows represent the centroids of the distribution of mean phases. (Figure adapted from Mathewson et al.,
A possible methodological issue with the finding of an interaction between alpha power and phase effects on visual awareness is that on low-alpha trials the signal-to-noise ratio of the phase measurement will be inevitably lower. Thus any differences in the alpha-phase/detection relationship observed between high- and low-power trials may be due to increased error in-phase estimation for low-power trials. From a statistical standpoint it is very difficult to tease apart the influences of phase and power, as the reliability of the phase measurement inevitably varies as a function of the power level. Note, however, that our theory stems not only from the interaction of power and phase but also from the main effect of power. A crucial finding of the Mathewson et al. (
The finding that visual awareness fluctuates as a function of the phase of ongoing oscillations in the EEG was corroborated by a subsequent study that analyzed the temporal and frequency breadth of this effect for threshold-level targets (Busch et al.,
In a review recently published in this journal, VanRullen et al. (
In summary, a number of studies have shown that the phase of ongoing alpha oscillations can influence the fine-grained timing of perception. These findings have received further support by Lörincz et al. (
Pulsed-Inhibition
Based on this converging evidence we propose that alpha oscillations represent a pulsed-inhibition of ongoing visual processing. As we have shown, when alpha oscillations are high in power, their phase has an influence on subsequent visual awareness. Brief visual events occurring in a particular phase of ongoing oscillations do not reach awareness, while those in the opposite phase do (Figure 3; Mathewson et al.,
Figure 4

A schematic of the pulsed-inhibition account of alpha oscillations. [(A), left column] When alpha amplitude is low, cortical excitability is sufficiently high to produce consistently high levels of processing, and constant detection regardless of phase. [(B), right column] When alpha power is high, certain periods of its phase are inhibitory for visual processing and target detection differs as a function of the phase at which the target was presented.
When inhibition of some part of visual space, some part of time, or some visual feature is needed, top-down signals from fronto-parietal areas control the level of alpha oscillations (e.g., Sauseng et al.,
The proposal that alpha represents a pulsed-inhibition of ongoing brain activity is consistent with both Klimesch et al.’s (
Despite this common ground, there are also some differences across these accounts of the role of alpha oscillations. In our theory we stress an additional mechanism by which oscillatory alpha activity inhibits sensory processing. We have already considered the large amount of evidence for oscillations representing fluctuations in the excitability of the underlying cells. Increases in EEG alpha are associated with larger populations of neurons firing in synchrony with one another (e.g., Bollimunta et al.,
Thus, we propose that scalp-recoded alpha occurs when the excitability or inhibitory periods become synchronized over large populations of neurons. When there is less synchronization, these inhibitory periods are random and signals processed in the area can stand out against the noise. However, when oscillations become highly synchronized, periods of inhibition occur simultaneously across the population of cells, drowning out any signal representation. Interestingly, this theory has much in common with recent theories of attention from single cell recordings, where it has been shown that attention acts by decorrelating low-frequency noise in sensory areas (Mitchell et al.,
To portray the theory in a metaphor, we imagine the oscillatory activity in a processing area as a large crowd at a football stadium. When the individual fans cheer at random times, any loud person can be heard over the hum of the crowd (e.g., “COLD BEER!”). However, when the same applause becomes synchronized in a unified cheer, brief periods of widespread sound drown out any other important sounds. Similarly, we propose that inhibition acts on sensory areas by synchronizing the oscillatory excitability cycles of neurons in those areas, drowning out incoming signals.
As mentioned, Jensen and Mazaheri (
Importantly, our pulsed-inhibition account of alpha can consolidate disparate theories of alpha activity. Palva and Palva (
An important feature of this conceptualization of alpha as a pulsed-inhibition of visual processing is its relation to top-down attention. Busch and VanRullen (
Recently Capotosto et al. (
In summary, we propose that alpha oscillations represent a pulsed-inhibition on ongoing processing. The power of these alpha oscillations can be controlled by top-down attention from fronto-parietal structures with the goal of biasing ongoing processing in favor of the task-relevant or attended stimulus. Indeed, the FEF and IPS are thought to bias visual processing largely through the pulvinar thalamic nucleus (Corbetta et al.,
Entrainment of Temporal Attention
Our proposal that alpha oscillations represent a pulsed-inhibition of ongoing processing would predict that if one were able to control the phase of these oscillations, one could manipulate these fluctuating periods of enhanced and inhibited firing. Indeed, research has shown that the phase of ongoing oscillations in the EEG can become automatically entrained to rhythmic stimuli in the environment (Adrian and Matthews,
Manipulations and theories of visuo-spatial attention are ubiquitous in the cognitive psychology literature (e.g., Posner and Petersen,
Jones (
To extend these series of studies to the visual modality we asked whether we could see evidence of entrainment for visual stimuli presented in the alpha range. We conducted the first behavioral test of this hypothesis as depicted in Figure 5 (Mathewson et al.,
Figure 5

(A) Schematic of the trial timeline and stimulus dimensions from Mathewson et al. (
As can be seen in Figure 5B, we indeed found an effect of the entrainment, such that targets presented in-phase were better detected than targets presented out-of-phase. Furthermore, this effect scaled as a function of the number of entrainers, indicating that the entrainment process takes time to build up. When only two annuli were presented, but with a long gap in between to control for the length of the eight-entrainer-foreperiod condition (book-end condition), only a linear increase in detection was observed, with no peak in detection at 83 ms. In other words, in the absence of rhythmic entrainment, a single annulus preceding the target actually decreases target visibility (so called forward masking). Yet, when this last annulus is one of several in a rhythmic sequence, targets are released from forward masking and visibility changes in a phase-dependent manner. Importantly only the peak detection at 83 ms in the eight-entrainer condition was greater than the baseline detection rate with no preceding stimuli (Figure 5B), indicating that this rhythmic stimulation predominantly resulted in poorer detection for out-of-phase targets, but little or no enhanced processing for in-phase targets. This is consistent with the view that alpha is a pulsed-inhibition on visual processing, in that the majority of the change from the control condition was inhibitory and resulted in poorer detection.
The results of Mathewson et al. (
In order to make the crucial link between the EEG alpha-phase effects we observed in Mathewson et al. (
To what extent are these induced fluctuations in awareness dependent on induced oscillations in the brain? First, entrainment led to increased phase-locking to the rhythmic stimuli compared to the variable condition, the degree of which predicted detection rate across subjects. Second, entrainment led to differences in the phase of 12-Hz oscillations over parietal areas between in-phase and out-of-phase targets, the size of which predicted the difference in detection between in- and out-of-phase targets. Finally, we found an analogous difference in alpha-phase between detected and undetected targets, replicating our previous findings (Mathewson et al.,
These entrainment data can be accounted for by an expansion of the thalamo-cortical interaction model proposed by Lörincz et al. (
These studies of the entrainment of ongoing oscillations have been supported by recent work using various transcranial stimulation protocols, and together with previous results attest to the causal role played by the power and phase of alpha oscillations on visual processing. Entrainment of beta oscillations over motor areas by transcranial alternating current stimulation (tACS) increased beta oscillations and in turn slowed movements (Pogosyan et al.,
Entrainment of the phase of ongoing oscillations may explain some important and pervasive effects in common psychological tasks. For instance, when distracters are presented at fixation in a rapid serial visual presentation (RSVP, most often at 10 Hz; Raymond et al.,
A common manipulation in RSVP paradigms is to insert a second target (T2) into the sequence and investigate how its visibility is influenced by its temporal position with respect to the first target (T1). It is typically found that T2 accuracy is diminished when it follows T1 by 2–7 items, an effect referred to as the attentional blink. One possibility for this effect is that the entrainment of alpha-phase by the distracters is interrupted by the processing of the target (Arend et al.,
Summary and Conclusion
This review highlights the important role that alpha oscillations have in modulating sensory input. More generally, it suggests that alpha oscillations may be an important mechanism by which inhibitory influence and attentional control are exerted over different cortical activities. Alpha oscillations are in large part determined by interactions between thalamo-cortical and intra-cortical neuronal populations. Specifically, they may be due to the activity of GABAergic inhibitory inter-neurons, which may themselves receive input from excitatory output neurons. The manifestation of this circuitry is oscillatory activity, which modulates cortical excitability. This mechanism may be ubiquitous throughout the cortex, although the frequency of the oscillation may perhaps vary from area to area. According to this view, the appearance of the alpha rhythm is not merely a correlate of a state of low cortical activation, but rather a mechanism itself, by which low cortical excitability is enabled. Maintaining low excitability in an extended portion of the cortex probably serves a very important adaptive role, in that it allows for important information processing to occur undisturbed by irrelevant and secondary processes. At the same time, the oscillatory nature of the alpha rhythm allows for some of the unattended information to filter through; this may be of critical importance in cases in which the unattended information may be valuable. This is the sense in which we have drawn an analogy between the alpha-based mechanism for dealing with irrelevant information and the “anti-lock brake” (ABS) system of a car, in which some level of contacts with the road surface (in our case, the external environment) is maintained by applying pulses of braking rather than by braking continuously.
Our most recent data suggest that this pulsed-inhibition can become entrained to rhythmic external stimulation. This can be easily accounted for by the neuronal mechanisms that we have postulated to be at the bases of alpha. Interestingly, they suggest that alpha oscillations may be part of a general temporal tuning mechanism, by which our brain can exploit regularities in the environment to optimize processing.
A number of questions, however, remain open. For instance, what is the relationship between alpha and other types of oscillatory activity described in the brain? Electrophysiologists have long described a number of other rhythms characterized by other frequencies (such as beta, theta, gamma, and delta), and often correlated them with similar concepts such as perception, attention, and consciousness (Monto et al.,
What is the relationship between brain oscillations and consciousness? James (
The present review article summarized the evidence that, at least in some cases (such as when alpha power is high) our perception of the visual world may be discontinuous in nature. Specifically, during particular phases of the alpha oscillations, information is shown to be very poorly processed, while at other times information processing is enhanced. We summarized the evidence that sensory processing is gated by the phase of ongoing oscillations in baseline brain activity, creating oscillating periods of high and low neural excitability. We also described how these oscillations in cortical excitability are associated with concomitant fluctuations in our visual awareness; targets presented at particular phases of these oscillations do not reach awareness. We propose that these cycles of excitability act as a pulsed-inhibition on ongoing processing and that this inhibitory processing mode is common across many brain areas. Finally we reviewed evidence that the timing of the preferential phases of processing can be entrained to rhythmic stimuli in the environment, providing a possible mechanism for temporal attention in the brain.
Statements
Acknowledgments
The research reviewed here was supported by a Natural Science and Engineering Research Council of Canada (NSRC) Fellowship to Kyle E. Mathewson, Office of Naval Research MURI grant to Art Kramer, by a National Science Foundation grant #0843148 to Tony Ro, and by a National Institute of Mental Health grant # MH080182 to Gabriele Gratton.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Footnotes
1.^It is important to note that not all cortical regions are equally likely to generate large scalp alpha activity. Certain brain areas are located far from the surface of the head, or their orientation is not conducive to generate large surface activities. Finally, some adjacent regions may generate counter-phase activity, which may cancel out. As a consequence, the amplitude of alpha oscillations may possess a very specific scalp distribution.
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Summary
Keywords
alpha, oscillation, phase, pulsed-inhibition, EEG
Citation
Mathewson KE, Lleras A, Beck DM, Fabiani M, Ro T and Gratton G (2011) Pulsed Out of Awareness: EEG Alpha Oscillations Represent a Pulsed-Inhibition of Ongoing Cortical Processing. Front. Psychology 2:99. doi: 10.3389/fpsyg.2011.00099
Received
15 March 2011
Accepted
03 May 2011
Published
19 May 2011
Volume
2 - 2011
Edited by
Gregor Thut, University of Glasgow, UK
Reviewed by
Michael X. Cohen, University of Amsterdam, Netherlands; Ali Mazaheri, University of California Davis, USA
Copyright
© 2011 Mathewson, Lleras, Beck, Fabiani, Ro and Gratton.
This is an open-access article subject to a non-exclusive license between the authors and Frontiers Media SA, which permits use, distribution and reproduction in other forums, provided the original authors and source are credited and other Frontiers conditions are complied with.
*Correspondence: Kyle E. Mathewson, Department of Psychology, Beckman Institute, University of Illinois at Urbana-Champaign, 405 North Mathews Avenue, Urbana, IL 61801, USA. e-mail: kylemath@gmail.com
This article was submitted to Frontiers in Perception Science, a specialty of Frontiers in Psychology.
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