Abstract
Explanations are central to understanding the causal relationships between entities within the environment. Instead of examining basic heuristics and schemata that inform the acceptance or rejection of scientific explanations, recent studies have predominantly examined complex explanatory models. In the present study, we examined which essential features of explanatory schemata can account for phenomena that are attributed to domain-specific knowledge. In two experiments, participants judged the validity of logical syllogisms and reported confidence in their response. In addition to validity of the explanations, we manipulated whether scientists or people explained an animate or inanimate phenomenon using mechanistic (e.g., force, cause) or intentional explanatory terms (e.g., believes, wants). Results indicate that intentional explanations were generally considered to be less valid than mechanistic explanations and that ‘scientists’ were relatively more reliable sources of information of inanimate phenomena whereas ‘people’ were relatively more reliable sources of information of animate phenomena. Moreover, after controlling for participants’ performance, we found that they expressed greater overconfidence for valid intentional and invalid mechanistic explanations suggesting that the effect of belief-bias is greater in these conditions.
Introduction
Our ability to comprehend the quality of scientific evidence is critical to navigating the modern world: whether in terms of assessing the prescriptions of clinicians, determining the likelihood and extent of global warming, the function and output of algorithms and artificial intelligence, or understanding the culpability of an accused criminal. For instance, despite the recent outbreak of COVID-19, polling indicated that 66% of Americans were not concerned that the virus would directly affect them (). Moreover, disinformation and misinformation led to further confusion over the nature of the virus and influenced national responses during the pandemic (; ; ). Given significant discrepancies between beliefs held by scientists and the general public on issues including climate change, vaccines, the theory of evolution, and genetic modified organisms (e.g., ), and certainty with which scientific and health beliefs are held (; ; ), there is a need to ensure that expert knowledge is intelligible to those outside of their respective research communities (e.g., ; ; ; ; ; ).
In the present study, we examine features of causal explanations (e.g., ) that might interfere with the acceptance of logically consistent arguments used in scientific explanations. Using methods adopted from the reasoning (e.g., ; ; ) and persuasive communication literatures (e.g., ; ; ), we developed a “minimal explanation” paradigm that manipulated features of explanatory schemata from two different domains (folkpsychology/folkbiology and folkphysics; e.g., ; ). By manipulating the animacy of the explanandum (animate or inanimate natural phenomena), the explanans (intentional or mechanistic explanations), as well as the source of the information (e.g., ‘people’ or ‘scientists’), our results revealed that participants’ maintained heuristics based on their prior beliefs which biased their responses. By statistically controlling for participants’ performance when assessing response confidence (e.g., ; ), we examined subjective perception of certainty for intentional and mechanistic explanations, with evidence suggesting that participants experienced more overconfidence for valid intentional explanations and invalid scientific explanations.
Features of Explanations
Explanations have been a persistent focus of the philosophy of science (e.g., ; ; ; ; ; ; ). However, philosophical explanations do not necessarily reflect those used by individuals (). Explanatory statements used in our daily lives often consist of a small number of features that lack strong casual connections with the underlying phenomenon (cf. ). Two minimal features that all explanations require include a proposition representing some prior knowledge concerning observed phenomena (e.g., flight, sadness) and a set of explanatory statements that provide accounts of these phenomena (e.g., wing flaps, a failure to achieve a goal). Rather than making assumptions about participants’ prior beliefs about natural phenomena, specific features of explanatory schemata should be identified.
A common feature of explanations (e.g., ; ; ; ; ) and their application in abductive reasoning in science (; ; , ) is the belief in causal relationships. If there are numerous kinds of explanatory schemata that can be associated with any given class of natural phenomena, the extent to which one is activated and used should depend on the association between features of an explanandum (a phenomenon that needs to be explained), the explanans (the statements explaining the phenomenon) provided by a source outside the individual, as well as the activation of these features and propositions in long-term memory. For instance, previous studies have observed explanatory coherence and simplicity are crucial determinants of the believability of explanations (e.g., ; ; ; ; ). Although there might be common features of a good explanation, what qualifies as a coherent explanation will likely depend on an understanding domain-specific knowledge.
Participants likely have access to more than one coherent explanatory framework (i.e., explanatory pluralism ; ; ), can maintain multiple attitudes (), and can acquire a complex schema with minimal exposure to information (). Participants therefore likely maintain alternative explanatory schemata for any given natural phenomenon defined by multiple features. Explanations can also be understood in terms of analogical reasoning (; ), wherein prior knowledge of relational structures can facilitate problem-solving (e.g., ; ; ; ). Despite the benefits of prior knowledge, we argue that the extent to which it influences judgment and decision-making is dependent on its compatibility with current task demands which will affect accuracy and subjective confidence. In that coherence has been considered an important feature of explanation (; ), coherent explanations from one domain might create interference in another domain if there are superficially similar elements in both schemata (for evidence in children, see ).
Evidence for such compatibility effects can be found in the literature on reasoning. A number of cognitive factors can bias decision-making for or against the acceptance of an argument (for a review, see ). For instance, novice participants tend to ignore the logical structure of an argument (i.e., its validity) and instead focus on the believability of its conclusions (i.e., the belief-bias effect; ; ; ; ; ; ; ; ). In study, participants were presented with syllogisms that contained a conclusion that is contrary to social representations of smoking:
Premise 1: All things that are smoked are good for the health.
Premise 2: Cigarettes are smoked.
Conclusion: Cigarettes are good for your health.
In this case, while participants are likely aware that smoking is associated with health risks, they cannot disregard this prior belief and solely focus on the validity of the argument. Within a given domain, participants likely maintain prior beliefs about causal relationships between explanans and explanandum. These prior beliefs might act as heuristics that interfere with judgments of the validity of a conclusion (; ). For instance, in a recent categorization study, found that exemplars from categories associated with prior knowledge that was unrelated to the category structure interfered with correct categorization but increased subjective confidence. Consequently, we must consider specific domains that might influence judgments of validity and perceptions of certainty.
A persistent question in the study of explanations concerns whether there are distinct kinds of explanations that correspond to domain-specific knowledge. Naive and folkscientific theories have been examined in philosophy (; ), developmental psychology (; ), and cognitive science (e.g., ). For instance, developmental studies have found that children make conceptual distinctions between “living” and “non-living” entities (e.g., ; ; , ) and ascribe qualitatively different intentional responses for objects that apparently exhibit biological motion (for reviews see ; ; ) and have a basic understanding of goal-directed behaviors (e.g., ; ). In Western society, in addition to developing folk theories concerning physics (e.g., ; ), people are taught to conceive of the world in terms of cause and effect with objects interacting with one another via abstract forces (e.g., ; ). A question that has been left relatively unexamined outside of science educational studies (e.g., ; ; , ; ; ; ) concerns whether different kinds of explanations facilitate communication, learning, and decision-making within a specific context.
Scientific Explanations and Scientific Communication
In that scientific communications can rely on domain-specific content knowledge (e.g., subatomic particles and other unobservable forces) and can pertain to domains that participants are likely to have strong beliefs about (e.g., whether the world is deterministic, and whether all animals think and feel in the same manner as humans; e.g., ; ; ; ), prior beliefs will exert considerable influence on performance in decision-making and reasoning tasks (e.g., for examples in studies of folk theories of physics, see ; ; ; ; ; ). Supporting this, a meta-analysis conducted by found that the importance of a belief is inversely related to attitude change. Concurrently, studies of health-beliefs also suggest that specific features of explanatory schemata (e.g., benefits of treatment, disease severity) varied in terms of their relationship with compliance behaviors (). Consequently, features of explanatory schemata will be associated with stronger or weaker beliefs.
Models of attitude change have additionally suggested that subjective confidence can be used to determine the amount of processing that an individual will perform when provided with novel information (; ). Initially, a participant sets a criterion for the desired level of confidence (e.g., 80%) and monitors the obtained confidence in the information they have available (e.g., 50%) to determine the amount of effortful processing that is required to increase subjective confidence to the desired level (). Indeed, studies of attitudinal certainty indicate that confidence can be increased by the amount of consideration, direct experience, and the limited diversity of counter-attitudinal evidence (for a review, see ). When the subject of scientific explanation is related to familiar folk theories, we would therefore expect participants to disregard general reasoning strategies and focus on familiar content contained within explanatory schemata that would lead to higher levels of subjective confidence (). Thus, the features of the explanations themselves and how they correspond to prior beliefs contained within explanatory schemata, must be accounted for when considering the effectiveness of scientific explanations and perception of certainty in an explanation.
Recently, a number of studies have provided some evidence for various features of scientific explanations that are relevant to our understanding of psychosocial phenomena. investigated the acceptability of mechanistic explanations of psychological phenomena. In their study, participants were presented with either ‘good’ (non-circular) or ‘bad’ (circular) explanations of human behavior, conforming to elementary psychological phenomena found in undergraduate psychology textbooks. These explanations were either provided alone or were accompanied by irrelevant neuroscientific evidence. They found that novices (second year cognitive neuroscience students) were more likely to find such explanations believable when accompanied by the irrelevant information, relative to experts who were more likely to ignore irrelevant information (see also, ). Similarly, found that neuroscientific imagery (e.g., brain scans) had a greater effect than other representations (e.g., bar graphs or abstract maps) on the acceptance of explanations. have provided further supporting evidence that the association between the explanans and a scientific instrument (e.g., an MRI) affects the believability of the statement. Taken together, these results suggest that prior beliefs are a significant determinant of participants’ responses and that the pervasiveness of neuroscientific explanations in the media (; ) might reflect a central feature of participants’ naïve theories of psychosocial phenomena (cf. ; ).
Prior to accepting these promising conclusions, the properties of these experimental paradigms should be considered as they might prohibit a straightforward interpretation of these results. First, studies have used images or concepts that have concrete images associated with them influence processing. For instance, studies have demonstrated that words invoking vivid imagery are more persuasive (; ; ). After controlling for participants’ prior beliefs about the results of a fictitious study (e.g., the effect of music on studying), replicated the finding that neuroscientific evidence influenced believability of an explanation of psychological phenomena. However, it might be that the vividness of the real (or invoked) imagery of the brain might be the principal influence on judgments of believability. Such results might not be as informative about critical features of scientific explanations as they are about a specific kind of scientific explanation: a conjunction of imagery and tacit beliefs associated with an argument. Supporting this, a large-scale study conducted by attempted to replicate the influence of imagery () using multiple methods of presentation (online and written), multiple participant pools (general public, MTurk, and undergraduates) as well as multiple incentives (e.g., none, course credit, and financial compensation). They failed to replicate previous results (see also, ). We believe that these observations support a more conservative approach to the study of scientific explanations. Rather than assuming that neuroscientific evidence is itself primary, specific heuristics should be identified. Moreover, accuracy and certainty in judgment must be assessed independently in order to differentiate between the effects of specific heuristics and the strength of their influence on judgments.
Present Research: Explanatory Schemata in Scientific Reasoning
The present study seeks to examine what features of scientific explanations affect the accuracy of assessing an explanation’s validity and response confidence. We assume that scientific explanatory schemata can be reduced to a finite set of features that can be associated with prior knowledge. Rather than presenting explanations along with neuroscientific evidence (e.g., ; ), we used a contrasting set of explanandum (animate and inanimate natural phenomena) and explanans (intentional and mechanistic) to determine whether these features were integrated into a schema or represented distinct heuristics.
Essential Features of Scientific Explanation
An issue with previous studies of scientific explanation is that neuroscientific “evidence” such as fMRI scans might be confounded with the source of this evidence, i.e., credible neuroscientists and neuroscience paradigms. Studies of persuasive communication (; ; ; ) have demonstrated that features of a message such as expertise (; ) and source trustworthiness (; ) can influence attitudes toward a message (; ). When the source is deemed to be incompatible with a message, significant reductions in perceived message credibility can be observed (e.g., ; ). Experts are not the only source of information. In some situations, collective knowledge might be deemed credible, with social proof being a widely used heuristic to make judgments (e.g., ; ; ; ). In the present study, we control for source by comparing explanations offered by “people” to those offered by “scientists.”
Across two experiments we sought to examine which features of scientific explanatory schemata are used to judge the perceived validity of arguments regarding natural phenomena. Following from studies of the belief-bias effect, we assume that participants’ accuracy in a reasoning task will be influenced by their prior beliefs about natural phenomena (; ). When the contents of syllogisms are consistent with a prior belief, participants are more likely to judge a syllogism as valid in comparison to when the contents are inconsistent (). Thus, if participants believe that mechanistic explanations of natural phenomena are more appropriate than intentional explanations, their accuracy will be greater in the logically consistent condition for mechanical explanations than for intentional explanations. Moreover, we assume that argument validity should affect response accuracy even when participants have received training in syllogistic reasoning (; ). Following from studies of scientific explanation (; ), we additionally assume that participants will tend to perceive mechanistic explanans as valid even when the explanans is inconsistent with the explanandum. While intentional explanans might be more intelligible to participants () due to the use of high frequency terms (i.e., “like,” “wants”), their limited linguistic complexity () in contrast to mechanistic terms will make these explanans appear to be less valid even when the explanans is consistent with the explanandum. We assume that participants will prefer compatible explanans-explanandum as they are associated with a pre-existing heuristics or schemata in memory. In the context of the present study, this was operationalized in terms of animate-intentional and inanimate-mechanistic explanatory schemata.
For these same reasons, we also assume that explanans and explanandum tend to be associated with specific sources. Expertise is relative to a domain (e.g., ) and participants likely maintain folk theories about what scientists and people know. Specifically, scientists are more likely to be associated with valid explanans of inanimate explanandum (e.g., physical and chemical processes) whereas people are more likely to have valid knowledge in terms of folkwisdom of animate explanandum (e.g., goal-direct behavior). Priming participants with features of a schema (when available) will therefore increase the likelihood that it will affect response selection. However, following studies of persuasive communication (e.g., ), we additionally assume that the importance of source credibility might diminish when manipulating the explanans and explanandum due to participants domain-specific beliefs about source credibility and animacy.
Explanation and Certainty
One feature that has yet to be addressed in previous research on scientific explanations is whether participants are aware of their response biases. In general, metacognitive studies of knowledge assessment suggest that individuals overestimate their knowledge (; ; ). This might be a consequence of using availability and familiarity as a heuristic (; ). For instance, observed that “most common explanations… have a structure that is more implicit and schematic in nature than is suggested by more traditional psychological accounts,” (p. 12; italics added). Similar observations have been made in the reasoning literature (e.g., ). Consequently, implicit knowledge might lead to discrepancies between response accuracy and response confidence (; ).
Models of persuasive communication have also considered this possibility. Namely, Chaiken’s (1980; ; ) Heuristic-Systematic Model of persuasive communication suggests that subjective confidence plays an integral role in determining how much information is gathered: as the desired level of confidence increases, the amount of information processing required also increases. However, studies of reasoning have demonstrated little correspondence between subjective confidence and response accuracy (e.g., ). Indeed, using observation from the belief perseverance literature, suggests that the availability of a prior explanation might result in overconfidence. Providing some evidence to support this, found that simpler explanations are more probable than more complex explanations, even when the more complex explanation has a higher probability of being accurate. However, given that the probabilistic information used to inform a decision and subjective probabilities used to report certainty need not be equivalent, the relationship between beliefs and overconfidence in explanations needs to be directly examined.
Insight into the relationship between performance in assessing the validity of explanation and confidence can be gained by considering studies of trust in science (; ). In their study of layperson evaluation of scientific information, found that participants were more likely to trust their own decisions and were less inclined to indicate that they needed the assistance of an expert when information was easy to comprehend. Moreover, in a study conducted by they found respondents reported greater trust for scientific methods relative to scientific institutions, with this discrepancy increased with lower levels of scientific literacy. However, these studies were not concerned with the extent to which these judgments were well calibrated, i.e., whether subjective confidence corresponded to the accuracy of participants’ knowledge. For instance, studies of general knowledge have observed greater overconfidence relative to perceptual tasks () with that difficult questions associated with the greatest levels of overconfidence (). Consequently, research suggests that information that is more accessible in memory (; ) such as prior knowledge (; ; ) can increase response confidence independently of response accuracy.
In line with previous studies, we predict that participants will be miscalibrated in assessing their own judgments. Specifically, explanatory heuristics and schemata related to source credibility (expert and non-expert) relative to specific explanans (inanimate and animate domains) and kinds of explanandum (e.g., mechanistic and intentional) will be associated with greater confidence. We will examine overconfidence bias as it has been demonstrated to be a superior measure of subjective awareness than other metaknowledge measures in that it indicates the participants level of certainty after controlling for performance (; cf. ). More specifically, we assume that when features of an explanation are associated within a schema (i.e., congruent), we should observe greater overconfidence than when they are not associated (i.e., incongruent).
To assess these predictions, two experiments provided participants with explanans (intentional or mechanistic), explanandum (animate/living or inanimate/non-living), and varied the source of the information (people or scientists). All experiments used the same stimuli described in Experiment 1 below (for examples, see Table 1). In addition to validity judgments, participants were additionally required to rate their confidence. In Experiment 1, we investigated whether mechanistic explanations might provide a more general basis for participants’ acceptance of scientific explanations than in previous studies. In Experiment 2, we examined whether working memory capacity was associated with the extent to which features of an explanation influenced participants’ responses. Moreover, by examining overconfidence bias, we additionally assumed that we can identify specific features of explanatory schemata that were most important to participants.
TABLE 1
| Condition | Example |
| Mechanistic | Description: If [a Baje moves toward a Yulo then they will stick together]P1 |
| Consistent | Explanations: [A Baje moves toward a Yulo]P2 because [Bajes and Yulos are bound by a force]E that [attracts them]C. |
| Intentional | Description: If [a Lozu moves toward a Hexi then they will stick together]P1 |
| Consistent | Explanations: [A Lozu moves toward a Hexi]P2 because [Lozus and Hexis like one another]E so they [are drawn together]C. |
| Mechanistic | Description: If [a Dafe moves toward a Noha then they will stick together]P1 |
| Inconsistent | Explanations: [A Dafe moves toward a Noha]P2 because [Dafes and Nohas are bound by a force]E that [repels them]C. |
| Intentional | Description: If [a Vipo moves toward a Pova then they will stick together]P1 |
| Inconsistent | Explanations: [A Vipo moves toward a Pova]P2 because [Vipos and Povas dislike one another]E so they [are driven apart]C. |
Samples of syllogisms modified with mechanistic and intentional explanations.
Major and minor premises are denoted by P1 and P2, respectively, and the conclusion is denoted by C. The irrelevant explanation is denoted by E.
Experiment 1
One concern with previous studies of scientific reasoning (e.g., ) is that it was not clear whether both the source of information and the kinds of evidence interacted, suggesting that participants have access to an explanatory schema. For instance, it is reasonable to assume that neuroscientists were involved in the production of neuroscientific evidence rather than a layperson. We sought to examine the conditions in which the source of evidence presented in the context of a scientific explanation influenced participants’ acceptance of explanans and explanandum. In Experiment 1, we explicitly manipulated the source of evidence to examine whether the compatibility between source of information and kind of evidence influences participants’ judgments of syllogisms, such that participants were biased to accept consistent syllogisms when the source of the explanations and the kind of phenomena are compatible and biased to reject consistent syllogisms when the source of the explanations and the kind of phenomena are incompatible.
Method
Participants
A random convenience sample of ninety-five participants from Carleton University received 1% toward their final grade in introductory psychology courses.
Materials
Sixteen training syllogisms consisted of modus ponens (MP), modus tollens (MT), hypothetical (HS), and disjunctive (DS). In order to avoid bias associated with content knowledge, syllogism used CVCV (consonant-vowel-consonant-vowel; e.g., Baje, Yulo) non-words as the subjects in the major and minor premises. Syllogisms were presented in a standard format. For instance, a modus ponens was presented with the major premises, followed by the two minor premises:
If there is a Sohi then there is a Loze,
There is a Sohi,
Therefore, there is a Loze
Thirty-two experimental syllogisms used the same format as standard syllogisms with the exception of including a “Description” and an “Explanation.” Descriptions of phenomena contained the major premise in the syllogism (e.g., If a [Baje moves toward a Yulo]P then [they will stick together]Q). Explanations contained the minor premise embedded in an irrelevant explanatory feature consisting of an intentional (e.g., Ps like each other; [Bajes and Yulos like one another]) or mechanistic explanation (e.g., Ps are drawn by a force; [Bajes and Yulos are bound by a force]). Finally there is an explanatory feature that is either consistent or inconsistent [that attracts (repels) them] with the major premise [they will stick together].Q
Each modified syllogism type (MP, MT, HS, DS) varied in terms of the explanation type (mechanistic or intentional) and validity (valid or invalid). Two versions of each syllogism were created in order to have two replications per condition. For the purposes of syllogistic reasoning, we assumed that the consistent (or inconsistent) explanation was perceived to reflect the implied conclusion Q (or ∼Q). For examples of these stimuli, see Table 1.1 In this way, our method is similar to studies that use bad (circular) and good (non-circular) explanations (). As we note below, participants’ responses support our assertion that a syllogism’s logical validity affects perceived validity.
Procedure
Following the informed consent, and a colloquial explanation of what constitutes logical validity, participants were then provided with the training syllogism session. The 16 training syllogisms were presented to participants for practice and no feedback was provided prior to the start of the experimental session.
Prior to the start of an experimental block, the kind of natural phenomena and source of the explanation were manipulated randomly via an instructional manipulation. Half of the participants were informed that the natural phenomena were “inanimate” (or “non-living”) and the remaining half were informed that the natural phenomena were “animate” (or “living”).
In one experimental block, participants were told that scientists observed phenomena and offered explanations, and in the other block participants were told that people observed phenomena and offered explanations. The same 32 modified syllogisms were used in both blocks. The order of the scientists or people block manipulation was counterbalanced to avoid order effects.
Results and Discussion
The experimental design for each of the independent variables used a mixed repeated-measures analysis of variance (ANOVA) consisted of 2 (Intentional or Mechanistic) × 2 (People or Scientists) × 2 (Consistent or Inconsistent) as the within-subject variables. Animacy (living or non-living) and explanandum Formality (formal or informal) were included as between-subjects measures. Instructional order of ‘scientists’ or ‘people,’ syllogism type, and the two replications, were collapsed for the purposes of analyses as these variables were not of interest to the present study.
Participants were included on the basis that they performed above chance (i.e., p(correct) > 0.5). This resulted in the removal of six participants, leaving a comparable number of participants in non-living (n = 17) and living (n = 16) conditions using informal terms, and the inanimate (n = 29) and animate (n = 27) conditions using formal terms. However, due to an absence of differences between the formal and informal terminology in a preliminary analysis, we collapsed across these conditions.
Training blocks were excluded from the analysis as the training results from this and subsequent studies did not bare directly on the hypotheses.
We used Greenhouse–Geisser adjusted statistics but report the unadjusted degrees of freedom. The analysis was conducted using SPSS.
Response Accuracy
The mixed ANOVA of proportion correct revealed a marginally significant three-way interaction between Source, Animacy, and Validity, F(1,85) = 3.65, MSE = 0.014, p = 0.059, η2 = 0.04, ω2 = 0.47. As Figure 1 demonstrates, participants believed that people were more likely to provide valid explanations of animate phenomena whereas scientists were more likely to provide valid explanations of inanimate phenomena, thereby producing higher accuracy in these conditions. This suggests specific domains of competency that are associated with the social categories of “people” and “scientists.” This can be understood in terms of the persuasive communication heuristics of social proof (e.g., ; ; ) and expertise (e.g., ; ; ; cf. ). Consequently, when a given source is providing an explanation outside of their domain, participants are less likely to believe that it will be valid regardless of the objective validity of the explanation.
FIGURE 1
The three-way interaction also qualifies a number of main effects and interactions. We obtained a significant interaction between Explanation Type and Validity, F(1,85) = 159.16, MSE = 0.033, p < 0.001, η2 = 0.65, ω2 = 1.0. Mechanistic explanations were believed to be valid, resulting in high accuracy for consistent syllogisms and chance performance for invalid syllogisms, a finding that replicates research on the effects of argument validity (; ). Intentional explanations were generally believed to be invalid resulting in higher accuracy in the inconsistent condition. In contrast, participants exhibited above chance performance when presented with consistent intentional syllogisms. These results suggest either that participants typically considered intentional explanans to be invalid or that mechanistic explanations were typically considered to be valid (see Table 2). A marginal effect of Explanation Type and Animacy was also observed, F(1,85) = 3.16, MSE = 0.012, p = 0.079, η2 = 0.04, ω2 = 0.42. We found that accuracy was roughly equivalent for both intentional (M = 0.65, SE = 0.011) or mechanistic explanations (M = 0.66, SE = 0.012) of animate phenomena, whereas accuracy was greater for mechanistic (M = 0.69, SE = 0.012) relative to intentional explanations (M = 0.64, SE = 0.011) of inanimate phenomena. Consequently, participants appear to hold the strongest beliefs for mechanistic explanations of inanimate phenomena.
TABLE 2
| Explanation type | |||
| Mechanistic | Intentional | ||
| OC | Consistent | 0.050 (0.034) | 0.195 (0.042) |
| Inconsistent | 0.310 (0.034) | 0.103 (0.031) | |
| Mean | 0.180 (0.026) | 0.149 (0.025) | |
Overconfidence (OC) for explanation type and consistency.
Standard error reported in parentheses.
Our analysis also revealed a significant main effect of Explanation Type, F(1,85) = 8.84, MSE = 0.012, p = 0.004, η2 = 0.09, ω2 = 0.84, and a marginal effect of Validity, F(1,85) = 2.69, MSE = 0.118, p = 0.105, η2 = 0.03, ω2 = 0.37. Thus, block-level manipulations did not have a large effect on performance whereas trial-to-trial information concerning the explanandum and its validity contributed to performance. Crucially, we did not find any significant main effects or interactions of formal or informal terminology (all ps ≥ 0.356). Consequently, it appears that participants were using concepts of animate and inanimate and were not influenced by the specific terminology used to describe these concepts.
Overconfidence Bias
In order to assess participants certainty, we assessed their response confidence. However, given that confidence and accuracy have a complex relationship (; ), we decided to control for the effects of accuracy by using a measure of overconfidence bias. Participants’ accuracy was subtracted from their reported subjective probability in each condition (e.g., ). Formally, overconfidence bias is given by the equation:
OCB = (Mean Confidence/100) − Proportion Correct
Thus, OCB represents the extent to which a participant’s mean confidence exceeded their mean accuracy in an experimental condition. The obtained difference score was then included in as a dependent variable in a repeated-measures ANOVA of OCB, which had an identical factorial structure to that of accuracy.
Our repeated-measures ANOVA of OCB replicates the effect of accuracy. We again obtained a significant interaction between Explanation Type and Validity, F(1,85) = 177.87, MSE = 0.032, p < 0.001, η2 = 0.68, η2 = 0.68, ω2 = 1.0. The main effects of Explanation Type, F(1,85) = 5.88, MSE = 0.014, p = 0.017, η2 = 0.07, ω2 = 0.67 and Validity were also significant, F(1,85) = 4.74, MSE = 0.113, p = 0.032, η2 = 0.05, ω2 = 0.58.
As Table 2 demonstrates, we observed considerable overconfidence in the valid intentional explanation and the invalid mechanistic explanation conditions. Given that OCB controls for a participant’s accuracy within a given experimental condition (i.e., by subtracting proportion correct), it reflects the strength of the beliefs a participant maintains. Thus, not only did these explanatory biases increase or decrease accuracy, they had an independent effect on participants’ certainty. Moreover, given that confidence reflects an explicit measure of subjective awareness, participants clearly overestimated their accuracy within these domains. The absence of a main effect of explanans terminology (e.g., living or animate) or its interaction with other factors also suggests that the explanans is of greater importance than the terminology used to describe it.
Discussion
Across measures of accuracy and overconfidence bias, the results of Experiment 1 demonstrate a belief-bias effect: logical consistency and explanans interacted. This can be understood in terms of a heuristic in that participants are influenced by their beliefs about mechanistic and intentional explanans. This qualifies studies that report the effects of explanatory coherence (; ) in that coherence is relative to a domain. The significant effect of explanandum (intentional or mechanistic) suggests that participants generally attend to these features. Thus, folk theories related to intentional and mechanistic phenomena (e.g., ; ; ; ) likely continue to exert an influence on adult reasoning in these domains. While marginal, we also obtained evidence that participants might maintain complex schemata that are influencing their judgments. Specifically, scientists appear to be more credible sources of explanations of inanimate phenomena whereas people appear to be more credible sources of explanations of animate phenomena. Similarly, we also found that participants believe that mechanistic explanans provide a better account of inanimate phenomena relative to animate phenomena. Consequently, participants appear to hold the strongest beliefs for mechanistic explanations of inanimate phenomena.
While response accuracy and overconfidence were only influenced by explanans, our analysis of accuracy found evidence that participants’ performance was influenced by more complex associations such as those between the source of an explanans, the animacy of the explanandum, and the validity of the explanation. These results suggest that participants likely maintain a schema wherein scientists are reliable sources of information of inanimate phenomenon but laypersons can provide valid explanations of animate phenomenon.
Experiment 2
Experiment 2 sought to extend the results of Experiment 1 by decreasing the likelihood that participants could use executive functioning during the reasoning task. Previous research has indicated that the role of working memory is central to performance in syllogistic reasoning tasks (). Namely, reasoning is believed to be associated with an effortful processing rather than automatic biases (). In Experiment 1, a failure to observe the effects of source or animacy in the analysis of overconfidence might be attributable to participants’ limited cognitive resources. Consequently, in Experiment 2, we measured each participant’s working memory capacity to include as a between-subjects variable, as studies have demonstrated a positive relationship with task performance (e.g., ; ). We also used a concurrent load to increase the likelihood that participants would rely on heuristics related to the explanandum and explanans rather than engage in effortful reasoning.
Methods
Participants
Forty-seven participants from Carleton University performed the task for 1% course credit.
Materials and Procedure
Prior to the start of the experiment, participants were provided with a brief working memory task. Working memory stimuli for the letter span tasks consisted of 10 random letter strings, each containing eight letters. Their responses to the memory task were then used to separate participants into high- and low-working memory capacity groups for later analysis.
Training syllogisms and modified syllogisms were identical to Experiment 1. In contrast to Experiment 1, Experiment 2 did not manipulate explanation source in the primary task, i.e., people or scientists.
Prior to each trial, participants were provided with a concurrent load consisting 1 of 32 unique random number strings. Each string was presented for 1 s prior to receiving the syllogism and consisted of four random letters. Participants recorded the recalled items following their validity judgment and subjective confidence report. Thus, the load persisted both for the primary decision and confidence report phases of the experiment.
Results
Rather than using a median split to differentiate participants based on working memory capacity, we used a theoretically important distinction. Specifically, using suggestion that the capacity of working memory when chunking was inhibited is four items, the results of the working memory task were used to create a high-capacity group (WMscore > 4) and a low-capacity group (WMscore < 4). The high-capacity criterion resulted in slight differences in the number of participants in the high-capacity group (n = 21) relative to the low-capacity group (n = 25). Participants were included on the basis of the performance criterion such that they needed to perform above chance, i.e., p(corr) > 0.5. This resulted in the removal of ten participants who appeared to be guessing throughout the task. The sample remained equivalent for low- (n = 18) and high-working memory capacity (n = 19) groups. One additional participant in the high-working memory capacity condition was removed from the analysis of overconfidence due to an error in reporting response confidence.
Response Accuracy
Replicating Experiment 1, an analysis of response accuracy revealed an interaction between Explanation Type and Validity, F(1,33) = 41.37, MSE = 0.026, p < 0.001, η2 = 0.56, ω2 = 1.0. We also did not find a significant effect of Animacy, F(1,33) = 0.805, MSE = 0.020, p = 0.38, η2 = 0.024, ω2 = 0.141. Moreover, we only obtained a marginal effect of Validity, F(1,33) = 2.98, MSE = 0.054, p = 0.094, η2 = 0.083, ω2 = 0.39, and no effect of Working Memory Capacity Group, F(1,33) = 0.005, MSE = 0.020, p = 0.946, η2 = 0.000, ω2 = 0.05. The absence of an effect might appear odd given the role of working memory in reasoning tasks (). Concurrently, the low observed power might suggest that a much larger sample size is required in order to account for individual differences. However, when compared to Experiment 1, working memory load appears to have reduced accuracy uniformly across explanatory conditions. Given that the letter string we provided to participants were based on average working memory capacity (), individual differences in working memory capacity might only provide a negligible advantage.
Consistent with Experiment 1 (see Table 2), participants exhibited relatively higher accuracy judging valid mechanistic explanations compared to invalid mechanistic explanations. Intentional explanations again produced the opposite pattern of performance, with participants instead exhibiting relatively higher accuracy for inconsistent intentional explanations compared to consistent intentional explanations.
Overconfidence Bias
Overconfidence bias was obtained in the same method as Experiment 1. Similar to Experiment 1, we found a significant interaction between Explanation Type and Validity, F(1,32) = 41.91, MSE = 0.026, p < 0.001, η2 = 0.57, ω2 = 1.0. The greatest level of overconfidence bias was obtained for valid mechanical explanations and invalid intentional explanations (see Table 3). This suggests that participants maintained a strong belief in their responses further implying that they believed mechanistic explanans were generally correct while intentional explanans were generally incorrect.
TABLE 3
| Explanation type | |||
| Mechanistic | Intentional | ||
| P(COR) | Consistent | 0.759 (0.018) | 0.606 (0.019) |
| Inconsistent | 0.537 (0.014) | 0.740 (0.017) | |
| CONF | Consistent | 83.40 (1.07) | 84.47 (1.00) |
| Inconsistent | 85.48 (0.91) | 85.03 (0.93) | |
| OC | Consistent | 0.075 (0.020) | 0.239 (0.021) |
| Inconsistent | 0.318 (0.015) | 0.110 (0.019) | |
Proportion correct [P(COR)], mean confidence (CONF), and overconfidence (OC) for explanation type and consistency for Experiment 2.
Standard deviation reported in parentheses.
Similar to response accuracy, we again did not find any differences between Working Memory Capacity Groups, F(1,32) = 0.70, p = 0.41, η2 = 0.022, ω2 = 0.129, or an effect of Animacy, F(1,32) = 0.36, p = 0.55, η2 = 0.011, ω2 = 0.09. Replicating our previous results, we also observed a significant effect of Validity, F(1,32) = 4.15, MSE = 0.059, p = 0.05, η2 = 0.12, ω2 = 0.51. Thus, even after controlling for participant’s performance and accounting for working memory capacity, overconfidence bias was still affected by the same factors as accuracy.
Discussion
The results of Experiment 2 replicated those of Experiment 1, suggesting several important features about the explanatory schema activated in this task. First, the belief-bias effect for mechanistic and intentional explanans was observed even with the provision of a concurrent working memory load. Although participants’ working memory capacity (as measured by a letter span task) did not affect the expression of this bias, the addition of a concurrent digit span task to the minimal explanation task did systematically decrease performance. This systematic decrease would seem to suggest that similar processes operated when reasoning about mechanistic and intentional explanans thereby indicating that one explanatory schema was not likely to be more readily available than another. Consequently, what mattered was whether a partial explanans was primed on a given trial.
Replicating the findings of Experiment 1, we observed a bias toward the acceptance of mechanistic explanations relative to intentional explanations. The results of the present task suggests that explanans might be more accessible or relevant than explanandum and, in particular, that participants maintain heuristics that support the acceptance of mechanistic explanations. Alternatively, it might be the case that limitations in working memory make block-level priming of explanandum less effective. Both of these factors appear to contribute to the results of Experiment 2. When compared to previous studies of scientific explanations (e.g., ; ), the results of Experiments 1 and 2 suggest the more general conclusion that mechanistic explanations, rather than neuroscientific explanations in particular, might be the source of participants’ subjective bias.
General Discussion
Scientific explanations are typically considered in terms that scientists themselves would understand (e.g., ; ; ). Effective scientific communication (; ; ; ) and education (; ; ; ) requires an understanding of the essential features of explanations of natural phenomena (for a discussion of the extent to which explanatory ‘primitives’ exist, see ). Studies of reasoning (; ; ), decision-making (; ), and explanation () suggest that simple heuristics are likely used to understand many natural phenomena. The availability of multiple simple explanations including folk theories (e.g., ; ; ) and abstract forces (; ) requires that we identify which explanans are associated with specific explanandum in order to understand the effectiveness of the explanation.
To explore this, the current study used a “minimal explanation” paradigm. Using pseudowords that referred to fictional entities, we manipulated explanans (mechanistic and intentional) and explanandum (animate and inanimate phenomena) provided by ‘people’ and ‘scientists.’ In addition to making judgments of the validity of these explanations participants reported their subjective confidence. By examining the accuracy of validity judgments and overconfidence bias, we were able to dissociate participants’ knowledge and their subjective awareness of their performance.
The results of two experiments suggest that minimal explanatory schemata are activated when judging the validity of explanations in a reasoning task. Our findings demonstrate that intentional and mechanistic explanans are associated with differences in the degree of their perceived validity in accounting for specific phenomena, with a tendency to reject the validity of intentional explanations and a tendency to accept the validity of mechanistic explanations. Similarly, the source of a given explanation (scientists vs. people) appeared to be strongly associated with specific explanans (scientists∼mechanistic and people∼intentional), which suggests that participants maintain folk theories about the competencies of members of these social categories. Animate phenomena had similar strong associations with intentional explanations whereas inanimate phenomena were associated with mechanistic explanations. Taken together, both of these results replicated the general finding that believability affects judgements of validity (e.g., ; ). However, rather than these individual heuristics being applied separately (i.e., a main effect), we found evidence that more complex explanatory schemata can be used by participants (i.e., multiple interactions). Supporting this, a recurrent finding across two experiments in the current study is that participants sometimes rely on heuristics (i.e., mechanistic explanations are accurate) whereas at other times associative schemata affect decision-making (e.g., scientists’ explanations of inanimate phenomena are accurate).
Accessibility of Explanatory Heuristics
A straightforward means to account for the findings of the present study is the broad distinction proposed between effortful, algorithmic, and controlled processing (Type 2 Processes) and effortless, heuristic, and automatic processing (Type 1 Processes) in the cognitive and social-cognitive psychology literatures (e.g., ; ; ). Evidence for the involvement of multiple processes comes from our analysis of response accuracy and response confidence. By controlling for response accuracy, overconfidence bias can be examined to assess participants’ subjective awareness of their own knowledge (; ). Research in a number of domains has identified discrepancies between people’s knowledge of a domain and their confidence (e.g., ; ; ). Specifically, people tend to be overconfident when they are presented with general knowledge questions (; ; cf. ), with other studies finding discrepancies between confidence and knowledge within specific domains (; ; ). As demonstrated, these results appear to be a consequence of the availability of knowledge rather than from the structure and content of knowledge (cf. ). This result conforms to models of performance monitoring that assume that subjective reports such as confidence ratings have access to multiple sources of information (e.g., ; ) as well as general heuristics (; ). As such, participants likely maintain multiple, independent heuristics for explanans and explanandum that can be associated into more complex explanatory schemata through repeated activation. Concurrently, participants likely use the availability of information (; ; ) or prior knowledge structures in memory as the basis for their judgments of certainty (; ).
Our overconfidence results also suggest important features of explanations. Supporting other studies of causal features (e.g., ; ), our results suggest that explanans occupy a central position in explanatory schemata. Similarly, persuasive communication studies have observed that while the credibility of a message source increases the acceptance of a message when presented alone, when presented along with other information source credibility has a negligible effect (). In contrast, Experiment 1 found that the source of the explanation affected performance while it did not affect overconfidence bias. Thus, participants likely did not have explicit awareness of how these associations affected their performance. Although our results suggest that mechanistic explanans are used to understand psychosocial phenomena (e.g., ), there is additional evidence for the use of intentional explanations. Taken together, it appears that participants might be generating mental models to solve syllogisms (; ), however, such models might not reflect a dense associative network or schemata. Instead, they likely represent minimal explanations.
The Invalidity of Intentional Explanans
Participants were generally biased toward the rejection of intentional explanans and acceptance of mechanistic explanans. Specifically, despite the robust finding that response accuracy is higher for valid relative to invalid syllogisms in the syllogistic reasoning literature, we found that response accuracy was nearly equivalent for consistent and inconsistent intentional explanans suggesting a response bias associated with beliefs about intentional explanations. It might be the case that this over-attribution of intentional states is suppressed because mechanistic cues de-emphasize applicability of psychosocial cues and animacy more generally. Given that the stimuli in the minimal explanation paradigm lacked many features that would normally be associated with intentional targets (i.e., reference to motion or an ontological category) only a limited amount of activation is likely to have occurred to support an intentional bias. Furthermore, this activation might have been lost in a competition with processes associated with abstract, mechanistic reasoning.
Supporting this, we did not observe the robust relationship between greater response accuracy in conditions wherein syllogisms were consistent relative to conditions wherein they were inconsistent. Instead, participants’ performance decreased when responding to consistent intentional syllogisms relative to consistent mechanistic syllogisms. Such a bias might then be construed as a specific case of the belief-bias effect (e.g., myside bias; ). Following from other studies, participants might simply use consistent and inconsistent conclusions to determine believability and validity ().
It could also be argued that what we have observed here is a result of a general teleological theory: that goal-directed behavior is in fact the cause of the bias rather than intentionality per se (e.g., ; ). However, both the mechanistic and intentional stimuli contained goal-directed premises. Statements such as “A Luze is drawn to a Blix” and “A Luze wants to be near a Blix” could both imply that the end state is that a Luze and Blix should come into contact or be in close proximity to one another. Consequently, although a teleological reasoning heuristic might be relevant for these stimuli, our findings suggest that participants likely possessed a specific intentional bias. Additional research could examine whether specific biases exist for teleological explanations, whether they represent an intermediary condition between mechanistic and intentional, or whether they are comparable to either type of explanation.
Source Credibility Effects in Syllogistic Reasoning
While source credibility has been studied extensive in the attitude and attitude change literature (), it has only been examined relatively recently in the context of a syllogistic reasoning paradigm (). For instance, in Experiment 2 of , participants were presented with syllogisms provided by an “expert” (Harvard Psychologist) and a “non-expert” (Mechanic). They found that participants were more likely to accept conclusions that were provided by experts relative to non-experts. While these results need to be replicated (cf. ), the findings of the present study lend some qualifying support to these conclusions.
Importantly, the effect of the source of the explanation took on a form that is quite different than would have been expected by . Rather than associating scientists with high credibility, participants were most accurate when scientists were believed to be the source of explanations for inanimate/mechanistic phenomena. In contrast, participants were equally accurate when “scientists” or “people” were thought to be the source of conclusions of animate/intentional phenomena. One possibility is that participants might simply have assumed that scientists and people had differential expertise and that is why the experimenters provided syllogisms from these two sources. Providing support for this, when an analysis only considered formal terms, the stimulus set used in the present study demonstrated associations between scientists and inanimate phenomena as well as people and animate phenomena (for a preliminary analysis, see ). These results conform to the literature on attitude and attitude change that demonstrates the influence of both social proof and source credibility (e.g., ; ; ). Thus, participants in our study might have assumed that “people” as a group possess a satisfactory understanding of animate phenomena whereas “scientists” have an exclusive understanding of inanimate phenomena. In contrast to other studies (), our study provides evidence for the influence of non-expert opinions when reasoning about judgments of validity. Reasoning strategies such as this might provide the basis for acceptance of complementary and alternative medicines (e.g., ; ; ; cf. ).
More generally, our research adds to recent studies that examine how extraneous information can influence judgments about the validity of scientific arguments. It is clear from the present study that the effect observed by ; see also, ) is not limited to neuroscientific explanations, and that many more factors need to be controlled when examining such reasoning biases. Failures to replicate this effect (; ) might stem from such factors. In order to develop more effective scientific communications, further research is required to specific the specific features of scientific (e.g., ) and medical explanations (; ) that make them persuasive. By using a minimal explanation paradigm that differentiates between assessments of validity and certainty, greater insight can be gained into what makes an explanation believable.
Publisher’s Note
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Statements
Data availability statement
The aggregated data supporting the conclusions of this article will be made available by the authors, without undue reservation.
Ethics statement
The studies involving human participants were reviewed and approved by Department of Psychology, Carleton University. The participants provided their written informed consent to participate in this study.
Author contributions
JRS conducted the literature review, experimentation, and analysis. JRS and RT collaborated in developing the stimuli and conceptual framework and interpretation. RT provided insight into the requirements of ensuring that the statements conformed as closely as possible to logical syllogisms. Both authors contributed to the article and approved the submitted version.
Funding
Funding for the publication of this research was sponsored by the Army Research Laboratory and was accomplished under the Cooperative Agreement Number W911NF-19-2-0223. The views and conclusions contained in this document are those of the authors and should not be interpreted as representing the official policies, either expressed or implied, of the Army Research Laboratory or the U.S. Government. The U.S. Government is authorized to reproduce and distribute reprints for the Government purposed not with standing any copyright notation herein.
Acknowledgments
The authors would also like to acknowledge Jim Davies for contributing experimental facilities and assistance.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Footnotes
1.^While the use of antonyms (repels vs. attracts) are not contradictory terms (technically, they are contraries), in the context of our explanations they serve an equivalent purpose (e.g., repels denotes a case of not-attracts) and thus lead to the same judgment for the explanatory element. While it could be argued that the syllogism is not strictly valid, based on vernacular use of antonyms (supporting ecological validity of the statements; otherwise, they would be grammatically awkward and too similar to strict syllogisms) the perceived validity of the statements is similar to the strict validity had we used contradictory terms rather than contraries. In other words, the truth conditionals of our syllogisms do not change whether we had used contraries (i.e., antonyms) or contradictions.
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Summary
Keywords
explanation, reasoning, metacognition, overconfidence, scientific explanations, scientific communication, folk theories
Citation
Schoenherr JR and Thomson R (2021) Persuasive Features of Scientific Explanations: Explanatory Schemata of Physical and Psychosocial Phenomena. Front. Psychol. 12:644809. doi: 10.3389/fpsyg.2021.644809
Received
21 December 2020
Accepted
08 April 2021
Published
06 September 2021
Volume
12 - 2021
Edited by
Claudio Lucchiari, University of Milan, Italy
Reviewed by
Kareem Khalifa, Middlebury College, United States; Pablo Ezequiel Flores Kanter, Siglo 21 Business University, Argentina
Updates
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© 2021 Schoenherr and Thomson.
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*Correspondence: Jordan Richard Schoenherr, jordanrichard.schoenherr@concordia.ca
This article was submitted to Cognitive Science, a section of the journal Frontiers in Psychology
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